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Bromamine decomposition revisited: A holistic approach for analyzing acid and base catalysis kinetics David G. Wahman, Gerald E. Speitel, and Lynn E. Katz Environ. Sci. Technol., Just Accepted Manuscript • DOI: 10.1021/acs.est.7b02661 • Publication Date (Web): 26 Oct 2017 Downloaded from http://pubs.acs.org on October 26, 2017
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Bromamine decomposition revisited: A holistic approach for analyzing acid
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and base catalysis kinetics
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David G. Wahman1*, Gerald E. Speitel Jr.2, and Lynn E. Katz2
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1
United States Environmental Protection Agency, Office of Research and Development, Cincinnati, OH 45268
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2
University of Texas at Austin, Department of Civil, Architectural and Environmental Engineering, Austin, TX
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78712 *
Corresponding author, mailing address: USEPA, 26 W. Martin Luther King Dr., Cincinnati, OH 45268. Phone: (513) 569-7733. Fax: (513) 487-2543. E-mail:
[email protected] TOC/ABSTRACT ART
NH2Br + NH Br 2
NHBr2 + NH3
10 11 12
NHBr2 + H2O N2 + 3Br– + 3H+ + HOBr
Keywords: monobromamine; dibromamine; haloamines; brønsted; catalysis
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ABSTRACT Chloramine chemistry is complex, with a variety of reactions occurring in series and
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parallel and many that are acid or base catalyzed, resulting in numerous rate constants. Bromide
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presence increases system complexity even further with possible bromamine and
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bromochloramine formation. Therefore, techniques for parameter estimation must address this
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complexity through thoughtful experimental design and robust data analysis approaches. The
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current research outlines a rational basis for constrained data fitting using Brønsted theory,
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application of the microscopic reversibility principle to reversible acid or base catalyzed
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reactions, and characterization of the relative significance of parallel reactions using fictive
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product tracking. This holistic approach was used on a comprehensive and well-documented
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data set for bromamine decomposition, allowing new interpretations of existing data by revealing
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that a previously published reaction scheme was not robust; it was not able to describe
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monobromamine or dibromamine decay outside of the conditions for which it was calibrated.
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The current research’s simplified model (3 reactions, 17 constants) represented the experimental
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data better than the previously published model (4 reactions, 28 constants). A final model
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evaluation was conducted based on representative drinking water conditions to determine a
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minimal model (3 reactions, 8 constants) applicable for drinking water conditions.
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INTRODUCTION
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Free chlorine is a popular distribution system disinfectant choice in the United States
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(US),1-4 but because of Stage 1 and Stage 2 Disinfectants and Disinfection Byproducts Rules
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implementation, many US utilities now use combinations of chlorine and chloramines to avoid
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excessive regulated disinfection by-product formation, including trihalomethanes and haloacetic
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acids.3, 5
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Chloramine chemistry is complex, with a variety of reactions taking place in series and
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parallel. Some reactions are acid or base catalyzed, which greatly increases the number of rate
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constants that must be estimated in mechanistic kinetic models of natural waters where carbonate
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and phosphate are present. When bromide is present in significant concentrations, the system
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complexity increases even further with possible bromamine and bromochloramine formation
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under drinking water conditions.6 Therefore, it is impossible practically to generate enough
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experimental data to estimate rate constants in kinetic models solely using data fitting techniques.
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Thus, a rational basis for constraining the number of parameters that must be calibrated
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simultaneously is needed. The current research outlines such a holistic approach using Brønsted
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theory, application of the microscopic reversibility principle to reversible acid or base catalyzed
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reactions, and characterization of the relative significance of parallel reactions using fictive
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product tracking. The approach is demonstrated on a comprehensive and well-documented data
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set for a relatively simple system examining bromamine decomposition.7, 8
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The holistic approach allowed new interpretations of existing data, revealing that the
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reaction scheme employed in previous research was not robust; it was not able to simulate
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monobromamine (NH2Br) or dibromamine (NHBr2) decay outside of the conditions for which it 3
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was calibrated (e.g., Figure 1). Thus, a revised reaction scheme for bromamine decomposition
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was developed that not only reduces the number of estimated parameters but is also robust in its
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ability to describe data over a significant range of experimental conditions. As the goal of model
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development is ultimately its practical application, the revised reaction scheme was further
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evaluated to arrive at a minimal model applicable to drinking water practice. The revision of the
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previously published bromamine decomposition reaction scheme and associated new
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interpretations of existing data is important as the reaction scheme has already been incorporated
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into models seeking to further extend bromamine chemistry.9
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EXPERIMENTAL SECTION
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Data Set
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No new experimental data were generated. Rather, the data set was taken from stopped-
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flow experiments conducted by Lei, et al.7 and Lei8. A summary of experimental initial
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conditions is provided in supporting information (SI), Table S2, and the reader is directed to Lei,
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et al.7 and Lei8 for further data set details.
