Page 1 of 28
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46
Environmental Science & Technology
Biofuels via fast pyrolysis of perennial grasses: A life cycle evaluation of energy consumption and greenhouse gas emissions George G. Zaimesa, Kullapa Soratanab, c, Cheyenne L. Hardenb, Amy E. Landisb, and Vikas Khanna*, a a
Swanson School of Engineering, Department of Civil and Environmental Engineering, University of Pittsburgh, Pittsburgh, Pennsylvania 15261 b School of Sustainable Engineering and the Built Environment, Arizona State University, Tempe, Arizona 85287 *
Corresponding Author Email:
[email protected] Address: 742 Benedum Hall 3700 O’Hara Street Pittsburgh, PA 15261 Phone Number: 412-624-9870 Fax Number: 412-624-0135 Abstract: A Well-to-Wheel (WTW) life cycle assessment (LCA) model is developed to evaluate the environmental profile of producing liquid transportation fuels via fast pyrolysis of perennial grasses: switchgrass and miscanthus. The framework established in this study consists of: (1) an agricultural model used to determine biomass growth rates, agrochemical application rates, and other key parameters in the production of miscanthus and switchgrass biofeedstock; (2) an ASPEN model utilized to simulate thermochemical conversion via fast pyrolysis and catalytic upgrading of bio-oil to renewable transportation fuel. Monte Carlo analysis is performed to determine statistical bounds for key sustainability and performance measures including life cycle greenhouse gas (GHG) emissions and Energy Return on Investment (EROI). The results of this work reveal that the EROI and GHG emissions (gCO2e/MJ-fuel) for fast pyrolysis derived fuels range from 1.52 to 2.56 and 22.5 to 61.0 respectively, over the host of scenarios evaluated. Further analysis reveals that the energetic performance and GHG reduction potential of fast pyrolysis-derived fuels are highly sensitive to the choice of coproduct scenario and LCA allocation scheme, and in select cases can change the life cycle carbon balance from meeting to exceeding the renewable fuel standard emissions reduction threshold for cellulosic biofuels.
c
Kullapa Soratana is also a member of the faculty at School of Logistics and Supply Chain, Naresuan University, Phitsanulok 65000, Thailand
ACS Paragon Plus Environment
Environmental Science & Technology
47 48 49
Introduction
50
global challenges facing the U.S. and the world. Fuels derived from biomass resources
51
represent a promising option for mitigating anthropogenic carbon emissions and related
52
climate change impacts, while concurrently providing a potential large-scale domestic
53
source of renewable transportation fuel and energy1. Subsequently, this has prompted the
54
development of U.S. regulatory programs designed to increase domestic energy
55
independence and security as well as mitigate greenhouse gas (GHG) emissions from the
56
transportation sector via establishing mandatory volumetric production targets and carbon
57
reduction criteria for transportation fuels derived from biomass. In 2007 the U.S.
58
congress passed the Energy Independence and Security Act (EISA), this legislation
59
mandates the production of 36 billion gallons of renewable fuels by the year 2022, and
60
stipulates that a percentage must be derived from conventional, cellulosic biofuel,
61
biomass-based diesel, and advanced biofuels2. Additionally, EISA sets minimum life
62
cycle GHG reduction standards for biofuels relative to baseline-petroleum fuels.
63
Currently corn based ethanol and soybean biodiesel are the most widely produced and
64
utilized biofuels in the US3. However, critical concerns have been raised about the
65
potential of corn ethanol and other first generation biofuels in mitigating climate change
66
and reducing dependence on fossil fuels. Previous work has reported that the direct and
67
indirect land use change (LUC) effects may possibly negate the carbon dioxide reduction
68
potential of first generation biofuels 4-6. Accordingly, the production of liquid fuels
69
derived from non-food biofeedstocks such as forest and agricultural residues, industrial
70
wastes, herbaceous crops, and microalgae7-10 has garnered widespread attention11. Fast
71
growing perennial grasses such as miscanthus and switchgrass are considered an ideal
72
candidate for conversion to biofuel/bioenergy due to their high growth rates over a
73
variety of soil conditions/types, ability to be cultivated and harvested utilizing
74
conventional farming practices, and minimal nutrient requirements relative to other
75
leading biofeedstocks12, 13.
76 77
Substantial research and development has been invested in developing next generation
78
hydrocarbon bio-refineries capable of converting lignocellulosic biomass into
The threat of climate change is considered to be one of the most critical and far-reaching
ACS Paragon Plus Environment
Page 2 of 28
Page 3 of 28
Environmental Science & Technology
79
infrastructure-compatible liquid transportation fuels, i.e. biomass derived fuels that can
80
act as drop-in replacements for petroleum-based gasoline, diesel, and jet fuels14.
81
Recently, fast pyrolysis has emerged as a promising technological route for converting
82
cellulosic biomass15 into liquid transportation fuel and value-added products16-18. Fast
83
pyrolysis is the process of thermal decomposition of organic matter in the absence of
84
oxygen, at elevated temperatures19 and short residence times20. Fast pyrolysis converts
85
biomass into three main intermediate products: bio-oil, biochar, and non-condensable
86
gases (NCGs). Bio-oil generated via fast pyrolysis can be upgraded using established
87
refining technologies into renewable transportation fuel(s)21 that are compatible with
88
current fuel infrastructure and vehicle fleets22; while biochar can be co-generated via
89
combined heat and power (CHP) to produce heat and electricity to be utilized internally
90
in the fuel conversion system, or exported and used as a soil amendment for agricultural
91
lands. As such, renewable fuel(s) derived via the fast pyrolysis of perennial grasses may
92
be a favorable option for achieving policy mandated renewable energy/fuel targets
93
focused on mitigating anthropogenic GHG emissions including the U.S. Renewable Fuels
94
Standard (RFS2)23, California Low Carbon Fuel Standard (LCFS)24, and the European
95
Renewable Energy Directive (RED)25.
96 97
Prior work has investigated various sustainability aspects of fast pyrolysis of
98
lignocellulosic biomass. Techno-economic analysis has shown that fast pyrolysis is
99
competitive with other lignocellulosic fuel conversion platforms, and may be
100
economically viable at a commercial scale16. Several recent studies have evaluated the
101
environmental impacts of producing liquid fuels by fast pyrolysis of microalgae26, corn
102
stover15, 27, and woody biomass18, 28-30 using life cycle assessment (LCA), and have
103
shown that fast pyrolysis derived fuels may provide life cycle GHG reductions relative to
104
petroleum fuels. However, little emphasis has been placed on environmental systems
105
analysis of drop-in replacement biofuels derived via fast pyrolysis of perennial grasses.
106
Additionally, the effect of different coproduct scenarios, allocation schemes, as well as
107
uncertainty in the LCA results, is widely understudied in the literature.
108 109
This study performs a comparative life cycle assessment of renewable fuels derived via
110
fast pyrolysis of perennial grasses switchgrass and miscanthus. Data for the agricultural
ACS Paragon Plus Environment
Environmental Science & Technology
111
production of perennial grasses is based on peer-reviewed literature and technical reports
112
from field trails. Additionally, this work develops an ASPEN model to simulate the
113
thermochemical conversion of lignocellulosic biomass to fuel and utilizes Monte-Carlo
114
simulation to account for uncertainty and variability in key LCA metrics. The main
115
objectives of this study are to (1) quantify the Energy Return on Investment (EROI) and
116
life cycle GHG emissions for renewable fuels derived via fast pyrolysis of miscanthus
117
and switchgrass biofeedstock and catalytic upgrading of resultant bio-oil; (2) investigate
118
the sensitivity of the results to various LCA allocation schemes as well as several
119
coproduct scenarios for biochar including: direct application as a soil amendment and co-
120
generation to produce heat and electricity; (3) identify combinations of feedstock and
121
biofuel pathways that meet the life cycle GHG reduction threshold as set by the RFS2;
122
(4) identify areas for process improvement in the biomass-to-fuel supply chain; (5)
123
compare the environmental performance of fast pyrolysis derived fuels to the production
124
of other leading biofuels. These insights are pivotal for guiding the sustainable adoption
125
of biofeedstocks for fuel conversion, and for benchmarking the performance and
126
environmental sustainability of emerging fast-pyrolysis thermochemical fuel platforms.
127 128 129 130
Process Description, Data, and Methods Process inventories for the production of miscanthus and switchgrass feedstock were
131
developed based on peer-reviewed literature; while data for fast pyrolysis and fuel
132
upgrading were constructed based on a combination of detailed ASPEN simulation,
133
experimental data, and best available engineering knowledge. An overview of the
134
biomass-to-fuel process is provided in Figure 1.
