Asymmetric Access to the Smallest Enolate Intermediate via

An NHC-catalyzed activation of acetic esters to afford enolate intermediates is disclosed. The catalytically generated triazolium enolate intermediate...
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ORGANIC LETTERS

Asymmetric Access to the Smallest Enolate Intermediate via Organocatalytic Activation of Acetic Ester

XXXX Vol. XX, No. XX 000–000

Shaojin Chen,† Lin Hao,† Yuexia Zhang, Bhoopendra Tiwari, and Yonggui Robin Chi* Division of Chemistry & Biological Chemistry, School of Physical & Mathematical Sciences, Nanyang Technological University, Singapore 637371, Singapore [email protected] Received October 6, 2013

ABSTRACT

An NHC-catalyzed activation of acetic esters to afford enolate intermediates is disclosed. The catalytically generated triazolium enolate intermediates serve as two-carbon nucleophiles that undergo highly enantioselective reactions with enones and R,β-unsaturated imines to give R-unsubstituted δ-lactones and lactams, respectively.

The asymmetric catalytic generation of chiral enolates and their equivalents via metal1 or organic molecule-based catalysts2 is a basic strategy in organic synthesis. Chiral enolate equivalents from acetic esters and their derivatives, the smallest enolate intermediates, have attracted much attention as two-carbon nucleophilic building blocks in synthesis. Under organic catalysis, several approaches †

These authors contributed equally. (1) For selected examples, see: (a) Thorhauge, J.; Johannsen, M.; Jørgensen, K. A. Angew. Chem., Int. Ed. 1998, 37, 2404. (b) Yoshikawa, N.; Yamada, Y. M. A.; Das, J.; Sasai, H.; Shibasaki, M. J. Am. Chem. Soc. 1999, 121, 4168. (c) Trost, B. M.; Ito, H. J. Am. Chem. Soc. 2000, 122, 12003. (d) Hamashima, Y.; Hotta, D.; Sodeoka, M. J. Am. Chem. Soc. 2002, 124, 11240. (e) Evans, D. A.; Downey, C. W.; Hubbs, J. L. J. Am. Chem. Soc. 2003, 125, 8706. (2) For selected examples, see: (a) List, B.; Lerner, R. A.; Barbas, C. F., III. J. Am. Chem. Soc. 2000, 122, 2395. (b) Sakthivel, K.; Notz, W.; Bui, T.; Barbas, C. F., III. J. Am. Chem. Soc. 2001, 123, 5260. (c) Northrup, A. B.; MacMillan, D. W. C. J. Am. Chem. Soc. 2002, 124, 6798. (d) Bøgevig, A.; Juhl, K.; Kumaragurubaran, N.; Zhuang, W.; Jørgensen, K. A. Angew. Chem., Int. Ed. 2002, 41, 1790. (e) Hayashi, Y.; Tsuboi, W.; Ashimine, I.; Urushima, T.; Shoji, M.; Sakai, K. Angew. Chem., Int. Ed. 2003, 42, 3677. (f) Tang, Z.; Jiang, F.; Yu, L.; Cui, X.; Gong, L.; Mi, A.; Jiang, Y.; Wu, Y. J. Am. Chem. Soc. 2003, 125, 5262. (g) Enders, D.; H€ uttl, M. R. M.; Grondal, C.; Raabe, G. Nature 2006, 44, 861. (h) Rueping, M.; Sunden, H.; Hubener, L.; Sugiono, E. Chem. Commun. 2012, 48, 2201. (3) (a) Yang, J.; Chandler, C.; Stadler, M.; Kampen, D.; List, B. Nature 2008, 452, 453. (b) Garcı´ a-Garcı´ a, P.; Ladep^eche, A.; Halder, R.; List, B. Angew. Chem., Int. Ed. 2008, 47, 4719. (c) Hayashi, Y.; Itoh, T.; Aratake, S.; Ishikawa, H. Angew. Chem., Int. Ed. 2008, 47, 2082. (d) Hayashi, Y.; Itoh, T.; Ohkubo, M.; Ishikawa, H. Angew. Chem., Int. Ed. 2008, 47, 4722. (e) Kano, T.; Yamaguchi, Y.; Maruoka, K. Angew. Chem., Int. Ed. 2009, 48, 1838.

