Development of high-performance biodegradable rigid polyurethane

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Development of high-performance biodegradable rigid polyurethane foams using full modified soy-based polyols Zheng Fang, Chuanhong Qiu, Dong Ji, Zhao Yang, Ning Zhu, JingJing Meng, Xin Hu, and Kai Guo J. Agric. Food Chem., Just Accepted Manuscript • DOI: 10.1021/acs.jafc.8b05342 • Publication Date (Web): 06 Feb 2019 Downloaded from http://pubs.acs.org on February 7, 2019

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Journal of Agricultural and Food Chemistry

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Development of high-performance biodegradable rigid polyurethane

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foams using full modified soy-based polyols

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Zheng Fanga,†, Chuanhong Qiub,†, Dong Jia, c, Zhao Yangd, Ning Zhua, Jingjing Menga, Xin Hue, Kai Guoa, f,*

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a. College

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b. School

of Pharmaceutical Sciences, Nanjing Tech University, Nanjing 211816, PR China.

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c. Yangzi

Petrochemical Company Ltd., SINOPEC, Nanjing 210048, PR China.

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d. College

of Engineering, China Pharmaceutical University, Nanjing 210009, PR China.

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e. College

of Materials Science And Engineering, Nanjing Tech University, Nanjing 211816, PR China.

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f.

of Biotechnology and Pharmaceutical Engineering, Nanjing Tech University, Nanjing 211816, PR China.

State Key Laboratory of Materials-Oriented Chemical Engineering, Nanjing Tech University, Nanjing 210009, PR China.

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† These two authors contributed equally to this work.

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Abstract

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Fossil fuel resources depletion and growing concern about environmental issues have risen demand for newly sustainable

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biomaterials. To address this challenge, a new type of biodegradable and environmental rigid polyurethane foam named as

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RPUF-M from full modified soy-based polyols have been synthesized without the addition of petroleum-based polyols. Based

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on the analysis of structure-activity relationship, a new kind of bio-based polyurethane polyols named as Bio-polyol-M was

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designed and synthesized directly from epoxidized soybean oil and a novel polyhydroxy compound in a three-step continuous

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microflow system. In the continuous microflow system, the epoxidation of soybean oil, the synthesis of GLPO and the ring-

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opening reaction of epoxidized soybean oil were coupled. Another soy-polyol named as Bio-polyol-B was synthesized in Batch

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mode. In comparison with Bio-polyol-B, Bio-polyol-M had a higher hydroxyl number and a much lower viscosity. Besides, the

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RPUF-M also possessed a series of advantages over the rigid polyurethane foam named as RPUF-B from Bio-polyol-B

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KEY WORDS : Soy-polyol, Rigid polyurethane foam, Microflow system.

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Introduction

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Currently, it is a hot research topic to replace petrochemical base materials with biomass materials.

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Royal Dutch Shell has estimated that biomass would provide 30% of world’s chemicals and fuels by 2050.

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Bio-based polyurethane, a green and environmentally-friendly polyurethane, produced by vegetable oil

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polyols instead of petroleum-based polyols will have a large application prospect. Polyurethanes (PUs),

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usually prepared from compounds containing two or more reactive hydroxyl groups (diols or polyols)

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and isocyanates1, are a vital group of polymers which exhibit a versatile range of properties and

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applications2. In the commercial products made of polyurethane materials, the most important one is

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rigid polyurethane foams (RPUFs), which have been indispensable materials in refrigeration,

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transportation, packaging, automotive industry, and building construction3, accounting for about 23% of

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all polyurethane production on account of the characteristics such as low density, low thermal

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conductivity, low moisture permeability, and high strength-to-weight ratio.4

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One of the most serious problems in large-scale production of RPUFs is that they depend on petroleum

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oil as their raw material for its elementary compositions: hydroxyl-containing polyols5. Currently, fossil

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fuel resources depletion and growing concern about environmental issues have led researchers to pay

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more attention to the preparation of RPUFs from renewable resources6. In these bio-renewable

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feedstocks, vegetable oil is a kind of annually renewable natural material which was cheap and obtained

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easily, therefore it have shown excellent potential as renewable raw material in the production RPUFs 7.