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Using absorbance values at 232 nm (A232) and 278 nm (A278) in Appendix A of Lei8,
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NH2Br and NHBr2 concentrations were calculated from molar absorptivity (ε , = 82
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M-1 cm-1; ε , = 425 M-1 cm-1; ε , = 2,000 M-1 cm-1; ε , = 715 M-1
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cm-1)7 and Eq. 1 and Eq. 2 which are appropriate for a 1 cm absorbance cell path length: NHBr =
A ε , − A ε, (1) ε , ε , − ε , ε,
NH Br =
A − NHBr ε , (2) ε , 4
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Model Reaction rate expressions and stoichiometry The bromamine decomposition model of Lei, et al.7 served as the starting point for the
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current research (Table 1) along with the hypobromous acid (HOBr) and ammonia (NH3)
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reaction to form NH2Br (HOBr + NH3 NH2Br; k = 7.5x107 M-1 s-1).10 The model is composed
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of a general acid-catalyzed NH2Br disproportionation reaction (Table 1, reaction 1), the
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associated general acid-catalyzed reverse of reaction 1 (Table 1, reaction -1), and two general
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base-catalyzed bromamine decomposition reactions (Table 1, reactions 2 and 3). Equilibrium
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constants of catalytic species were taken from published literature (Table 2) and adjusted to the
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ionic strength used by Lei, et al.7 (0.1 M). Model reactions (Table 1) and required equilibrium
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equations (Table 2) were implemented into Aquasim.11
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Brønsted Theory
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Brønsted relationship. Individual catalysis constants were related by the Brønsted relationship12 for acid (Eq. 3) and base (Eq. 4) catalysis: k! qK ) log # = log G! + α log # (3) p p k pK ) log # = log G − β log # (4) q q
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In Eq. 3 and Eq. 4, kA and kB are rate constants for acid and base catalysis, Ka is the respective
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acid dissociation constant, GA and α and GB and β are constants for a similar series of catalysts
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where α and β have values between 0 and 1, and p and q are statistical correction factors that
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represent the number of equally bound dissociable protons (p) and equivalent points where
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protons can attach (q) and were calculated as outlined by Bell12. When developing the Brønsted
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relationships, the carbonic acid (H2CO3) true concentration was used rather than the sum of 5
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dissolved carbon dioxide and carbonic acid (H2CO3*), whereas H2CO3* is implemented in the
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Aquasim model.
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Relative catalyst importance. Because catalysts are typically controlled at relatively
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constant concentrations in experiments (i.e., buffer concentrations and pH), an analysis of
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individual catalyst relative importance to the overall reaction rate constant can be made even for
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complex models with parallel reaction pathways. Such an analysis distinguishes those catalytic
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species that are likely to be important (and therefore likely estimated from the experimental data)
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from those catalytic species that are better estimated from a Brønsted relationship. The
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procedure and an example calculation for determining relative catalyst importance is provided in
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the SI.
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Microscopic Reversibility
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Fast, reversible reactions are common when dealing with haloamine chemistry.
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Application of the microscopic reversibility principle to general acid or base catalysis reactions
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can substantially reduce the required number of estimated parameters (e.g., Table 1, reactions 1
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and -1). Based on the microscopic reversibility principle,13 equilibrium constants are used along
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with either the forward or reverse reaction rate constants to calculate the other rate constant.
