Effects of Ligand Chemistry and Geometry on Rare Earth Element

Rare earth elements (REE) are elements that drive the development of new technologies in many sectors, including green energy. However, the supply cha...
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Effects of ligand chemistry and geometry on rare earth element partitioning from saline solutions to functionalized adsorbents Clinton W. Noack, Kedar Perkins, Jonathan C Callura, Newell R. Washburn, David A Dzombak, and Athanasios K Karamalidis ACS Sustainable Chem. Eng., Just Accepted Manuscript • DOI: 10.1021/ acssuschemeng.6b01549 • Publication Date (Web): 13 Oct 2016 Downloaded from http://pubs.acs.org on October 14, 2016

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Effects of ligand chemistry and geometry on rare earth element partitioning from saline solutions to functionalized adsorbents Clinton W. Noack,† Kedar M. Perkins,‡ Jonathan C. Callura,† Newell R. Washburn,‡ David A. Dzombak,† and Athanasios K. Karamalidis∗,† Department of Civil and Environmental Engineering, Carnegie Mellon University, 5000 Forbes Ave., Porter Hall 118, Pittsburgh, Pennsylvania 15213, USA, and Department of Chemistry, Carnegie Mellon University, 4400 Fifth Ave., Pittsburgh, Pennsylvania 15213, USA E-mail: [email protected]

Abstract The rare earth elements (REE) are elements that drive the development of new technologies in many sectors, including green energy. However, the supply chain of the REE is subject to a complex set of technical, environmental, and geopolitical constraints. Some of these challenges may be circumvented if the REE are recovered from naturally abundant alternative sources, such as saline waters and brines. Here we synthesized and tested aminated silica gels, functionalized with REE-reactive ligands: diethylenetriaminepentaacetic acid (DTPA), diethylenetriaminepentaacetic dianhydride (DTPADA), phosphonoacetic acid (PAA), and N,N-bisphosphono(methyl)glycine (BPG). ∗

To whom correspondence should be addressed Civil and Environmental Engineering ‡ Chemistry †

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A suite of characterization techniques and batch adsorption experiments were used to evaluate the properties of the functionalized silica adsorbents and test the REE-uptake chemistry of the adsorbents under environmentally relevant conditions. Results showed that BPG and DTPADA yielded the most REE-reactive adsorbents of those tested. Moreover, the DTPADA adsorbents demonstrated chemical and physical robustness as well as ease of regeneration. However, as in previous studies, amino-polycarboxylic acid adsorbents showed limited uptake at mid-range pH and low-sorbate concentrations. This work highlighted the complexity of inter-molecular interactions between even moderately sized reactive sites when developing high-capacity, high-selectivity adsorbents. Additional development is required to implement an REE recovery scheme using these materials, however it is clear that BPG- and DTPADA-based adsorbents offer a highly-reactive adsorbent warranting further study.

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Introduction

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The expanding range of technologies incorporating the rare earth elements (REE), and the

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ensuing demand for these products, have established the REE as valuable global commodi-

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ties. Domestic (US) demand in 2012 was 11,300 tons, while the global demand was more

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than 113,000 tons (1 ). Much of that demand is a result of a booming green energies market.

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In particular, the permanent magnets sector (which uses neodymium, praseodymium, and

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samarium with dysprosium and terbium additives) is experiencing significant growth. The

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U.S. Department of Energy has projected the supply risk and clean-energy demand of the

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REE across all sectors and found a variety of criticalities for the elements (2 ).

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Primary mining effectively constitutes 100% of the REE production worldwide (3 , 4 ).

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Those mining activities focus exclusively on three minerals — bastnäsite (LnCO3 F), mon-

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azite (LnPO4 ), and to a lesser extent xenotime (LnPO4 ) — and ion-adsorbed clays (5 , 6 ).

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While bastnäsite ores are dominated by the light REE (primarily La and Ce), monazite,

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xenotime, and ion-adsorbed clays contain significantly higher heavy REE+Y fractions (5 –

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7 ). Rare earth-bearing minerals are primarily surface mined and comingled with a variety

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of other products. As such, a complex, multi-step, energy- and material-intensive process is

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required to yield REE of salable quality from conventional feed stocks. The combined effect

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of these numerous and varied industrial production activities yields a substantial lifecycle

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environmental impact. On a per-kg basis, REE production consumes > 10× more energy

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and results in > 10× more greenhouse gas emissions than does steel production (8 ). While

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this comparison will undoubtedly be different on a functional basis (i.e. per kg finished

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product, where REE make up < 100%), Zaimes et al. (8 ) did not considered further, down-

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stream refining processes beyond REE production in determining this lifecycle impact. Such

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considerations would only increase the environmental burden of the REE.