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However, it was difficult for almost all these vegetable oil-based polyols commercially available to foam

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independently without the adding petroleum-based polyols, due to their low hydroxyl number and high

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viscosity, which make the corresponding foaming material have a number of disadvantages, for instance,

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high processing difficulty, poor mechanical property, and poor stability (Figure 1). As it was reported in

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the published literature, the preparation of bio-based RPUFs based on the isocyanate route required

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more than 50 percent of petrochemical polyether polyols8 or other enhancing components9 such as

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cellulose microfibers, nanoclays, rice husk ash and etc.. Therefore, development of high-quality

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biodegradable rigid polyurethane foams using 100% high quality vegetable oil-based polyols is urgently

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needed. Previous work: Petroleum-based polyols or other enhancing components

Chemically modified

Vegetable oil

Foaming

Vegetable oil-based polyols

Rigid polyurethane foams

Our work: EpoxidatioHydroxylation

Foaming

Microreaction technology Soybean oil

Soybean oil-based polyol

a novel soy-based polyol

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Rigid polyurethane foams

green synthetic method in microflow system

RPUFs synthesized from 100% modified soy-based polyol

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Figure 1. Synthesis of RPUFs from vegetable-based polyols.

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Soybean oil, composed of triglyceride molecules containing unsaturated fatty acids, has been most

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valuable as starting material for polyol conversion due to its several advantages compared to other

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vegetables oils, such as volume stability, price stability and versatility for chemical modification10. The

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soy-based polyols are usually obtained by the following method: hydroformylation, transesterification,

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epoxidation followed by hydroxylation, or ozonolysis followed by hydrogenation.11

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The method we chose in this study was Epoxidation-Hydroxylation, for it was effective to introduce a

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vicinal secondary alcohol via epoxidation of double bonds in unsaturated fatty acids, subsequently

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nucleophilic ring opening of the epoxide group chains(Scheme 1). Several literatures have reported the

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synthesis of soy-based polyols by this method12 and corresponding commercial products prepared by

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this method have become available5. However, these synthesis methods have many problems. For

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example, the dangling chains, as a result of saturated fatty acids, act as plasticisers that reduce the PU

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rigidity and lower the glass-transition temperature13. Besides, reacting in conventional flasks can cause

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some problems, such as increased risks from peroxide and long reaction time. Beyond that, the

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ineluctable oligomeric side reaction would consumed newly generated hydroxyl groups, which resulted

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in lower hydroxyl numbers and higher viscosities of polyols , and all these characteristics above were not

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unfavorable for RPUF preparation14. While researchers have made several advancements, such as

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increasing PU rigidity with introducing phenyl ring to the polyol structure15 and modifying the foams with

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addition of lignin16, rice husk ash9b, cellulose microfibers and nanoclays9a, it was also difficult for the soy-

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based polyols to foam without the addition of petroleum-based polyols. O O R1

O n

O O O

R1

R2

O

Soybean oil

n

O

m

O O

Epoxidation

O

O

O

O

m

R1

RH

O

OH

OH O

RH :

OH

O O

+

70

R2

O n

m

O O

m

Soy-based polyols O

R1

R

O

O

R2

Epoxidized soybean oil

Our Work:

O O

Hydroxylation

O

OH n

Side reaction (Oligomerisation)

O R2

OH

OH OH OH

O

R

71

Scheme 1. Synthesis of soy-based polyols.

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Micro reaction technology, a new method in chemical synthesis, has attracted much attention over

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traditional batch chemistry. Based on process intensification, excellent heat and mass transferensures,

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reactions are completed quickly and efficiently with less energy consumption. Thus, the accurate control

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of the reaction process is ensured, and the side effects are greatly reduced. In addition, other

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advantages such as operational safety, extremely fast mixing, and precise residence time control, also

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help it garner positive responses from researchers.17 In order to solve some problems in traditional

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synthetic methods, we used a continuous micro-flow system in this study. Through microreaction,

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vegetable oil-based polyols were synthesized rapidly and efficiently. In previous study, our research

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group have synthesised a variety of high quality epoxidized soybean oil by a continuous micro-flow

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system, which laid a foundation for developing high-quality polyols. The results show that microreaction

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technology is advantageous to the preparation of high-quality polyols.18

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In this study, in order to improve all sorts of the defects brought by conventional polyols, phenyl group

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were introduced into the polyol structure, accordingly, a novel polyhydroxy compound labeled GLPO was

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synthesized based on the equimolar reaction of glycerine with styrene oxide. GLPO, which was designed

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to reduce the cross-linking and guarantee a certain hydroxyl value, only had one primary hydroxyl group.