have been developed for the catalytic generation of chiral enolate intermediates from acetaldehyde and its derivatives (Scheme 1). With a chiral amine catalyst, the List, Hayashi, and Maruoka groups reported the use of acetaldehyde as two-carbon building blocks via enamine intermediates (Scheme 1a).3 With cinchona alkaloid catalysts, the groups of Wynberg and Nelson successively reported the activation of acetyl chloride to generate enolate intermediates that underwent reactions with aldehydes to afford β-lactones (Scheme 1b).4 N-Heterocyclic carbenes (NHC)58 have also been utilized in the catalytic generation of enolate from acetaldehyde derivatives. Bode and co-workers used (4) (a) Wynberg, H.; Staring, E. G. J. J. Am. Chem. Soc. 1982, 104, 166. (b) Wynberg, H.; Staring, E. G. J. J. Org. Chem. 1985, 50, 1977. (c) Zhu, C.; Shen, X.; Nelson, S. G. J. Am. Chem. Soc. 2004, 126, 5352. (d) Xu, X.; Wang, K.; Nelson, S. G. J. Am. Chem. Soc. 2007, 129, 11690. (5) R,β-Unsaturated enals are not suitable substrates for the generation of R-unsubstituted enolates (e.g., acetic enolates). (a) He, M.; Struble, J. R.; Bode, J. W. J. Am. Chem. Soc. 2006, 128, 8418. (b) Burstein, C.; Tschan, S.; Xie, X. L.; Glorius, F. Synthesis 2006, 2418. (c) Phillips, E. M.; Wadamoto, M.; Chan, A.; Scheidt, K. A. Angew. Chem., Int. Ed. 2007, 46, 3107. (d) Wadamoto, M.; Phillips, E. M.; Reynolds, T. E.; Scheidt, K. A. J. Am. Chem. Soc. 2007, 129, 10098. (e) Li, Y.; Wang, X. Q.; Zheng, C.; You, S. L. Chem. Commun. 2009, 5823. (f) Kaeobamrung, J.; Kozlowski, M. C.; Bode, J. W. Proc. Natl. Acad. Sci. U.S.A. 2010, 107, 20661. (g) Fang, X. Q.; Chen, X. K.; Chi, Y. R. Org. Lett. 2011, 13, 4708. (h) Fu, Z.; Sun, H.; Chen, S.; Tiwari, B.; Li, G.; Chi, Y. R. Chem. Commun. 2013, 49, 261. (6) Lupton has studied NHC-catalyzed activation of enol ether to generate substituted enol as a nucleophile; see: (a) Ryan, S. J.; Candish, L.; Lupton, D. W. J. Am. Chem. Soc. 2009, 131, 14176. (b) Candish, L.; Lupton, D. W. Org. Lett. 2010, 11, 4836. 10.1021/ol402877n

r XXXX American Chemical Society

the application side, acetic esters can be an ideal choice as they are stable and readily available. Scheme 1. Generation of Two-Carbon Enolate Intermediates

Table 1. Optimization of NHC Catalyzed Annulation of Acetic Ester with Chalconea

R-chloroacetaldehyde bisulfite adducts as enolate precursors for enantioselective reactions with enones to afford lactones.9 Scheidt reported an internal redox transformation of R-aryloxyacetaldehyde to form an enolate intermediate for Mannich reactions.10 We are interested in the use of esters as substrates as they are stable, readily available, and inexpensive. Built on our success with the usual and unusual activations of esters and R,β-unsaturated esters,11 here we report that an acetic ester can be a suitable precursor for a two-carbon enolate intermediate (Scheme 1c). As illustrated in Scheme 1c, an acetic ester reacts with an NHC catalyst to produce intermediate I, which on deprotonation generates enolate intermediate II. This catalytically generated enolate II undergoes enantioselective reaction with various electrophiles (see the Supporting Information for detailed mechanism). Esters are challenging substrates in part because of the lower acidity of the R-CH, when compared to the corresponding acetaldehyde and acetyl chloride. On (7) NHC-catalyzed activation of R-chloroaldehydes: (a) Reynolds, N. T.; deAlaniz, J. R.; Rovis, T. J. Am. Chem. Soc. 2004, 126, 9518. (b) Reynolds, N. T.; Rovis, T. J. Am. Chem. Soc. 2005, 127, 16406. (c) He, M.; Uc, G. J.; Bode, J. W. J. Am. Chem. Soc. 2006, 128, 15088. (d) Vora, H. U.; Rovis, T. J. Am. Chem. Soc. 2010, 132, 2860. (e) Yang, L.; Wang, F.; Chua, P. J.; Lv, Y.; Zhong, L.; Zhong, G. Org. Lett. 2012, 14, 2894. (f) Jian, T. Y.; Sun, L. H.; Ye, S. Chem. Commun. 2012, 48, 10907. (8) NHC-catalyzed activation of ketenes: (a) Duguet, N.; Campbell, C. D.; Slawin, A. M. Z.; Smith, A. D. Org. Biomol. Chem. 2008, 6, 1108. (b) Huang, X. L.; He, L.; Shao, P. L.; Ye, S. Angew. Chem., Int. Ed. 2009, 48, 192. (c) Jian, T. Y.; He, L.; Tang, C.; Ye, S. Angew. Chem., Int. Ed. 2011, 50, 9104. For examples of acid activation: (d) Belmessieri, D.; Morrill, L. C.; Simal, C.; Slawin, A. M. Z.; Smith, A. D. J. Am. Chem. Soc. 2011, 133, 2714. (e) Morrill, L. C.; Lebl, T.; Slawin, A. M. Z.; Smith, A. D. Chem. Sci. 2012, 3, 2088. (f) Simal, C.; Lebl, T.; Slawin, A. M. Z.; Smith, A. D. Angew. Chem., Int. Ed. 2012, 51, 3653. (g) Morrill, L. C.; Douglas, J.; Lebl, T.; Slawin, A. M. Z.; Fox, D. J.; Smith, A. D. Chem. Sci. 2013, 4, 4146. (9) He, M.; Beahm, B. J.; Bode, J. W. Org. Lett. 2008, 10, 3817. (10) (a) Kawanaka, Y.; Phillips, E. M.; Scheidt, K. A. J. Am. Chem. Soc. 2009, 131, 18028. (b) Phillips, E. M.; Wadamoto, M.; Roth, H. S.; Ott, A. W.; Scheidt, K. A. Org. Lett. 2009, 11, 105. (11) (a) Hao, L.; Du, Y.; Lv, H.; Chen, X.; Jiang, H.; Shao, Y.; Chi, Y. R. Org. Lett. 2012, 14, 2154. (b) Fu, Z.; Xu, J.; Zhu, T.; Leong, W. W. Y.; Chi, Y. R. Nat. Chem. 2013, 5, 835. (c) Cheng, J.; Huang, Z.; Chi, Y. R. Angew. Chem., Int. Ed. 2013, 52, 8592. (d) Hao, L.; Chen, S.; Xu, J.; Tiwari, B.; Fu, Z.; Li, T.; Lim, J.; Chi, Y. R. Org. Lett. 2013, 4956. (e) Xu, J.; Jin, Z.; Chi, Y. R. Org. Lett. 2013, 5028. B