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Interest in recovery of REE from end-of-life stocks (EOL), from unconventional resources,

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and from REE-containing industrial wastes has expanded rapidly to diminish these negative

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impacts (9 ). High volumes of REE are deployed in permanent magnets, while high-value

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REE are used in phosphors (10 ), making these products two primary targets for recycling

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from EOL products along with metal hydride batteries (3 , 11 ). REE are applied in many

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other products, but the REE content is dissipated in-use or rendered unrecyclable by current

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designs (12 ). Ferrous shredder waste (where magnets could accumulate) is a promising

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potential resource for REE and other critical materials. However, Bandara et al. (13 ) propose

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that recycling of ferrous shredder-waste would need to exceed 50% in order to dampen Nd

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price volatility from recycling alone. The conclusion from these forecasts is the need for

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novel, alternative feedstocks (13 ).

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Saline waters and brines contain rare earth elements (REE) and are potential sources of

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REE (14 –17 ). Large volumes of saline waters and brines are continuously produced through

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industrial operations including geothermal electricity generation, oil and gas production,

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and seawater desalination. While 10−3 M total REE concentrations have been observed

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in geothermal fluids (15 ), the vast majority of circumneutral brines contain 10−9 –10−12 M

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concentrations, requiring significant preconcentration to achieve a valuable product (17 ).

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The optimal approach for recovery from dilute streams is solid phase extraction (18 ). A

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promising approach for recovery of REE from saline waters and brines is by adsorption

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on engineered, highly-selective adsorbents followed by elution and then precipitation from

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the concentrate solution. Intra-element separations from this mixed REE concentrate could

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subsequently be achieved by conventional or novel techniques.

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Metal extraction from dilute solutions requires selective, high-capacity adsorbents in

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order to be effective and economical. Numerous ligands exist that have been engineered for

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their ability to selectively chelate metals in solution, however the effect of surface attachment

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on this affinity is not always well understood. Moreover, the prior art in this subject area

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focus on simple systems (i.e. low concentrations of background electrolytes) and high sorbate

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concentrations. Thus, there is a need for testing functionalized adsorbents under conditions

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of elevated salinity and with environmentally-relevant sorbate concentrations.

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The unique chemistry of the REE — including high charge density, variable coordination

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number, and minimally-varied atomic radii — enables design of a variety of potential ligands

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for their separation from gangue elements as well as from each other (19 ). The REE are

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considered hard acid cations, in the Pearson sense, and thus interact strongly with hard

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anions (20 ). This leads to their natural speciation being dominated by carbonate, hydroxide,

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and (where sufficient ligand is present) phosphate complexes (21 ). As a result organic

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ligands with highly-polarizable oxygen moeities, such as phosphonates and carboxylates,

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yield strong complexes (22 ). Moreover, the unique coordination chemistry of the REE

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(CN∼ 8–12) yields more stable complexes with appropriate multidentate ligands, including

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amino-polycarboxylic acids.

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Silica gel adsorbents are commonly applied because of their low cost and ease of function-

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alization (23 –26 ). Surface hydroxyl groups are used for the attachment of organo-silanes,

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which can be purchased pre-functionalized with a wide variety of end groups (24 ). The

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most common silane, because it allows for facile attachment of amino-polycarboxylic acids,

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is aminopropyl triethoxysilane (APTES; 26 ). Additionally, silica gels are resistant to disso-

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lution under acidic conditions, limiting the potential for degradation of the adsorbent with

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repeated uptake and elution cycles.

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The objective of this study was to validate the affinity of surface-attached ligands for

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the REE using a model (silica) solid support and attachment schemes. This supports an

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overriding goal to produce cost-competitive REE concentrates from abundant, but low-

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concentration brine feedstocks. This was accomplished through: (1) functionalization of

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silica gels with REE-reactive ligands; (2) qualitative and quantitative characterization of

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adsorbent physical and chemical properties; and (3) determination of REE uptake behav-

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ior under a range of conditions. The results of this study can be used to inform design of

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functionalized adsorbents for REE extraction and recovery from dilute aqueous sources.

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Materials and methods

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Chemicals

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All adsorbents were functionalized using either 3-aminopropyl silica gel (d: 75 – 150 µm; TCI

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America) or high-purity silica gel (d: 150 – 250 µm; Sigma-Aldrich). The ligands tested were:

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diethylenetriaminepentaacetic dianhydride (DTPADA), diethylenetriaminepentaacetic acid

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(DTPA), phosphonoacetic acid (PAA), and N,N-bis(phosphonomethyl)gylcine (BPG); the

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structures of the ligands (as received) are illustrated in Figure 1. These ligands were selected

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for their combination of cost, ease of surface attachement, and demonstrated lanthanide

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reactivity (e.g. 27 , 28 ). The related ligands DTPADA and DTPA were chosen to compare

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the effects of forming a targeted amide tether to the surface (i.e. on the lone carboxyl

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of the DTPADA) to the non-specific coupling with DTPA. The use of propylphosphonic

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anhydride (T3P) and N,N’ -dicyclohexylcarbodiimide (DCC) for amide formation promotes

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the reaction at the free carboxyl over the anhydride, though perfect selectivity is unlikely.