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At the same time, the epoxidized soybean oil was obtained by the epoxidation of soybean oil; then,

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GLPO was involved in the ring-opening with epoxidised soybean oil. Both of the three-part operations

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are completed in a continuous microflow system. By optimization of the reaction parameters, a polyol

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product with higher hydroxyl number and moderate viscosity was obtained. Furthermore, the

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corresponding RPUFs were also prepared for the evaluation of the effect of soy-based polyols on the

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performance of foams. In order to characterize the samples, several test experiments were conducted.

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The experiment items mainly included fourier transform infrared (FTIR), scanning electron microscopy

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(SEM), dynamic mechanical analysis (DMA) and thermogravimetric analysis (TGA).

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Meterials and method

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Reagents

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All reagents used in this study were from commercial suppliers and were used without further

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processing unless otherwise stated.

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Preparation of soy-polyol in micro-flow system

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The process in microflow system included three parts: the epoxidation of soybean oil, styrene oxide

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reacting with glycerine simultaneously, and finally the hydroxylation of epoxidised soybean oil (ESO) with

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synthesized polyols (GLPO). The complete flow chart was showed in Scheme 2. Our group has reported

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the preparation of epoxidized soybean oil earlier19, and this mature synthesis method was directly

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adopted in this research. The concrete proportion, flow velocity, residence time and reaction

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temperature of the stock in the pump I and the pump II were referred to the previous literature.18b

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Meanwhile, in the other two plunger pumps, the flow velocity of styrene oxide in the pump III was

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3.2mL/min, and the other mixture containing glycerine and potassium hydroxide in the pump IV had a

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flow velocity of 3.5 mL/min. In the microreactor B, the residence time was 5min and reaction

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temperature was set to 130°C. Next, the synthesized GLPO were mixed with ESO and transferred into the

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microreactor C. Finally, the mixed compounds were held for 8 min at 75°C. After the stratification of oil-

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water separator, the oil phase (soy-polyol ) was collected while the aqueous phase was expelled.

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In the last step of hydroxylation procedure, the sulfuric acid remained during the epoxidation procedure

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was used as a catalyst and ring-opener. The obtained crude soy-polyol was posttreated according to the

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method described in the literature. 18b The purified soy-polyol was named as Bio-polyol-M

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Table 1. Rigid polyurethane foam formulation.

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Ingredients

Formulation

soy-

AK-

polyol

8803

100

2.0

cyclopentane

Polycat®8

H2O

Polycat®41

KAc solution (30 wt %)

13

2.6

1.2

1.0

0.1

(parts by weight) I Soybean oil

O

Aqueous phase

Mixer

II

H2O2/HCOOH H2SO4(5wt%) EDTA-2Na(3wt%)

A

Epoxidized Soybean oil Mixer

III

OH

OH OH + KOH OH

C

OH O

OH

Oil-water Separator

Mixer

IV

B Soy-based polyols Pump

116

Sandwich Microreactor

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Scheme 2. Schematic diagram of soy-polyol preparation process.

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Preparation of GLPO in batch mode

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The GLPO in batch mode was synthesized as follows: 35.46g (0.38mol) glycerine and 0.53g potassium

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hydroxide was added into a 500mL flask and stirred at 75°C till potassium hydroxide was totally

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dissolved. Then 42g (0.35mol) styrene oxide was slowly dripped at 130°C and continued reacting for

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10hous. After reaction, the reaction mixture was poured into a separatory funnel when it is hot. The

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crude product was washed successively with dilute hydrochloric acid and saturated salt water until the

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water phase had a pH of 6.0. Then, the organic solvent in the crude product was evaporated, and further

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purified by porous resin adsorption method.