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Equilibrium constant incorporation into the model can be accomplished in at least two ways to
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decrease the required number of parameters. First, published equilibrium constants determined
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experimentally or from thermodynamic estimates can be directly used. For example, referring to
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Table 1, K1 can be used along with k1 to calculate k-1, eliminating the need to estimate the
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individual catalysis constants associated with k-1. Second, published equilibrium constants and
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their associated uncertainty may be used to constrain the allowable range of equilibrium 6
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constants estimated through model fitting to experimental data. The latter method was applied in
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the current research, using the equilibrium constant for reactions 1 and -1 (K1) proposed by
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Trogolo and Arey14 (log K1 = -0.5 ± 1.2, K1 = 0.020-5.0) where the initial guess for K1 was set to
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0.32 and its minimum and maximum allowable values were 0.020 and 5.0, respectively.
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Fictive Products
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Imaginary products, termed fictive products herein, were included in reaction
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stoichiometry (Table 1). Fictive products allowed assessment of reaction pathways during
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simulations by acting as reaction counters. The magnitude (i.e., concentration) of the fictive
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product relates to the number of times a particular reaction has occurred in the reaction scheme,
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allowing direct comparisons of parallel reaction pathway importance.
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Fictive product analysis can be employed in at least two circumstances. First, using
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published reaction rate constants, fictive products allow evaluation of which reactions will be
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important under typical conditions (e.g., drinking water conditions). Using fictive products in
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this manner allows selection of the minimal number of reactions required in the kinetic model.
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Second, fictive products can be utilized after a proposed model has been developed to evaluate
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whether all the reactions in the model are indeed required.
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Parameter Estimation
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To estimate parameters in this nonlinear system, an iterative procedure was utilized
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between (i) Aquasim kinetic model parameter estimates from experimental data and (ii) Brønsted
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relationship parameter estimates, which used Aquasim parameter estimates as inputs to estimate
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additional parameters for subsequent use in the Aquasim kinetic model. Iteration continued until
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the Aquasim parameter estimates converged. 7
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Aquasim. Parameter estimates were obtained in Aquasim using the parameter estimation
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function (secant algorithm) which was configured to minimize residual sum of squares (RSS)
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between measured and model simulated concentrations (Eq. 5): 8
-.. = /012345,6 − 16 7 (5) 69:
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In Eq, 5, ymeas,i is the i-th measurement and yi is the model simulated concentration
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corresponding to the i-th measurement.
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From the 65 experiments (Table S2), 11 were excluded. Six (Br-eff-1, Br-eff-2, Br-eff-3,
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Br-eff-4, Br-eff-5, and Br-eff-6) were excluded (as in Lei, et al.7) because they studied the
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impact of increased bromide, four (HN-1-1, HN-2-1, HN-3-1, and HN-3-2) were excluded
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because simulated initial NH2Br and NHBr2 concentrations differed substantially from the
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experimental data, and one (CN-1-1) was excluded because it disproportionately contributed to
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the RSS. The remaining 54 experiments were simultaneously fit using absorbance resolved
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NH2Br and NHBr2 concentrations (n = 9,971 data points).
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Brønsted relationship. The Brønsted relationship was used to estimate parameters in
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coordination with the Aquasim kinetic model. Typically, a Brønsted relationship is utilized as a
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post-analysis assessment of estimated parameters and prediction of additional parameters unable
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to be estimated from the experimental data. In the current research, the Brønsted relationship
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was used as an active part of the parameter estimation procedure in an iterative process so that
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the entire set of acid or base catalysts are included in Aquasim parameter estimation, assuring
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self-consistent rate constant estimates are obtained from experimental data and the Brønsted
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relationship.
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Aquasim parameter estimates provided inputs to generate Brønsted relationships.
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Parameters unable to be obtained through Aquasim parameter estimation because of their lack of
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sensitivity in the Aquasim model were resolved from the Brønsted relationship, representing a
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full set of estimated parameters (i.e., Aquasim model and Brønsted relationship estimated
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parameters). The Brønsted relationship estimated parameters were then entered as fixed
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parameters into the Aquasim model and Aquasim parameter estimation was repeated. The entire
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process iterated until Aquasim model estimated parameters no longer changed.