135 136 137 138 139 140 141 142
ACS Paragon Plus Environment
Page 4 of 28
Page 5 of 28
Environmental Science & Technology
143
144 145 146 147 148 149 150 151 152
1
Scenario 1 (Bioenergy pathway): Biochar is sent to a combined heat and power unit for conversion to heat and electricity 2 Scenario 2 (Soil Amendment pathway): Biochar is sent to a local farm to be applied as a soil amendment
Figure 1. Simplified Block Diagram: Fast Pyrolysis Biofuel Production Chain Agricultural model Production of miscanthus and switchgrass feedstock is modeled assuming a 10 and 15-
153
year stand life31, respectively. Perennial grasses require an initial establishment year, and
154
approximately 3 years until optimal crops yields are achieved32. In the initial
155
establishment period, several land/farm preparations are performed including plowing,
156
harrowing, rolling, herbicide application, soil compactification, and rhizome/seedling
157
planting. For miscanthus feedstock, it is assumed that rhizomes from mature perennial
158
grasses are planted directly in the field32, thus avoiding the high energetic costs of
159
producing plantlets via greenhouses. Herbicides are applied during the first and second
160
year of establishment to control and mitigate the growth of invasive plant species33.
161
Herbicides are not required post third year, as weed interference is effectively suppressed
ACS Paragon Plus Environment
Environmental Science & Technology
162
once the perennial grass achieves maturity. Additionally, fertilizers are not applied during
163
the first two years of establishment as they are subject to large losses/high runoff rates
164
and encourage the growth of other unwanted weeds and grasses. Furthermore, irrigation
165
is not required due to the low economic value of the produced biomass34. Post-3rd year of
166
establishment, it is assumed that fertilizers are applied annually (once per harvest cycle)
167
to mitigate soil nutrient depletion and maintain overall soil quality31. However, it is
168
important to note that numerous field trails have shown that perennial grasses have
169
limited to no yield response to heighten N-fertilizer application35-38; and it is possible that
170
these crops require marginal synthetic fertilizer for growth. As such, the assumptions in
171
this study represent a conservative estimate for fertilizers required for biofuel production.
172 173
Miscanthus and switchgrass feedstock(s) are harvested once per year during the late fall
174
via a windrower and baler, each with an average field efficiency of 80%39. Late (delayed)
175
harvest lowers total dry matter yield relative to peak harvest; however, it substantially
176
decreases the moisture content (MC) of the harvested biomass40, 41. This is favorable as it
177
reduces the amount of energy required for feedstock drying prior to fuel conversion. Post
178
harvesting, baled biomass is transported to a local biorefinery via lorries. Densification
179
and/or long-storage of biomass is not considered in the present work, but due to logistic
180
and geographic constraints may be required for commercial biofuel production. The
181
average round trip distance from farm to refinery is assumed to be 100 km, with 2500
182
metric tons of biomass delivered to the biorefinery at a moisture content of 20%
183
weight/weight (w/w)42.
184 185
Probability distribution functions (PDFs) for switchgrass yields were developed based on
186
the Global Switchgrass database43, which contains over 1190 observations from 39 field
187
trials conducted across the United States44-59. Distributions for miscanthus yields were
188
estimated based on values reported in peer-reviewed studies and field trials23, 33, 35-38, 60-62.
189
Average switchgrass and miscanthus yield is estimated at 11.04 dry metric tons per
190
hectare (t/ha) and 15.29 t/ha, respectively. PDFs for direct volatilization of N fertilizer
191
(N2O conversion rates) were estimated based on 59 trials conducted on various
192
agricultural lands. Indirect N volatilization is developed based on estimates of soil
193
nitrogen leaching and run-off rates as well as conversion rates of soil N to N2O as
ACS Paragon Plus Environment
Page 6 of 28
Page 7 of 28
Environmental Science & Technology
194
reported by the Intergovernmental Panel for Climate Change (IPCC)63. PDFs for diesel
195
use in farming practices including: plowing, soil compactification, harrowing, rolling,
196
stubble conversion, spreading fertilizer, and weed harrowing were constructed based on a
197
survey of published literature reported in Dalgaard et al64. Point estimates were used for
198
diesel use in rhizome/seedling planting, windrower harvesting, baling, stacking, and
199
handling. Summary information for distribution types as well as a detailed summary of
200
all inventory data is provided in the supporting information (SI).
201 202 203 204
Fast Pyrolysis and Fuel Upgrading model An ASPEN process model is developed using Aspen Plus version V8.6 software to
205
simulate the thermochemical conversion of cellulosic biomass to bio-oil, and catalytic
206
upgrading of resultant bio-oil to renewable transportation fuel. The developed ASPEN
207
model provides a scientifically rigorous basis for determining the utility requirements as
208
well as material and energy flows for conversion of cellulosic biomass to liquid
209
transportation fuel. Furthermore, the fuel upgrading and conversion model provides
210
important details such as the liquid carbon yield, product distribution, and hydrogen
211
consumption for fast pyrolysis conversion of cellulosic feedstock to renewable
212
transportation fuel. The primary stages in the fuel conversion and upgrading model
213
consist of pretreatment, thermochemical conversion of biomass via fast pyrolysis,
214
hydroprocessing of bio-oil to renewable fuel, coproduct integration/use, and
215
fuel/coproduct transportation.
216 217
This work models a theoretical stand-alone biorefinery operating at a throughput of 2000
218
dry metric ton-biomass/day, consistent with the design case provided in Jones et al.65 and
219
Wright et al.16 Biomass received by the refinery is dried to a moisture content of 15%
220
w/w and subsequently chopped/ground via a hammer mill and screened until the exiting
221
mass has a particle size diameter of 3mm66. Reduction in particle size increases total heat
222
transfer area, resulting in high heat transfers rates. Energy requirements for
223
chopping/grinding of switchgrass and miscanthus were developed based on empirical
224
correlations provided in Miao et al.67 After chopping/grinding, biomass is dried to a
225
moisture content of 7% w/w and sent to a fast pyrolysis reactor operating at 1 atmosphere
ACS Paragon Plus Environment
Environmental Science & Technology
226
(atm) and 500 oC. Product distribution for fast pyrolysis was constructed based on
227
experimental results for pure (dry, ash-free) hemicellulose, cellulose, and lignin provided
228
in Patwardhan68, 69. Feedstock specific product characterization is obtained via weighting
229
the product distribution based on the fractional cellulose, hemicellulose, and lignin
230
content of the input biofeedstock. It is important to note that trace minerals in biomass
231
can act as catalysts during thermochemical conversion of biomass to fuel, and thus alter
232
the resulting product distribution. However, the effect of differing mineral concentrations
233
on the product distribution of fast pyrolysis derived fuels is beyond the scope of this
234
work, and thus is not considered. The study by Patwardhan captured/identified 84.3-
235
92.9% of the input feed mass in their spectrometric analysis of the products of fast
236
pyrolysis, and speculated that the unaccounted mass is primarily in the form of water
237
vapor and other light molecular compounds68, 69. In this work, to satisfy overall mass and
238
elemental balances, an optimization routine is performed to determine the composition of
239
the unaccounted mass via minimizing the Gibbs free energy of formation of several light
240
hydrocarbons as well as gaseous compounds including: CO, CO2, H2O, H2, C2H6, C3H6,
241
and C3H8. Analysis indicates that the product distribution for fast pyrolysis ranges from
242
44.56-53.1% bio-oil (dry basis), 12.0-17.5% biochar and ash, 24.4-27.2% non-
243
condensable gases, and 10.5-10.8% water on a mass basis for the two feedstocks
244
considered in this work. The resultant product stream is sent to a cyclone separator to
245
separate biochar/ash from pyrolysis vapors and NCGs.
246 247
Two coproduct scenarios were considered for biochar formed via fast pyrolysis, denoted
248
as Bioenergy (BE) and Soil Amendment (SA) pathways. In the first scenario biochar is
249
sent to a combined heat and power unit for conversion to electricity and heat. Coproduct
250
heat generated via CHP is used to offset processing heating requirements, while excess
251
heat is discarded. Coproduct electricity is utilized internally in the fuel conversion
252
system, while any surplus electricity is exported to the grid. The higher heating value
253
(HHV) of biochar/ash is estimated based off of its fractional element composition (%
254
C,H,O,N,S, & Ash) via correlations provided in Channiwala and Parikh70, and is
255
estimated to be 23.81 MJ/kg for miscanthus and 24.22 MJ/kg-biochar for switchgrass.
256
CHP conversion efficiencies for electricity and heat were assumed to range from 20% to
ACS Paragon Plus Environment
Page 8 of 28
Page 9 of 28
Environmental Science & Technology
257
35% and 44% to 52%, respectively71. In the second scenario, biochar is transported to a
258
local farm to be applied as a soil amendment72. The use of biochar as a soil amendment
259
may provide many benefits to local farms/agricultural land73, 74 including: reduction of
260
N2O emissions and leaching of nitrogen into groundwater75, improved soil fertility,
261
moderating soil pH76, heightened retention of soil nutrients and water77, and increased
262
number of beneficial soil microbes78. Due to lack of data regarding the bioavailability of
263
the nutrient content of the biochar it is assumed that the application of biochar does not
264
displace synthetic fertilizer (N, P, K) requirements. Additionally, this works assumes that
265
up to 20% of the carbon content of the biochar is released to the atmosphere as carbon
266
dioxide79. Energy use for machinery required to spread/apply biochar to farmland is
267
estimated based on diesel use for spreading and loading manure.
