A Systematic Approach for the Synthesis and Optimization of Palm Oil

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A Systematic Approach for the Synthesis and Optimisation of Palm Oil Milling Processes Steve Z. Y. Foong, Yi Ling Lam, Viknesh Andiappan, Dominic Chwan Yee Foo, and Denny K. S. Ng Ind. Eng. Chem. Res., Just Accepted Manuscript • DOI: 10.1021/acs.iecr.7b04788 • Publication Date (Web): 25 Jan 2018 Downloaded from http://pubs.acs.org on January 30, 2018

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A Systematic Approach for the Synthesis and

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Optimisation of Palm Oil Milling Processes

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Steve Z. Y. Foong a, Yi Ling Lam a, Viknesh Andiappan b, Dominic C. Y. Foo a, Denny K. S. Ng a*

5 6 7 8 9 10

a

Department of Chemical and Environmental Engineering/Centre of Sustainable Palm Oil Research (CESPOR), The University of Nottingham Malaysia Campus, Broga Road, Semenyih 43500, Malaysia b School of Engineering and Physical Sciences, Heriot-Watt University Malaysia, 62200, Putrajaya, Wilayah Persekutuan Putrajaya, Malaysia

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ABSTRACT

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Palm oil mill (POM) requires large amounts of steam and electricity to convert fresh fruit bunches

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(FFBs) into multiple products. During the extraction of crude palm oil from FFBs, by-products

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such as empty fruit bunches, palm kernel shell, etc. and palm oil mill effluent are generated. In

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the past decades, palm oil millers have attempted various improvements in milling technologies

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individually and collectively, to enhance extraction efficiency and to meet the process and product

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requirements. However, oil lost in the milling process remains the major issue in POM and leads

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to huge loss of profit. In order to address such issue, oil recovery technologies were introduced

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and implemented in the current POM. Nevertheless, such technologies come with additional

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capital investment and operating costs that may outweigh the profit generated. Therefore, in this

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work, a systematic approach is presented to synthesise the palm oil milling processes with oil

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recovery technologies which is technically feasible and economic viable.

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consideration is also incorporated in the optimisation model to address the variation in feedstock

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availability.

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Keywords: Palm oil mill; Process synthesis; Process optimisation; Oil recovery technologies;

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Multi-period optimisation.

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1.

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Over the past few decades, palm oil industry has expanded dramatically as one of a major oils and

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fats providers for global needs. In year 2016, palm oil contributes up to 30% of oils and fats

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production globally1. As reported by American Soybean Association2, palm oil accounts for 62.1

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million metric tonne (MT) out of 177.2 million MT of vegetable oils consumed worldwide

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(contributed to 35%). Note that more than 17 million MT of crude palm oil (CPO) are produced

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in Malaysia3, making Malaysia the second largest producer and exporter of palm oil products after

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Indonesia. As the second largest producers and exporters of CPO, Malaysia plays an important

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role in fulfilling the growing global need for oils and fats sustainability.

INTRODUCTION

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In the palm oil industry, fresh fruit bunches (FFBs) are first harvested in oil palm plantation

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and sent to palm oil mills (POM) to produce CPO. Figure 2 shows a typical process flow diagram

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of palm oil milling process. As shown, the process can be generally divided into several unit

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operations. Firstly, FFB is sterilised to deactivate any enzymatic activity and loosen the fruitlet

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from the bunches. Different sterilisation technologies (i.e., horizontal, vertical4, continuous5 and

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tilted6 sterilisers) were currently used in POMs. Besides, several sterilisation patterns from single-

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to triple-peak steam cycles are practised to enhance the oil extraction efficiency7,8 Next, the

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fruitlets are removed in threshing process from empty fruit bunch (EFB)9 before digestion and

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pressing processes4.

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machine11,12 are commonly used.

In the current POM, mechanical screw press10 and double pressing

Fresh Fruit Bunch (FFB) Palm Oil Mill Effluent (POME)

Sterilisation Sterilised fruit bunch

Empty Fruit Bunches (EFBs)

Threshing Sterilised fruitlet

Digestion Digested fruitlet

Pressing Liquid product

Solid product

Decanter Cake (DC)

Nut Separation

Palm Pressed Fibre (PPF)

Palm nut

Clarification

Nut Cracking

Palm Oil Mill Effluent (POME)

Cracked mixture

Recovered Oil

Kernel Separation

Purification

Palm Kernel Shell (PKS)

Wet kernel

Drying

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Crude Palm Oil (CPO)

Palm Kernel (PK)

Figure 1. Typical palm oil mill processing unit operations

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During the pressing process, solid and liquid products are generated. The solid product

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consists of palm pressed fibre (PPF) and palm nuts, which was then sent to the nut separation

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system (e.g., inclined rotary separator13, depericarper14). The palm nuts are then cracked into palm

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kernel (PK) and palm kernel shell (PKS), and separated via clay bath, hydrocyclone15 or multiple-

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staged winnowing system16,17. On the other hand, the liquid product that is made up of water, oil

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and fibrous materials18 is sent for clarification process to remove the entrained impurities. In this

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respect, technologies such as clarification tanks4 and decanters19,20 are utilised. The entrained solid

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particles are removed as decanter cake (DC), while the water discharge is commonly known as

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palm oil mill effluent (POME). The oil is then further purified into CPO through centrifugal and

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drying operations.

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Based on above discussion, it is noted that many alternative technologies can be used for

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different unit operations in a POM. Note also that throughout the milling process, various by-

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products such as PPF, PKS, DC, EFB and POME are being generated. In the current practise, PPF

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and PKS are used as feedstock for biomass boiler for steam and power generation21,22, while DC

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is used as an ingredient in ruminant feedstock23,24. Meanwhile, EFB are converted to value added

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products (e.g. pellet, biofertiliser, dried long fiber, etc.) or returned to the plantation as mulching

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material.

