Subscriber access provided by UNIV OF DURHAM
Assembling the puzzle of Apixaban solid forms Rafael Barbas, Cristina Puigjaner, and Rafel Prohens Mol. Pharmaceutics, Just Accepted Manuscript • DOI: 10.1021/acs.molpharmaceut.8b00060 • Publication Date (Web): 27 Mar 2018 Downloaded from http://pubs.acs.org on March 28, 2018
Just Accepted “Just Accepted” manuscripts have been peer-reviewed and accepted for publication. They are posted online prior to technical editing, formatting for publication and author proofing. The American Chemical Society provides “Just Accepted” as a service to the research community to expedite the dissemination of scientific material as soon as possible after acceptance. “Just Accepted” manuscripts appear in full in PDF format accompanied by an HTML abstract. “Just Accepted” manuscripts have been fully peer reviewed, but should not be considered the official version of record. They are citable by the Digital Object Identifier (DOI®). “Just Accepted” is an optional service offered to authors. Therefore, the “Just Accepted” Web site may not include all articles that will be published in the journal. After a manuscript is technically edited and formatted, it will be removed from the “Just Accepted” Web site and published as an ASAP article. Note that technical editing may introduce minor changes to the manuscript text and/or graphics which could affect content, and all legal disclaimers and ethical guidelines that apply to the journal pertain. ACS cannot be held responsible for errors or consequences arising from the use of information contained in these “Just Accepted” manuscripts.
is published by the American Chemical Society. 1155 Sixteenth Street N.W., Washington, DC 20036 Published by American Chemical Society. Copyright © American Chemical Society. However, no copyright claim is made to original U.S. Government works, or works produced by employees of any Commonwealth realm Crown government in the course of their duties.
Page 1 of 21 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60
Molecular Pharmaceutics
Assembling the puzzle of Apixaban solid forms Rafael Barbas, Cristina Puigjaner* and Rafel Prohens* *To whom correspondence should be addressed. Tel. + 34 93 4034656. Fax. + 34 93 4037206. E.mail:
[email protected],
[email protected] Unitat de Polimorfisme i Calorimetria, Centres Científics i Tecnològics, Universitat de Barcelona, Baldiri Reixac 10, 08028 Barcelona, Spain
Abstract An in-depth analysis of the solid forms of the anticoagulant drug Apixaban (APX) has been conducted to sort out the confusion in the scientific and patent literature regarding the solid forms landscape. The nomenclature employed and the accompanying characterization data are often unclear and incomplete leading to a situation in which apparently the same form has been reported by different authors or claimed by different inventors. A comprehensive solid forms screen and a full and careful comparison with the literature data has been performed to draw a reliable picture of the solid forms landscape of APX.
Keywords: Polymorphism, Patents, Pharmaceutical drugs, Powder X-ray Diffraction
1. INTRODUCTION Recent surveys1,2 have indicated that polymorphism of molecular compounds is quite common, a fact which is of particular relevance in the pharmaceutical industry due not only to the impact on the physicochemical properties but also to the implications in the intellectual property of active pharmaceutical ingredients (APIs). According to current estimates based on the results of contracted experimental solid forms screens, about 90% of organic compounds exist in multiple crystalline forms (including polymorphs and solvates) with half of them being polymorphic.3 Thus, solid form screening, the activity of generating, isolating and analysing different solid forms on an API, has become an
ACS Paragon Plus Environment
1
Molecular Pharmaceutics 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60
Page 2 of 21
integral part in the development of a drug with great resources spent in early stages of the drug discovery process with the aim to explore a broad expanse of the solid form landscape. The motivation for this survey of the landscape is meant to reveal the form that is best suited for ultimate production and formulation, and to ensure that the intellectual property rights have been sufficiently protected. The exploration of the crystal form landscape often continues throughout the lifetime of an API, in some cases leading to alterations and improvements or even new formulations with the potential of extending the patent protection of the drug.4 While every drug involves different chemistry and different solid state landscapes, the case of Cefdinir with a variety of hydrated and anhydrous forms described in 9 patents provides an example of the history of an API and the intellectual property associated with it.5 For materials that exhibit multiple solid forms a recurring problem is the lack of consistency in the labeling and characterizing of those forms. With regard to the intellectual property aspects of those forms, this situation can lead to considerable difficulty in searching and interpreting the prior art for any individual form, a factor that may determine its patentability. This inconsistency