268 269
Post cyclone separation pyrolysis vapors are cooled and separated from NCGs via a
270
quench, while NCGs are recycled back to the pyrolysis reactor to act as a fluidizing agent
271
and are flared and vented onsite. Bio-oil is highly oxygenated and must be hydrotreated
272
prior to use in commercial vehicle engines. As such, bio-oil produced via fast pyrolysis is
273
sent to a hydrotreating unit utilizing a catalyst bed operating at 400 oC and 2000 psig80, 81,
274
wherein it is catalytically hydrodeoxygenated (HDO)82. Hydrogen requirements for HDO
275
were constructed based on stoichiometry, i.e. the amount of hydrogen necessary for
276
complete removal of oxygen from bio-oil compounds and hydrogen required for
277
saturation of carbon compounds. Furthermore, it is assumed that all hydrogen is
278
externally sourced and produced via steam methane reforming. The high efficiency and
279
low cost of fossil hydrogen production via steam methane reforming relative to other
280
renewable hydrogen producing platforms such as hydrogen from steam reforming
281
biomass or electrolyzing water using wind or solar energy sources, make it attractive as a
282
commercial source of hydrogen for biofuel production. However, future work should
283
investigate the economic and environmental tradeoffs of catalytic steam reforming the
284
aqueous fraction of fast pyrolysis bio-oil to produce hydrogen for subsequent use in
285
downstream conversion of bio-oil to renewable fuel. The mass of hydrogen consumed
286
relative to input bio-oil feed is approximately 8.16 and 8.23% on a dry basis or 6.57 and
287
6.87% on a wet basis for switchgrass and miscanthus respectively.
ACS Paragon Plus Environment
Environmental Science & Technology
288 289
After hydrotreating, light hydrocarbons (C1-C4 molecular species) are separated from the
290
fuel pool via distillation and are sent to an onsite CHP unit to be combusted to produce
291
heat and electricity. Higher carbon chain molecular species (C5+) are then separated from
292
water via a decanter centrifuge, and transported to a regional fuel facility assuming an
293
average round trip distance of 100 km. Combustion of biofuel and bioenergy products
294
was modeled based on stoichiometry, under the assumption that that all carbon is
295
converted to CO2. Final renewable fuel is comprised of carbon compounds ranging from
296
C5 to C11 in carbon number, and is chemically similar to petroleum gasoline. In the
297
absence of biofuel loss due to coking, the fraction of carbon in final fuel and coproducts
298
relative to carbon in the input biomass feed ranges from 37.0 to 44.1% in the liquid
299
transportation fuel, 9.39 to 9.42% in light hydrocarbons (C1-C4 molecular species), 18.0
300
to 24.7% in ash and biochar, and 28.6 to 28.8% in NCGs for the different biofeedstocks.
301
The ASPEN energy analyzer module is utilized to optimize heat integration for the fuel
302
conversion/upgrading system, and estimate net heating and cooling requirements. The
303
results show that after heat integration, the heating requirements for fuel conversion and
304
upgrading range from 1.22 to 1.25 MJ heat/kg-dry biomass. Total electricity requirements
305
for pretreatment, fuel conversion, and upgrading including: chopping/grinding,
306
compression, and pumping requirements are approximately ~ 0.63 MJ electricity/kg-dry
307
biomass for either switchgrass or miscanthus. PDFs were developed for several key
308
parameters in the fuel conversion and upgrading module including: catalyst lifetime, CHP
309
heat and electricity conversion efficiency, biochar carbon sequestration, loss of biofuel
310
due to coking, weight hourly space velocity (WHSV), and transportation distance.
311
Summary information for distribution types as well as a detailed summary of all
312
inventory data is provided in the supporting information (SI).
313 314 315 316
Methodology: The scope of the LCA is well-to-wheel and the functional unit is chosen as 1 MJ of
317
renewable fuel. As such, carbon dioxide absorption (i.e. Biogenic CO2) and combustion
318
emissions are considered in the analysis. It is important to note that the functional unit
319
considered in this work does not account for vehicle fuel use efficiency, and was selected
ACS Paragon Plus Environment
Page 10 of 28
Page 11 of 28
Environmental Science & Technology
320
so that the results are comparable to prior published literature83. The developed LCA
321
model translates process data including material, energy, emissions, and heat flows into
322
specific impacts on energy and the environment. In this work the Intergovernmental
323
Panel for Climate Change (IPCC) 100-year Global Warming Potential (GWP)
324
characterization factors84 are utilized to quantify the life cycle GHG emissions for biofuel
325
production while the Cumulative Energy Demand (CED) methodology85 is utilized to
326
determine primary energy consumption. Life cycle data is obtained from the ecoinvent
327
database86. Infrastructure related environmental impacts, as well as direct and indirect
328
land use change impacts, are not considered in this study. Thus, changes in the above and
329
below-ground soil organic carbon (SOC) dynamics and carbon balances are beyond the
330
scope of this work and thus not considered in the analysis. However, past research has
331
shown that the LUC impacts can play an important role in the carbon balance for the
332
production of biofuels87.
333 334
In this study, probability distribution functions (PDFs) are developed for key parameters
335
in the cultivation, harvesting, and transportation of switchgrass and miscanthus feedstock
336
as well as the upgrading and conversion of bio-oil to renewable transportation fuel.
337
Anderson-Darling statistical tests are performed to determine the distribution type and
338
parameters that best fit the sample data. All physically relevant and/or possible families
339
of distributions are considered including: normal, triangular, lognormal, weibull, gamma,
340
extreme value, exponential, and loglogistic. These probability distribution functions are
341
randomly sampled via Monte Carlo simulation (10,000 trials) to capture uncertainty in
342
the life cycle inventory (LCI). Uncertainty in the life cycle impact assessment (LCIA) is
343
captured via the use of Monte Carlo simulation (10,000 trials) to randomly sample from
344
statistical distributions for environmental impact factors obtained from the Ecoinvent
345
database. Addressing uncertainty in a stochastic manner, at both the process and life
346
cycle-scale, allows for a broader understanding of the expected range for key life cycle
347
sustainability and performance metrics. Summary information for distribution types as
348
well as a detailed summary of all inventory data is provided in the supporting information
349
(SI).
350
ACS Paragon Plus Environment
Environmental Science & Technology
351
Two LCA schemes were considered for dealing with coproducts in this work: (i) energy-
352
based allocation and (ii) displacement method (Disp.). In energy-based allocation,
353
environmental burdens are partitioned between final renewable fuel and coproducts
354
(bioelectricity, useable heat) based on their fraction of total energy flow. For the
355
displacement method, coproducts generated via a process/system are assumed to displace
356
an existing product; the system is then credited with the avoided life cycle energy use and
357
environmental burdens of the displaced product(s). In this work it is assumed that heat
358
generated via CHP would displace heat derived via combustion of natural gas, while
359
electricity generated via CHP displaces the U.S. average electricity mix. Only useable
360
heat (i.e. heat used to meet system-wide heat duty requirements) generated via CHP are
361
considered in energy allocation and displacement calculations. For soil amendment (SA)
362
scenarios, carbon sequestered via biochar is subtracted from total life cycle GHG
363
emissions. It is important to note that energy based allocation is the preferred method of
364
the EU in determining fuels eligible for the RED, while displacement is the favored
365
method of the U.S. Environmental Protection Agency (EPA) for determining fuels
366
eligible for the renewable fuel standard (RFS2). Additionally, economic- and/or exergy-
367
based allocation provide a method for adjusting for the difference in quality of energy
368
and material resources and thus overcome many of the limitations of traditional energy
369
allocation. However, economic and exergy-based allocation are beyond the scope and
370
goal of the current work, but should be considered in future analysis.
371 372 373 374
Sustainability Metrics Energy return on investment and life cycle GHG emissions have been extensively used to
375
quantify and compare the energy intensity and GHG reduction potential of producing
376
transportation fuel(s) derived from biomass feedstocks8, 88, 89. Net life cycle GHG
377
emissions are calculated based on the quantity of life cycle GHGs emitted throughout the
378
biomass supply chain as well as carbon credit and/or impacts allocated to coproducts, and
379
is contingent on the choice of LCA scheme utilized for dealing with coproducts. This
380
work identifies biofuel pathways that meet the US EPA Renewable Fuel Standard for
381
cellulosic biofuels, i.e. 60% reduction in overall life cycle GHG emissions relative to
382
baseline petroleum fuels (~92 gCO2e/MJ-fuel).
ACS Paragon Plus Environment
Page 12 of 28
Page 13 of 28
Environmental Science & Technology
383 384
EROI quantifies the amount of primary energy required to produce a functional unit of
385
transportation fuel energy evaluated over the entire supply chain. As the primary
386
motivation for biofuel production is its potential to displace fossil derived fuels, a fossil
387
energy return on investment metric is chosen to assess the sustainability of biofuel
388
production. In this work, EROI is defined as the ratio of output biofuel energy to the
389
embodied primary fossil energy required for its production, and is presented in equation
390
1. Output biofuel energy is calculated based on the mass flow of fuel compounds
391
(pentane, hexane, etc.) and their respective lower heating value (LHV).