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Note that significant amount of POME, which contains high organic contents (i.e. high

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chemical (COD) and biochemical oxygen demand (BOD) values25) are generated throughout the

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milling process. The effluent is acidic with pH ranging between 4 – 526 in which a direct discharge

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to the watercourse will be a threat to the environment. Besides, POME releases methane gas

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anaerobically27 which has been recognised as one of the main causes of global warming.

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Therefore, to minimise the pollution, stricter regulatory control through Environmental Quality

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Regulations, 1997 is enforced by Department of Environmental (DOE)28. Most POMs in Malaysia

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are utilising the ponding system for POME treatment while some opted for open digesting tank29.

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High-rate anaerobic bioreactors have been developed to treat POME while generating biogas. This

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however involves a higher capital and maintenance costs.

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In order to develop a sustainable POM, all by-products or waste should be fully recovered.

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In addition, oil which is trapped in the by-products and POME should also be recovered. Chaisri

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et al.30 reported that 10.6 g/L of oil and grease were trapped in POME. EFB and PPF contains

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approximate 3-4%31 and 1.8-3.96%32 of residual oil (wet basis), respectively. A rough estimation

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of 10% oil lost occurs across the entire milling process33. As a result, a 10% profit cut was expected

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as CPO serves as the main product and income generator in a POM. To address this issue, various

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technologies such as tilted steriliser6, double screw press11,12, vacuum clarifier, etc. have been

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developed to reduce oil losses in the milling process. Furthermore, oil recovery technologies such

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as EFB pressing screw31 and three-phase decanter20 were introduced to recover oil from EFB and

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POME, which in turn improve the overall oil yield. However, most technology providers only

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focused on individual equipment or process. Besides, such technologies come with additional

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capital investment and operating costs. Hence, there is a need to develop a systematic approach

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for flowsheet synthesis and optimisation of palm oil milling process which performs a trade-off

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analysis between increments in oil yield and costs.

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According to the literature34,35, various process synthesis tools have been established to

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synthesis flowsheet (the optimal interconnection of processing systems as well as the optimal type

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and design of the units within a process system36). Process System Engineering (PSE) is an area

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of work in which systematic computer-based approaches are developed to synthesise a

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flowsheet37,38. Conventionally, flowsheet synthesis is carried out in a hierarchical approach which

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may be divided into three distinct levels, namely synthesis optimisation, design optimisation and

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operational optimisation, to be solved in sequence39. The hierarchical approach has been used in

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various studies such as synthesis of wastewater treatment40, thermal41, biorefinery42,43 and chlor-

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alkali production systems44. Despite its simplicity, the hierarchical approach possesses a challenge

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when operational failures and other uncertainties are considered. As a result, the flowsheet

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developed is no longer optimal under such operational uncertainties. To overcome the previous

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limitation, mathematical programming approaches were developed for flowsheet synthesis. As

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shown in the literature, many mathematical optimisation approaches for flowsheet synthesis have

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been presented45,46.

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biorefinery50,51, industrial symbiosis52, biomass trigeneration53,54 and biogas systems55. It has been

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proven that mathematical approaches are capable in handling uncertainties such as price

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These include the synthesise of water network

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, trigeneration

48,49

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variations48, supply and demand changes53 as well as operational reliability54.

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In general, uncertainties can be categorised into short and long-term types. Short term

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uncertainties include failure in equipment and variation in operation56, while long term

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uncertainties include fluctuation in product demand, feedstock supplies and costs57. CPO price is

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an example of long term uncertainties as it fluctuates throughout the year, depending on the

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international economic conditions. According to Malaysia Palm Oil Board (MPOB)58, in August

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2015 where CPO is under high demand, CPO price hikes up to 720 USD/t but the price also falls

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to 475 USD/t in November 2016 during low CPO demand. In addition to economic considerations,

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operational uncertainties such as variations in feedstock availability must be considered in the

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optimisation process studied as well. The operation of POM is scheduled based on the availability

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and productivity of FFBs, which is subjected to various natural factors (e.g. rain fall, seasons, haze,

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etc.). To maintain the quality of oil produced, the fresh harvested FFBs must be processed within

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24 hours. This causes the utility (e.g. water and steam) and electricity consumption of a mill

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changes accordingly. Performance of operations may deviate from the optimal solution if these

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uncertainties were not considered. Hence, a systematic multi-period optimisation approach is used

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to address such variation. Previous research works on multi-period optimisation have been

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performed and presented on trigeneration59, poly-generation system60, and hydrogen networks61,62.

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The abovementioned contributions focused on developing process synthesis approaches for

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integrated biorefinery, resource networks or energy systems in which water and energy (i.e. heat

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and electricity) consumption are used as the major parameter in the optimisation models.

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However, limited works were reported for the synthesis of POM flowsheet. In fact, there is a

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scarce number of contributions particularly focused on tracing the oil content in POM flowsheet

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synthesis. This is essential as oil loss will lead to huge losses in profit in the POMs. In this context,

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is necessary to trace the oil content when a POM flowsheet is synthesised. This allows the oil lost

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in each unit operation and by-product to be determined, providing a detailed and quantitative

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measurement on the oil yield in the milling process. As such, this work presents a systematic

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approach to determine the optimal technology for FFBs processing with consideration of oil

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content, energy consumptions, process capacity and their respective economic impact. In addition,

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seasonal feedstock supply and product prices is considered in the flowsheet development. To

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illustrate the proposed approach, a typical palm oil milling case study is solved to produce a POM

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configuration that can cope with potential changes and ensure operational stability.

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In the following section, the problem statement and a generic superstructure for palm oil

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milling process developed for this work is presented. A detailed formulation for material balance,

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utility balance and economic analysis with multiperiod optimisation considered is delivered in

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Section 3. Next, a typical palm oil milling process in Malaysia is synthesised and optimised in

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Section 4, based on the proposed approach previously.

