Chapter 15
Modeling Gaseous Environment and Physiochemical Changes of Fresh Fruits and Vegetables in Modified Atmospheric Storage Manjeet S. Chinnan
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Georgia Experiment Station, Department of Food Science and Technology, The University of Georgia, Griffin, GA 30223-1797
There has been an increasing interest i n using polymeric films for packaging of fresh h o r t i c u l t u r a l commodities to provide several benefits such as protection against physical i n j u r i e s , improved sanitation, i n c l u s i o n of l i g h t , and more importantly modificaton of atmospheric composition. This a r t i c l e presents a review of empirical and non-empirical modeling approaches employed i n estimating the changing gaseous composition of the micro-atmosphere sorrounding respiring produce when packaged i n polymeric f i l m . In addition the work done i n our laboratory i s also discussed where ripening tomatoes at 'turning' stage were used as model commodity. The approach taken involved obtaining experimental data for r e s p i r a t i o n rate, and surface color change at twenty d i f f e r e n t but constant gas compositions. The experimental data obtained was used i n developing predictive models. The models were then validated against experimental conditions other than those used i n developing the models.
Modified atmosphere or controlled atmosphere storage are the terms used i n describing the storage environments where removal or addition of gases from the surroundings of the commodity i n storage r e s u l t s i n an atmospheric composition d i f f e r e n t from that of a i r (1-4). The term modified atmosphere i s used when the composition of the storage atmosphere i s not closely monitored and controlled, whereas controlled atmosphere generally indicates more precise gas compositional control. T y p i c a l l y , the modified atmosphere storage involves establishing or approaching to establish a desired gaseous environment around the product after a reasonably short transient period due to the interplay of the commodities' physiology and the physical environment. One p a r t i c u l a r technique i n creating modified atmospheres for storing h o r t i c u l t u r a l commodities deals with packaging the product i n a polymeric f i l m such that the 0097-6156/89/0405-0189$06.00/0 ο 1989 American Chemical Society
Jen; Quality Factors of Fruits and Vegetables ACS Symposium Series; American Chemical Society: Washington, DC, 1989.
QUALITY FACTORS OF FRUITS AND
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190
VEGETABLES
a c t i v e l y respiring and metabolizing product reduces O2 and increases CO2 l e v e l by r e s t r i c t i n g the exchange of a i r between the micro-atmosphere inside the package and the environment outside. With recent technical advances i n manufacturing polymeric films i t should be possible to produce a f i l m of desired physical and gas exchange c h a r a c t e r i s t i c s for packaging fresh produce. However, the l i m i t i n g factor i s i d e n t i f y i n g the appropriate packaging f i l m , which i s dependent upon the fundamental knowledge of the gas exchange c h a r a c t e r i s t i c s of both f i l m and commodity. Numerous researchers (5-7) i n the past have attempted to match the packaging needs to the commodity to be stored. The approaches taken have been largely empirical i n nature which involved testing of a large number of films produced by various f i l m manufacturing companies. Several other researchers have subsequently recognized the importance of using mathematical and computer modeling techniques i n developing p r e d i c t i v e equations for i d e n t i f y i n g polymeric films i n terms of permeability c h a r a c t e r i s t i c s such that desired modified atmospheres are obtained. This a r t i c l e reviews the modeling approaches reported by various investigators which have implications i n p r e d i c t i n g the appropriate c h a r a c t e r i s t i c s of packaging materials to maintain or create known and optimal l e v e l of gaseous atmosphere surrounding the commodity and within the commodity. Modeling of Gas Exchange i n F r u i t and Vegetable
Tissues
The work done i n t h i s area i s of significance both i n controlled and modified storage applications. I t deals with the rates at which metabolic gases d i f f u s e into and out of various commodities. Concentration of metabolic gases inside the tissue a f f e c t s i t s metabolic a c t i v i t y ( r e s p i r a t i o n r a t e ) . The metabolic a c t i v i t y along with the d i f f u s i o n c h a r a c t e r i s t i c s of the tissue has bearing on the gaseous concentration throughout the tissue. D i f f u s i o n Equations. Application of Fick's law of gas d i f f u s i o n i n f r u i t s was f i r s t investigated by Burg and Burg ( 8 ) . The Fick's f i r s t law of d i f f u s i o n (9) i s defined as:
J
=
A D
9c -sr
X
which states that the flux J (umoles/s · kg of f r u i t ) , of a gas, d i f f u s i n g normally through a b a r r i e r of area A (cm ) i s dependent on the d i f f u s i o n c o e f f i c i e n t D (cm /s), and the concentration gradient 9c/3x. In order to estimate the d i f f u s i o n c o e f f i c i e n t i t i s necessary to determine the concentration gradient of the gas i n the tissue. Further complicating the matter i s that one has to solve the equation of Fick's second law of d i f f u s i o n which i s needed not only i n knowing the change of the gas concentration at a given l o c a t i o n ( 9 c / 9 x ) i n the plant tissue but also to know how the concentration i s changing with time ( 9 c / 9 t ) . Such an equation for a metabolically active gas i n three dimensions (cartesion coordinates) i s given by Crank ( 9 ) : 2
2
Jen; Quality Factors of Fruits and Vegetables ACS Symposium Series; American Chemical Society: Washington, DC, 1989.