392 =
∑( )∗()
393
(1)
394 395
EROI values greater than 1 are desirable, as more energy is provided by the biofuel as
396
compared to the primary fossil energy required for its production. Recent studies have
397
proposed that a liquid fuel must have a minimum EROI of 3 in order to support the U.S.
398
transportation system90; and, failure to meet such criteria could have significant economic
399
and societal implications91, 92. As such, it is critical to identify biofuel pathways that
400
achieve life cycle GHG reductions targets as set by the RFS2 and have favorable EROI
401
profiles, i.e. comparable to petroleum fuels and leading first generation biofuels.
402 403 404 405 406 407
ℎ !" #$ %
Results and Discussion Life Cycle Energy Analysis Figure 2 plots the median EROI for producing renewable fuels from miscanthus and
408
switchgrass biofeedstocks, error bars represent the 10th and 90th percentile. Median values
409
are presented instead of average values, as the distributions for EROI are highly skewed
410
and non-symmetric. For each feedstock two allocation scenarios (displacement and
411
energy allocation) as well as two biochar coproduct scenarios (use as a soil amendment or
412
cogeneration to produce bioenergy) were evaluated. The results reveal that the median
413
EROI for fast pyrolysis derived fuels range from 1.52 to 2.56 over the host of pathways
414
evaluated, with similar trends found for switchgrass and miscanthus. For BE scenarios,
415
the EROI using displacement is significantly higher as compared to energy allocation and
416
is a consequence of the avoided high upstream impacts of electricity generation—
ACS Paragon Plus Environment
Environmental Science & Technology
Page 14 of 28
417
producing a large coproduct credit in displacement scenarios. As shown in Figure 2, the
418
combination of coproduct scenario and allocation scheme can have a dramatic impact on
419
the environmental performance of fast pyrolysis derived fuels. Additionally, the results
420
reveal that the EROI is greater than unity for all examined biofuel pathways, indicating
421
that these systems are net energy positive. However, none of the examined pathways
422
meet the minimum EROI criteria of 3 as advocated by Hall and co-workers90. 7
425 426 427 428 429 430 431 432 433 434 435 436 437 438 439 440 441 442 443 444 445
Energy Return on Investment
424
(MJ Fuel / MJ Primary Fossil Energy Invested)
423 6 Switchgrass 5
Miscanthus Energy Break Even
4
3
2
1
0 Displacement
Energy Allocation
Coproduct: Soil Amendment
Displacement
Energy Allocation
Coproduct: Bioenergy
Figure 2 – Energy Return on Investment for producing renewable fuels from miscanthus and switchgrass biofeedsock. Results are shown for displacement and energy-based allocation, as well as soil amendment and bioenergy coproduct scenarios. Median values (i.e. 50th percentile) are shown; error bars represent the 10th and 90th percentile. Figure 3 presents the average fossil life cycle energy consumed by process input,
446
normalized per MJ renewable fuel output. Results are shown utilizing the displacement
447
methodology; negative values represent primary fossil energy credit(s) received from
448
coproducts. The results from Figure 3 indicate that hydrogen and electricity requirements
449
constitute the largest energy burdens in the biomass-to-fuel supply chain. Primary energy
450
consumption for hydrogen is ~0.38 MJ primary fossil energy/MJ-Fuel for either
451
biofeedstock; while electricity requirements account for 0.16 to 0.20 MJ primary fossil
ACS Paragon Plus Environment
Page 15 of 28
Environmental Science & Technology
452
energy/MJ-Fuel for miscanthus and switchgrass respectively. Additionally, the
453
combustion of light hydrocarbons and/or biochar to produce heat and bioelectricity
454
results in a significant coproduct credit, up to -0.79 MJ primary energy/MJ-Fuel for
455
switchgrass bioenergy scenarios. Further analysis reveals that fuel conversion and
456
upgrading stages constitute over 75% of total fossil life cycle energy consumption in the
457
biomass to fuel supply chain. As such, minimizing the quantity of hydrogen and
458
electricity required for fuel conversion will be crucial for increasing the energetic
459
performance of fast pyrolysis derived biofuels. The findings of the present work compare
460
favorably with those reported in prior studies28, 93. Net = 0.34
Miscanthus Bioenergy Coproduct Credit = -0.54
Primary Fossil Energy Consumption = 0.88
Net Primary Energy Use
Electricity
Miscanthus Soil Amendment
Heat
Coproduct Credit = -0.33
Primary Fossil Energy Consumption = 0.89
Diesel
Net = 0.26
Agrochemicals Transport
Switchgrass Bioenergy
Catalyst Primary Fossil Energy Consumption = 1.04
Coproduct Credit = -0.79
Net = 0.66
Bioelectricity Bioheat
Switchgrass Soil Amendment Coproduct Credit = -0.39
-1
-0.75
-0.5
-0.25
Material & Energy Inputs Coproducts
Hydrogen
Net = 0.56
Primary Fossil Energy Consumption = 1.05
0
0.25
0.5
0.75
1
1.25
Average Primary Fossil Life Cycle Energy Consumption
461 462 463 464 465 466 467 468 469 470 471
(MJ Primary Fossil Energy / MJ-Fuel)
Figure 3 – Life cycle fossil energy analysis. Average primary energy impacts for process inputs and coproduct are normalized to 1 MJ of renewable fuel. Results for displacement methodology are provided. Net primary energy use represents the difference between primary fossil energy consumed in the supply chain and coproduct primary fossil energy credit. Life Cycle GHG Analysis Figure 4 presents the median life cycle GHG emissions for producing renewable fuels from miscanthus and switchgrass biofeedstocks. The results reveal that the life cycle
ACS Paragon Plus Environment
Environmental Science & Technology
Page 16 of 28
472
GHG emissions for fast pyrolysis derived fuels range from 22.5 to 61.0 gCO2e/MJ-fuel.
473
The choice of displacement or energy allocation has a significant impact on the LCA
474
results; with miscanthus and switchgrass meeting the RFS2 GHG reduction threshold
475
under soil amendment (SA) pathways, but exceeding the threshold for bioenergy (BE)
476
pathways. These results are significant as they indicate that the choice of biofeedstock,
477
coproduct scenario, and allocation scheme can change the life cycle GHG emission
478
profile of fuels derived via perennial grasses from meeting to exceeding the GHG
479
reduction threshold as established by the RFS2.
480 90
70
Switchgrass Miscanthus RFS2 60% GHG Reduction Threshold
(gCO2e / MJ-Fuel)
Life Cycle GHG Emissions
80
60 50 40 30 20 10 0 Displacement
481 482 483 484 485 486 487
Energy Allocation
Coproduct: Soil Amendment
Displacement
Energy Allocation
Coproduct: Bioenergy
Figure 4– Life cycle GHG emissions for producing renewable fuel from miscanthus and switchgrass biofeedsock. Results are shown for displacement and energy-based allocation, as well as soil amendment and bioenergy coproduct scenarios. Median values (i.e. 50th percentile) are shown; error bars represent the 10th and 90th percentile. The average life cycle GHG emissions by process input normalized per unit fuel energy
488
output are presented in Figure 5. Results for displacement methodology are shown,
489
negative values represent life cycle GHG credit(s) received from coproducts. The results
490
from Figure 5 indicate that hydrogen, agrochemicals, and electricity requirements have
491
the largest global warming potential impacts in the biomass-to-fuel supply chain. Figure
ACS Paragon Plus Environment
Page 17 of 28
Environmental Science & Technology
492
5 reveals that hydrogen impacts account for approximately 38.7 gCO2e/MJ-fuel for
493
switchgrass and 38.2 gCO2e/MJ-fuel for miscanthus feedstocks, agrochemical impacts
494
account for over 26.5 gCO2e/MJ-fuel for switchgrass and 11.9 gCO2e/MJ-fuel for
495
miscanthus feedstocks, while electricity requirements account for 16.8 gCO2e/MJ-fuel for
496
switchgrass and 13.9 gCO2e/MJ-fuel for miscanthus feedstock. Additionally, the results
497
from Figure 5 show that biochar sequesters, on average, 49.0 gCO2e/MJ-fuel for
498
switchgrass and 29.7 gCO2e/MJ-fuel for miscanthus. The GHG reductions for biochar are
499
significantly higher for switchgrass as compared to miscanthus, due to increased rate of
500
biochar formation as a result of higher lignin content. Net = 39.70
Miscanthus Bioenergy Coproduct Credit = -41.58
Net GHG Emissions
Life Cycle GHG emissions = 81.28
Agrochemicals
Miscanthus Soil Amendment
Electricity Heat
Life Cycle GHG emissions = 81.66
Coproduct Credit = -53.12
Diesel Net = 43.49
Transport
Switchgrass Bioenergy
Catalyst Biochar
Coproduct Credit = -61.09
Life Cycle GHG emissions = 104.58
Bioelectricity Bioheat
Net = 27.95
Material & Energy Inputs Coproducts
Hydrogen Net = 28.54
Switchgrass Soil Amendment Life Cycle GHG emissions = 105.26
Coproduct Credit = -77.31
-100
-75
-50
-25
0
25
50
75
100
125
Average Life Cycle GHG Emissions
501 502 503 504 505 506 507 508 509 510
(gCO2e / MJ-Fuel)
Figure 5 – Life cycle carbon footprint analysis. Greenhouse gas emissions for material and energy inputs as well as coproduct credits are normalized to 1 MJ of renewable fuel. Results for displacement are provided. Net life cycle GHG emissions represent the difference between GHGs (direct and indirect) emitted throughout the life cycle and coproduct GHG credit. EROI vs Life cycle GHG emissions: Figure 6 presents a comparison of EROI vs life cycle GHG emissions for fast pyrolysis-
ACS Paragon Plus Environment
Environmental Science & Technology
511
derived biofuels against select first generation, second-generation (i.e. cellulosic ethanol),
512
and petroleum fuels. As shown in Figure 6, 1st generation biofuels such as corn and
513
sugarcane ethanol are found to have higher GHG emissions relative to 2nd generation fuel
514
derived from corn stover, miscanthus, or switchgrass. Additionally, the results reveal that
515
sugarcane ethanol has a high EROI (~4.3) exceeding the EROI performance threshold of
516
3, while corn ethanol has a marginally positive energy balance. Figure 6 reveals a weak
517
clustering of 2nd generation bioethanol derived from corn stover, switchgrass, and
518
miscanthus, and shows that bioethanol generated via 2nd generation feedstocks are near
519
carbon neutral and have a correspondingly high EROI (i.e. greater than 3). Fast pyrolysis
520
derived gasoline is found to have significantly lower EROI and higher overall life cycle
521
GHG emissions as compared to 2nd generation bioethanol derived via miscanthus or
522
switchgrass. Fossil hydrogen consumption and process electricity requirements are
523
primarily responsible for the low environmental performance of pyrolysis gasoline
524
relative to other 1st generation and 2nd generation biofuels. It is important to note that
525
bioethanol must be blended with existing transportation fuel prior to use in vehicle
526
engines, while pyrolysis gasoline can be used as a drop-in replacement for existing
527
hydrocarbon fuels. Petroleum diesel is found to have a high EROI (~4.8), yet have
528
correspondingly high fossil GHG emissions (~92 gCO2e/MJ-Fuel). These results
529
highlight the challenge of producing liquid transportation fuel from biomass that is
530
simultaneously carbon neutral over its life cycle, chemically similar to traditional
531
hydrocarbon fuels, and energetically competitive with existing petroleum resources.