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compared with the conventional milling process to highlight the improvements achieved. It is then

The flowsheet developed are then

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followed by a sensitivity analysis on the variation in product prices. Lastly, a conclusion of this

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work is drawn and given at the end of this paper.

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2.

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As mentioned previously, POM flowsheet synthesis, particularly with regards to considering oil

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loss has received limited attention. In this respect, the problem addressed in this work is based on

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a generic graphical representation a shown in Figure 2. The synthesis problem is stated as follows.

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The feedstock i with given flowrate of Fi (in this case, FFB is the only feedstock) can be converted

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to intermediate product p ϵ P (e.g. sterilised fruit bunch, FSFB, pressed liquid, FPL, etc.) through

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technology j ϵ J. Intermediate product p can then be further converted to final product p′ ϵ P′ (e.g.

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CPO and PK) via technology j′ ϵ J′. By-products (e.g. PKS, PPF, DC, etc.) are represented as a

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form of intermediate product p or final product p′ in the model. The oil content of feedstock i,

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intermediate product p and final product p′ are defined as Oi, Op and Op’ respectively. Note that

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every technology j ϵ J and j′ ϵ J′ may have more than one inlet and outlet stream, allowing every

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stream to merge or split, depending on constraints set on the model. Besides, intermediate product

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p can also be taken as final product p’ if it could be sold directly. The mass conversion (X), oil

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loss (L) and oil recovery (R) of technology j from feedstock i and technology j’ from intermediate

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product p are specified as Xijp, Xpj’p’, Lijp, Lpj’p’ Rijp and Rpj’p’ respectively. Meanwhile, utility

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consumption FuCon (e.g. low pressure steam, FLPS, medium pressure steam, FMPS and utility water,

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FWATER) and electricity consumption EeCon for the entire mill are specified as Uujp, Yejp for

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technology j and Uuj’p’, Yej’p’ for technology j′.

PROBLEM STATEMENT

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Feed (i)

Primary Technology (j)

Intermediate Product (p)

Secondary Technology (j

Final Product (p

i=1

j=1

p=1

j' = 1

p' = 1

i=2

j=2

p=2

j' = 2

p' = 2

i=I

j=J

p=P

j' = J'

p' = P'

1 2

Figure 2. Generic representation of superstructure for scenario s

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In this work, the objective is to develop a systematic approach to generate an optimal and

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robust POM configuration with maximum economic performance (EP). The material flow in

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every technologies j ϵ J and j′ ϵ J′ will be traced accordingly. At the same time, multiple fruit

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supply scenarios, s ϵ S has been considered. Usually, the available equipment in the market have

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a fixed design capacity of technology j ( Fj

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will determine the number of units required for technologies j and j′ selected, represented by zj and

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zj’ respectively. The total capital cost CAPEX and total operating cost OPEX can be calculated

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Design

Design

) and j′ ( Fj '

), therefore, the proposed approach

from the capital cost based on the selected technology j and j′ (CCj, CCj’, OCj and OCj’).

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The following section describes the developed model, the parameters and the variables

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involved in a more descriptive manner. The equations formulating the optimisation model are

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clearly presented and defined methodically to deliver a smooth learning of the constructed model.

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3.

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In this section, the mathematical formulation for this work is described in detailed. Note that the

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mathematical formulation in this section is divided into two cases; constant feedstock and variable

MATHEMATICAL MODEL FORMULATION

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feedstock. The formulation for constant feedstock can be found in the Associated Content section.

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Meanwhile, the following subsections present a detailed formulation for variable feedstock with

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multiperiod optimisation model. Note that italic mathematical notations represent variables in the

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mathematical model while non-italic notations are fixed parameters.

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Material Balance

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Eq. (1) shows the component balance for feedstock i where Fi represents the flowrate of feedstock

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i which may be sent to potential technology j with flowrate of Fij. The index s represents the

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season in which a given feedstock i would vary while αs is the fraction of occurrence for season s.  J  (Fi ) s =   B j Fij   j 1 s

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∀i, ∀s

(1)

∀i, ∀s

(2)

The oil content of feedstock i (Oi) is calculated using Eq. (2)

(Oi )s = (Fi OPi )s 10

where OPi is the oil percentage of feedstock i.

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In technology j, feedstock i is converted to intermediate product p with conversion Xijp. The total

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production rate for intermediate product p (Fp) for all technologies j is given in Eq. (3).  I J  ( Fp ) s =   B j Fij X ijp   i 1 j 1 s

∀p, ∀s

(3)

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Next, intermediate product p can be distributed to potential technology j′ for further

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processing to produce final product p′. The component balance for intermediate product p is shown

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in Eq. (4) where Fp represents the flowrate of intermediate product p which may be sent to potential

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technology j’ with flowrate of Fpj’

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 J'  ( Fp ) s =   B j ' Fpj '   j '1 s

∀p, ∀s

(4)

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Technology j′ then converts the intermediate product p (Fpj) to final product p′ with conversion

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Xpj’p’. The total production rate for final product p’ (Fp’) for technologies j’ is given in Eq. (5).  P J'  (Fp ' ) s =   B j ' Fpj ' X pj ' p '   p 1 j '1 s

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∀p′, ∀s

(5)

Eqs. (6-7) shows the oil content of intermediate product p (Op) and final product p’ (Op’) respectively I J I J   (O p ) s =  Oi   B j Fij L ijp   B j ' Fij R ijp  i 1 j 1 i 1 j 1  s P J' P J'   (O p ' ) s =  O p   B j Fpj ' L pj ' p '   B j ' Fpj ' R pj ' p '  p 1 j '1 p 1 j '1  s

∀p, ∀s

(6)

∀p’, ∀s

(7)

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where Lijp and Lpj’p’ represents the percentage oil loss while Rijp and Rpj’p’ represents the oil

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recovery across technologies j and j’. The oil percentage of intermediate product p (OPp) and final

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product p’ (OPp’) could then be calculated using Eqs. (8-9). O  (OPp ) s =  p   100% F   p s

∀p, ∀s

(8)

O  (OPp ' ) s =  p '   100% F   p' s

∀p’, ∀s

(9)

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Despite that only two stages of conversion technologies j and j’ are shown in Figure 2, the

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formulation can easily be expanded in a repetitive manner for any number of conversion stages to

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match the case study.