15.
CHINNAN
Modeling Changes of Fresh Fruits and Vegetables 191 2
8c
8 c
8t
8x
82
2
2
8c
c
8y2
3z
2
where Ε i s the constant rate of gas consumption or evolution. The factor Ε i s zero for metabolically inactive or i n e r t gas. For one dimensional d i f f u s i o n i n x - d i r e c t i o n the Equation 2 s i m p l i f i e s to the following form:
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8c/8t
2
= D 3 c/8x
2
±
Ε
(3)
The above equations are based on the assumption that the d i f f u s i o n c o e f f i c i e n t D i s independent of the gas concentration. However, that may not be necessarily true. Also, the d i f f u s i o n c o e f f i c i e n t i s usually dependent on temperature following an Arrhenius type r e l a t i o n s h i p . For a sphere, the Equation 2 can be represented i n terms of concentration gradient i n r a d i a l d i r e c t i o n (8c/8r) as follows: 3c — — 3t
2
=
3 c D(—— 8r
2 + 2
r
3c — ) 3r
±
Ε
(4)
General solutions of non-steady state problems (Equations 2 to 4) and of steady state problems when concentration i s independent of time, i . e . , 3c/8t = 0, are available i n the l i t e r a t u r e (9). For more complex problems, numerical solutions based on f i n i t e difference and f i n i t e element methods using high speed computers can be obtained (10-13). Solomos (14), i n a review of p r i n c i p l e s of gas exchange i n bulky plant tissues suggested that apart from the mathematical complexities, determining the resistance to d i f f u s i o n of the peel f r u i t s , roots, and tubers from the measurement of the e f f l u x of the inert gas introduces number of uncertainties due to d i f f e r e n t i a l d i f f u s i o n r e s i s t a n t between the skin, f r u i t surface and the f l e s h (15). Thus, i t cannot be always presumed that the concentration of the metabolically inert gas i s uniformly d i s t r i b u t e d throughout the fruit. Solomos (14) further i l l u s t r a t e d that the concentration gradient can be substantial i n non steady-state cases. For an example i t was assumed that a gas diffuses through an i n f i n i t e cylinder of unit cross-section area, with a d i f f u s i o n c o e f f i c i e n t s i m i l a r to that of the average f l e s h of 'Gala' apples (0.0014 cm /s). Then the d i s t r i b u t i o n of M molecules deposited at time t = 0 at one end ( o r i g i n , χ = 0) i s given by: 2
c(x,t)
=
l/(4irDt)
1 / 2
2
· exp(-x /4Dt)
(5)
Equation 5 i s solution of Equation 3 when Ε = 0 (9). From Equation 5 i t can be estimated that a f t e r t = 5 min % o f M a t x = 0 , 2.5 and 3.5 cm i s 42, 1.2 and 0.047, respectively. S i m i l a r l y , % of M after t = 20 min at χ = 0, 2.5 and 3.5 cm i s 24, 8.83 and 4.00, respectively (14). Solution of a governing d i f f u s i o n equation depends upon the assumptions made i n solving i t . As i l l u s t r a t e d i n an example above
Jen; Quality Factors of Fruits and Vegetables ACS Symposium Series; American Chemical Society: Washington, DC, 1989.
