Chapter 5
Sotolon
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Identification, Formation, and Effect on Flavor Akio Kobayashi Ochanomizu University, Laboratory of Food Chemistry, 2-1-1, Ohtsuka, Bunkyo-ku, Tokyo, Japan Sotolon, 4,5-dimethyl-3-hydroxy-2(5H)-furanone, was isolated and identified as a flavor impact compound from raw cane sugar and has a very low threshold value. The aroma characteristic changes from caramel-like at low concentrations to curry-like aroma at high concentrations. For this reason the compound, which had already been synthesized and also found in its natural form, was not associated with the characteristic brown lump sugar aroma. The syntheses of sotolon homologues and their enantiomers provided some information about the structure-aroma relationship. The formation of sotolon was confirmed in a model system composed of glutamic acid and pyruvate, the latter being estimated as a reaction product of an amino-carbonyl reaction. As a flavor impact compound, sotolon was found in botrytized wine and roasted tobacco. The presence of sotolon in these products is indispensable for a flavor with high sensory qualities. Cane sugar i s one o f the o l d e s t a g r i c u l t u r a l p r o d u c t s known t o man and o r i g i n a t e d i n the t r o p i c s . D e s p i t e the p r i m i t i v e t e c h n o l o g y f o r sugar p r o c e s s i n g t h a t was used i n the e a r l y stage o f i t s d e v e l o p ment, raw cane sugar became e d i b l e and even p a l a t a b l e because o f i t s a c c e p t a b l e f l a v o r . Thus cane sugar h i s t o r y c o n t r a s t s w i t h the development and manufacture o f b e e t sugar produced i n n o r t h e r n Europe s i n c e the 19th c e n t u r y . Brown lump sugar i s p r e p a r e d from c a l c i f i e d cane j u i c e s i m p l y by b o i l i n g down i n t o a s o l i d f o r m , w h i c h i s w i d e l y used as an i n g r e d i e n t o f t r a d i t i o n a l Japanese cakes i n a d d i t i o n t o o t h e r p a r t i a l l y r e f i n e d raw s u g a r s . These a r e n o t o n l y used as s w e e t e n e r s b u t a l s o as f l a v o r i n g i n g r e d i e n t s . The c h a r a c t e r i s t i c c a r a m e l - l i k e , b u r n t - s w e e t aroma o f raw cane sugar i s known t o be formed a t t h e l a s t s t a g e o f the h e a t i n g and c o n d e n s i n g p r o c e s s f o r sugar cane j u i c e , and the f l a v o r i m p a c t compound (FIC) has been e s t i m a t e d t o be a nonenzymatic p r o d u c t formed d u r i n g the b r o w n i n g r e a c t i o n . S i n c e 0097-6156/89/0388-0049$06.00/0 * 1989 American Chemical Society
In Flavor Chemistry; Teranishi, R., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1989.
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FLAVOR CHEMISTRY: TRENDS AND DEVELOPMENTS
T a k e i e t a l . Q ) f i r s t r e p o r t e d i n 1936 t h e s e p a r a t i o n and i d e n t i f i c a t i o n o f a v o l a t i l e component i n raw cane sugar and m o l a s s e s , many r e s e a r c h e r s have t r i e d t o i d e n t i f y t h e F I C o f t h e c h a r a c t e r i s t i c s u g a r y aroma i n cane j u i c e o r raw cane sugar p r o d u c t s . F u r f u r a l , h y d r o x y m e t h y l f u r f u r a l , m a l t o l , i s o m a l t o l and 3 - m e t h y l - 2 - h y d r o x y - 2 - c y c l o p e n t e n - l - o n e ( c y c l o t e n e ) have b e e n i d e n t i f i e d as t y p i c a l a m i n o - c a r b o n y l r e a c t i o n p r o d u c t s w i t h a b u r n t sugary aroma; however, t h e i r t h r e s h o l d v a l u e s a r e t o o h i g h t o e x p l a i n t h e s t r o n g c h a r a c t e r i s t i c aroma o f raw cane sugar. Through many r e s e a r c h s t u d i e s i t has become c l e a r t h a t t h i s s u g a r y aroma c o u l d be c o n c e n t r a t e d i n a s p e c i f i c f r a c t i o n , w h i c h i m p l i e s t h a t one o r a few FICs must be p r e s e n t , a l t h o u g h t h e amount o f FICs h a s been too l i t t l e t o i d e n t i f y by t h e u s u a l a n a l y t i c a l method. Separation