532 533
Direct and indirect land use change induced global warming impacts are not considered
534
in this work. Estimates of LUC impacts for miscanthus and switchgrass derived ethanol
535
range from -10 to -2.1 gCO2e/MJ-miscanthus ethanol and 2.7 to 19 gCO2e/MJ-
536
switchgrass ethanol depending on the choice of domestic/international emissions
537
modeling scenarios and model parameter(s) settings94, 95. Negative values for LUC
538
impacts are due to changes in soil organic carbon (SOC) dynamics. This suggests that
539
while LUC impacts may increase the carbon footprint of switchgrass fuels, it has the
540
potential to lower that of miscanthus derived fuels; and thus merits further investigation.
541
ACS Paragon Plus Environment
Page 18 of 28
Environmental Science & Technology
100 Conventional Biofuel Not Sustainable
Petroleum Diesel
RFS2 GHG Reduction Threshold: Conventional Biofuel
Petroleum Diesel (GREET)
(gCO2e / MJ Fuel)
Life Cycle GHG Emissions
80
EROI Performance Threshold
Energy Break Even
Page 19 of 28
1st Generation Bioethanol (Wang et al. 2012)
60 Cellulosic Biofuel Not Sustainable
Fast Pyrolysis Gasoline (This study)
Corn Ethanol MSC: BE
40
2nd Generation Bioethanol (Wang et al. 2012)
SWG: BE Sugarcane Ethanol
MSC: SA 20
RFS2 GHG Reduction Threshold: Cellulosic Biofuel
SWG: SA
Corn Stover Ethanol
SWG Ethanol
MSC Ethanol
0 0
1
2
3
4
5
6
7
Energy Return on Investment -20
542 543 544 545 546 547 548 549 550 551 552 553
(MJ Fuel / MJ Primary Fossil Energy Invested)
Values for 1st & 2nd generation bioethanol were obtained from Wang et al. 201283 and do not consider direct or indirect LUC impacts Values for petroleum diesel were adapted based on data obtained from the 2014 GREET model96 For fast pyrolysis derived gasoline results using the displacement method are shown SWG: Switchgrass; MSC: Miscanthus; SA: Soil amendment; BE: Bioenergy
Figure 6 – Comparison of EROI vs Life cycle GHG emissions for select 1st generation and 2nd generation biofuels. Values for EROI and GHG emissions of fast pyrolysis fuels using the displacement method are shown. Further work is needed at the process level, such as determining ideal catalyst(s) for fuel
554
conversion, effect of bio-oil on catalyst coking, and catalyst lifetime. High-level
555
biomass/biofuel logistical and geospatial modeling97 as well as economic evaluation
556
should be concurrently considered to ensure that biofuel production is technically feasible
557
and economically viable. The results of this work indicate that single-stage fast pyrolysis
558
and hydroprocessing system have several limitations including: high hydrogen
559
consumption, high production of light hydrocarbons, and low liquid carbon yield. A one-
560
at-a-time (OAT) sensitivity analysis was performed to show how variations in individual
561
parameters affect the LCA results (see section S16 in the S.I.). Analysis reveals that the
562
EROI and GHG emissions for single-stage fast pyrolysis systems are highly sensitive to
563
bio-oil yield as well as hydrogen consumption. Alternative reactor configurations,
ACS Paragon Plus Environment
Environmental Science & Technology
564
process options, and chemical conversion pathways have the potential to reduce the
565
hydrogen requirements for fuel conversion and upgrading while simultaneously
566
increasing the liquid carbon yield, and thus increase the environmental sustainability of
567
emerging thermochemical fuel platforms98, 99, and should be considered in future
568
environmental sustainability analysis of pyrolysis derived biofuels. Furthermore,
569
additional research is required to determine the far-reaching environmental implications
570
and feasibility of commercial scale biofuel production and related coproduct scenarios.
571
For example, while biochar scenarios show merit for reducing life cycle GHG emissions
572
for fuel production, past research has suggested that the application of biochar could have
573
severe environmental ramifications, as a fraction of biochar may be lost to wind and
574
seepage and thus pose an environmental hazard to local waterways and groundwater
575
aquifers100. Accordingly, while energy return on investment and life cycle GHG
576
emissions are important criteria for screening potential biofuel pathways for commercial
577
use, other environmental criteria such as impacts on water and air quality, biodiversity,
578
etc. must also be considered so that biofuel production does not generate adverse impacts
579
on ecological and human welfare101, 102.
580 581 582 583
Supporting Information Available More information regarding data sources and the modeling approach are provided via the
584
Supporting Information accompanying this document. This material is available free of
585
charge via the Internet at http://pubs.acs.org.
586 587 588 589
This work is supported by the National Institute of Food and Agriculture, United States
590
Department of Agriculture (USDA) (Agriculture and Food Research Initiative
591
Competitive Grant No. 2012-67009-19717). Any opinions, findings and conclusions or
592
recommendations expressed in this material are those of the authors and do not
593
necessarily reflect the views of USDA. This material is based upon work supported by
594
the National Science Foundation Graduate Research Fellowship under Grant No. (DGE-
595
1247842). Any opinion, findings, and conclusions or recommendations expressed in this
Acknowledgement
ACS Paragon Plus Environment
Page 20 of 28
Page 21 of 28
Environmental Science & Technology
596
material are those of the authors(s) and do not necessarily reflect the views of the
597
National Science Foundation.