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QUALITY FACTORS OF FRUITS AND
VEGETABLES
numerical values of gas concentration at given time and location can be then estimated from the solution. However, the solution(s) i s only meaningful i f i t can be v e r i f i e d with experimental data.
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Measurement of Internal Concentration of Gases. Several techniques have been reported i n the l i t e r a t u r e (15, 16) for determining i n t e r c e l l u l a r gas concentration i n h o r t i c u l t u r a l commodities. These techniques include evacuation, manometric procedures, gas (oxygen) microelectrodes, and removal of plugs of tissues followed by sealing i n a i r tight v i a l s . None of these methods are r e a l l y non-destructive to the extent they do not a l t e r the conditions the investigator may be interested i n measuring. Uncertainties associated with measuring true internal concentration of gases makes v e r i f i c a t i o n of mathematical models a d i f f i c u l t task. D i f f u s i o n B a r r i e r s . Another degree of complexity i n modeling gas d i f f u s i o n i n f r u i t s may come from the non-uniformity of resistance to d i f f u s i o n form one part of the f r u i t to the other. For example i n case of apples the d i f f u s i o n c o e f f i c i e n t at the center may be d i f f e r e n t from that of the fleshy part which may be then d i f f e r e n t from that of the skin. Nature of the d i f f u s i o n b a r r i e r i s another variable which can play a s i g n i f i c a n t role i n exchange of gases i n f r u i t s and other bulky organs as the d i f f u s i o n of gases can occur through gaseous pores, l e n t i c e l s , or stomata, or through aqueous or waxy layers of the epidermis. Water diffuses through d i f f e r e n t channels than gases (8, 17, 18). Gases d i f f u s e mainly through channels f i l l e d with a i r whereas water vapor transport takes place through aqueous medium. Modeling of Gaseous Composition of H o r t i c u l t u r a l Commodities Stored i n Polymeric Films Produce packaged i n a polymeric f i l m i s a dynamic system involving r e s p i r a t i o n and permeation. Permeation, P Q (ml/hr), of a gas G i n the f i l m package can be expressed as follows: P
G
(6)
= k AAG G
2
In Equation 6, k i s f i l m gas permeance constant (ml/hr•m «atm), A i s f i l m area (m ) and AG i s concentration (atm) difference of the gas G across the f i l m thickness ( f r a c t i o n ) . Respiration, R Q (ml of gas G/hr · kg of f r u i t ) , of a r e s p i r i n g product depends on number of factors such as gaseous composition surrounding the products, c h a r a c t e r i s t i c s of the product (gas d i f f u s i o n c h a r a c t e r i s t i c s discussed e a r l i e r ) , storage period and temperature, etc. Thus, R Q may be represented as a function f of those factors as given by: G
2
R
G
= f ( c ( 0 ) , c ( C 0 ) , c(E), t, T, M, CV, 2
2
X)
(7)
where subscript G refers to gas associated with r e s p i r a t i o n (oxygen, carbon dioxide or ethylene e t c . ) . In the above equation c(Û2) i s oxygen concentration, c(CÛ2) i s carbon dioxide concentration,
Jen; Quality Factors of Fruits and Vegetables ACS Symposium Series; American Chemical Society: Washington, DC, 1989.