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Utility Balance

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Utilities u (e.g. steam, electricity and water) are required for material conversion in technologies j

3

and j’. Depending on the technology selected, amount and quality of utilities u consumed, varies

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accordingly. Total utility u consumption, FuCon and electricity e consumption, EeCon can be

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calculated with Eqs. (10-11). P J'  I J  ( FuCon ) s =   B j Fij U ujp   B j ' Fpj ' U uj ' p '  p 1 j '1  i 1 j 1 s

∀p′, ∀s

(10)

J' P' J J'  J P  ( EeCon ) s =   B j Fij Yejp   B j ' Fpj ' Yej ' p '   z j Yej   z j ' Yej '  j '1 p '1 j 1 j '1  j 1 p 1 s

∀p′, ∀s

(11)

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where Fij and Fpj’ are the flowrate of feed i and intermediate product p into technology j and j′, Uujp

7

and Uuj’p’ are the utility requirement per unit flowrate, Yejp and Yej’p’ are the specific electricity

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consumption per product formation, Yej and Yej’ are the electricity consumption per unit operation

9

while zj and zj’ are the number of equipment unit needed for technologies j and j’ respectively. As

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shown in Eqs. (12-13), the equipment units needed, zj and zj’ are determined based on the operating

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capacity  P  ( z j ) s  FjDesign    B j F jp   p 1 s

∀s

(12)

 P'    B j ' Fj' p'  ( z j ' ) s  FjDesign  '    p '1 s

∀s

(13)

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Design Design where Fj and Fj ' represent the design capacities available to be purchased for technologies

13

j and j’ respectively. Both zj and zj’ are positive integers to reflect the number of units of

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technologies j and j′ with given design capacity obtained in literature. However, the design

15

capacities used can be revised according to current market availability to provide a produce an up-

16

to-date result.

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In this work, it is assumed that due to inevitable losses in transmission and distribution of utility

2

such as electricity and steam, an additional 20% of utility u consumption, FuCon and electricity e

3

consumption EeCon were required, given in Eqs. (14-15).

F E

  1.2 F    1.2 E 

Demand u s

Con u s

∀u, ∀s

(14)

Demand e s

Con e s

∀s

(15)

4

where FuDemand and EeDemand are the total utility demand and electrical demand of the milling process

5

synthesised.

6

Economic Analysis

7

The economic feasibility (EP) of the milling process developed is evaluated via Eq. (16)

EP  GP  CRF  CAPEX H

(16)

8

where GP and CRF and represents the gross profit and capital recovery factor of the process

9

developed respectively. CAPEXH represents capital costs required during high season, αH with the

10

biggest operating capacity. Note that EP shall always be positive and a greater value indicates a

11

greater interest in investing on the system developed. In the event where EP is a negative value,

12

it means the cost is higher than the revenue and it is an infeasible design. GP can be calculated

13

using Eq. (17) I U E   P'   GP  AOT    s    F p ' C p '   Fi C i   FuDemand C u   E eDemand C e   OPEX  s i 1 u 1 e 1   p '1  s 

∀i, ∀p′, ∀u, ∀s

(17)

14

where AOT is the annual operational time, OPEX is the total operating costs, C p ' is the selling

15

price of final product p’, Ci is the cost of feedstock (FFB), while Cu and Ce is the cost of utility and

16

electricity purchased.

17

Eq. (17) is subject to

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

s

Page 14 of 36

1

(18)

s

1

in which the inclusion of αs assessed the GP of POM developed in all s. Each fraction of

2

occurrence represents the time fraction where a season occurs. The sum of these fractions must

3

equal to one as shown in Eq. (18) as the time fraction is obtained by dividing the duration of a

4

season s with the total duration considered.

5

The CRF is used to annualise capital costs by converting its present value into a stream of equal

6

annual payments over a specified operation lifespan t max and discount rate r. The CRF is determined k

7

via Eq. (19). max

CRF 

r (1  r) t k (1  r)

t max k

𝑘 𝜖 𝑗, 𝑗 ′

1

(19)

8

CAPEXH and OPEX are calculated based on the selected technologies j and j′ as well as their

9

equipment unit zj and zj’ required as shown in Eqs. (20-21) J'  J  CAPEX H    z j CC j   z j ' CC j '  j '1  j 1 H



J

J'





j 1

j '1

s

OPEX s    z j OC j   z j ' OC j ' 

∀j, ∀j’

(20)

∀j, ∀j’, ∀s

(21)

10

where OCj and OCj’ are operating costs while CCj and CCj’ are capital costs for technologies j and

11

j′ respectively.

12

Additional Constraints

13

Base on Eq. (1), multiple technology j options are given for selection. In this work, in order to

14

reduce the maintenance and operation costs, only one type of technology j will be selected. Hence,

15

additional constraint Eq. (23) is introduced.

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Industrial & Engineering Chemistry Research

B   0 ,1 j s

 J   Bj  1    j 1  s

∀j, ∀s

(22)

∀j, ∀s

(23)

1

where Bj is a binary variable denoting the existence of technology j in Eq. (1).

2

Similarly, multiple technology j’ options are given for selection in Eq. (4). The introduction of

3

Eq. (25) specifies that only one type of technology j’ will be selected.