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Upon introduction to an aqueous environment, the anhydride groups should hydrolyze to

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leave four carboxyl groups free in solution. A fifth ligand, 1,4,7,10-tetraazacyclododecane5

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1,4,7,10-tetraacetic acid (DOTA; not pictured), was included in preliminary screening but

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did not show meaningful uptake and was eliminated from further testing (see Supporting

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Information for results). DTPADA

DTPA O

O

O

OH O

OH

OH

OH

O N O

N O

N

N

N

N

HO O

HO

O

O BPG

PAA O

OH

O

O HO

O

O

P

P OH

O

HO N

OH

OH HO P OH O

Figure 1: Chemical structures of the ligands studied.

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R Plus, VWR) was used to preserve samples for ICPNitric acid (HNO3 ; BDH ARISTAR

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R MS analysis. Hydrochloric acid (HCl; BDH ARISTAR Plus, VWR) and sodium hydroxide

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(NaOH; Fischer Scientific) were used for pH adjustments. Background electrolyte solutions

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were prepared by dissolving NaCl (Sigma Aldrich; ≥ 99% purity) in ultrapure water (ASTM

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R water purification system. Type I, 18.2 MΩ/cm), prepared using a Barnstead NANOpure

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REE spike solutions were prepared by dissolving Ln(NO3 )3 · 6 H2 O salts (Sigma Aldrich or

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Alfa Aesar) in ultrapure water. Single element standard solutions (1000 µg/L) of the REE

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were obtained from Inorganic Ventures and used to prepare the calibration curve for ICP-MS

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analysis.

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Analytical instrumentation

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Total dissolved REE concentrations were determined using an Agilent 7700x ICP-MS with

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HEHe-mode octopole reaction cell. Operating parameters were optimized daily via the

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auto-tune function of the Agilent MassHunter software using 1000:1 diluted Agilent tuning

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solutions. Concentrations were determined from a six-point calibration curve (0, 1, 5, 10, 50, 6

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and 100 ppb) containing each of the REE. Typical instrument operating parameters and a

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discussion of instrument operation and data analysis can be found in Supporting Information.

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An OrionTM 8165BNWP ROSSTM Sure-FlowTM pH electrode (Thermo Scientific), cou-

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pled to an accumetTM XL600 meter (Fisher Scientific), was used for pH measurements of

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high-total dissolved solid (TDS) solutions. The pH meter was calibrated with pH 2.0, 4.0,

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and 7.0 standards daily.

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All samples were prepared gravimetrically using an analytical balance with 0.01 mg pre-

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cision (Adam Equipment).

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Functionalization

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Two schemes for functionalization of silica supports were used in this study, which are unique

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compared to the common approaches of materials reviewed by Repo et al. (26 ). Both

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approaches make use of initiators which have become common practice in peptide synthesis

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(29 , 30 ), allowing for direct formation of amides from carboxylic acids and primary amines.

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Pre-aminated silica gels were functionalized via a “bottom-up” scheme, building functional

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moieties piece by piece from the surface. Conversely, a “top-down” strategy was employed

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by first forming a ligand-functionalized silane, which was subsequently attached to silica gel

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supports. This approach was only tested for DTPADA. The procedure for each scheme is

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illustrated schematically Figure 2.

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Bottom-up functionalization

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A solution of the desired ligands (128 mM), 4-dimethylaminopyridine (4-DMAP; 154 mM),

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3-aminopropyl functionalized silica (25.7 mM amine), and T3P (77.1 mM) in dimethyl-

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formamide (DMF; 35 mL total volume) was stirred at room temperature overnight. The

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suspension was then transferred to a centrifuge tube and centrifuged for 15 mins at 25◦ C

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and 4.4 rpm. The supernatant was removed and then the pellet was resuspended in 25 mL of

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DMF. The suspension was centrifuged for 10 mins, the supernatant removed and the pellet 7

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resuspended four additional times in DMF. The suspension was then transferred to a glass

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vial and the solvent removed under vacuum and heat.

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Top-down functionalization

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Diethylenetriaminepentaacetic dianhydride (2.5 g, 7.0 mmol) and DCC (1.6 g, 7.7 mmol)

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were added to a flask under a N2 atmosphere. The flask was then filled with dichloromethane

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(25 mL) and then APTES (1.8 mL, 7.7 mmol) and stirred overnight. The reaction solution

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was then filtered and concentrated under vacuum. This product was then added to 1.62 g

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of SiO2 gel in dry toluene (25 mL) and stirred overnight under N2 . The final product was

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washed five times with toluene, five times with tetrahydrofuran, and three times with warm

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water and dried in a vacuum oven (65◦ C). All results related to samples prepared via this

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top-down functionalization will be referred to as TD-DTPADA.