15. CHINNAN
Modeling Changes ofFresh Fruits andVegetables 193
c(E) i s ethylene concentration, Τ i s temperature, t i s storage time, M i s product maturity, CV i s c u l t i v a r type, and X i s any other f a c t o r ( s ) not e x p l i c i t l y expressed. By mass balance the rate of change of concentration of a p a r t i c u l a r gas of r e s p i r a t i o n i n the package i s given as: Ac(G)/At
=
P /V G
where, V i s t o t a l free volume i n the of the product i n the package (kg). the following d i f f e r e n t i a l forms for carbon dioxide concentrations i n the
R W/V
(8)
G
package (ml), and W i s weight Equation 8 can be written i n rate of change of oxygen and package:
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2
k A(0.21-c(0 ))/V o
dt
-
2
R W/V
(9)
0
dc(C0 ) 2
k Ac(C0 )/V c
dt
+
2
R W/V
(10)
C
The solutions of the above two equations w i l l y i e l d 0 and C0 concentrations within a produce package at any time between the s t a r t of the experiment and the time steady state conditions are achieved. The knowledge of r e s p i r a t i o n functions R and R (Equation 7) i s essential to solving Equations 9 and 10 and degree of complexity of obtaining those solutions depends upon the mathematical form of the r e s p i r a t i o n functions. Equation 8 i s expressed into Equations 9 and 10 for only oxygen and carbon dioxide, a s i m i l a r equation can be written for any other b i o l o g i c a l l y active gas ( f o r example ethylene); but again s o l u t i o n of that equation can be obtained only i f the corresponding rate of production or u t i l i z a t i o n function i s known. For steady-state conditions, that i s when permeation equals r e s p i r a t i o n , Equations 8-10 take a simpler form: 2
0
P
P
0
G
= RG
2
c
= k A(0.21 - c ( 0 ) ) = R W
(12)
P
(13)
o
C
2
0
= k Ac(C0 ) = R W c
2
C
However, solutions of the above equations can be obtained only i f the r e s p i r a t i o n functions are known. Work published by various investigators i n handling equations r e s u l t i n g from Equations 7 and 8 i s reviewed below. They have taken d i f f e r e n t approaches and made d i f f e r e n t assumptions i n modeling modified atmosphere packaging. Some of the e a r l i e r work was done at the Massachusetts I n s t i t u t e of Technology. J u r i n and Karel (19) investigated optimum packaging conditions for apples, and Karel and Go (20) for bananas. They assumed R to be a function of oxygen concentration only and obtained oxygen consumption rate curves from experimental data. They also found that r e s p i r a t i o n quotient, R /R , was equal to one for oxygen l e v e l greater than 3%. They 0
c
0
Jen; Quality Factors of Fruits and Vegetables ACS Symposium Series; American Chemical Society: Washington, DC, 1989.
194
QUALITY FACTORS OF FRUITS AND
VEGETABLES
dealt with steady state conditions only and solved the respiration-permeation equation graphically. Graphical solution for 350 gm of bananas packaged i n polyethylene f i l m (package area = 0.095 m ) i s presented i n Figure 1, which shows steady-state oxygen concentration of 6.9%. Steady-state concentration of carbon dioxide was e a s i l y calculated from Equation 13, where R = R and R was obtained from Figure 1. Changes i n the package c h a r a c t e r i s t i c s w i l l r e f l e c t on the l o c a t i o n of the d i f f u s i o n (permeation) curve i n Figure 1, thus a desired gas composition i n the package, at steady-state conditions, can be obtained by appropriate s e l e c t i o n of package c h a r a c t e r i s t i c s . Karel and Go (20) also investigated the effect of temperature on the rate of r e s p i r a t i o n and assumed Equation 7 to be R = f ( c ( 0 ) , T). They found that at a given oxygen concentration l e v e l , temperature dependence of r e s p i r a t i o n rate conformed to the Arrhenius type equation. Veeraju and Karel (21) followed up on an e a r l i e r work of (19) and t r i e d to use two films of d i f f e r e n t permeabilities for c o n t r o l l i n g oxygen and carbon dioxide l e v e l s i n a package and met with reasonable success. They worked with apples and focussed on steady-state concentration values. They simultaneously solved the following two equations, while using the r e s p i r a t i o n rates, as needed, from the experimental curves for R and R : 2
c
0
0
0
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2
0
RW 0
c
= (k A! + k A )(0.21 - c(0 ))
(14)
RW
(15)
o l
C
o2
2
2
= (k Ai + k A )c(C0 ) c l
c 2
2
2
Equations 14 and 15 are manifestations of Equations 12 and 13, where additional subscripts 1 and 2 refer to two d i f f e r e n t packaging films. Henig and G i l b e r t (22) used f i n i t e difference method i n numerically solving the two f i r s t - o r d e r d i f f e r e n t i a l equations (Equations 9 and 10). They assumed R and R to be functions, f and g, of both oxygen and carbon dioxide concentrations, R = f ( c ( 0 ) , c(G0 )) and R = g ( c ( 0 ) , c ( C 0 ) ) , and obtained experimental r e s p i r a t i o n curves for tomatoes (Figure 2) to a t t a i n the solutions. Accuracy of computer predictions were tested against experimental data (Figure 3). A good agreement was found. Hayakawa and h i s colleagues (23) reported complex a n a l y t i c a l solutions using Laplace transformations for transient and steady state conditions simulating the gas exchange of a fresh product package. Although they assumed R and R to be functions of oxygen and carbon dioxide as done by (22), they expressed r e s p i r a t i o n rates as combination of l i n e a r equations of the following form: 0
c
0
2
2
c
2
2
0
R
c
(16)
o i = Pi + Qic(0 ) + r c(C0 ) 2
R
ci
i
2
(17)
= l i + m c(0 ) + n ( C 0 ) i
2
i C
2
where, c ( 0 ) < c ( 0 ) < c ( 0 ) ; c ( C 0 ) i < c(C0 ) < c ( C 0 ) ; ( i = 0, 1, 2, n); and l i , mi, n p q r i are constants of the i t h segment. Respiration rate data obtained by 2
i + 1
2
2
i
2
it
2
if
2
if
Jen; Quality Factors of Fruits and Vegetables ACS Symposium Series; American Chemical Society: Washington, DC, 1989.
i + 1
Modeling Changes of Fresh Fruits and Vegetables 195
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CHINNAN
2
4 6 8 10 12 Oxygen Concentration (%)
Figure 1. Graphical estimate of steady state concentrations of 0 and C0 i n polyethylene bags containing bananas. (Reproduced with permission from Ref. 20. Copyright 1964 Modern Packaging.) 2
2
LEGEND:
- CO
10
12
14
ABSORBED ACCUMULATED EVOLUTION RATE
16 18 2021
CONCENTRATION, PER CENT C0
2
CONCENTRATION,PERCENT
Figure 2. E f f e c t of 0 and C0 concentrations on 0 consumption rate and C0 evolution rate of tomatoes. (Reproduced with permission from Ref. 22. Copyright 1975 I n s t i t u t e of Food Technologists.) 2
2
2
2
Jen; Quality Factors of Fruits and Vegetables ACS Symposium Series; American Chemical Society: Washington, DC, 1989.
Jen; Quality Factors of Fruits and Vegetables ACS Symposium Series; American Chemical Society: Washington, DC, 1989. ·
+ ^•COMPUTER
TIME, HR.
2
(C0 )
2
2
(0 )
60
CALCULATION (C0 )
+ EXPERIMENTAL
12 16 20 24 28 32 36 40 44 48 52 56
»
(O2)
CALCULATION
EXPERIMENTAL
Figure 3. A comparison between computer c a l c u l a t i o n and experimental results of the atmosphere change i n RMF-61 package. (Reproduced with permission from Ref. 22. Copyright 1975 I n s t i t u t e of Food Technologists.)
8
·
-ο-ο--ο- C O M P U T E R
•
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15.