B   0 ,1 j' s

 J'    B j'   1    j '1  s

∀j’, ∀s

(24)

∀j’, ∀s

(25)

4

In order to restrict the equipment units required, zj and zj’ for technologies j and j′ in each

5

season s, Eqs. (26-27) are added to ensure the technology selected for all seasons s will remain the

6

same.

(z j )L  (z j )M  (z j )H

(26)

(z j' )L  ( z j' )M  ( z j' )H

(27)

7

To illustrate this optimisation approach, a case study is presented based on information from

8

literature and Malaysian palm oil industry. An optimal POM configuration is synthesised based

9

on the variation in feedstock availability. The developed Mixed-Integer Non-Linear Programming

10

(MINLP) model is solved via LINGO v14, with Global63, with an Intel® Core™ i5 (2 x 3.20 GHz)

11

with 8 GB DDR3 RAM desktop unit.

12

4.

13

As discussed previously, FFBs from the plantation are sent to POM to be converted into products

14

such as CPO and PK, as well as by-products such as PKS, EFB, POME, etc. In Malaysia, a typical

CASE STUDY

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Page 16 of 36

1

POM has a daily production capacity of 60 t/h FFBs, and operates for 12 hours daily. In this case

2

study, a potential owner in Malaysia is interested to optimise its POM to increase economic

3

performance, EP with maximum oil yield. As mentioned previously, the milling process consists

4

of several unit operations and there exist a variety of technology in the market for each kind of

5

operation. Thus, it is important to screen every alternative configuration to synthesise an optimal

6

milling process. Table 1 shows the given economic parameters considered in this work.

7

Table 1. Economic parameters for case study Annual operational time, AOT Operation lifespan,

4,350 hours/year

max

15 years

tk

Discount rate, r Capital recovery factor, CRF Currency conversion rate

5% 0.0963 1 USD (4 MYR)

8

Utilities Electricity

Water

Steam

Products Feedstock

Crude Palm Oil (CPO)

Palm Oil Mill (POM)

Fresh Fruit Bunch (FFB)

Palm Kernel (PK)

By-products Empty Fruit Bunch (EFB)

Palm Kernel Shell (PKS)

Decanter Cake (DC)

9 10

Material flow

Palm Pressed Fibre (PPF)

Palm Oil Mill Effluent (POME) Energy flow

Figure 3. Material and energy flows in a POM

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Page 17 of 36

1

Changes in natural factors such as rain fall, haze, sunlight, etc. are usually inevitable in

2

plantation. As a result, FFB quality and availability tend to vary between agricultural seasons and

3

species. Such deviations must be taken into consideration to ensure the robustness in the developed

4

POM configuration to deal with the potential changes. Oil content of FFB feedstock, OPi is given

5

in a range between 22 to 25%

6

22% in this work. Andiappan et al.

7

different seasons, i.e. low, medium and high. Based on national statistics, FFBs obtained from the

8

plantation ranges from 0.97 to 1.57 t/hectare in year 2016 (Figure 4) 65. In this case study, the FFB

9

yield lower than 1.3 t/hectare is taken as low season and that higher than 1.5 t/hectare is taken as

10

high season. Meanwhile, the medium season yield occurs in between 1.3 and 1.5 t/hectare. Thus,

11

the fraction of occurrence can be estimated based on the number of months in which the FFB yield

12

falls in each season (as shown in Table 2). Fraction of occurrence, α value of 0.25, 0.333, and

13

0.417 represents a duration of 3, 4 and 5 months correspondingly.

64

. For conservative measure, the FFB oil content is assumed as 53

showed that the production of CPO can be divided into 3

FFB yield for 2016 in Malaysia 1.6

High season

1.5 FFB yield (t/hectare)

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

Industrial & Engineering Chemistry Research

1.4 1.3

Low season

1.2 1.1 1.0 0.9

14 15

Figure 4. Fresh fruit bunch yield in Malaysia for 2016

16

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Page 18 of 36

Table 2. Fraction of occurrence for FFB processing throughout a year

Season Low Medium High

Occurrence less than 1.3 t FFB/hectare between 1.3 and 1.5 t FFB/hectare more than 1.5 t FFB/hectare

45 t FFB/h 60 t FFB/h 85 t FFB/h

Fraction of Occurrence αH = 0.25 αM = 0.333 αL = 0.417

2 3

The price of CPO fluctuates throughout the year, depending on the international economic

4

conditions58,66. Hence, prices of the FFBs feedstock and palm products are influenced by CPO

5

market demand price. The price of materials during high and low CPO demands are given in Table

6

3 with the mean of both prices as average price. Note however that utility prices may be assumed

7

to stay constant over the time67,68, given in Table 4.

8

Table 3. Changes in cost of feedstock and products under different market demand

Materials Fresh fruit bunch, FFB Crude palm oil, CPO Palm kernel, PK Pressed empty fruit bunch, PEFB Palm kernel shell, PKS Palm pressed fibre, PPF Decanter cake, DC

High Demand Price (USD/t) 128 645 402 10 50 25 45

Low Demand Price (USD/t) 113 450 375 6 40 20 40

Average Price (USD/t) 121 548 389 8 45 23 43

9 10

Table 4. Cost of utilities Utilities Water Electricity Medium pressure steam, MPS Low pressure steam, LPS

Price 0.55 0.084 17 12

Unit USD/m3 USD/kWh USD/t USD/t

11

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Industrial & Engineering Chemistry Research

1

All products and by products are assumed to be sold at the POM. Hence, transportation cost and

2

supply chain issue are not considered in this work. A superstructure that incorporate all available

3

technologies for palm oil milling process is developed, shown in Associated Content (Figure S1).