arises in nomenclature, at least, from the lack of an accepted standard notation (Arabic or Roman numerals, lower or upper case Latin or Greek, etc).6 Furthermore, the often extended time frames in publishing can lead to overlapping and or conflicting labeling of forms. The situation is often further complicated by the provision of minimal characterizing data for solid forms, thus providing insufficient information (i.e. sparse data and/or poor figures) for comparison and determination of identity of forms or lack thereof. Solid forms are treated as inventions defined by parameters. According to ICH (formerly the International Conference on Harmonisation and superseded by the International Council for Harmonisation), the leading platform for global pharmaceutical regulatory harmonization, in particular the Q6 A.3.3.1 guideline,7 the analytical techniques commonly used to determine the existence of multiple solid forms are: X-ray powder diffraction (XRPD), thermal analysis procedures (i.e. DSC, TGA and DTA), solid state IR, Raman spectroscopy, solid state NMR and optical microscopy. No
ACS Paragon Plus Environment
2
Page 3 of 21 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60
Molecular Pharmaceutics
details are provided about how to perform the characterization and comparison among the different forms, but the implied assumption is that a person of skill in the art in preparing and characterizing solid forms knows how to employ these analytical techniques and interpret the data from them. Solid forms may be recognized and characterized by any combination of these techniques, leading to a variety of actual patent claims, and the situation for every compound is unique.8 As a result of this situation, for many compounds, especially those that command a significant market, one can find literature references and patents describing and claiming many solid forms of an API. Some recent examples include Sertraline HCl which has been reported in several patents to exist at least as 17 polymorphs, 4 solvates and 6 hydrates;9 the calcium salt of Atorvastatin with at least 60 forms patented10 and a total of 78 forms reported [Y.S. Jin 2012 Ph.D. Thesis from Martin-Luther Universitat Halle-Wittenberg, Germany]; Aripiprazole with more than 20 patents and applications claiming polymorphic, solvated and amorphous forms;11 Sulfathiazole with five polymorphs, an amorphous form and over one hundred solvates identified12 or Axitinib with 60 solvates or polymorphs of solvates and 5 anhydrous forms.13 Moreover, these documents containing scientific and/or technical information do not always lead to clarification of the solid form landscape but rather often compound the confusion. In the present paper we have analyzed the typically confusing case of APX (Figure 1). This compound, under the trade name of Eliquis, is an anticoagulant drug used for reducing the risk of strokes first produced by Bristol-Myers Squibb and Pfizer in 2011. We have conducted an analysis of the 24 different patents claiming solid forms of APX showing that a variety of nomenclature combined with often scanty and inconsistent characterization data have apparently led to the same form being claimed in different patent applications. This realization prompted us to perform a comprehensive solid forms screen and a full evaluation and comparison with the relevant patent literature in order to assemble all the pieces of the solid forms puzzle of APX. In the course of this investigation we have
ACS Paragon Plus Environment
3
Molecular Pharmaceutics 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60
Page 4 of 21
obtained additional new benzyl alcohol and isopropanol solvates; their crystal structures analysis are the subject of another paper.14
Figure 1. Chemical structure of APX 2 MATERIALS AND METHODS 2.1 Synthesis of the different crystal forms 2.1.1 Anhydrous Form I. Obtained in most of the screening methodologies applied (m.p. 238ºC). For example, by slow crystallization from a solution of 20 mg of Apixaban in 2 mL of THF at 66ºC. Once the compound was dissolved, the heater was switched off and the solution was cooled down to 25ºC inside the heating block. Crystals were obtained after one day. 2.1.2 Anhydrous Form II. Obtained always as a mixture with Form I, when heating Forms III, V, VI or VIII at 210ºC in a DSC pan. Its XRPD is shown in the electronic supplementary information (ESI). Melting point has been deduced from desolvation of some hydrates and solvates in the DSC pan (m.p. 234ºC), Figure 3. 2.1.3 Hydrate Form III. Obtained by fast cooling rate crystallization: 20 mg of APX were dissolved in 1 mL of dichloromethane at 35ºC and the solution was cooled down quickly inside an ice-water bath. Form III precipitated after some seconds. Alternatively, Form III was obtained by adding all at once without stirring 4 mL of pentane as antisolvent to a solution of 20 mg of APX in 2 mL of ACN at 70ºC. A solid precipitated after several seconds. Water content has been determined by TGA analysis (4.7% weight loss)15 and its XRPD has been indexed (see ESI). 2.1.4 Hydrate Form IV. Obtained by slow evaporation during 9 days of a solution of 20 mg of APX in 0.05 mL of formic acid at 25ºC and also by addition all at once without stirring of 0.2 mL of DIE as ACS Paragon Plus Environment
