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Macromolecules 2007, 40, 2672-2682

Characterization of Amphiphilic Diblock Copolymers Synthesized by MADIX Polymerization Process Marc Jacquin,† Pierre Muller,†,| Gilda Lizarraga,‡ Corinne Bauer,‡ Herve´ Cottet,§ and Olivier The´ odoly*,†,⊥ Complex Fluids Laboratory, CNRS UMR 166, 350 George Patterson BlVd, Bristol PennsylVania 19007, and Rhodia CRTB, 350 George Patterson BlVd, Bristol PennsylVania 19007, and Equipe Dynamique des Syste` mes Biomole´ culaires Complexes, CNRS UMR 5073, UniVersite´ de Montpellier 2, place Euge` ne Bataillon CC 017, 34095 Montpellier Cedex 5, France, and Institut Charles Sadron, 6 rue Boussingault, 67083 Strasbourg Cedex, France, and Laboratoire Adhe´ sion et Inflammation, INSERM U600, CNRS UMR 6212, Case 937, 163 AVenue de Luminy, Marseille F-13009, France, and Faculte´ des Sciences/de Me´ decine ou de Pharmacie, Aix-Marseille UniVersite´ Marseille, F-13000, France ReceiVed NoVember 10, 2006; ReVised Manuscript ReceiVed January 24, 2007

ABSTRACT: We combined several analytical techniques (NMR, matrix assisted laser desorption ionization time-of-flight mass spectroscopy MALDI-TOF MS, GPC, functional analysis on the first block, liquid chromatography at the point of exclusion adsorption transition LC-PEAT, and capillary electrophoresis CE) to analyze and quantify the characteristics of homopolymer precursors and amphiphilic diblocks synthesized by controlled radical polymerization process (CRP). We present here a detailed quantitative characterization of amphiphilic diblock copolymers (poly(butyl acrylate)-poly(acrylic acid) or PBA-b-PAA, and poly(di(ethylene glycol) ethyl ether acrylate)-poly(acrylic acid) or PDEGA-b-PAA). The samples were synthesized in ethanol by macromolecular design via inter-exchange of xanthate (MADIX), a reversible addition fragmentation transfer (RAFT) polymerization process using xanthates as control agents. The analytical results have permitted a determination of the transfer constant of xanthate CXa (≈ 2.7 and 1.5 for respectively PBA and PDEGA) and the transfer constant to solvent Cs (≈ 6 × 10-4). In the final diblock products, homopolymer side products were characterized. The amount of hydrophobic homopolymer was quantified by a specially developed LCPEAT technique in critical conditions for PBA. The hydrophilic homopolymer h-PAA amount was determined by quantitative capillary electrophoresis CE experiments. These analytical approaches allowed the quantification of the side products in a CRP system as well as the improvement of the reaction conditions via a thorough knowledge of the reaction mechanism.

1. Introduction Synthesis of polymer chains with complex architectures is an important and challenging activity in the industry of specialty chemicals. The goal is to engineer new components with targeted physical properties. Over the past decade, various controlled radical polymerization (CRP) techniques like atom transfer radical polymerization (ATRP), stable-free radical polymerization (SFRP), reversible addition fragmentation transfer (RAFT), or macromolecular design via inter-exchange of xanthate (MADIX) have emerged as new routes to design complex molecules with a high variety of chemical compounds and at reasonable production costs. These techniques permit, for instance, the synthesis of block copolymers, graft polymers, gradient polymers, star polymers, and microgels. The polymerization processes (in bulk, solution, or emulsion), the choice of control agents (nature of leaving and stabilizing group),1-3 and experimental conditions (temperature, time, amount of initiator) have been optimized for the synthesis of many components. CRP processes allow polymerization of a large variety of chemistries, like monomers of acrylate, methacrylate, * Corresponding author. † Complex Fluids Laboratory, CNRS UMR 166. ‡ Rhodia CRTB. § Equipe Dynamique des Syste ` mes Biomole´culaires Complexes, CNRS UMR 5073, Universite´ de Montpellier 2. | Institut Charles Sadron. ⊥ Laboratoire Adhe ´ sion et Inflammation, INSERM U600, CNRS UMR 6212, and Faculte´ des Sciences/de Me´decine ou de Pharmacie, Aix-Marseille Universite´.

vinyl, and styrene derivatives. This is a noticeable advantage over the anionic processes which are limited to a few monomers (butadiene, styrene, isoprene, tert-butyl acrylate, methyl methacrylate propylene oxide, and ethylene oxide). Besides all the advantages of CRP techniques, one drawback is that CRP syntheses lead to side products and nonnegligible polydispersities. Few works in the literature have attempted to characterize homopolymers synthesized by CRP. However, the few studies that have looked at this problem carefully have shown the importance of side reactions.4-6 CRP techniques are based on the growth of radical chains, so that transfer or termination events during the process are sources of side products. Routine analysis by gel permeation chromatography GPC and NMR does not provide enough insight in order to detect and characterize the nature and amount of these side products. Taking the simple case of a homopolymer synthesis, CRP leads to a typical index of polydispersity Ip between 1.2 and 2. Although such values represent a great improvement as compared to the ones obtained via uncontrolled radical polymerization (around 3), polydispersities of CRP samples are not negligible. Taking now the case of block copolymers, a characteristic shift in the mass distribution detected by GPC before and after the growth of the second block does not prove that all monomers have grown on the precursors. Homopolymers, branched polymers and multiblocks may also have been produced and specific analysis techniques are required to recognize between all these species. Therefore, the control of CRP product characteristics requires a precise knowledge of