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Preparation of soy-polyol in batch mode

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The soy-polyol in batch mode was synthesized as follows: 19.24g commercially available ESO, 21.76g

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GLPO, and 0.60mL concentrated sulfuric acid were added into a 500mL flask, stirred at 65°C and reacted

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for 12h. After the reaction solution was cooled to 25°C, the aqueous phase was separated. The further

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post-treatment was consistent with the method mentioned above, and corresponding soy-polyol named

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as Bio-polyol-B was finaly obtained.

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Preparation of rigid polyurethane foam

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The foaming process was based on the literature reported previously.18 On the basis of the formulation

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in Table 1, the RPUFs were prepared using the method of free-rise foaming. As per the kind of soy-polyol

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uesd in the foaming process, the foams were named as RPUF-M and RPUF-B, respectively.

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Results and discussion

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In the case of hydroxylation, oligomerization is inevitable.21 Thus, the experimental hydroxyl numbers

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were inconsistent with the theoretical hydroxyl numbers.18b In the microflow system, the optimization of

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hydroxylation process was carried out by studied the effect of variation of reaction condition on the

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hydroxyl number and the epoxy content of soy-polyols, namely, the variation of potassium hydroxide

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concentration, residence time, and temperature, as shown in Figures 2(a), (b) and (c).

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Effect of the potassium hydroxide concentration on performance of soy-polyol in micro-flow system

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In this research, sulfuric acid was selected as the catalyst in situ epoxide ring-opening for economic and

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security reasons. In the three-part continuous flow reaction, sulfuric acid was involved in the catalysis of

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two-part of the reaction,which respectively were the epoxidation of soybean oil and the hydroxylation of

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ESO. Because no sulfuric acid was added in the last step, the amount of potassium hydroxide in the

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synthesis of GLPO was crucial, too much or too little could affect the reaction. The reaction temperature

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of microreactor C was 65°C and the residence time of ESO ring-opening was 10min as the initial reaction

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conditions in the microflow system.

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Figure 2. (a), (b) and (c) are effects of potassium hydroxide concentration, residence time and reaction

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temperature on the soy-polyols performance, respectively.

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As illustrated in Figure 2(a), with the increase of potassium hydroxide, the epoxy content rose after

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showing the first fall trend, while the change of hydroxyl number was opposite, which peaked at a

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dosage of 1.8wt %. It was not hard to understand that moderate concentration of potassium hydroxide

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could catalyzed the synthesis of GLPO efficiently, as well as neutralize part of sulphuric acid. However,

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overmuch potassium hydroxide consumed excess sulphuric acid, thus affected the next hydroxylation. A

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large amount of sulfuric acid could greatly shorten the time for the ring opening reaction.21

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Simultaneously, as the sulfuric acid concentration increased, the oligomerization reaction was also

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enhanced, for the reaction rate of oligomeric ether formation is first-order under concentrated acid

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conditions.22

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Effect of residence time on performance of soy-polyol in micro-flow system

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The concentration of potassium hydroxide was 1.8wt % and the reaction temperature of microreactor C

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was 65°C as the initial reaction conditions. By adjusting the volume of the microreactor, the residence

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time was changed from 4min to 14min. As it was shown in Figure 2(b), with the extension of the

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residence time, the epoxy content tended to decrease first and then rise, which was opposite to that of

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hydroxyl number. It is not hard to understand that the residence time was too short to complete the

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reaction, therefore, the epoxy content decreased in a short time. In this research, the hydroxylation

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process was a solvent-free reaction, due to its heterogeneity, it relied heavily on the high mass transfer

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efficiency of microreactors.18 Much longer residence time requires larger microreactors, which

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weakened the mass transfer efficiency, therefore, the epoxy content eventually increased.

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Effect of temperature on performance of soy-polyol in micro-flow system

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According to the optimized reaction conditions above, the optimal concentration of potassium hydroxide

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was 1.8wt % and the optimal residence time was 8min. To explore the effects of temperature, a

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temperature gradient from 45°C to 95°C was taken. As it was shown in Figure 2(c), with the temperature

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gradually increased, the hydroxyl number increased first and then dropped slightly, while the epoxy

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content decreased. Just as anticipated, higher temperatures reduced the viscosity of oil, and made

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mixture more compatible. In spite of the epoxy and ring-opening reactions are exothermic process, with

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the increase of temperature, the reaction rates of oligomerization and ring-opening were all accelerated.