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Adsorbent Characterization

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The primary objective of adsorbent characterization was to confirm the functionalization

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of the silica surface by the various ligands. The formation of amide bonds between the

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surface amines and the desired ligand should result in a shift of surface acid-base chemistry

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from highly basic (amine pKa ∼ 9 − 10) to acidic (ligand pKa1 ∼ 2). This shift was

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investigated by rapid acid base titrations of particle suspensions. This shift was also tested by

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inferring surface charge from electrophoretic mobility measurements. The site concentration

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and grafting efficiency were estimated by thermogravimetric analysis (TGA). Finally, the

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presence of the desired amide tether was investigated by attenuated total reflectance - Fourier

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transform infrared spectroscopy (ATR-FTIR). The details of these methods are described

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subsequently.

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Rapid titrations of particle suspensions

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Acid- and base-neutralizing capacities of the functionalized adsorbents were investigated by

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rapid titrations of 5 g solid/L suspensions in 0.5 m NaCl. The suspensions were mixed,

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without any acid or base addition, for 1 minute or until a stable pH reading was achieved

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(defined here as unchanging at 0.01 pH unit precision over 5 seconds). Small doses (10–

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20 µL) of either 0.5 N NaOH or 0.5 N HCl were added to the suspensions and a pH was

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recorded once stable. This process was repeated until the pH exceeded 8.5, for initially acidic

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suspensions, or was under 5, for initially basic suspensions. The titrant was then switched

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(i.e. acid for base) and the curve reversed to examine hysteresis effects. Results are presented

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normalized to the solids concentration of each suspension. Rapid titrations were chosen to

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avoid the slow kinetics of long-term protonation reactions (as described by Dzombak and

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Morel (31 )) and to avoid complications associated with the high porosity of the silica gel

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(24 ).

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Electrophoretic mobility

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Measurements of the electrophoretic mobility (EPM) of each adsorbent were made using a

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Malvern Zetasizer NanoZS with DI water suspensions of particles (100 g solid/L). The pH of

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the particle suspension was verified just prior to removal of an aliquot for the EPM measure-

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ment. The applied voltage was 150 V after a sample equilibration time of 2 min. A minimum

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of 10 runs and a maximum of 100 runs were performed for each EPM measurement. The

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runs were averaged to determine the EPM value. Triplicate measurements were performed

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at each pH.

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Quantification of surface sites

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The efficiency of ligand attachment was estimated by TGA. Adapting from the methods of

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Mansfield et al. (32 ), approximately 10 mg of sample was heated in a slow temperature ramp

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first to 105◦ C (dT /dt = 20◦ C/min), which is maintained for 20 minutes to eliminate moisture, 10

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and subsequently to 550◦ C (dT /dt = 10◦ C/min), which is maintained for 20 minutes. Change

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in mass after drying was attributed to the removal of organic material, however it does

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not guarantee that all removed organics were surface groups as non-specific binding (e.g.

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adsorption or polymerization) could have also occurred.

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The resulting mass-loss curve from TGA was interpreted by considering the progres-

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sive, stoichiometric attachment of the ligand to surface amine groups (assuming 1:1 binding

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between amine and ligand; Figure 2). By this method, the mass gained during functional-

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ization is a function of the amine conversion efficiency. Considering the exchange of surface

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amines (as propyl-amine, M WAP = 59 g/mol) for the amide-bonded ligand with the loss

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of H2 O (M Wsurf = (M WL − M WOH ) + (M WAP − M WH )) the expected maximal TGA

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loss can be determined based on the attachment efficiency. Inverting this relationship allows

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for estimation of attachment efficiency from measured TGA loss. For the poly-carboxylate

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ligands studied, the model was also developed to consider higher stoichiometric ratios of

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amines reacted with ligand. While the coupling chemistry is well understood, TGA results

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do not prove the desired functionalization has occurred as the results may be obscured by

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non-specific binding. Spectroscopic investigation was used to identify the expected surface

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amide bonds.

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Confirmation of surface tethering

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The formation of the surface amide tethers was examined with ATR-FTIR (νC−O, amide ≈

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1690 − 1630 cm−1 ). ATR-FTIR spectra were obtained using a PerkinElmer Frontier FT-IR

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spectrometer equipped with a germanium ATR crystal. Scans were performed from 4000

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cm−1 to 700 cm−1 at a rate of 0.2 cm−1 /s. The traces are the average of 4 scans with a 4

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cm−1 resolution. Spectra were generated using PerkinElmer Spectrum software.