entry

condition

yield (%)b

ee (%)c

1 2 3 4 5 6 7

30 mol % A, 2.0 equiv of DBU, THF 30 mol % A, 2.0 equiv of DBU, CH2Cl2 30 mol % A, 2.0 equiv of DBU, CH3CN 30 mol % A, 2.0 equiv of Cs2CO3, CH3CN 30 mol % A, 2.0 equiv of Et3N, CH3CN 20 mol % A, 1.5 equiv of DBU, CH3CN 10 mol % A, 2.0 equiv of DBU, CH3CN

69 80 99 30 trace 92d 88

94 99 96 98 n.d. 98 96

a Reaction conditions: 1a (0.10 mmol), 2a (0.05 mmol), A (1030 mol %), base, solvent (0.5 mL), rt. b Yield of 3a was estimated via 1H NMR analysis of the crude reaction mixture using 1,3,5-trimethoxybenzene as an internal standard. c The ee of 3a was determined via chiral phase HPLC analysis. d Isolated yield after SiO2 column chromatography.

We started by using acetic ester 1a, prepared from acetic acid and 4-nitrophenol,11a as the two-carbon enolate precursor. When chalcone 2a was the electrophile, aminoindanol-derived catalyst A12 was found as an effective catalyst to give product 3a in 69% yield and 94% ee in THF (Table 1, entry 1). CH2Cl2 was also a suitable solvent while CH3CN performed the best (entries 23). The use of Cs2CO3 gave a much lower yield (entry 4), and Et3N was not an effective base (entry 5). We then found that the use of 20 or 10 mol % of NHC precatalyst A was sufficient to give good yields and excellent ee’s (entries 67).

Scheme 2. Reaction Condition for R,β-Unsaturated Imines

(12) For selected reactions using this type of catalyst: (a) Kerr, M. S.; deAlaniz, J. R.; Rovis, T. J. Am. Chem. Soc. 2002, 124, 10298. (b) Kerr, M. S.; Rovis, T. J. Am. Chem. Soc. 2004, 126, 8876. (c) Chiang, P. C.; Kaeobamrung, J.; Bode, J. W. J. Am. Chem. Soc. 2007, 129, 3520. Also see refs 5a and 7c. Org. Lett., Vol. XX, No. XX, XXXX

Scheme 3. Examples of the R,β-Unsaturated Ketonesa

Scheme 4. Examples of the R,β-Unsaturated Iminesa

a

Reaction condition: 1a (0.10 mmol), 2 (0.05 mmol), B (0.015 mmol), DBU (0.075 mmol), THF (0.5 mL). Reported yields are isolated yields based on 2. Enantiomeric excesses were determined via chiral phase HPLC. b 50 mg of 4 A˚ MS were added; without 4 A˚ MS, 5i was obtained in 55% yield with 98% ee, and 5j in 52% yield with 98% ee. a Reaction conditions: 1a (0.20 mmol), 2 (0.10 mmol), A (0.02 mmol), DBU (0.15 mmol), MeCN (1.0 mL). Reported yields are isolated yields based on 2. Enantiomeric excesses were determined via chiral phase HPLC.

After identifying chalcone as an effective electrophile (Table 1), we moved to examine the use of R,β-unsaturated imine 4a as another substrate to react with acetic ester 1a (Scheme 2a). Interestingly, with the NHC precatalyst A used above, much lower yields (e.g.,