4
Page 5 of 21 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60
Molecular Pharmaceutics
antisolvent to a solution of 40 mg of APX in 0.1 mL of formic acid at 25ºC. A solid precipitated after several seconds. Water content has been determined by TGA analysis (5.6% weight loss)15 and its XRPD has been indexed (see ESI). 2.1.5 Hydrate Form V. Obtained in most of the screening methodologies applied using acetic acid as solvent, for example 40 mg of APX were dissolved in 0.2 mL of acetic acid at 25ºC and 0.4 mL of H2O or 0.4 mL of DIE were added all at once without stirring and a solid precipitated after several seconds. Alternatively, form V was obtained by rapid cooling of a solution of 20 mg of APX in 1 mL of THF at 70ºC. Once the solid was dissolved, the solution was cooled down by immersing in an ice-water bath. After one hour the solution was kept at 8-10ºC and after one day a solid was obtained. Water content has been determined by TGA analysis (5.8% weight loss)15 and its XRPD has been indexed (see ESI). 2.1.6 Hemichloroform solvate Form VI. Obtained by evaporation overnight of a solution of 20 mg of APX in 0.4 mL of chloroform at 25ºC and by fast cooling rate crystallization of 50 mg of APX in 1.2 mL of chloroform at 50ºC. Once the solid was dissolved, the solution was cooled down quickly inside an ice-water bath; after one hour the solution was kept at 8-10ºC and a solid precipitated after 8 days. Solvent content was determined by TGA analysis (19.1% weight loss) and 1HNMR (DMSO-d6) (APX:chloroform 1:0.5 molar ratio). Its XRPD has been indexed (see ESI). 2.1.7 Hemidimethoxyethane solvate Form VII. Obtained by slurring 20 mg of APX in 2 mL of DME at 25ºC overnight, after heating the solution at 85ºC. Solvent content has been determined by TGA analysis (8.5% weight loss) and 1HNMR (DMSO-d6) (APX:dimethoxyethane 1:0.5 molar ratio). Its XRPD has been indexed (see ESI). 2.1.8 Hemibenzyl alcohol solvate Form VIII. Obtained by evaporation at 25ºC of a solution of 20 mg of APX in 0.05 mL of benzyl alcohol after 2 days and also by addition all at once, without stirring, of 0.6 mL of DIE as antisolvent to a solution of 120 mg of APX in 0.3 mL of benzyl alcohol at 25ºC and subsequent cooling to 8-10ºC during 1 day (CCDC: 1523674).14 2.1.9 DMSO solvate Form IX. Obtained in most of the screening methodologies applied using DMSO, for example after overnight crystallization of a solution of 20 mg of APX in 1 mL of DMSO. Its XRPD has been indexed (see ESI). 2.1.10 Isopropanol solvate Form X. Obtained by slow diffusion of IPA as antisolvent into a solution of 120 mg of APX in 0.3 mL of benzyl alcohol at 25ºC (CCDC: 1523673).14 2.1.11 Amorphous Form XI. It was obtained in situ by quenching from the melt a sample of APX in a
ACS Paragon Plus Environment
5
Molecular Pharmaceutics 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60
Page 6 of 21
DSC experiment, (glass transition 120ºC, ∆Cp = 0.360 J/gK, see ESI) but it has not been isolated.
2.2 Methods 2.2.1 X-ray Powder Diffraction (XRPD). X-ray Powder Diffraction patterns were obtained on a PANalytical X’Pert PRO MPD diffractometer in transmission configuration using Cu Kα1+2 radiation (λ = 1.5418 Å) with a focalizing elliptic mirror, a PIXcel detector working at a maximum detector’s active length of 3.347º. Flat geometry has been used for routine samples sandwiched between low absorbing films (polyester of 3.6 microns of thickness) measuring 2theta/theta scans from 2 to 40º in 2θ with a step size of 0.026º and a measuring time of 80-300 seconds per step. 2.2.2 Indexing and space group determination by XRPD. Powder diffraction diagrams have been indexed by means of Dicvol0416 and the space groups have been determined from the systematic absences, which are confirmed through pattern matching procedure by means of FullProf.17 2.2.3 Differential Scanning Calorimetry (DSC). Differential scanning calorimetry analysis were carried out by means of a Mettler-Toledo DSC-822e calorimeter. Experimental conditions: aluminium crucibles of 40 µL volume, atmosphere of dry nitrogen with 50 mL/min flow rate, heating rate of 10ºC/min. The calorimeter was calibrated with indium of 99.99% purity. 2.2.4 Thermogravimetric Analysis (TGA). Thermogravimetric analyses were performed on a MettlerToledo TGA-851e thermobalance. Experimental conditions: alumina crucibles of 70 µL volume, atmosphere of dry nitrogen with 50 mL/min flow rate, heating rate of 10ºC/min.
3 RESULTS AND DISCUSSION 3.1 Bibliographic precedents An extensive literature survey was conducted for APX. Previous reports on the crystal polymorphism of APX are listed chronologically in Table 1, according to their international publication date. In particular, 24 patents and 2 articles were published from 2007 to 2015 and 49 crystal forms were ACS Paragon Plus Environment
6
Page 7 of 21 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60
Molecular Pharmaceutics
reported. This survey shows that different nomenclature systems have been used (Roman numbers, Latin or Greek letters and others) with an inconsistent labelling of polymorphs and solvates. Several analytical techniques were used to characterize the different crystal forms (cell parameters, DSC, TGA, X-ray diffractogram and XRPD 2θ peak list).