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REE uptake experiments

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Batch experiments were used to study the reactivity of the functionalized adsorbents under

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a variety of conditions and to probe a variety of adsorbent properties including: uptake

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kinetics, pH dependance, and affinity. For analytical and experimental simplicity, as well as

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conciseness of data visualization, a mixture of three REE, which roughly span the range of

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the REE and can be representative of light-, middle-, and heavy-REE — Nd, Gd, and Ho

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respectively — was used in all adsorption experiments.

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Uptake kinetics were studied by equilibrating separate batches of 10 g/L adsorbent sus-

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pensions in 15 mL polypropylene tubes with 0.5 m NaCl background to the desired pH,

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dosing each reactor to 100 ppb of each REE investigated, and mixing end-over-end at 30

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rpm for the desired amount of time. After the specified mixing time, the reactor was removed,

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centrifuged for 10 min at 6000×g, and an aliquot of the supernatant removed and acidified

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for ICP-MS analysis. Final solution pH was measured after completion of all experiments.

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Adsorption edge and isotherm were performed in 12 mL screw-cap teflon digestion vessels

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(Savillex). The suspensions were manually agitated and then mixed, end over end, for 3 hours

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at 30 rpm. After mixing, the suspensions were allowed to settle by gravity, at which point

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an aliquot of the supernatant was removed and analyzed by ICP-MS and pH was measured.

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The chemical and physical stability properties of the adsorbents were also investigated

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via adsorption isotherms. Aliquots of the DTPADA adsorbent were washed with either 1

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N HCl or 1 N NaOH overnight. After centrifugation, the supernatant was decanted and

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the solids rinsed three times with DI water. After decanting the final DI wash, the slurries

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were dried overnight at 98◦ C in polypropylene centrifuge tubes and used in an adsorption

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isotherm experiment. Solid masses were not tracked during these wash protocols to account

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for dissolution. However, since all adsorbents were weighed prior to use, any silica dissolution

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would not have an impact on interpreting results.

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Models used to evaluate adsorbent performance

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All data analysis and visualization was performed in the R language for statistical computing

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(33 ), utilizing additional packages plyr, dplyr, tidyr, broom, and ggplot2 where

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necessary (34 –38 ).

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In all experiments, changes in the supernatant concentration (initial, Ci , and final, Ce )

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were used to determine the relevant quantities, either the sorbed fraction (Eq. 1a) or the

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mass adsorbed (Eq. 1b; V is solution volume, m is adsorbent mass). Raw data for the results

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presented here are found in Supporting Information.

Ce Ci

(1a)

V (Ci − Ce ) m

(1b)

fads = 1 − qe =

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Isotherms were evaluated using a Freundlich model as the data were log-log linear in all

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experiments (i.e. adsorbate doses were insufficient to approach saturation of the active sites).

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This relationship is defined by Equation 2, where qe is defined previously by Eq. 1b. The

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relevant parameters are the partition coefficient (or chemical affinity), Kd , and the degree

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of linearity, n. Parameters were fit to experimental isotherms by first log-transforming the

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data and using ordinary least squares regression.

1

qe = Kd · Cen

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tantly, the yields reported by Wissmann and Kleiner (29 ) were for solution-phase coupling,

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and not surface tethering. By considering the possible formation of multiple amide bonds to

276

individual DTPADA species, the observed mass loss may indicate more complete conversion

277

of the surface amines. Namely, if two amide moeities are formed per DTPADA ligand, the

278

observed mass loss would correspond to 74% amine conversion, though this would not have

279

an impact on the moles of DTPADA grafted. Similarly, the observed mass loss would indi-

280

cate > 100% conversion in a 3:1 model. The theoretical curves and observed data are given

281

in the Supporting Information. Conversely, the DTPA-functionalized solid had > 100% ef-

282

ficiency. This excess of ligand suggests non-specific binding of the ligand to the surface,

283

and may also explain the significant base neutralizing capacity demonstrated in Figure 3.

284

This is supported by the dramatically different mass-loss pattern observed for these solids

285

compared to the rest of the materials (Supporting Information). Finally, the top-down func-

286

tionalization approach appears to yield a greater ligand loading, however the precise form

287

and stoichiometry of the surface groups cannot be determined by TGA. Table 1: Organic content, amine conversion efficiency, and ligand loading for functionalized adsorbents determined by TGA. The range of values for DTPADA represents the range of outcomes for 1:1 or greater stoichiometry of ligand attachment; see text for details. Loading value for TD-DTPADA represents a maximum bound, assuming all organic content occurs as the desired functional group (Figure 2). Solid Organic content (%) AP-SiO2 5.69 BPG 7.54 DTPA 50.1 DTPADA 14.4 PAA 7.39 TD-DTPADA 20.2