and I d e n t i f i c a t i o n
As t h e c o n t e n t o f t h e aroma s u b s t a n c e was e s t i m a t e d t o be e x t r e m e l y low, we used cane m o l a s s e s as t h e s t a r t i n g m a t e r i a l f o r o u r study, as t h e sugary aroma was a l r e a d y condensed i n i t and t h e m a t e r i a l c o u l d be s u p p l i e d i n b u l k by t h e m a n u f a c t u r e r . One t o n o f cane m o l a s s e s was f i r s t e x t r a c t e d w i t h acetone, and a f t e r e v a p o r a t i n g t h e s o l v e n t , t h e low m o l e c u l a r w e i g h t o r g a n i c m a t e r i a l s were e x t r a c t e d c o n t i n u o u s l y w i t h e t h e r . The e x t r a c t was then d i v i d e d i n t o b a s i c , a c i d i c , weakly a c i d i c and n e u t r a l f r a c t i o n s ; by an o r g a n o l e p t i c e v a l u a t i o n t h e sugary aroma appeared s t r o n g l y i n b o t h t h e w e a k l y a c i d i c and n e u t r a l f r a c t i o n s . As t h e y i e l d o f t h e n e u t r a l f r a c t i o n was much h i g h e r than t h a t o f t h e o t h e r f r a c t i o n s , t h e combined weakly a c i d i c and n e u t r a l f r a c t i o n s were f u r t h e r f r a c t i o n a t e d by s i l i c a g e l column chromatography. The aroma was c o n c e n t r a t e d i n f r a c t i o n 11, w h i c h was then s e p a r a t e d by packed-column GC w i t h peak s n i f f i n g ("nasal a p p r a i s a l " ) . A t a r e t e n t i o n t i m e o f about 60 min, the s t r o n g sugary aroma was noted, a l t h o u g h many peaks o v e r l a p p e d i n t h i s zone. I n t h e next step, t h e e f f l u e n t between t 55 and 65 m i n was t r a p p e d r e p e a t e d l y and a n a l y s e d by h i g h - r e s o l u t i o n gas chromatography (HRGC) combined w i t h mass s p e c t r o m e t r y (MS). T h i s s e p a r a t i o n scheme i s summarized i n F i g u r e 1, (2,3) and t h e r e s o l u t i o n o f t h e GC t r a p p i n g f r a c t i o n by HRGC i s shown i n F i g u r e 2. R
By GC-MS a n a l y s i s , peaks 36, 37 and 39 were e s t i m a t e d t o be 3-hydroxy-4,5-dimethyl-2(5H)-furanone, a c e t a t e o f hydroxymethylf u r f u r a l and 4 - p e n t y l - 2 - p e n t e n o l i d e , r e s p e c t i v e l y . A t t h i s stage, the sample was t o o s m a l l t o a p p l y o t h e r a n a l y t i c a l methods; t h e r e f o r e , we t r i e d t o s y n t h e s i z e a l l t h e p o s s i b l e compounds u s i n g the s y n t h e t i c approaches d e s c r i b e d i n t h e f o l l o w i n g s e c t i o n . None o f t h e t h r e e s y n t h e t i c p r o d u c t s showed t h e c h a r a c t e r i s t i c sugary aroma t h a t we had r e c o g n i z e d i n each s e p a r a t e d f r a c t i o n ; however, t h e y i e l d o f f r a c t i o n 11-GC TRAP from m o l a s s e s was c a l c u l a t e d t o be c a . 1 ppm, and t h e c o n c e n t r a t i o n o f F I C i n m o l a s s e s was e s t i m a t e d t o be i n t h e o r d e r o f ppm o r ppb f r o m i t s peak a r e a i n t h e whole gas chromatogram. By d i l u t i n g these s y n t h e t i c p r o d u c t s i n water t o t h e c o n c e n t r a t i o n o f 1.0 ppm, 3-hydroxy-4,5-dimethyl-2(5H)-furanone
In Flavor Chemistry; Teranishi, R., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1989.