598 599 600 601 602 603 604 605 606 607 608 609 610 611 612 613 614 615 616 617 618 619 620 621 622 623 624 625 626 627 628 629 630 631 632 633 634 635 636 637 638 639
References: 1. Perlack, R. D.; Stokes, B. J., US billion-ton update: biomass supply for a bioenergy and bioproducts industry. Oak Ridge National Laboratory: 2011. 2. Sissine, F. Energy Independence and Security Act of 2007: A Summary of Major Provisions; Congressional Research Service Report for Congress, Order Code RL34294: Washington, DC, 2007; p 22. 3. Naik, S. N.; Goud, V. V.; Rout, P. K.; Dalai, A. K., Production of first and second generation biofuels: A comprehensive review. Renewable and Sustainable Energy Reviews 2010, 14, (2), 578-597. 4. Fargione, J.; Hill, J.; Tilman, D.; Polasky, S.; Hawthorne, P., Land clearing and the biofuel carbon debt. Science 2008, 319, (5867), 1235-8. 5. Melillo, J. M.; Reilly, J. M.; Kicklighter, D. W.; Gurgel, A. C.; Cronin, T. W.; Paltsev, S.; Felzer, B. S.; Wang, X. D.; Sokolov, A. P.; Schlosser, C. A., Indirect emissions from biofuels: How important? Science 2009, 326, (5958), 1397-1399. 6. Searchinger, T.; Heimlich, R.; Houghton, R. A.; Dong, F. X.; Elobeid, A.; Fabiosa, J.; Tokgoz, S.; Hayes, D.; Yu, T. H., Use of US croplands for biofuels increases greenhouse gases through emissions from land-use change. Science 2008, 319, (5867), 1238-1240. 7. Zaimes, G.; Khanna, V., Microalgal biomass production pathways: evaluation of life cycle environmental impacts. Biotechnology for Biofuels 2013, 6, (1), 88. 8. Zaimes, G. G.; Khanna, V., Environmental sustainability of emerging algal biofuels: A comparative life cycle evaluation of algal biodiesel and renewable diesel. Environmental Progress & Sustainable Energy 2013, 32, (4), 926-936. 9. Zaimes, G. G.; Khanna, V., The role of allocation and coproducts in environmental evaluation of microalgal biofuels: How important? Sustainable Energy Technologies and Assessments 2014, 7, (0), 247-256. 10. Zaimes, G. G.; Khanna, V., Assessing the critical role of ecological goods and services in microalgal biofuel life cycles. RSC Advances 2014, 4, (85), 44980-44990. 11. Fairley, P., Introduction: Next generation biofuels. Nature 2011, 474, (7352), S2S5. 12. Brosse, N.; Dufour, A.; Meng, X.; Sun, Q.; Ragauskas, A., Miscanthus: a fastgrowing crop for biofuels and chemicals production. Biofuels, Bioproducts and Biorefining 2012, 6, (5), 580-598. 13. McLaughlin, S. B.; Adams Kszos, L., Development of switchgrass (Panicum virgatum) as a bioenergy feedstock in the United States. Biomass and Bioenergy 2005, 28, (6), 515-535. 14. Huber, G. W., Breaking the chemical and engineering barriers to lignocellulosic biofuels: next generation hydrocarbon biorefineries. Washington, DC: National Science Foundation, Chemical, Biogengineering, Environmental and Transport Systems Division, 2008.
ACS Paragon Plus Environment
Environmental Science & Technology
640 641 642 643 644 645 646 647 648 649 650 651 652 653 654 655 656 657 658 659 660 661 662 663 664 665 666 667 668 669 670 671 672 673 674 675 676 677 678 679 680 681 682 683
15. Zhang, Y.; Hu, G.; Brown, R. C., Life cycle assessment of the production of hydrogen and transportation fuels from corn stover via fast pyrolysis. Environmental Research Letters 2013, 8, (2), 025001. 16. Wright, M. M.; Daugaard, D. E.; Satrio, J. A.; Brown, R. C., Techno-economic analysis of biomass fast pyrolysis to transportation fuels. Fuel 2010, 89, Supplement 1, (0), S2-S10. 17. Ringer, M.; Putsche, V.; Scahil, J., Large-scale pyrolysis oil production: a technology assessment and economic analysis. Golden (CO): National Renewable Energy Laboratory; 2006 Nov. Report No.: NREL/TP-510e37779. Contract No.: DE-AC36-99GO10337 2006. 18. Hsu, D. D., Life cycle assessment of gasoline and diesel produced via fast pyrolysis and hydroprocessing. Biomass and Bioenergy 2012, 45, 41-47. 19. Collard, F.-X.; Blin, J., A review on pyrolysis of biomass constituents: Mechanisms and composition of the products obtained from the conversion of cellulose, hemicelluloses and lignin. Renewable and Sustainable Energy Reviews 2014, 38, (0), 594-608. 20. Bridgwater, A. V.; Meier, D.; Radlein, D., An overview of fast pyrolysis of biomass. Organic Geochemistry 1999, 30, (12), 1479-1493. 21. Elliott, D. C.; Wang, H.; French, R.; Deutch, S.; Iisa, K., Hydrocarbon Liquid Production from Biomass via Hot-Vapor-Filtered Fast Pyrolysis and Catalytic Hydroprocessing of the Bio-oil. Energy & Fuels 2014, 28, (9), 5909-5917. 22. Bridgwater, A. V., Review of fast pyrolysis of biomass and product upgrading. Biomass and Bioenergy 2012, 38, (0), 68-94. 23. Heaton, E. A.; Dohleman, F. G.; Long, S. P., Meeting US biofuel goals with less land: the potential of Miscanthus. Global Change Biology 2008, 14, (9), 2000-2014. 24. Pourhashem, G.; Spatari, S.; Boateng, A. A.; McAloon, A. J.; Mullen, C. A., Life Cycle Environmental and Economic Tradeoffs of Using Fast Pyrolysis Products for Power Generation. Energy & Fuels 2013, 27, (5), 2578-2587. 25. Clifton-brown, J. C.; Stampfl, P. F.; Jones, M. B., Miscanthus biomass production for energy in Europe and its potential contribution to decreasing fossil fuel carbon emissions. Global Change Biology 2004, 10, (4), 509-518. 26. Grierson, S.; Strezov, V.; Bengtsson, J., Life cycle assessment of a microalgae biomass cultivation, bio-oil extraction and pyrolysis processing regime. Algal Research 2013, 2, (3), 299-311. 27. Dang, Q.; Yu, C.; Luo, Z., Environmental life cycle assessment of bio-fuel production via fast pyrolysis of corn stover and hydroprocessing. Fuel 2014, 131, (0), 3642. 28. Peters, J. F.; Iribarren, D.; Dufour, J., Simulation and life cycle assessment of biofuel production via fast pyrolysis and hydroupgrading. Fuel 2015, 139, (0), 441-456. 29. Iribarren, D.; Peters, J. F.; Dufour, J., Life cycle assessment of transportation fuels from biomass pyrolysis. Fuel 2012, 97, (0), 812-821. 30. Fan, J.; Kalnes, T. N.; Alward, M.; Klinger, J.; Sadehvandi, A.; Shonnard, D. R., Life cycle assessment of electricity generation using fast pyrolysis bio-oil. Renewable Energy 2011, 36, (2), 632-641.
ACS Paragon Plus Environment
Page 22 of 28
Page 23 of 28
684 685 686 687 688 689 690 691 692 693 694 695 696 697 698 699 700 701 702 703 704 705 706 707 708 709 710 711 712 713 714 715 716 717 718 719 720 721 722 723 724 725 726 727 728 729
Environmental Science & Technology
31. Christian, D. G.; Riche, A. B.; Yates, N. E., Growth, yield and mineral content of Miscanthus giganteus grown as a biofuel for 14 successive harvests. Industrial Crops and Products 2008, 28, (3), 320-327. 32. Pyter, R.; Heaton, E.; Dohleman, F.; Voigt, T.; Long, S., Agronomic Experiences with Miscanthus x giganteus in Illinois, USA. In Biofuels, Mielenz, J. R., Ed. Humana Press: 2009; Vol. 581, pp 41-52. 33. Lee, D. K.; Parrish, A. S.; Voigt, T. B., Switchgrass and Giant Miscanthus Agronomy. In Engineering and Science of Biomass Feedstock Production and Provision, Shastri, Y.; Hansen, A.; Rodríguez, L.; Ting, K. C., Eds. Springer New York: 2014; pp 37-59. 34. DEFRA, Planting and growing Miscanthus, Best Practice guide-lines, for Applications to DEFRA's Energy Crops Scheme. 2007. 35. Behnke, G.; David, M.; Voigt, T., Greenhouse Gas Emissions, Nitrate Leaching, and Biomass Yields from Production of Miscanthus × giganteus in Illinois, USA. BioEnergy Res. 2012, 5, (4), 801-813. 36. Kering, M. K.; Butler, T. J.; Biermacher, J. T.; Guretzky, J. A., Biomass Yield and Nutrient Removal Rates of Perennial Grasses under Nitrogen Fertilization. BioEnergy Res. 2012, 5, (1), 61-70. 37. Maughan, M.; Bollero, G.; Lee, D. K.; Darmody, R.; Bonos, S.; Cortese, L.; Murphy, J.; Gaussoin, R.; Sousek, M.; Williams, D.; Williams, L.; Miguez, F.; Voigt, T., Miscanthus × giganteus productivity: the effects of management in different environments. GCB Bioenergy 2012, 4, (3), 253-265. 38. Palmer, I. E.; Gehl, R. J.; Ranney, T. G.; Touchell, D.; George, N., Biomass yield, nitrogen response, and nutrient uptake of perennial bioenergy grasses in North Carolina. Biomass and Bioenergy 2014, 63, (0), 218-228. 39. Hess, J.; Kenney, K.; Ovard, L.; Searcy, E.; Wright, C., Commodity-scale production of an infrastructure-compatible bulk solid from herbaceous lignocellulosic biomass. Idaho National Laboratory, Idaho Falls, ID 2009. 40. Adler, P. R.; Sanderson, M. A.; Boateng, A. A.; Weimer, P. J.; Jung, H.-J. G., Biomass Yield and Biofuel Quality of Switchgrass Harvested in Fall or Spring Agron. J. 2006, 98, (6), 1518-1525. 41. Lewandowski, I.; Heinz, A., Delayed harvest of miscanthus—influences on biomass quantity and quality and environmental impacts of energy production. European Journal of Agronomy 2003, 19, (1), 45-63. 42. Han, J.; Elgowainy, A.; Dunn, J. B.; Wang, M. Q., Life cycle analysis of fuel production from fast pyrolysis of biomass. Bioresource Technology 2013, 133, (0), 421428. 43. Wullschleger, S. D.; Davis, E. B.; Borsuk, M. E.; Gunderson, C. A.; Lynd, L. R., Biomass Production in Switchgrass across the United States: Database Description and Determinants of Yield Agron. J. 2010, 102, (4), 1158-1168. 44. Berdahl, J. D.; Frank, A. B.; Krupinsky, J. M.; Carr, P. M.; Hanson, J. D.; Johnson, H. A., Biomass yield, phenology, and survival of diverse switchgrass cultivars and experimental strains in western North Dakota. Agronomy Journal 2005, 97, (2), 549555. 45. Bouton, J. Bioenergy Crop Breeding and Production Research in the Southeast. Final report for 1996 to 2001; ORNL/SUB-02-19XSV810C/01: 2002.