Amine conversion (%) — 9 >100 28 − 100 16 —

Ligand loading (mmol/g) 0.96 0.086 >0.96 0.268 0.15 ≤ 0.463

288

Infrared spectroscopy was used, via ATR-FTIR, to investigate the chemistry of the surface

289

functionalization. Figure 5 shows the presence of the expected amide bond in all samples

290

studied (νC−O, amide ≈ 1650 cm−1 ). These spectra, along with the previously presented

291

characterization data, indicate that the functionalization was successful via the proposed

292

attachment scheme. 16

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Adsorption kinetics

294

For all equilibrium testing (adsorption edges and isotherms) a 3-hour contact time was chosen

295

to approximate equilibrium conditions. However, process design considerations (primarily

296

packed bed sizing) would require shorter contact times to be economically viable. Figure 6

297

shows the rapid uptake (within 5 minutes) of the REE by both the DTPADA and PAA

298

adsorbents. A pseudo equilibrium was reached in each of these tests in under one hour,

299

indicating that the desirable, short contact times could be feasible with these materials.

300

The mono-dentate PAA adsorbent had notably more rapid kinetics than the more complex,

301

multi-dentate DTPADA adsorbent, reaching a steady removal after just 5 minutes of mixing.

302

pH dependence of REE uptake

303

As with metal-oxide surface complexation, adsorption on the functionalized SiO2 was ob-

304

served to exhibit a strong dependence on pH. A discussion of the predicted thermodynamic

305

trends for the carboxylate-based adsorbents is found in the Supporting Information. Ad-

306

sorption pH edges for all materials studied are shown in Figure 7.

307

Carboxylate adsorbents

308

Near-complete uptake was observed under acidic conditions (pH < 3) for DTPADA and

309

TD-DTPADA adsorbents. However, contrary to the thermodynamic predictions (see SI),

310

no metal removal was observed at mid-range and basic pH values for DTPA or DTPADA.

311

While DTPA acid-form material showed little uptake at any pH, there was a similar trend

312

to DTPADA of decreasing uptake from pH 2–4, though the effect was subtle, decreasing

313

from a maximum of 15–20% removal to a minimum of 3–7%. Ionic strength effects were

314

ruled out as the cause of the decrease by observing the same effect under three separate

315

electrolyte conditions (see Supporting Information). A similar phenomenon was observed by

316

Shiraishi et al. (23 ), where Cu2+ adsorption was diminished with increasing pH. Repo et al.

317

(39 ) reported a traditional adsorption edge onto DTPA-functionalized chitosan for Ni2+ and 18

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Co2+ at high sorbate concentrations (100 ppm), while exhibiting a similar decline with pH

319

under lower sorbate loading (1 ppm).

320

The lack of REE uptake at mid-range pH may be explained by an electrostatic interaction

321

between the COO– moieties of the DTPA molecules and either (1) the positively-charged,

322

unreacted surface amines or (2) the tertiary amine moieties of adjacent surface DTPA. At

323

low pH, the carboxyl groups are sufficiently protonated (and therefore neutral) as to im-

324

pede interaction with any positively charged groups; here the adsorption is effectively an

325

exchange of protons for the sorbing species. At higher pH, increased sorbate concentrations

326

could provide sufficient electrostatic attraction between the surface groups and the free ion

327

to overcome these effects. Our preliminary data (Supporting Information) in the same ex-

328

periments, but with Gd at 1 mM, showed removal at pH 5–7 by DTPA and pH 3.5 for

329

DTPADA (higher pH not tested).

330

We have employed the top-down functionalization strategy in an attempt to assess the

331

influence of excess surface amines as this scheme should limit the number amount of un-

332

reacted amines on the particle surfaces. As seen in Figure 7, REE removal does decrease

333

with increasing pH, however some functionality is retained through mid-ranged pH. These

334

results indicate that excess surface amines were likely playing a role in limiting adsorption

335

by bottom-up functionalized materials. In addition to DTPA, both Shiraishi et al. (23 ) and

336

Repo et al. (39 ) also studied EDTA-functionalized solids, which did not produce the de-

337

creased uptake trend; this suggests that the additional, central amine of DTPA contributes

338

to the observed effects via the proposed cross-linking mechanism. The persistence of a de-

339

crease in the TD-DTPADA material appears to corroborate this mechanism after controlling

340

for surface amines.