Table 1. Bibliographic precedents: chronological classification according to their international publication date Form(s)a
Characterization
Year
18
N-1, H2-2
peak list, cell parameters
2007
19
DMF-5, FA-2
peak list, cell parameters, DSC, TGA
2007
Patent/article WO2007001385
US20070203178
IPCOM000216217D20
I, II
peak list
2012
WO201216836421
α
peak list, X-ray diffractogram, DSC
2012
peak list
2013
I, II, III, DF-1
peak list, X-ray diffractogram
2013
A, B, C, D
X-ray diffractogram
2013
β
peak list, X-ray diffractogram, DSC
2013
amorphous
X-ray diffractogram, DSC
2013
CN10353979527
I, II, III, IV, V, amorphous
peak list, X-ray diffractogram, DSC
2014
CN10383375528
B
peak list, X-ray diffractogram
2014
I
peak list, X-ray diffractogram, DSC
2014
22
IPCOM000227611D
WO2013119328
23 24
IPCOM000216902D
CN103360391 US9045473
25
26
WO2014056434 EP2752414
29
30
“form”
b
A, H-3
peak list, X-ray diffractogram, DSC
2014
WO2014108919
31
M, S, N
peak list, X-ray diffractogram, DSC
2014
WO2014111954
32
“form”
X-ray diffractogram
2014
CN104086544
33
monohydrate
WO2014173377
34
AP3, AP4, AP5
WO2014203275
35
peak list, X-ray diffractogram, DSC,TGA peak list, X-ray diffractogram, DSC,TGA
2014
“form”, amorphous
peak list, X-ray diffractogram, DSC
2014
WO201502190236
A
peak list, X-ray diffractogram, DSC
2015
CN10465007437
“form”
peak list
2015
γ
peak list, X-ray diffractogram, DSC
2015
amorphous
X-ray diffractogram
2015
N-1
cell parameters
2015
X
peak list, X-ray diffractogram, DSC
2015
N-1, H2-2, α
X-ray diffractogram, DSC,TGA
2015
CN104672233
38
US20150018386 Wang et al.
39
40
CN104788448 Solanki et al.
41
42 43
a
2014
CN104910147 I, II peak list, X-ray diffractogram Nomenclature used in each patent. b “form” means unspecific nomenclature.
2015
3.2 Solid forms screening of APX Aiming to produce the reported forms of APX and to search for potential new solid forms, a ACS Paragon Plus Environment
7
Molecular Pharmaceutics 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60
Page 8 of 21
comprehensive polymorph/solvate screen has been conducted by using different combinations of solvents at several concentrations and temperatures, with variable cooling rates, in both thermodynamic and kinetic conditions (Table 2). A summary with the details of all experimental conditions can be found in the ESI. The analysis of all isolated solids showed experimental evidence for up to thirteen different crystal forms. However, we could only characterize ten in pure form: one anhydrous (Form I), three hydrates (Forms III, IV, V), five solvates (chloroform: Form VI; dimethoxyethane: Form VII; benzyl alcohol: Form VIII; DMSO: Form IX; isopropanol: Form X) and one amorphous (Form XI). All crystal forms were characterized by means of X-ray powder diffraction, DSC and TGA. The X-ray powder diffractograms of the different crystal forms obtained are shown in Figure 2. Their XRPD diagrams were indexed with DICVOL06, the space groups were deduced from the systematic absences and the most probable space group in each case is suggested. The cell and space groups were validated with Le Bail fit of the data using FullProf (see ESI). The crystal structures of Form I and the two
ACS Paragon Plus Environment
8
Page 9 of 21 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47
Molecular Pharmaceutics
Table 2. Screening of APX Methodology
Nº Experiments
Nº Solids
Form obtained (according to XRPD)
Solubility Study
30
30
form I, form III, form IV, form V, form VII, form VIII, form IX, mixture form III + form VI, mixture form III + form XIII, mixture form III + form XII
Evaporations at 25ºC
6
5
form V, form VI, mixture form I + form IX
Crystallizations from 25ºC to 0ºC
6
5
form V, form IX, mixture form III + form VI, mixture form III + form XIII
Crystallizations at slow cooling rate
10
7
form I, form V, form VI, mixture form I + form IX, mixture form III + form XIII, mixture form III + form XII,
Crystallizations at medium cooling rate
10
7
form I, form VI, mixture form I + form IX, mixture form III + form XIII, mixture form III + form XII
Crystallizations at fast cooling rate
10
6
form I, form III, form V, form VI, form IX
Crystallizations by antisolvent diffusion
32
15
form I, form V, form VI, mixture form III + form VI, mixture form III + form XIII
Precipitations by adding antisolvent at 25ºC
41
33
form I, form III, form IV, form V, form VI, form VIII, form IX, mixture form I + form IX, mixture form III + form VI
Precipitations by adding antisolvent at high temperature (35-70ºC depending on the solvents used)
28
20
form I, form V, form IX, mixture form I + form V, mixture form I + form III, mixture form III + form VI, mixture form III + form XII
Quenching from the melt
1
1
form XIa
a
The amorphous form obtained in the DSC experiment has not been isolated, so its XRPD has not been measured.
ACS Paragon Plus Environment
9
Molecular Pharmaceutics 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60
Page 10 of 21
solvates with benzyl alcohol and isopropanol (Forms VIII and X respectively) were solved at 100K.14 Unit cell parameters of the different forms are shown in Table 3.