ACS Paragon Plus Environment
Environmental Science & Technology
730 731 732 733 734 735 736 737 738 739 740 741 742 743 744 745 746 747 748 749 750 751 752 753 754 755 756 757 758 759 760 761 762 763 764 765 766 767 768 769 770 771 772 773 774
46. Casler, M.; Boe, A., Cultivar× environment interactions in switchgrass. Crop Science 2003, 43, (6), 2226-2233. 47. Casler, M. D.; Vogel, K. P.; Taliaferro, C. M.; Wynia, R. L., Latitudinal Adaptation of Switchgrass Populations Crop Sci. 2004, 44, (1), 293-303. 48. Cassida, K. A.; Muir, J. P.; Hussey, M. A.; Read, J. C.; Venuto, B. C.; Ocumpaugh, W. R., Biomass Yield and Stand Characteristics of Switchgrass in South Central U.S. Environments Crop Sci. 2005, 45, (2), 673-681. 49. Fike, J. H.; Parrish, D. J.; Wolf, D. D.; Balasko, J. A.; Green Jr, J. T.; Rasnake, M.; Reynolds, J. H., Long-term yield potential of switchgrass-for-biofuel systems. Biomass and Bioenergy 2006, 30, (3), 198-206. 50. Kiniry, J. R.; Sanderson, M. A.; Williams, J. R.; Tischler, C. R.; Hussey, M. A.; Ocumpaugh, W. R.; Read, J. C.; Van Esbroeck, G.; Reed, R. L., Simulating Alamo Switchgrass with the ALMANAC Model. Agron. J. 1996, 88, (4), 602-606. 51. Kiniry, J. R.; Cassida, K. A.; Hussey, M. A.; Muir, J. P.; Ocumpaugh, W. R.; Read, J. C.; Reed, R. L.; Sanderson, M. A.; Venuto, B. C.; Williams, J. R., Switchgrass simulation by the ALMANAC model at diverse sites in the southern US. Biomass and Bioenergy 2005, 29, (6), 419-425. 52. Lemus, R.; Brummer, E. C.; Moore, K. J.; Molstad, N. E.; Burras, C. L.; Barker, M. F., Biomass yield and quality of 20 switchgrass populations in southern Iowa, USA. Biomass and Bioenergy 2002, 23, (6), 433-442. 53. Muir, J. P.; Sanderson, M. A.; Ocumpaugh, W. R.; Jones, R. M.; Reed, R. L., Biomass Production of ‘Alamo’ Switchgrass in Response to Nitrogen, Phosphorus, and Row Spacing Agron. J. 2001, 93, (4), 896-901. 54. Sanderson, M. A.; Reed, R. L.; McLaughlin, S. B.; Wullschleger, S. D.; Conger, B. V.; Parrish, D. J.; Wolf, D. D.; Taliaferro, C.; Hopkins, A. A.; Ocumpaugh, W. R.; Hussey, M. A.; Read, J. C.; Tischler, C. R., Switchgrass as a sustainable bioenergy crop. Bioresource Technology 1996, 56, (1), 83-93. 55. Sanderson, M. A.; Read, J. C.; Reed, R. L., Harvest Management of Switchgrass for Biomass Feedstock and Forage Production. Agron. J. 1999, 91, (1), 5-10. 56. Sanderson, M. A.; Reed, R. L.; Ocumpaugh, W. R.; Hussey, M. A.; Van Esbroeck, G.; Read, J. C.; Tischler, C. R.; Hons, F. M., Switchgrass cultivars and germplasm for biomass feedstock production in Texas. Bioresource Technology 1999, 67, (3), 209-219. 57. Sanderson, M. A.; Schnabel, R. R.; Curran, W. S.; Stout, W. L.; Genito, D.; Tracy, B. F., Switchgrass and Big Bluestem Hay, Biomass, and Seed Yield Response to Fire and Glyphosate Treatment. Agron. J. 2004, 96, (6), 1688-1692. 58. Sladden, S. E.; Bransby, D. I.; Aiken, G. E., Biomass yield, composition and production costs for eight switchgrass varieties in Alabama. Biomass and Bioenergy 1991, 1, (2), 119-122. 59. Thomason, W. E.; Raun, W. R.; Johnson, G. V.; Taliaferro, C. M.; Freeman, K. W.; Wynn, K. J.; Mullen, R. W., Switchgrass Response to Harvest Frequency and Time and Rate of Applied Nitrogen. Journal of Plant Nutrition 2005, 27, (7), 1199-1226. 60. Burner, D. M.; Tew, T. L.; Harvey, J. J.; Belesky, D. P., Dry matter partitioning and quality of Miscanthus, Panicum, and Saccharum genotypes in Arkansas, USA. Biomass and Bioenergy 2009, 33, (4), 610-619.
ACS Paragon Plus Environment
Page 24 of 28
Page 25 of 28
775 776 777 778 779 780 781 782 783 784 785 786 787 788 789 790 791 792 793 794 795 796 797 798 799 800 801 802 803 804 805 806 807 808 809 810 811 812 813 814 815 816 817 818 819 820
Environmental Science & Technology
61. Propheter, J. L.; Staggenborg, S., Performance of Annual and Perennial Biofuel Crops: Nutrient Removal during the First Two Years All rights reserved. No part of this periodical may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or any information storage and retrieval system, without permission in writing from the publisher. Agron. J. 2010, (2), 798-805. 62. Teat, A. L., Growth, Yield and Physiological Responses of the Bioenergy Crop Miscanthus × Giganteus To Fertilizer, Biochar and Drought. 2014. 63. Cecile De Klein; Rafael S.A. Novoa; Stephen Ogle; Keith A. Smith; Philippe Rochette; Thomas C. Wirth; Brian G. McConkey; Arvin Mosier; Kristin Rypdal; Margaret Walsh; Williams, S. A., N2O emissions from managed soils and CO2 emissions from lime and urea application. In IPCC Guidelines for National Greenhouse Gas Inventories, Intergovernmental Panel on Climate Change 2006; Vol. 4, Ch 11. 64. Dalgaard, T.; Halberg, N.; Porter, J. R., A model for fossil energy use in Danish agriculture used to compare organic and conventional farming. Agriculture, Ecosystems & Environment 2001, 87, (1), 51-65. 65. Jones, S. B.; Valkenburg, C.; Walton, C. W.; Elliott, D. C.; Holladay, J. E.; Stevens, D. J.; Kinchin, C.; Czernik, S. Production of gasoline and diesel from biomass via fast pyrolysis, hydrotreating and hydrocracking: a design case; Pacific Northwest National Laboratory Richland, WA: 2009. http://www.pnl.gov/main/publications/external/technical_reports/pnnl18284.pdf. 66. Jones, S.; Meyer, P.; Snowden-Swan, L.; Padmaperuma, A.; Tan, E.; Dutta, A.; Jacobson, J.; Cafferty, K. Process Design and Economics for the Conversion of Lignocellulosic Biomass to Hydrocarbon Fuels: Fast Pyrolysis and Hydrotreating Biooil Pathway; National Renewable Energy Laboratory (NREL), Golden, CO.: 2013. http://www.pnnl.gov/main/publications/external/technical_reports/PNNL23053.pdf. 67. Miao, Z.; Grift, T. E.; Hansen, A. C.; Ting, K. C., Energy requirement for comminution of biomass in relation to particle physical properties. Industrial Crops and Products 2011, 33, (2), 504-513. 68. Patwardhan, P. R.; Brown, R. C.; Shanks, B. H., Product Distribution from the Fast Pyrolysis of Hemicellulose. ChemSusChem 2011, 4, (5), 636-643. 69. Patwardhan, P. R.; Brown, R. C.; Shanks, B. H., Understanding the Fast Pyrolysis of Lignin. ChemSusChem 2011, 4, (11), 1629-1636. 70. Channiwala, S. A.; Parikh, P. P., A unified correlation for estimating HHV of solid, liquid and gaseous fuels. Fuel 2002, 81, (8), 1051-1063. 71. EURELECTRIC Efficiency in Electricity Generation. http://www.eurelectric.org/Download/Download.aspx?DocumentID=13549 72. Peters, J. F.; Iribarren, D.; Dufour, J., Biomass Pyrolysis for Biochar or Energy Applications? A Life Cycle Assessment. Environmental Science & Technology 2015. 73. Woolf, D.; Amonette, J. E.; Street-Perrott, F. A.; Lehmann, J.; Joseph, S., Sustainable biochar to mitigate global climate change. Nature communications 2010, 1, 56. 74. Laird, D. A., The Charcoal Vision: A Win–Win–Win Scenario for Simultaneously Producing Bioenergy, Permanently Sequestering Carbon, while Improving Soil and Water Quality Agron. J. 2008, 100, (1), 178-181.