10.1021/ma062600+ CCC: $37.00 © 2007 American Chemical Society Published on Web 03/15/2007

Macromolecules, Vol. 40, No. 8, 2007

Amphiphilic Diblock Copolymers 2673

amphiphilic diblocks, the poly(di(ethylene glycol) ethyl ether acrylate)-poly(acrylic acid) or PDEGA-b-PAA (Figure 1b). PDEGA-b-PAA is a class of block copolymers newly developed for optimum surface active properties. It differs from the PBAb-PAA only by the chemical nature of the hydrophobic block. 2. Experimental Section Figure 1. Structures of (a) poly(butyl acrylate)-b-poly(acrylic acid), (b) poly(diethylene glycol ethyl ether)-b-poly(acrylic acid), and (c) Rhodixan A1.

the reaction mechanism. In order to identify this mechanism, a precise analysis of products and side products for each reaction step is necessary. So far, the characterization and the quantification of sideproducts generated during CRP processes have attracted little attention.4-6 The present work proposes an in depth analysis of an amphiphilic diblock copolymer sample of poly(butyl acrylate)-poly(acrylic acid) or PBA-b-PAA (Figure 1a) synthesized by a CRP technique (MADIX process7-9). The synthesis of PBA-b-PAA has already been reported by several polymerization processes. Lefay et al.10 reported the synthesis of PBA-bPAA using nitroxide mediated free radical polymerization in dioxane at 120 °C. Couvreur et al.11 performed homopolymer PAA synthesis in similar conditions and showed that the polymerization was controlled (Ip ≈ 1.4), but that transfer to solvent generated dead chains especially for high targeted molar masses (Mn > 40 000 g/mol). The latter effect was also responsible for an increase of the polydispersity from 1.4 to 1.8. Polymerization of a second block of PBA grown on the PAA precursor led to a poor final polydispersity index of 3.3. More successful results were obtained by Chong et al.12 for syntheses of PBA-b-PAA samples by RAFT in DMF. They obtained block copolymers with final polydispersity indexes of 1.2. The drawback of this protocol is its inconvenience for industrial scale-up because of the low conversion of monomers and of the difficult removal of DMF, which is a toxic solvent. Gaillard et al.13 reported the synthesis of PBA-b-PAA diblock copolymers by RAFT in ethanol, based on previous work on PAA synthesis in protic media.6,14 This route for PBA-b-PAA synthesis seemed realistic for industrial production. In this work, a MADIX process, which is similar to RAFT, has been used. It is characterized by the use of a xanthate as a stabilizing agent. The MADIX process for PBA-b-PAA has already been successfully scaled-up for industrial production by Rhodia. Finally, as this short overview of CRP synthesis of PBA-b-PAA shows, the obtention of a good product is not straightforward, and no quantitative analysis of side products has been performed. We present in this paper a thorough analysis of MADIX produced PBA-b-PAA samples, which allowed us to clarify the mechanism of the MADIX process and to improve the synthesis protocol. We have combined numerous analytical techniques. LC-PEAT adapted to PBA was specially developed for this study. We first focus on the analysis of homopolymers, which were produced in the first step of the diblocks synthesis. For homopolymers h-PBA samples, the populations of both stabilized and dead chains have been characterized by GPC using functional analysis. We then present the analysis of diblocks PBA-b-PAA, synthesized by the growth of a PAA block on the h-PBA precursor. LC-PEAT and capillary electrophoresis performed on the final products were used to estimate the amount of dead chains of the first and second blocks. In order to point out the robustness (and eventual limitations) of this analysis protocol, it has been applied to another family of

Materials. We used Rhodixan A1 (2-mercaptopropionic acid, methyl ester, o-ethyl dithiocarbonate (Figure 1c)) provided by Rhodia (99% NMR purity) as a control agent. Rhodixan A1 has already proven to be efficient for the controlled polymerization of a broad range of monomers.15 Monomers of acrylic acid (AA, Aldrich, 147230, 99%), butyl acrylate (BA, Aldrich, 234923, 99%) and butyl-d9 acrylate (Polymer Source, D9nBUA, 98%) were used as received. Di(ethylene glycol) ethyl ether acrylate monomers (DEGA, Aldrich, 408298, 90%) were technical grade, which was the highest purity commercially available. GC-MS analysis on DEGA monomers allowed us to detect two minor impurities (