Figure 2. Experimental XRPD of the crystalline forms of APX. Calculated XRPD from Form X crystal structure is also shown.
Table 3. Unit cell parameters of APX crystal forms Form
a (Ǻ)
b (Ǻ)
c (Ǻ)
β (º)
V (Ǻ3)
Z
Probable Space group
Ia
10.0987(6)
13.7383(10)
15.7097(12)
93.716(3)
2175.0(3)
4
P21/n
Ib
10.2208(4)
13.8422(6)
15.7529(6)
92.927(3)
2225.79(15) 4
P21/n
III
29.525(3)
13.8654(7)
5.9685(4)
90
2443.4(4)
4
P n n 2c
IV
13.1394(5)
30.478(2)
6.2414(3)
91.270(2)
2498.8(2)
4
P21/n
V
13.1048(4)
30.594(2)
6.2086(3)
90.977(2)
2488.8(2)
4
P21/n
VI
13.3594(8)
32.295(3)
6.1752(4)
89.973(9)
2664.3(4)
4
P21/n
VII
40.262(3)
11.676(1)
5.3496(4)
92.129(2)
2513.1(3)
4
P21/n
VIIIa
6.2826(4)
30.485(2)
14.0978(8)
114.198(3)
2462.8(3)
4
P21/c
IX
32.245(2)
13.8573(6)
6.0127(3)
90
2686.6(2)
4
P n a 21 c
Xa
6.2840(2)
30.4486(14)
12.8641(6)
92.231(2)
2459.54(18) 4
P21/n
a
Cell parameters obtained from single crystal determinations at 100K. b Cell parameters reported38 from single crystal determination at 293K. c The probable space groups of both orthorhombic cells with Z value of approximately 4 (assuming a density value of 1.4) have been suggested taking into account that the multiplicity cannot be 8 as the molecule is not symmetric and the asymmetric unit cannot contain only ½ molecule. Pnn2 has been suggested instead of Pnnm and Pna21
ACS Paragon Plus Environment
10
Page 11 of 21 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60
Molecular Pharmaceutics
has been suggested instead of Pnam.
In all hydrates/solvates the DSC thermograms show a very similar pattern of desolvation/melting on heating followed by crystallization and subsequent melting of the anhydrous forms II and I (Figure 3).
Figure 3. DSC of benzyl alcohol solvate Form VIII.
Three additional solid forms were detected during the screening (Forms II, XII and XIII). However, they could not be isolated in pure form for additional characterization. Anhydrous Form II was observed as a mixture with Form I when heating Forms III, V, VI or VIII at 210ºC in a DSC pan. Form XII and Form XIII were obtained each one as a mixture with Form III in some of the screening methodologies applied in dichloromethane and ACN respectively. In both cases, the mixtures converted to pure Form III after 2 months at 25ºC, as determined by XRPD.
3.3 Analysis of APX solid forms patents The main objective of this research is to clarify the IP landscape of APX. As it has been stated in the introduction, different combinations of characterization data have been used in the extensive body of patents that protects the IP of pharmaceutical compounds. Thus, an initial search of the parameters used ACS Paragon Plus Environment
11
Molecular Pharmaceutics 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60
Page 12 of 21
in the claims of those patents covering the different solid forms of APX was conducted. The full body of patents is listed in Table 1 where the parameters used to characterize each form are listed. The large body of APX patents shows a combination of parameters used from X-ray diffractograms, X-ray diffraction peak lists (2θ), DSC and TGA thermograms. Since the XRPD pattern is directly related to the crystalline structure of a solid form, it is considered the gold standard for fingerprinting of different solid forms and it is our chosen data for comparison of the different forms.
3.3.1 Initial considerations A detailed analysis of the X-ray powder diffractograms found in the different patents has been performed. Firstly, a simulated XRPD pattern of each crystal form has been represented according to the peak lists reported and their estimated relative intensities. Since some experimental issues can affect the analysis of the powder and the relative position of each XRPD peak, such as the instrument used, the diffractometer configuration (reflexion, transmission or capillary geometry), the radiation (λ), particle size, preferential orientation, measurement time per step or amount of sample, the acceptable relative standard deviation for 2θ is ± 0.2º according to the United States Pharmacopeia (USP)44 which means that peak shifts greater than 0.2º at a given 2θ angle are suggestive of a different crystalline structure. As an example of application of this criterion, the three sets of peaks shown in Figure 4 (which correspond to six different claimed forms) were considered to belong to the same X-ray pattern since the deviation in each set of peaks was less than ± 0.2º 2θ.
ACS Paragon Plus Environment
12
Page 13 of 21 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60
Molecular Pharmaceutics
Figure 4. Assignment of peaks following a ± 0.2º 2θ deviation criterion
It must be noted that XRPD patterns extracted from the patents have significant differences of scale, width peak and intensities. These differences have increased the difficulty encountered during our peaks assignment.