4

A single box presented in the superstructure for technologies j and j’ may consist of more than one

5

Design Design equipment unit zj and zj’ required due to constant design capacity, Fj and Fj ' for each

6

technology (as described in Eqs. (12-13)). Mathematical model was applied to synthesise and

7

optimise a palm oil milling process for quantitative analysis. A list of technologies considered

8

with design capacity, material conversion, utility requirement, oil loss, oil recovery, capital and

9

operating cost in this case study are summarised in the Associated Content (Table S1).

10

To demonstrate the proposed work, three scenarios are presented. In Scenario 1, the

11

optimisation objective is set to maximise EP of the synthesised milling process. For Scenario 2, a

12

robust POM configuration is developed with multi-period consideration that takes into account the

13

variation in feedstock availability with respect to seasonal change. In the last sub-section, the

14

changes in material price were taken into consideration. The impact of such changes on the EP of

15

synthesised process in Scenario 2 is evaluated in this study.

16

Scenario 1 – Single period Consideration

17

In this scenario, a milling process to convert 60 t/h of FFBs into CPO is to be synthesised.

18

The objective is set to maximise economic performance, EP. It is assumed the mill will have an

19

operation lifespan, t k of 15 years. In this scenario, the average material prices shown in Table 3

20

are used to evaluate the economic performance of the milling process. Meanwhile, the utility

21

prices are given in Table 4. The model is optimised using the objective in Eq. (28), subject to the

22

constraints given in the Associated Content (Eqs. (S1-S24)). The optimisation problem consists

max

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Page 20 of 36

1

of 297 continuous variables with 52 nonlinear variables, 48 integer variables and 285 constraints.

2

Negligible computational time (16 seconds) is required to achieve the global solution for the model

3

developed. Maximise EP

(Eq.28)

4

The optimised POM configuration is shown in Figure 6. For comparison purpose, a conventional

5

milling process based on current POM design in Malaysia is shown in Figure 7. Table S2

6

summarised the economic parameters for the flowsheet synthesised as compared to the values

7

estimated using data obtained in the industry. An increment by 50.7% in EP value for the optimal

8

design (4.29 Million USD/y) as compared to the conventional configurations (2.91 Million USD/y)

9

clearly shows that the flowsheet synthesised is the better choice to invest on. Note however that

10

an additional 18.2% and 9.7% of capital investment (1.24 Million USD) and operating cost (0.1

11

Million USD/y) are required for the optimal configuration. Besides, higher electricity demand (by

12

11.9%) is required to operate the optimum design (shown in Table S3). This is due to the selection

13

of technologies with lower oil loss and higher conversion rate, i.e. tilted steriliser, double pressing,

14

Rolek nut cracker, etc. in the optimal configuration. Hence, the overall costs for the optimum

15

configuration are higher.

16

On the other hand, much higher GP value (5.42 Million USD/y) was reported for the

17

optimal design as compared to the conventional design (3.56 Million USD/y). This leads to an

18

increment of 52.2% in GP value generated as a greater POM net output is produced, given in Table

19

S3. As shown, 12.4 t/h of CPO is produced in the optimal configuration. On the other hand, only

20

11.9 t/h of CPO is produced in the conventional configuration, with the same amount of FFB

21

feedstock (60 t/h).

Selection of tilted steriliser, double pressing and oil pressing screw

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Industrial & Engineering Chemistry Research

1

technologies reduce the oil content in POME, EFB and PPF by 13.8, 60 and 54.1%, respectively

2

(see Table S4). The total oil lost in the entire milling process is reduced by 3.9%, increasing the

3

CPO yield by 4.2% in return. Meanwhile, PK production is raised by 7.1% in the optimal

4

configuration (4.5 t/h) with the selection of Rolek nut cracker technology as compared to the

5

conventional configuration (4.2 t/h). To determine the effectiveness of the investment made, a

6

cost-benefit analysis (CB) for each design is performed using Eq. (29)

CB 

GP CAPEX  CRF  OPEX

(Eq.29)

7

The result shows that it is 35.1% more efficient to invest on the optimal design as compared

8

to the conventional design with CB values of 2.85 and 2.11 respectively. It is worth mentioning

9

that 18.7% cut in utility water requirement is reported in the optimal design. This means that the

10

dependency of POM operation on water supply could be reduced significantly, decreasing the risk

11

of operational failure in the event of water shortage during drought season69. As mentioned earlier,

12

POME is a heavily contaminated wastewater which must be treated before being discharged to the

13

watercourse. Installation of the optimal design reduced the POME generated by 6.5%, i.e. to 41.7

14

t/h (from 44.6 t/h in the conventional design). In this respect, it could also lead to a lower treatment

15

cost as a smaller wastewater treatment plant is needed.

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Pressed empty fruit bunch (PEFB)

Recovered Oil

11.3 t/h Empty fruit bunch (EFB)

13 t/h

EFB Pressing

1.7 t/h

54 t/h

Sterilised fruit bunch

41 t/h

Low Pressure Steam 15 t/h

25.6 t/h

Steam Injection Digester

Digested fruitlet 42.7 t/h

60 t/h

Fresh Fruit Bunch (FFB)

13.8 t/h

Palm oil mill effluent (POME)

Organic phase 14.2 t/h

Liquid product

25.7 t/h

Palm oil mill effluent (POME)

Organic phase

Centrifugal Purifier

Clarified oil 12.6 t/h

Vacuum Dryer 12.4 t/h

2.2 t/h

Crude palm oil (CPO)

Palm oil mill effluent (POME)

Solid product

Depricarper 10.1 t/h

Three-Phase Decanter 0.6 t/h

Double Press 17.1 t/h

Tilted Steriliser

29.6 t/h

17.8 t/h

Vertical Clarifier

5.3 t/h

Sterilised fruitlet

Aqueous phase

Water

Recovered Oil

Decanter cake (DC)