341

Phosphonate adsorbents

342

The PAA-functionalized adsorbent exhibited more typical pH edge adsorption behavior for

343

cations, increasing as a function of pH, however there was a noticeable dip in the adsorption

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edge, decreasing above pH 7. Greater removal of the heavier REE suggests some form of

345

differential complexation; the trend appears to match closely the predicted speciation of the

346

REE in the experimental solutions (Supporting Information), where the free Ln3+ ion persists

347

to more alkaline conditions for Ho vs. Nd (for which hydroxy-complexes begin to dominate

348

near pH 8). In addition to results from the top-down materials, uptake by PAA of the

349

REE at mid-ranged pH supports the hypothesis of the DTPA carboxyl groups interacting

350

electrostatically with surface amines, because, while negatively charged, the phosphonate

351

group has little to no freedom of movement, owing to the short single carbon “chain” between

352

the active group and the amide surface-attachment.

353

The adsorbent with bisphosphonate ligand, BPG, showed excellent uptake (> 95%) across

354

the whole pH range tested, except for a dip near pH 5. This minimum uptake corresponds

355

closely to the maximum observed zeta potential for the unfunctionalized, aminopropyl-silica

356

and the PZC of the BPG-functionalized adsorbent (Figure 4). The correlation of this max-

357

imum positive charge (corresponding to unreacted surface amines) to the pH of decreasing

358

REE removal by the BPG- and DTPADA-adsorbents lends further evidence to the electro-

359

static mechanisms proposed above. Conversely, the subsequent increase in REE removal by

360

the BPG-adsorbent (as compared to both DTPADA and TD-DTPADA) seems to reinforce

361

the hypothesis that the long nitrogen backbone of the DTPA molecules adversely affects

362

their performance, as BPG is geometrically more similar to the EDTA adsorbents studied

363

by Shiraishi et al. (23 ) and Repo et al. (39 ). In the absence of strong intra-molecular forces

364

between the surface groups, electrostatic interactions between the charge-dense REE and

365

the reactive sites may be sufficient to overcome the influence of unreacted surface amines.

366

Constant pH isotherms

367

Adsorption isotherms were used to quantify the affinity of the surface-attached ligands for

368

the REE under a range of conditions. The performance of the adsorbents with the four

369

ligands are compared in Figure 8 on the uptake of Nd, Gd, and Ho from 0.5 m NaCl. In this 22

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figure, a more reactive adsorbent plots further to the left. The adsorbents functionalized with

371

DTPADA (at pH 2) and BPG (at pH 1.6) were the clearly superior adsorbents among the

372

group, followed by PAA and TD-DTPA, and lastly by the adsorbent with acid-form DTPA.

373

Isotherms were fit using the Freundlich model (Eq. 2), with the estimates of Kd shown in

374

the lower portion of Figure 8. These results further illustrate the large disparity between

375

the DTPADA and BPG adsorbents and the alternatives. The distribution coefficients follow

376

an opposite trend to the stability constants for the aqueous complexes (except for with TD-

377

DTPADA), decreasing with increasing atomic number for the REE. The data were insufficient

378

to determine the cause of this difference.

379

While highly dependent upon experimental conditions and analytical precision, these Kd

380

values compare favorably to those published for other novel adsorbents. For example, the

381

self assembled monolayers on mesoporous supports (SAMMS) developed by Fryxell et al.

382

(40 ) demonstrated > 99.9% removal of REE from 0.1 M NaNO3 at pH 2 for a variety of

383

phosphonate ligands (i.e. Kd ∼ 104 mL/g). Similarly, Kd values on the order of 104 mL/g

384

were observed for EDTA-based SAMMS studied in natural water samples (41 ). Finally,

385

the Kd values observed here exceed those measured by Roosen et al. (42 ) using DTPA-

386

functionalized chitosan-silica hybrid materials at pH 2 (∼ 100 − 1000 mL/g depending on

387

element).

388

As was concluded from the adsorption edge data, it is apparent that the ability to attach

389

the DTPA at a single carboxyl group (by performing the synthesis with the dianhydride

390

form) offers significant benefits over a functionalization scheme using the acid-form. This

391

could result from two factors. First, the high affinity for DTPA towards the REE in solution

392

is based on the ability of the ligand to form a highly-coordinated “cage” around the metal.

393

This mechanism utilizes all five of the carboxyl groups in solution to maximally coordinate

394

the ion. The attachment of the ligand to a surface at any of the carboxyl groups will alter the

395

ability to coordinate the REE ions. We propose that these results suggest this “penalty” is

396

limited by attaching at the lone carboxyl group, emanating from the central, tertiary amine

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of the DTPA molecule. Stated differently, the potential for the attachment of the acid-form

398

DTPA at any of its carboxyl groups results in surface groups that are sterically hindered

399

from forming the desired coordination geometry, and thus relies primarily on electro-static

400

interactions with the ion. Alternatively, because there are no protected carboxyl groups

401

in the acid-form molecule, there is a potential for multiple carboxyl groups from the same

402

molecule to attach to the surface via amide bonds.

403

In order to be economically feasible, the adsorbents must be simple to regenerate (e.g.