3.3.2 Classification of the different forms of APX Crystal forms N-1 and H2-2 were first reported in patent WO2007001385 in 2007. In this patent their cell parameters and six diffraction peaks (2θ) were described. Once compared to our own data, we assigned our experimental Form I to Form N-1 due to the coincidence between their cell parameters. A careful analysis of the diffractograms reported in the different patents suggested that eight patents could have reported the same crystal Form I (Table 4, Figure 5). Table 4. Patents describing Form I of APX Characterization Patent
Forma
cell parameters
nº peaks reported (2θ)
X-ray diffractogram
DSC (ºC)b
WO2007001385
N-1
yes
6
no
no
no
Form I claimed
WO2014108919
M
no
8
yes
237
Yes (peak list and referral to an XRPD figure)
CN103539795
I
no
18
yes
238
Yes (peak list and referral to an XRPD figure)
ACS Paragon Plus Environment
13
Molecular Pharmaceutics 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60
Page 14 of 21
WO2014056434
I
no
14
yes
237
Yes (peak list and referral to an XRPD figure)
WO2015021902
A
no
6
yes
237
Yes (peak list and referral to an XRPD figure)
CN103539795
III
no
20
yes
WO2014111954
“form”
no
CN104788448 X no a b Nomenclature used in the patent. Melting point.
no
Yes (peak list and referral to an XRPD figure)
-
yes
no
no
11
yes
237
Yes (peak list)
Figure 5. XRPD experimental pattern of Form I (black) compared to simulated diffractograms from peak lists reported in published patents: Form N-1 WO2007001385, Form M WO2014108919, Form I (green) and Form III CN103539795, Form I (brown) WO2014056434, Form A WO2015021902 and Form X CN10478848. Simulated diffractogram of “form” (WO2014111954) is missing due to the lack of X-ray peak list, since only XRPD pattern is shown in its patent.
A remarkable coincidence was observed between our experimental pattern of Form I and a full pattern created as a result of combining in one single simulated diffractogram all XRPD peak lists corresponding to those seven patents (Figure 6). However, additional peaks at 5.4º and 10.9º 2θ observed in the case of the named Form III reported in patent CN103539795 suggest the presence of another crystal form obtained concomitantly in that particular case. On the other hand, the presence of
ACS Paragon Plus Environment
14
Page 15 of 21 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60
Molecular Pharmaceutics
additional low intensity peaks in the experimental pattern of Form I (and not present in the simulated pattern) was not surprising as the peak lists of the patented forms were not complete and only the most intense or significant peaks were presumably reported. So, we conclude that all these reported forms are Form I.
Figure 6. XRPD experimental pattern of Form I compared to the combined simulated pattern from reported peak lists of seven patents.
The same careful inspection and comparison procedure of the different diffractograms has been carried out with all the other forms with similar results. Our analysis suggests that Form II could have been claimed by up to two patents, Form III by up to ten patents, Form V by up to four patents,45 Form VI by up to one patent, Form IX by up to two patents and Form XIII by up to three patents. Five new forms have been discovered during our solid forms screen (Forms IV, VII, VIII, IX and XII). Another reported crystal form (Form XVI) which we did not obtain in the course of our polymorph screen has been also claimed by two patents. Moreover, four patents claimed amorphous forms and there are nine additional claimed different forms. All this information is organized in Table 22 of the supporting information, which shows a landscape of at least 23 different crystal forms of APX (peak list of all forms are also
ACS Paragon Plus Environment
15
Molecular Pharmaceutics 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60
Page 16 of 21
shown).
ACS Paragon Plus Environment
16
Page 17 of 21 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60
Molecular Pharmaceutics
4. CONCLUSIONS The thorough analysis conducted on the patents reporting 49 solid forms of APX together with the comprehensive polymorph screen performed in this case study highlights some of the chaos which has developed in solid form patent applications of APIs in the last decades. It makes clear that nomenclature employed is chaotic, and often confusing, and different combinations of characterization data have been used in the extensive body of the patents, resulting in the same form being claimed by different patents. All the previous information has been collected, ordered and compared with our own data obtained during the screening. A careful analysis has allowed assembling the APX solid forms puzzle which now consists of a landscape of at least 23 different crystal forms. Therefore, in view of the lack of simple and general worldwide rules for patent application filing of solid forms, clear guidelines could avoid situations similar to the case of Apixaban or Cefdinir, among many others, and this would help authors and inventors to better evaluate the prior art. Although every case is unique, according to our experience, we believe that an open debate could generate useful discussions that address this ubiquitous problem in the pharmaceutical industry.
5. SUPPORTING INFORMATION Bibliographic patent precedents; Screening of APX; Summary of Solid forms of APX with comparison of XRPD peak lists; Characterization of the solid forms: DSC (anhydrous), TGA (hydrates/solvates), XRPD and Le Bail fit of the data. This material is available free of charge via the Internet at http://pubs.acs.org
6. REFERENCES 1
Bernstein, J. Polymorphism – A perspective. Crystal Growth & Design. 2011, 11, 632-650.