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RESULTS AND DISCUSSION
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Evaluation of Published Rate Constants
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Upon review of the Lei, et al.7 results (e.g., Figure 1), limitations became apparent. Our
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inability to accurately simulate the breadth of their data using their full model was attributed to
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two factors associated with their data analysis approach. First, Lei, et al.7 made assumptions
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regarding the importance of the two bromamine decomposition reactions (Table 1, reactions 2
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and 3). For instance, when they used experiment sets NN-1 and NN-2 to determine ammonia
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catalysis; HN-1, HN-2, and HN-3 to determine hydrogen ion catalysis; and CN-1 and CN-2 to
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determine carbonate buffer catalysis, only reaction 3 for bromamine decomposition was assumed
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important, and reaction 2 was ignored. Importantly, Lei, et al.7 never verified this assumption.
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Second, Lei, et al.7 designated parameter estimates as either “measured” (determined from the
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kinetic model using experimental data) or “predicted” (determined from Brønsted relationships),
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and this terminology is used herein when describing their results. Lei, et al.7 only presented
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simulations using their measured parameters, and no simulations were presented using both their 9
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measured and predicted parameters against their experimental data to evaluate the proposed
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reaction scheme in its entirety as conducted herein. The impact of these limitations is
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subsequently discussed.
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Reaction importance assumptions. To evaluate the assumption that reaction 2 could be
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ignored for experiment sets NN-1, NN-2, HN-1, HN-2, HN-3, CN-1, and CN-2, a fictive product
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analysis was conducted using both measured and predicted parameters from Lei, et al.7 The
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fictive product analysis allowed a calculation of the percentage of bromamine decomposition
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associated with reaction 2 (Figures S1, S2, and S3). Overall, the analysis showed that between
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53-75% of the bromamine decomposition was attributed to reaction 2 with the balance to
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reaction 3. Therefore, the assumption that reaction 2 could be ignored was not supported by the
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final model. Based on parameters estimated from their analysis, both reactions 2 and 3 were
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required in any data fitting, and reaction 2 was more important for bromamine decomposition
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than reaction 3. Also, Lei, et al.7 used a step-wise analysis for rate constant estimation (Figure
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S4, Steps 1-4), allowing errors introduced in each estimation step to propagate throughout their
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analysis.
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Validation of full model. Impacts of Lei, et al.7 not performing validation simulations
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using both their measured and predicted rate constants were first accessed by calculating the
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relative importance of catalysts for each reaction. If predicted rate constants are shown to be
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important, then they should have been included in any simulations conducted. Results for this
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analysis with experiment sets NN-1 and CN-2 are presented in Table 3 (acid-catalysis reactions 1
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and -1) and Table 4 (base-catalysis reactions 2 and 3). For reactions 1 and -1, it appears
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sufficient to only include the measured parameters as they are the only ones that are important to
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the overall reaction rates based on a 5% threshold, except experiments CN-2-3, CN-2-4, and CN10
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2-5 where H2CO3* has minor (5.2-6.6%) importance to the overall rate constant. The same
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cannot be said for reactions 2 and 3. For reaction 2, only the predicted rate constants (OH–,
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CO32–, and NH3) are important; therefore, final simulations should have been conducted to
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evaluate the reasonableness of their estimations. For reaction 3, the only predicted rate constant
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that was important was NH3, but it contributes 17-69% to the overall rate constant; therefore, as
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in the case of reaction 2, validation of its estimation from the Brønsted relationship was needed.
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To further assess the implications of Lei, et al.7 not performing simulations including
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both measured and predicted parameters, simulations using both the measured and predicted rate
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constants for experiments sets NN-1 (Figure 1) and CN-2 (Figure 2) were conducted. It is
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apparent from these simulations that the implementation of the complete published model for
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bromamine decomposition provides a poor representation of their experimental data, and because
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of the previously stated concerns regarding their kinetic analysis approach, a reanalysis of the
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experimental data was justified. For reference, a comparison of the current analysis approach
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versus that conducted by Lei, et al.7 is summarized in Figure S4.