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When the temperature reached 85°C, the soy-polyol had the highest hydroxyl number of 319mg KOH/g,

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at the same time, the epoxy content was 0.20%, and the viscosity was 9765mPa·s. However, when the

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temperature was 75°C, the hydroxyl number of soy-polyol synthesised was sightly reduced to 315mg

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KOH/g, but it had a significantly lower viscosity of 7048mPa·s, as well as a higher epoxy content of 0.51%.

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In consideration of lower energy and viscosity, the optimal reaction temperature was set at 75°C. The

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soy-polyol obtained under the optimal conditions was named as Bio-polyol-M.

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Characterization of soy-polyols properties

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Figure 3 showed the FTIR spectra of the Bio-polyo-B and Bio-polyol-M. As it can be seen from the figure

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3, the peak at 757 cm-1 corresponded to –CH out-of-plane bending vibrations in aromatic ring. To Bio-

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polyol-M, the hydroxyl peak enhancement at 3420 cm-1 demonstrated that Bio-polyol-M contained much

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more hydroxyl groups, which was consistent with the experimental data in Table 2. Additionally, the Bio-

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polyol-M peak at 913 cm-1 corresponded to the epoxy group which indicated Bio-polyol-M had a higher

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epoxy content.

194 195

Figure 3. FTIR spectra of Bio-polyol-M and Bio-polyol-B.

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As shown in Table 2, compared with Bio-polyol-M, Bio-polyol-B, had a higher visocity and a lower

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hydroxyl number, which indicated that oligomerization was more likely to occurred in the batch mode.

Hydroxyl number

Acid number

Epoxy content

Viscosity

(mg KOH/g)

(mg KOH/g)

(%)

(mPa▪s)

Bio-polyol-M

315

1.37

0.51

7048

Bio-polyol-B

219

1.25

0.19

23054

polyol

198

Table 2. General properties of Bio-polyol-M and Bio-polyol-B.

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Properties of soy-based rigid polyurethane foams

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Figure 4 showed the cross-sectional SEM images of RPUF-M and RPUF-B. As was shown in the images, no

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matter what type of polyol, they all possessed closed-cell structures. It can be seen from the SEM image

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of RPUF-M that the cell size was approximate hexagon and relatively uniform, and most cells were

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complete and closed. In contrast, RPUF-B had more broken cells and the cell structures were not so

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uniform. Viscosity of soy-polyol is a crucial factor during the foam cell structure formation. Higher

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viscosity of soy-polyol would make difficulties in mixing foam ingredients, as well as had an effect on the

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formation and distribution of the foam cells.16a, 23 Irregular cell structures and the increase of broken cells

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led to the change of the cell morphology, which was caused by the higher viscosity of polyol which

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affecting the process of cell nucleation.

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Figure 4. (a),(b) are SEM images of RPUF-M and RPUF-B, respectively.

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The properties of RPUF-M and RPUF-B were summed up in the Table 3. In comparison with RPUF-B,

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RPUF-M possessed higher compression strength and density. For RPUFs, the morphology and density of

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foams will have a certain effect on the compressive strength of them.24 In this study, the specific

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compression strength was used to analyze the factors that affected the foam compression strength

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accurately. In comparison with RPUF-B, RPUF-M possessed a higher specific compression strength, this

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might be a result of its uniform cell structure.

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Table 3. Properties of RPUF-M and RPUF-B.

foam

a

Density

Compression strength

Specific compression strength (kPa

k value

(kg/m3)

▪m3/kg) a

(kPa)

(mW/(m ▪K))

RPUF-M

34.1

199

5.84

20.2

RPUF-B

35.5

149

4.20

24.6

the ratio of “compression strength” to “density”

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k value is acrucial parameter for RPUFs, which is positively correlated with average cell size and foam

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density, and negatively correlated with closed-cell content.8 According to Table 3, it can be seen

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intuitively, RPUF-M possessed a much lower k value, largely because of its smaller foam density, uniform

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and smaller cell size, as well as the higher closed-cell content.