2
Cruz-Cabeza, A.; Reutzel-Edens, S.; Bernstein, J. Facts and fictions about polymorphism. Chemical
Society Reviews. 2015, 44, 8619-8635. 3
Stahly, G.P. Diversity in single- and multiple-component crystals. The search for and prevalence of ACS Paragon Plus Environment
17
Molecular Pharmaceutics 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60
Page 18 of 21
polymorphs and cocrystals. Crystal Growth & Design. 2007, 7(6), 1007-1026. 4
Gaudry, K.S. Evergreening: a common practice to protect new drugs. Nature Biotechnology. 2011,
29(10), 876-878. 5
Cabri, W.; Ghetti, P.; Pozzi, G.; Alpegiani, M. Polymorphism and patent, market, and legal battles:
Cefdinir case study. Organic Process Research & Development. 2007, 11(1), 64-72. 6
Bernstein, J. Polymorphism in Molecular Crystals: IUCr monographs on crystallography 14. Oxford:
Oxford University Press, 2002. 7
Guideline Specification Q6A, International Conference on Harmonization (ICH), Geneva 1999.
8
Bernstein, J. Structural chemistry, fuzzy logic, and the law. Isr. J. Chem. 2017, 57, 124-136.
9
Almarsson, O.; Hickey M.B.; Peterson, M.L.; Morissette, S.L.; Soukasene, S.; McNulty, C.; Tawa, M.;
MacPhee, J. M.; Remenar, J.F. High-throughput surveys of crystal form diversity of highly polymorphic pharmaceutical compounds. Crystal Growth & Design. 2003, 3(6), 927-933. 10
Censi, R.; Di Martino, P. Polymorph impact on the bioavailability and stability of poorly soluble
drugs. Molecules. 2015, 20(10), 18759-18776. 11
Braun, D.E.; Gelbrich, T.; Kahlenberg, V.; Tessadri, R.; Wieser, J.; Griesser, U.J. Conformational
polymorphism in aripiprazole: preparation, stability and structure of five modifications. J. Pharm. Sci. 2009, 98, 2010-2026. 12
Bingham, A.L.; Hughes, D.S.; Hursthouse, M.B.; Lancaster, R.W.; Tavener, S.; Threlfall, T.L. Over
one hundred solvates of sulfathiazole. Chem. Commun. 2001, 7, 603-604. 13
Campeta, A.M.; Chekal, B.P.; Abramov, Y.A.; Meenan, P.A.; Henson, M.J.; Shi, B.; Singer, R.A.;
Horspool, K.R. Development of a targeted polymorph screening approach for a complex polymorphic and highly solvating API. Journal of Pharmaceutical Sciences. 2010, 99(9), 3874-3886. 14
Barbas, R.; Puigjaner, C.; Font-Bardia, M; Bauza, A. Frontera, A; Prohens, R. Manuscript in
preparation. 15 16
In absence of the crystal structures, the water stoichiometry of the hydrates could not be assessed. Boultif, A.; Louër, D. Indexing of powder diffraction patterns for low-symmetry lattices by the
successive dichotomy method. J. Appl. Cryst. 1991, 24, 987-993. 17
Rodriguez-Carvajal, J. Recent advances in magnetic structure determination by neutron powder
diffraction. Physica B: Condensed Matter. 1993, 192, 55-69. 18
Shapiro, R.; Rossano, L.T.; Mudryk, B.M.; Cuniere, N.; Oberhlozer, M.; Zhang, H.; Chen, B. Process
for preparing 4,5-dihydro-pyrazolo[3,4-C]pyrid-2-ones. WO2007/001385A2 (filed 27 September 2005, priority United States US US20040613938P filed 28 September 2004). 19
Malley, M.F.; Pommier, C.J. Crystalline solvates of Apixaban. US20070203178 (filed 23 February
2007). ACS Paragon Plus Environment
18
Page 19 of 21 20
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60
Molecular Pharmaceutics
Solid
state
forms
of
1-(4-methoxyphenyl)-7-oxo-6-[4-(2-oxopiperidin-1-yl)phenyl]-4,5,6,7-
tetrahydro-1H-pyrazolo[3,4-C]pyridine-3-carboxamide
Publication
number
IPCOM000216217D.
Publication date: 25 March 2012, example 1 and example 2. 21
Vladiskovic, C.; Attolino, E.; Lombardo, A.; Tambini, S. Apixaban preparation process.
WO2012168364 (filed 7 June 2012, priority Italy MI20111047A1 filed 10 June 2011). 22
Solid
state
forms
of
1-(4-methoxyphenyl)-7-oxo-6-[4-(2-oxopiperidin-1-yl)phenyl]-4,5,6,7-
tetrahydro-1H-pyrazolo[3,4-C]pyridine-3-carboxamide.
Publication
number
IPCOM000227611D.
Publication date: 9 May 2013, example 1 and example 2. 23
Cohen, M.; Yeori, A.; Mittekman, A.; Erhlich, M. Solid state forms of Apixaban. WO2013119328
(filed 28 December 2012, priority US201261595799 filed 2 February 2012). 24
Solid
state
forms
of
1-(4-methoxyphenyl)-7-oxo-6-[4-(2-oxopiperidin-1-yl)phenyl]-4,5,6,7-
tetrahydro-1H-pyrazolo[3,4-C]pyridine-3-carboxamide.