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Model evaluation and parameter determination
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Comparison of various model simulations. An initial attempt was made to include
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both bromamine decomposition reactions (Table 1, reactions 2 and 3) in the reaction scheme as
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proposed by Lei, et al.7, but initial attempts were unsuccessful as the model would not converge
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during simultaneous parameter estimation using the 54 experiments. Therefore, the initial
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conclusion was that the model was overparameterized. To evaluate this initial conclusion, the
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individual experiments of Lei, et al.7 were used to estimate individual rate constants for reactions
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1, -1, 2, and 3. For individual experiments where rate constants for both reactions 2 and 3 could 11
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be estimated (i.e., k2 or k3 not estimated as zero), k2 and k3 were highly, negatively correlated (-
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0.93 to -1.0), providing evidence of model overparameterization and that both reactions 2 and 3
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were not needed.
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To evaluate the impact of including only reaction 2 or 3, individual parameter estimates
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were conducted for each experiment of Lei, et al.7 using two schemes: (i) Scheme 1 included
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reactions 1, -1, and 2 and (ii) Scheme 2 included reactions 1, -1, and 3. A residual sum of
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squares (RSS) comparison (Figure S5) showed no apparent advantage for either scheme. Further
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evidence that either reaction scheme would adequately represent the experimental data is
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presented in Figure 3 where simulations are presented for those experiments where selection of
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Scheme 1 over Scheme 2 (Figure 3, Panel A) or selection of Scheme 2 over Scheme 1 (Figure 3,
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Panel B) provided the greatest RSS reduction. It is evident that even for these worst-case
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scenarios between schemes, either scheme adequately represented the data. Overall, it was
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concluded that choice of either Scheme 1 or 2 would be adequate and that either, but not both,
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reaction 2 or 3 was required in the reaction scheme as proposed by Lei, et al.7
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Subsequently, three lines of reasoning supported selection of Scheme 1 over 2. First,
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Cromer, et al.15 studied NHBr2 decomposition and proposed two pathways. The first pathway
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was a tribromamine (NBr3) and NHBr2 reaction which is excluded because Lei, et al.7 found that
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NBr3 was below detection limits. The second proposed pathway was a bimolecular NHBr2
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reaction consistent with current reaction 2 (Scheme 1). Second, a lower correlation was found
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between estimated parameters for Scheme 1 than 2. Specifically, and for the majority of
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experiments (Figure S6), k-1 was less correlated with the bromamine decomposition reaction in
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Scheme 1 (k2, R = -0.31 to 0.57) than Scheme 2 (k3, R = -0.83 to 0.59). Third, based on parallels
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with chloramine chemistry, NHBr2 disproportionation (Scheme 1) should occur faster than a
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reaction of NH2Br and NHBr2 (Scheme 2). Based on these three reasons, Scheme 1 was selected.
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Model parameter estimation summary. As described previously, an iterative fitting
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procedure between the Aquasim kinetic model and the Brønsted relationships was used for
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parameter estimation. Through this approach, five acid-catalysis constants for reaction 1 (H2O,
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HCO3–, NH4+, H2PO4–, and H+), the equilibrium constant for reactions 1 and -1 (K1), and four
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base-catalysis constants for reaction 2 (OH–, CO32–, HPO42–, and H2O) were estimated in
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Aquasim. The remaining three acid-catalysis constants for reaction 1 (HPO42–, H2CO3, and
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H3PO4) and four base-catalysis constants for reaction 2 (PO43–, NH3, HCO3–, and H2PO4–) were
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estimated from Brønsted relationships. An estimated parameter summary is provided in Table 5
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(reaction 1) and Table 6 (reaction 2) with corresponding Brønsted plots in Figure 4, showing
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excellent R2 values of 0.96 and 0.99 for reactions 1 and 2, respectively.
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The relative catalyst importance of the individual constants for each experiment is
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summarized in Table S3 (reaction 1) and Table S4 (reaction 2). For reactions 1 and 2, all the
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important constants were directly estimated in Aquasim, except NH3 for reaction 2. Even though
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the NH3 rate constant for reaction 2 was not estimated in Aquasim, directly including the
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parameters from the Brønsted relationships ensures consistency between parameters estimated
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from the experimental data and those estimated from Brønsted relationships.