3.3 t/h

0.4 t/h

Low Pressure Steam

Rotating Thresher

Page 22 of 36

Palm nut

Rolek Nut Cracker

7 t/h Cracked mixture 10 t/h

Palm pressed fibre (PPF)

Four-Stage Winnowing Column

4.5 t/h

Palm kernel (PK)

3.5 t/h

Palm kernel shell (PKS)

2 t/h

Palm pressed fibre (PPF)

Figure 5. Optimum Palm Oil Mill configuration

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Industrial & Engineering Chemistry Research

Palm oil mill effluent (POME) Recovered Oil

13.8 t/h

Fresh Fruit Bunch (FFB) 60 t/h

Horizontal Low Pressure Steriliser 52.2 t/h

15 t/h

39.7 t/h

Steam Injection Digester

Digested fruitlet

41.2 t/h

Palm pressed fibre (PPF)

7.3 t/h

Organic phase 12.5 t/h

Liquid product

Solid product

Rotating Drum Separator 10 t/h

Organic phase

Centrifugal Purifier

Decanter cake (DC)

24.8 t/h

Palm oil mill effluent (POME)

Clarified oil 12.3 t/h

Crude palm oil (CPO)

Palm oil mill effluent (POME)

Water 5.2 t/h

5.2 t/h

Clay Bath 7.7 t/h

Cracked mixture 9.5 t/h

Vacuum Dryer 11.9 t/h

0.8 t/h

Palm nut

Nut Cracker

Three-Phase Decanter 0.6 t/h

Screw Press 17.3 t/h

12.5 t/h

Empty fruit bunches (EFB)

28.6 t/h

Vertical Clarifier 23.9 t/h

Sterilised fruitlet

Aqueous phase

16.7 t/h

0.5 t/h

5.2 t/h

Sterilised fruit bunch

Rotating Thresher

Low Pressure Steam

Water

3.2 t/h

3.3 t/h

Cracked nut

Palm kernel shell (PKS)

4.4 t/h

Wet kernel

Air Cyclone

Silo Dryer

1.8 t/h

4.2 t/h

Palm pressed fibre (PPF)

Palm kernel (PK)

Figure 6. Conventional Palm Oil Mill configuration

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Page 24 of 36

Scenario 2 – Multi-period Consideration In this scenario, it is desired that the POM to be able in handling different FFBs feedstock availability as shown in Table 2. Similarly, the average material prices and fixed utility prices given in Table 3 and 4 were used. The model is optimised using the objective in Eq. (28), subject to the constraints in Eqs. (1-27). The model formulated for this study consists of 892 continuous variables with 156 nonlinear variables, 144 integer variables and 908 constraints. An average computational time of 10,477 seconds (3 hours) is required to achieve a global solution. The optimum result in this scenario produced the same POM configuration as in Scenario 1 (Figure 6) and the detailed results are summarised in Tables S5-S7. The maximum EP was determined as 4.19 Million USD/y with an average GP value of 5.32 Million USD/y generated (GP value of 3.86, 5.42 and 7.63 Million USD/y for low, medium and high season respectively). Capital investment of 11.71 Million USD is required to build the robust POM configuration that can cater for variation in FFBs feedstock availability. Due to seasonal change in FFB availability, CPO will be produced at 9.3, 12.4 and 17.6 t/h, while 3.4, 4.5 and 6.4 t/h of PK will be generated during low, medium and high seasons, respectively. The breakdown for materials flow (e.g. PKS, DC, PPF, PEFB and POME) and utilities (e.g. LPS, water and electricity) are presented in Table S6 for each season. As presented in Table S7, a total of 31 processing units will be operated during the high season to extract CPO from 85 t/h FFBs. However, the number of operating equipment reduces to 24 and 19 during medium and low seasons correspondingly. This means that not all equipment units will be utilised throughout the year. Hence, lesser service and maintenance will be required during low and medium seasons. Thus, a lower OPEX is expected during these two seasons as compared to high season.

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Industrial & Engineering Chemistry Research

Sensitivity Analysis – Variation in Product Prices In this sub-section, a sensitivity analysis is performed on the important parameters (material prices) to evaluate the changes of EP based on the synthesised milling process in Scenario 2. As shown in Table 3, the price of FFB and palm-based products changes based on the market demands (high and low demands). Therefore, it is important to analyse the economic performance of the synthesised milling process which consideration of the changes of product prices. In order to performance the sensitivity analysis, the proposed optimisation model (Eqs. (16-17)) were resolved based on the given low and high demands product prices given in Table 3. Besides, additional equation of payback period, PP as shown in Eq. (30) is also included. Note that PP were calculated to identify the time required to return the initial investment made before making a profit by investing on this mill.

    1  ln  1 - ( CAPEX  r )    GP  PP  

(Eq.30)

ln1  r 

The optimised results under these variations were presented in Table S8. In an extreme case where CPO is under high demand in the market for a year, the optimum POM configuration developed generated an EP up to 8.14 Million USD/y (GP value 9.27 Million USD/y). On the other extreme end, when CPO is under low demand in the market, the EP generated greatly reduces to 0.37 Million/y (GP value 1.50 Million USD/y). Note that the positive EP under both extreme cases proved the flowsheet synthesised is capable to manage such variation in products and feedstock prices without losing money. In this context, it is also noted that the CAPEX and OPEX remains the same as Table S5 as there is no change the process configuration. Meanwhile, the calculated PP range between 1.34 to 10.12 years, depending on the market demand prices.

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5.