Publication
number
IPCOM000216902D.
Publication date: 23 April 2012, example 1, example 2, example 3 and example 4. 25
Novel apixaban crystal form and preparation method thereof. CN103360391. Publication date: 23
October 2013, priority CN201310339561 (filed 6 August 2013). 26
Reddy, S.R.P.; Alam, M.A. Novel forms of Apixaban. US2013245267 (filed 13 March 2013).
27
Apixaban polymorph and preparation method thereof. CN103539795. Publication date: 29 January
2014, priority CN201310479697 (filed 18 March 2013). 28
Crystal form B of Apixaban and preparation method thereof. CN103833755. Publication date: 4 June
2014, priority CN201410110927 (filed 24 March 2014). 29
Liao, S.; Wang, Z. Crystalline form and amorphous form of Apixaban and preparation thereof.
WO2014056434 9 October 2013, priority CN20121380868 (filed 10 October 2012). 30 31
Crystalline form of apixaban. EP2752414 (filed 4 January 2013). Thirumalai; S.; Eswaraiah, S.; Venkatesh, M. Novel intermediate and polymorphs of 1-(4-
methoxyphenyl)-7-oxo-6-[4-(2-oxopiperidin-1-yl)phenyl]-4,5,6,7-tetrahydro-1H-pyrazolo[3,4c]pyridine-3-carboxamide and process thereof. WO2014108919 (filed 8 January 2014, priority IN2013CHE136 filed 9 January 2013). 32
Bhirud, S.B.; Mishra, S.; Narayanan, S.B.; Naykodi, S.B.; Naik, S.; Srivastava, S.; Patil, P.V. Process
for the preparation and purification of Apixaban. WO2014111954 (filed 15 January 2014, priority IN156/MUM/2013 filed 17 January 2013). 33
Apixaban monohydrate as well as preparation method and medicinal composition thereof.
CN104086544. Publication date: 8 August 2014, priority CN201410336255 (filed 15 July 2014). 34
Kiss, V.; Dammer, O.; Krejcik, L.; Hejtmankova, L. New crystalline forms of Apixaban and a method
of their preparation. WO2014173377 (filed 23 April 2014, priority CZ20130000305 23 April 2014). ACS Paragon Plus Environment
19
Molecular Pharmaceutics 35
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60
Page 20 of 21
Dwivedi, S.D.; Singh, K.K.; Tandon, N.; Ware, D. An improved process for the preparation of
Apixaban and intermediates thereof. WO2014203275 (filed 17 June 2014, priority IN2013MUM2059 filed 18 June 2013). 36
Wang, Y.; He, X.; Zhang, X.; Ding, X.; Zhou, Y. Novel Apixaban crystal form and preparation
method thereof. WO2015021902 (filed 12 August 2014, priority CN20131349409 filed 12 August 2013). 37
Apixaban compound. CN104650074. Publication date: 27 May 2015, priority CN201310591473
(filed 22 November 2013). 38
Apixaban crystal form gamma and preparation method thereof. CN104672233. Publication date: 3
June 2015, priority CN201510078312 (filed 13 February 2015). 39
Dwivedi, S.D.; Singh, K.K.; Gajera, J.M.; Tandom, N; Ware D. Amorphous form of apixaban,
process of preparation and compositions thereof. US20150018386 (filed 5 March 2013, priority IN2012MUM592, filed 6 March 2012). 40
Wang, Q.; Sun, Q.; Tang, P.; Tang, B.; He, J.; Ma, X.; Li, H. Determination of potential main sites of
apixaban binding in human serum albumin by combined spectroscopic and docking investigations. RSC Advances. 2015, 5, 81696-81706. 41
Apixaban crystal form and preparation method thereof. CN104788448. Publication date: 22 July
2015, priority CN201410020130 (filed 17 January 2014). 42
Solanki, P.V.; Uppelli, S.B.; Dhokrat, P.A.; Bembalkar, S.R.; Mathad, V.T. Investigation on
polymorphs of apixaban, an anticoagulant drug: study of phase transformations and designing efficient process for their preparation. World Journal of Pharmaceutical Sciences. 2015, 3(3), 663-677. 43
Apixaban crystals and preparation methods thereof. CN104910147. Publication date: 16 September
2015, priority CN201410086438 (filed 11 March 2014). 44
United States Pharmacopeia (USP) general chapter Characterization of crystalline and partially
crystalline solids by X-ray powder diffraction. 2011. 45
Form V has been described as a dihydrate in patent WO2007001385, labelled as H2-2 and its crystal
structure determined. However, the occupancy factors of the water oxygens reported in this patent (0.50 and 0.65 respectively) show that its true stoichiometry is APX:water 1:1.15.
ACS Paragon Plus Environment
20
Page 21 of 21 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60
Molecular Pharmaceutics
338x190mm (96 x 96 DPI)
ACS Paragon Plus Environment