ACS Paragon Plus Environment
Environmental Science & Technology
821 822 823 824 825 826 827 828 829 830 831 832 833 834 835 836 837 838 839 840 841 842 843 844 845 846 847 848 849 850 851 852 853 854 855 856 857 858 859 860 861 862 863 864 865
75. Bell, M. J.; Worrall, F., Charcoal addition to soils in NE England: A carbon sink with environmental co-benefits? Science of The Total Environment 2011, 409, (9), 17041714. 76. Vaccari, F. P.; Baronti, S.; Lugato, E.; Genesio, L.; Castaldi, S.; Fornasier, F.; Miglietta, F., Biochar as a strategy to sequester carbon and increase yield in durum wheat. European Journal of Agronomy 2011, 34, (4), 231-238. 77. Laird, D. A.; Fleming, P.; Davis, D. D.; Horton, R.; Wang, B.; Karlen, D. L., Impact of biochar amendments on the quality of a typical Midwestern agricultural soil. Geoderma 2010, 158, (3–4), 443-449. 78. Graber, E.; Meller Harel, Y.; Kolton, M.; Cytryn, E.; Silber, A.; Rav David, D.; Tsechansky, L.; Borenshtein, M.; Elad, Y., Biochar impact on development and productivity of pepper and tomato grown in fertigated soilless media. Plant Soil 2010, 337, (1-2), 481-496. 79. Roberts, K. G.; Gloy, B. A.; Joseph, S.; Scott, N. R.; Lehmann, J., Life Cycle Assessment of Biochar Systems: Estimating the Energetic, Economic, and Climate Change Potential. Environmental Science & Technology 2009, 44, (2), 827-833. 80. Elliott, D. C.; Hart, T. R.; Neuenschwander, G. G.; Rotness, L. J.; Olarte, M. V.; Zacher, A. H.; Solantausta, Y., Catalytic Hydroprocessing of Fast Pyrolysis Bio-oil from Pine Sawdust. Energy & Fuels 2012, 26, (6), 3891-3896. 81. French, R. J.; Hrdlicka, J.; Baldwin, R., Mild hydrotreating of biomass pyrolysis oils to produce a suitable refinery feedstock. Environmental Progress & Sustainable Energy 2010, 29, (2), 142-150. 82. Choudhary, T. V.; Phillips, C. B., Renewable fuels via catalytic hydrodeoxygenation. Applied Catalysis A: General 2011, 397, (1–2), 1-12. 83. Wang, M.; Han, J.; Dunn, J. B.; Cai, H.; Elgowainy, A., Well-to-wheels energy use and greenhouse gas emissions of ethanol from corn, sugarcane and cellulosic biomass for US use. Environmental Research Letters 2012, 7, (4), 045905. 84. Solomon, S.; Qin, D.; Manning, M.; Chen, Z.; Marquis, M.; Averyt, K. B.; Tignor, M.; Miller, H. L., IPCC, 2007: Climate change 2007: The physical science basis. Contribution of Working Group I to the fourth assessment report of the Intergovernmental Panel on Climate Change 2007. 85. Jungbluth, N.; Frischknecht, R., Cumulative energy demand. LCIA Implementation. Final report ecoinvent 2000, (3). 86. Ecoinvent Centre, Ecoinvent data v2.0. In Swiss Centre for Life Cycle Inventories, Ed. Dubendorf, 2007. 87. Plevin, R. J.; Beckman, J.; Golub, A. A.; Witcover, J.; O’Hare, M., Carbon Accounting and Economic Model Uncertainty of Emissions from Biofuels-Induced Land Use Change. Environmental Science & Technology 2015, 49, (5), 2656-2664. 88. Hammerschlag, R., Ethanol's energy return on investment: A survey of the literature 1990−present. Environmental science & technology 2006, 40, (6), 1744-1750. 89. Huo, H.; Wang, M.; Bloyd, C.; Putsche, V., Life-cycle assessment of energy use and greenhouse gas emissions of soybean-derived biodiesel and renewable fuels. Environmental science & technology 2008, 43, (3), 750-756. 90. Hall, C. A.; Balogh, S.; Murphy, D. J., What is the minimum EROI that a sustainable society must have? Energies 2009, 2, (1), 25-47.
ACS Paragon Plus Environment
Page 26 of 28
Page 27 of 28
866 867 868 869 870 871 872 873 874 875 876 877 878 879 880 881 882 883 884 885 886 887 888 889 890 891 892 893 894 895 896 897 898 899 900 901 902 903 904 905 906 907 908 909 910 911
Environmental Science & Technology
91. Hall, C. A. S.; Lambert, J. G.; Balogh, S. B., EROI of different fuels and the implications for society. Energy Policy 2014, 64, (0), 141-152. 92. Lambert, J. G.; Hall, C. A. S.; Balogh, S.; Gupta, A.; Arnold, M., Energy, EROI and quality of life. Energy Policy 2014, 64, (0), 153-167. 93. Jones, S. B.; Snowden-Swan, L. J.; Meyer, P. A.; Zacher, A. H.; Olarte, M. V.; Drennan, C. Fast Pyrolysis and Hydrotreating: 2013 State of Technology R&D and Projections to 2017; Pacific Northwest National Laboratory (PNNL), Richland, WA (US): 2014. 94. Mueller, S.; Dunn, J.; Wang, M., Carbon Calculator for Land-use Change from Biofuels Production (CCLUB). Contract No: ANL/ESD/12-5. Argonne National Laboratory (ANL), Chicago, IL 2012. 95. Dunn, J.; Mueller, S.; Kwon, H.-y.; Wang, M., Land-use change and greenhouse gas emissions from corn and cellulosic ethanol. Biotechnology for Biofuels 2013, 6, (1), 51. 96. ANL, The Greenhouse Gases, Regulated Emissions, and Energy Use in Transportation Model. In Argonne National Laboratory, U.S. Department of Energy: 2012. 97. Niblick, B.; Monnell, J. D.; Zhao, X.; Landis, A. E., Using geographic information systems to assess potential biofuel crop production on urban marginal lands. Appl. Energy 2013, 103, (0), 234-242. 98. Olcay, H.; Subrahmanyam, A. V.; Xing, R.; Lajoie, J.; Dumesic, J. A.; Huber, G. W., Production of renewable petroleum refinery diesel and jet fuel feedstocks from hemicellulose sugar streams. Energy & Environmental Science 2013, 6, (1), 205-216. 99. Pham, T. N.; Sooknoi, T.; Crossley, S. P.; Resasco, D. E., Ketonization of Carboxylic Acids: Mechanisms, Catalysts, and Implications for Biomass Conversion. ACS Catalysis 2013, 3, (11), 2456-2473. 100. Major, J.; Lehmann, J.; Rondon, M.; Goodale, C., Fate of soil-applied black carbon: downward migration, leaching and soil respiration. Global Change Biology 2010, 16, (4), 1366-1379. 101. Miller, S. A.; Landis, A. E.; Theis, T. L., Feature: Environmental trade-offs of biobased production. Environmental science & technology 2007, 41, (15), 5176-5182. 102. Soratana, K.; Khanna, V.; Landis, A. E., Re-envisioning the renewable fuel standard to minimize unintended consequences: A comparison of microalgal diesel with other biodiesels. Appl. Energy 2013, 112, (0), 194-204.
ACS Paragon Plus Environment
Environmental Science & Technology
Table of Content (TOC) Art 100 Conventional Biofuel Not Sustainable
Petroleum Diesel
RFS2 GHG Reduction Threshold: Conventional Biofuel
Petroleum Diesel (GREET)
(gCO2e / MJ Fuel)
Life Cycle GHG Emissions
80
EROI Performance Threshold
Energy Break Even
912 913 914 915 916 917 918 919 920 921 922 923 924 925 926
1st Generation Bioethanol (Wang et al. 2012)
60 Cellulosic Biofuel Not Sustainable
Fast Pyrolysis Gasoline (This study)
Corn Ethanol MSC: BE
40
2nd Generation Bioethanol (Wang et al. 2012)
SWG: BE Sugarcane Ethanol
MSC: SA 20
RFS2 GHG Reduction Threshold: Cellulosic Biofuel
SWG: SA
Corn Stover Ethanol
SWG Ethanol
MSC Ethanol
0 0
1
2
3
4
5
6
7
Energy Return on Investment -20
(MJ Fuel / MJ Primary Fossil Energy Invested)
927 928
ACS Paragon Plus Environment
Page 28 of 28