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Additionally, dimensional stability is another significant parameter. As it was shown in Table 4, for both

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RPUF-M and RPUF-B, the changes of dimension comformed to standard specifications (3% according to

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the literature24b).

Dimensional stability (%)

Thermal character T5%

T10%

T50%

800 °C

Tg (°C

(°C )

(°C )

(°C )

(residual/%)

)

-0.39

245.6

277.2

334.7

12.68

197.5

-0.82

216.2

234.5

300.7

2.34

194.9

foam

length

width

thickness

RPUF-M

0.29

0.28

RPUF-B

0.65

0.63

225

Table 4. Dimensional stability and thermal properties of RPUF-M and RPUF-B.

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Figure 5(a) showed the TGA weight loss curves of RPUF-M and RPUF-B, and Table 4 summarized the

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corresponding data. The decomposition of rigid polyurethane foams includes the dissociation of

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urethane bonds, the decomposition of soft polyol segments and the further decomposition of segment

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fragments.25 Within the range of 150°C, the two foams both exhibited slight weight losses because of the

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evaporation of water. As the temperature increased, in the temperature range of 150°C to 800°C , RPUF-

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M showsd better thermal stability than RPUF-B .

232 233

Figure 5. (a) TGA weight loss curves of RPUF-M and RPUF-B , (b) Tan δ vs temperature of RPUF-M and

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RPUF-B.

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Tan δ was directly tested through DMA, and the glasstransition temperature (Tg) was calculated from the

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measured data. As can be seen from Table 4 and Figure 5(b), RPUF-M had a higher Tg as a result of its

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greater cross-linking degree.

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Conclusions

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In this study, a green and novel soy-polyol named as Bio-polyol-M was successfully synthesized using a

240

three-step continuous microflow system and the reaction conditions were optimized. In addition,

241

another soy-polyol named as Bio-polyol-B was synthesized in batch mode. Based on the analysis of

242

structure-activity relationship, polyhydroxy was introduced into the oil structure. As a result, the

243

performance of the products has been greatly improved. In comparison with Bio-polyol-B, Bio-polyol-M

244

had a higher hydroxyl number and a much lower viscosity attributed to fewer oligomerization occurred

245

in the microflow system. Furthermore, the corresponding soy-based RPUFs named as RPUF-M and RPUF-

246

B, respectively, were successfully prepared and petrochemical polyols were completely replaced by soy-

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polyols during the preparation process, and PU-m also possessed a series of advantages, such as higher

248

compression strength, lower k value ,better dimensional stability, slightly higher Tg, and great thermal

249

stability. The experimental results show that continuous microflow system is green and efficient for the

250

synthesis of high-performance soy-polyols.

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Conflicts of interest

252

There are no conflicts to declare.

253

Acknowledgements

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The research has been supported by the National Key Research and Development Program of China

255

(2016YFB0301501); The National Natural Science Foundation of China (21776130); The Jiangsu

256

Synergetic Innovation Center for Advanced Bio-Manufacture (XTD1821 and XTD1802); The Top notch

257

Academic Programs Project of Jangsu Higher Education Institutions.

258

Notes and references

259

1

260 261

Chen, R.; Zhang, C.; Kessler, M. R. Polyols and polyurethanes prepared from epoxidized soybean oil ringopened by polyhydroxy fatty acids with varying oh numbers. J. Appl. Polym. Sci. 2014, 132, 1-10.

2

a) Xu, J.; Jiang, J.; Hse, C.Y.; Shupe, T.F. Preparation of polyurethane foams using fractionated products in

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liquefied wood. J. Appl. Polym. Sci. 2014, 131, 1-7;

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b) Cinelli, P.; Anguillesi, I.; Lazzeri, A. Green synthesis of flexible polyurethane foams from liquefied lignin.

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Eur. Polym. J. 2013, 49, 1174-1184;

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c) Petrovic, Z. Polyurethanes from vegetable oils. Polym. Rev. 2008, 48, 109-155.

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A novel route to produce high-quality soy-based polyol by using a three-step continuous microflow system was reported and high-performance biodegradable rigid polyurethane foam from full modified soy-based polyols was synthesized without the addition of petroleum-based polyols 80x39mm (220 x 220 DPI)

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