Page 26 of 36

CONCLUSION

In this work, a systematic approach for synthesis and optimisation of palm oil milling process is presented. A developed model simplifies the overall formulation without losing the insights for effective design, synthesis and integration of the process. Technology selection and flowsheet synthesis are performed simultaneously in a systematic manner with the material and energy flows for the process presented. It is shown that an optimal milling process generates a higher EP as compared to the conventional process practiced in the industry. In addition to that, the higher oil yield and lower POME production with fixed FFB supply further attracts the interest of potential owners to invest on the flowsheet developed. The model also considers seasonal variations in feedstock supply via multi-period optimisation approach to synthesise a robust POM configuration. Besides, the EP generated varies according to the feed and products’ market price. It is worth mentioning that the proposed approach can be easily revised and re-formulated to handle the possible uncertainties arising from technologies advancement and market prices, which will be reflected as prospects for future works. 6.

ASSOCIATED CONTENT

Supporting Information A detailed mathematical model derivation for constant feedstock and information on each technology such as the economic data (capital and operating costs), design capacity, material conversion, utility requirement (electricity, steam and water), oil loss and oil recovery are provided in the Supporting Document Sheet. The complete superstructure for palm oil milling process and comprehensive results for each scenario presented are attached at the end of the document.

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Industrial & Engineering Chemistry Research

7.

AUTHOR INFORMATION

Corresponding Author *Email: [email protected] (DKS Ng). Telephone: +6 (03) 8924 8606. Fax: +6 (03) 8924 8017. Emails: [email protected] (SZY Foong); [email protected] (YL Lam); [email protected] (Viknesh Andiappan); [email protected] (DCY Foo). Notes The authors declare no competing financial interest. 8.

ACKNOWLEDGMENT

The financial support from the Ministry of Higher Education, Malaysia through LRGS Grant (LRGS UPM Vot 5526100 and LRGS/2013/UKM-UNMC/PT/05) is gratefully acknowledged. Industrial data provided by Havy’s Oil Mill is also accredited in building a realistic case study in this work. 9.

NOMENCLATURE

Abbreviation AOT

Annual Operational Time

CPO

Crude Palm Oil

CRF

Capital Recovery Factor

DOE

Department of Environment

EFB

Empty Fruit Bunch

LPS

Low Pressure Steam

MINLP

Mixed-Integer Non-Linear Programming

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MPOB

Malaysian Palm Oil Board

MPS

Medium Pressure Steam

MT

Metric Tonne

DC

Decanter Cake

PEFB

Pressed Empty Fruit Bunch

PK

Palm Kernel

PKS

Palm Kernel Shell

POM

Palm Oil Mill

POME

Palm Oil Mill Effluent

PPF

Palm Pressed Fibre

PSE

Process System Engineering

Page 28 of 36

Sets e

Index for electricity

i

Index for resources

j

Index for technologies at level j

j’

Index for technologies at level j’

p

Index for intermediate products

p'

Index for final products

s

Index for scenarios

u

Index for utility

Variables

EeCon

Total electricity consumption

FuCon

Total flowrate of utilities

EeDemand

Total electricity demand

FuDemand

Total utility demand

F jDesign

Design capacity of technology j

F jDesign '

Design capacity of technology j’

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CAPEX

Total capital cost

CB

Cost-benefit

EP

Economic performance

Fij

Flowrate of resources i to technology j

Fj’p’

Flowrate of final product p’ from technology j’

Fjp

Flowrate of intermediate product p from technology j

Fp

Flowrate of intermediate products p

Fp’

Flowrate of final products p’

Fpj’

Flowrate of intermediate products p to technology j’

GP

Total gross profit

Oi

Oil content of resources i

Op

Oil content of intermediate products p

Op’

Oil content of final products p’

OPEX

Total operating cost

OPp

Oil percentage of intermediate products p

OPp’

Oil percentage of final products p’

PP

Payback period

zj

Number of units of technology j selected

zj’

Number of units of technology j’ selected

Parameters

t max k

Operational lifespan

CCj

Capital cost for technology j

CCj’

Capital cost for technology j’

Ci

Cost of resources i

Fi

Flowrate of resources i

Lijp

Percentage oil loss technology j

Lpj’p’

Percentage oil loss technology j’

OCj

Operating cost for technology j

OCj’

Operating cost for technology j’

OPi

Oil percentage of resources i

r

Discount rate

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Rijp

Percentage oil recovery technology j

Rpj’p’

Percentage oil recovery technology j’

Uuj’p’

Utility specification of final product p’

Uujp

Utility specification of intermediate product p

Xijp

Component mass conversion of resources i

Xpj’p’

Component mass conversion of intermediate product p

Yej

Electricity consumption rate per unit of technology j

Yej’

Electricity consumption rate per unit of technology j’

Yej’p’

Electricity consumption rate of technology j’ per unit of final product p’ produced

Yejp

Electricity consumption rate of technology j per unit of intermediate product p produced

αs

Fraction of occurrence for scenario s

10.

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Malaysian

Palm

Oil

Board

(MPOB).

Yield

Oil 2016

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Low Pressure Steam

Tilted Steriliser Fresh Fruit Bunch (FFB)

Aqueous phase Recovered Oil

Low Pressure Steam

Rotating Thresher

Sterilised fruit bunch

Oil Pressing

Sterilised fruitlet

Steam Injection Digester

Decanter cake (DC)

Recovered Oil

Pressed empty fruit bunch (PEFB) Empty fruit bunch (EFB)

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Water

Vertical Clarifier Digested fruitlet

Organic phase

Three-Phase Decanter Organic phase

Centrifugal Purifier

Palm oil mill effluent (POME)

Clarified oil

Vacuum Dryer

Liquid product Palm oil mill effluent (POME)

Double Press

Crude palm oil (CPO)

Solid product Palm oil mill effluent (POME)

Palm pressed fibre (PPF)

Depricarper Palm nut

Rolek Nut Cracker

Cracked mixture

Four-Stage Winnowing Column

Palm kernel (PK) Palm kernel shell (PKS) Palm pressed fibre (PPF)

Figure 7. For Table of Contents Only

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