Modeling Changes of Fresh Fruits and Vegetables 197
CHINNAN
(22) was used by (23) i n constructing appropriate l i n e a r equations. A f a i r agreement has been reported between the estimated gas composition values of (23) and the experimental values of (22). They (23) also proposed solutions for two f i l m packages, d e t a i l s of which are not presented here. Deily and R i z v i (24) derived a n a l y t i c a l solutions, s i m i l a r to (23) , solutions of Equations 9 and 10 to optimize packaging parameters or to estimate transient and equilibrium gas concentrations i n polymeric packages containing peaches. The r e s p i r a t i o n rate functions based on experimental data were of the following form, which were used i n obtaining the a n a l y t i c a l solutions:
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R
0
= constant for c ( 0 ) > 5% 2
= -a exp(-bt) for c ( 0 ) < 5%
(18)
= constant for 1 < c(C0 ) < 27%
(19)
2
R
c
2
Cameron and h i s colleagues (Cameron, H. C ; Boylan-Pett, W.; Lee, J . , Michigan State University, unpublished data) obtained r e s p i r a t i o n data for tomatoes at three d i f f e r e n t stages of maturity, breaker, pink and red. For each stage they f i r s t obtained oxygen depletion curve with storage time and f i t t e d a function of the following form: c(0 ) = 2
They calculated R relationship:
0
a
a i
{l-exp[-(a + a t> 4]} 2
3
(20)
from Equation 20 using the following
dc(0 ) 2
V
where, V i s free space volume of experimental container used i n obtaining oxygen depletion data (ml), and W i s weight of f r u i t (kg). They were not concerned with the transient stage of gas exchange and developed only the prediction models for oxygen concentrations within sealed packages of tomato f r u i t . To achieve that goal they obtained the solution of Equations 12, 20 and 21 for various combinations of W, c ( 0 ) and f i l m permeability parameters. Details of methodology i n designing a packaging system i s given i n (25). Yang and Chinnan (26) developed an integrated model to predict gas composition and color development of tomatoes stored i n polymeric f i l m packages. They conducted t h e i r investigation i n several phases (26-28). F i r s t they obtained models to describe the effects of gas composition, oxygen and carbon dioxide, and storage period on r e s p i r a t i o n rate (oxygen consumption rate and carbon dioxide evolution r a t e ) . To obtain the mathematical expression of the following equation (Equation 7): 2
R
G
= f ( c ( 0 ) , c ( C 0 ) , t) 2
2
Jen; Quality Factors of Fruits and Vegetables ACS Symposium Series; American Chemical Society: Washington, DC, 1989.
(22)
198
QUALITY FACTORS OF FRUITS AND VEGETABLES
they experimentally observed the r e s p i r a t i o n rates at 20 d i f f e r e n t but constant gas compositions involving four l e v e l s of oxygen (5, 10, 15 and 20%) and f i v e l e v e l s of carbon dioxide (0, 5, 10, 15 and 20%) and f i t t e d polynomial equations (28)· V a l i d a t i o n of models was done by testing the adequacy of predictions against the experimental data of two a r b i t r a r i l y selected constant gas compositions (28). The next step taken was to predict steady-state oxygen and carbon dioxide concentration of the environment of ripening tomatoes packaged i n f i l m . The method used i s summarized below. It was assumed that for a short time period, At, the net amount of 0 and C0 change i n the package, based on Equations 12 and 13, can be expressed as follows: Downloaded by UNIV LAVAL on July 12, 2016 | http://pubs.acs.org Publication Date: September 7, 1989 | doi: 10.1021/bk-1989-0405.ch015
2
2
a = R WAt - k A(0.21 - c ( 0 ) ) A t 0
o
(23)
2
b = R WAt - k Ac(C0 )At c
c
(24)
2
I t i s obvious that at steady-state conditions a and b w i l l be t h e o r e t i c a l l y zero, but i t i s d i f f i c u l t to obtain an e x p l i c i t s o l u t i o n for c ( 0 ) and c(C0 ) from Equations 23 and 24 when R and R are polynomial functions of c ( 0 ) , c(C0 ) and t . As a r e s u l t , Yang and Chinnan (26) employed an i t e r a t i v e method to determine c ( 0 ) and c(C0 ) values at any given time, t , such that a + b had the smallest possible value. Algorithm and further d e t a i l s are given i n (26)· Experimental and predicted values of the atmosphere changes i n four scenarios are i l l u s t r a t e d i n Figure 4, which showed a good agreement between estimated and observed values. In modeling physio-chemical changes i n tomatoes stored i n modified atmosphere storage, Yang and Chinnan (27) went one step further than predicting r e s p i r a t i o n rates. They used tomato surface color development as an indicator of physiological changes affected by environmental gas composition. Tomatoes were held at 20 constant gaseous compositions, as mentioned above f o r the r e s p i r a t i o n rate data, and the surface color development was p e r i o d i c a l l y monitored with a Hunter color instrument. Color data were presented i n terms of a/b r a t i o , where 'a' and 'b' are Hunter color parameters. A mathematical equation of the following form was proposed based on a study reported by (29). 2
0
2
c
2
2
2
2
2
2
(a/b)