404

with an acid elution) and withstand the chemical stresses of the eluent. In addition, the

405

high temperatures of brines from the subsurface necessitate the demonstration of a material

406

resistant to thermal decomposition. Elution of the sorbed REE was tested for the constant-

407

pH isotherms on the DTPADA and BPG adsorbents by mixing the water-washed solids with

408

10 mL of 5wt% HNO3 (≈ 0.8 N) for 3 hours. In a single step, 83 – 94 % of the adsorbed mass

409

was eluted for DTPADA and 89 – 104% for BPG (Figure 9), with the order of elution being

410

Nd > Gd > Ho. The eluted mass was uncorrelated with the adsorbed mass (not shown).

411

Contrary to the isotherms themselves, the elution data do follow the trend predicted from

412

thermodynamics, where the order of βM L values is Ho > Gd > Nd (28 ).

413

Figure 10 shows the results of adsorption isotherms for the DTPADA adsorbent following

414

either HCl or NaOH wash and drying at 98◦ C. While the test conditions were slightly different

415

than tests with the untreated materials (i.e. 5 g solid/L vs. 10 g/L, higher sorbate loading

416

up to 3 ppm), the uptake remained high. These results speak to the chemical and thermal

417

stability of the support as well as the functionalization chemistry.

418

Summary and Conclusions

419

The overall objective of this work was to validate the affinity of surface-attached ligands

420

for the REE using a model (silica) solid support and attachment schemes. Silica gel ad-

421

sorbents functionalized with REE-reactive ligands were synthesized and characterizated by

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a suite of techniques to confirm successful synthesis. Batch adsorption testing was done to

423

determine the performance of the adsorbents under environmentally relevant sorbate concen-

424

trations. Multi-dentate ligands, DTPADA and BPG yielded the most reactive functionalized

425

adsorbents (average Kd = 2413 and 3829 mL/g for DTPADA and BPG respectively), were

426

chemically and physically robust (no loss of performance after aggressive acid and base

427

washes followed by heated dessication), and regenerateable (> 80% elution of REE from

428

DTPADA and BPG in a single step). However, as in previous studies, amino-polycarboxylic

429

acid adsorbents showed limited uptake at mid-range pH and low-sorbate concentrations. As

430

a potential remedy to this observation an alternative functionalization scheme was employed

431

to limit excess surface amines; an improvement was observed with respect to mid-ranged

432

pH uptake, however it was accompanied by a decrease in reactivity. This work highlighted

433

the complexity of inter-molecular interactions between even moderately sized reactive sites

434

when developing high-capacity, high-selectivity adsorbents. Further optimization of material

435

synthesis was not the focus of this work (e.g. increasing ligand load), but is possible and

436

could alter the resulting performance of these materials.

437

This study has not considered the additional complexities of natural brines — such as

438

competing cations and anions as well as dissolved organic carbon — which would be required

439

for use of these adsorbents in an REE recovery scheme. Future studies of these materials

440

should focus on determining their selectivity for uptake of the REE over non-target cations

441

in more complex solutions. Further study of amino-polycarboxylic acid adsorbents should

442

also seek to resolve possible issues of electrostatic surface site cross-linking; this may be

443

accomplished by decreasing amine density (and therefore increasing functional group spacing)

444

to limit these interactions.

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Acknowledgements

446

This research was funded by the DOE Office of Energy Efficiency and Renewable Energy

447

under contract DE-EE0006749. J. Callura was also supported by the CMU College of Engi-

448

neering Dean’s Fellowship; D. Dzombak was also supported by the Hamerschlag University

449

Professorship.

450

Supporting Information

451

The Supporting Information contains: ICP-MS operational parameters; full ATR-FTIR spec-

452

tra; a discussion of thermodynamic predictions of REE speciation and adsorption; ancillary

453

adsorption pH edge data (including the effects of ionic strength and high REE concentration).

454

In addition, the raw data for all figures presented in this manuscript are available.

455

For Table of Contents Use Only

456

Title

457

Effects of ligand chemistry and geometry on rare earth element partitioning from saline

458

solutions to functionalized adsorbents

459

Authors

460

Clinton W. Noack, Kedar M. Perkins, Jonathan C. Callura, Newell R. Washburn, David A.

461

Dzombak, and Athanasios K. Karamalidis

462

Sustainability synopsis

463

Exploitation of abundant low-value saline waters for recovery of energy-critical materials will

464

help achieve global green-energy development goals.

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References

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(2) Bauer, D.; Diamond, D.; Li, J.; Sandalow, D.; Telleen, P.; Wanner, B. US Department

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of Energy Critical Materials Strategy; Report, 2010.

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(3) Binnemans, K.; Jones, P. T.; Blanpain, B.; Van Gerven, T.; Yang, Y.; Walton, A.;

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