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The equilibrium constant estimate for reactions 1 and -1 (K1 = 2.1±0.024) compares
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favorably to the thermodynamic estimate (log K1 = -0.5 ± 1.2, K1 = 0.020-5.0). Because of the
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limitations previously stated for the Lei, et al.7 analysis, a direct comparison to the parameters
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determined in the current research must be done with caution. Regardless, parameters
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determined for reactions 1 and 2 (Table S5) in this research compare favorably to the previously 13
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determined parameters from Lei, et al.7, indicating this research offered an improved approach
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for estimating the kinetic parameters but for the most part did not alter the relative significance
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of the catalytic species for these two reactions. Importantly however, the current reaction scheme
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does not include reaction 3 as in the model of Lei, et al.7
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Simulation summary. Final simulations with the current model and with the measured
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and predicted parameters from Lei, et al.7 were conducted (Figure S7) and RSS summarized
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(Figure S8) for each experiment. Based on the total RSS for each experiment (Figure S8, Panel
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C), the model of Lei, et al.7 marginally reduced the RSS for 9 (PP-1 through PP-5 and HP-1-2
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through HP 1-5) of the 54 experiments compared to the current model. Whereas, the simplified,
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current model (3 reactions, 17 constants) represented the experimental data substantially better
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than that proposed by Lei, et al.7 (4 reactions, 28 constants) in 45 of the 54 experiments as
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demonstrated by an almost order of magnitude (8 x 10-7 vs. 64 x 10-7) reduction in total RSS for
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the data set (Figure S8, Panel C). To highlight the improvement with the current model, Figure 5
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provides simulations and experimental data for experiments selected to investigate the impact of
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ammonia (NN-1-3 and NN-1-5), carbonate (CN-2-3 and CN-2-5), and phosphate (NP-3 and NP-
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5) concentrations. Clearly, the current model provides a better experimental data representation
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along with a reduced RSS. Furthermore, the holistic approach outlined in this research is general
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in nature and can be applied to kinetic analyses involving acid and base catalysis over a wide
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variety of conditions.
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Practical implications
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A final evaluation of the current model was conducted based on representative drinking water conditions to evaluate the minimal model applicable to drinking water. Ten conditions 14
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(Table S6) were selected, including five pHs (6, 7, 8, 9, and 10), a maximum total free ammonia
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concentration (0.1 mM = 1.4 mg N L-1), a maximum phosphate concentration (0.15 mM = 4.7
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mg P L-1), and a low (1 mM = 12 mg C L-1) and high (10 mM = 120 mg C L-1) total carbonate
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concentration. Individual catalyst relative importance to the overall reaction rates is summarized
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in Table S7 (reaction 1) and Table S8 (reaction 2). Based on excluding species that contribute
291
less than 5% to the overall rate constant of reactions 1 or 2, a model intended for drinking water
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applications could consist of only a total of eight parameters: (i) four parameters (H2O, HCO3–,
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H2PO4–, and H+) for reaction 1, (ii) equilibrium constant for reactions 1 and -1, and (iii) three
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parameters (OH–, CO32–, and H2O) for reaction 2. Validation of the minimal model is an avenue
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of future research.
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ASSOCIATED CONTENT
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Supporting Information Available. Supporting information consists of 53 pages with a
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section describing the calculation of relative catalyst importance, 8 tables, 8 figures, and
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associated references. Supporting information is available free of charge at http://pubs.acs.org/.
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ACKNOWLEDGMENT
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The USEPA collaborated in the research described herein. It has been subjected to the
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Agency’s peer and administrative review and has been approved for external publication. Any
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opinions expressed are those of the authors and do not necessarily reflect the views of the
304
Agency; therefore, no official endorsement should be inferred. Any mention of trade names or
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commercial products does not constitute endorsement or recommendation for use.
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Table 1. Kinetic model reactions for bromamine decomposition.
a
Current
Lei et al.7
Reaction
Reaction
Number
Number
1
1
2NH Br → NHBr + NH
–1
–1
NHBr + NH @A 2NH Br
2
10
2NHBr + H O → HOBr + N + 3Br B + 3H D
3
9
NH Br + NHBr → N + 3Br B + 3H D
Reaction Stoichiometry