Downloaded by UNIV OF OKLAHOMA on February 2, 2015 | http://pubs.acs.org Publication Date: February 21, 1989 | doi: 10.1021/bk-1989-0388.ch005
KOBAYASHI
Sotolon: Identification, Formation, & Flavor Effect
Cane M o l a s s e s
1000 kg
Acetone (1400g), s t i r o v e r n i g h t , D i s t i l l o f f acetone Oleoresin
s e p a r a t e upper
layer
31.6 kg
C o n t i n u o u s e t h e r e x t r a c t i o n f o r 40hr D i s t i l l o f f ether Ether Extract
752 g
S e p a r a t e b a s i c and s t r o n g l y a c i d i c Weakly A c i d i c and N e u t r a l S i l i c a g e l column F r a c t i o n 11
Fractions
fractions 90.2 g
chromatography
17.3 g
Preparative
gas chromatography
Ψ F r . 11-GC TRAP (3.3% o f whole peak a r e a ) HRGC-MS Figure
1. Scheme f o r E x t r a c t i o n and F r a c t i o n a t i o n
In Flavor Chemistry; Teranishi, R., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1989.
FLAVOR CHEMISTRY: TRENDS AND DEVELOPMENTS
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52
In Flavor Chemistry; Teranishi, R., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1989.
5.
KOBAYASHI
53 Sotolon: Identification, Formation, & Flavor Effect
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showed a s t r o n g b u r n t sugary aroma r e m i n i s c e n t o f those i n t h e s e p a r a t e d f r a c t i o n s f r o m molasses, a l l t h e g a s - c h r o m a t o g r a p h i c and s p e c t r o m e t r i c data f o r the s y n t h e s i z e d product c o i n c i d i n g w i t h those f o r t h e n a t u r a l one. T h e r e f o r e , i t became c l e a r t h a t a h i g h concen t r a t i o n o f t h e s y n t h e t i c p r o d u c t produced a n o t h e r e f f e c t on t h e o l f a c t o r y organ. In t h e next s t e p t o c o n f i r m t h e c o n t r i b u t i o n t o t h e sugary aroma i n m o l a s s e s , a l l t h e compounds i d e n t i f i e d i n f r a c t i o n 11-GC TRAP were r e c o n s t r u c t e d w i t h t h e c o n c e n t r a t i o n s a p p e a r i n g on gas chromatogram Β i n F i g . 2, as i s shown i n T a b l e 1,(A) w i t h o u t and (B) w i t h s o t o l o n . An o r g a n o l e p t i c o m i s s i o n t e s t on t h i s m i x t u r e c o n f i r m e d 3hydroxy-4, 5-dimethyl-2(5H)-furanone t o be t h e most i m p o r t a n t FIC f o r a raw cane sugar aroma, and t h e o t h e r main components i n T a b l e 1, i.e., v a n i l l i n , m a l t o l , 4 - p e n t y l b u t a n o l i d e , 4 - v i n y l p h e n o l and 2,6dimethoxy phenol, seemed t o improve t h e o v e r a l l sugary aroma. From t h e s e r e s u l t s , we(4) gave the t r i v i a l name " s o t o l o n " t o 2-hydroxy4,5-dimethyl-2(5H)-furanone, which i s b u i l t up f r o m "soto" (raw sugar i n Japanese) and " o l o n " ( e n o l l a c t o n e ) as a main FIC i n raw c a n e sugar.
T a b l e 1. The s y n t h e t i c m i x t u r e s i n F r . 11-GC t r a p Peak No. 7 11 14 21 21 22 25 26 36 37 39 43 50 54 60 63 66
Compound
Furfurly alcohol Damascenone Guaiacol 5,6-Εροχν-β-ΐοηοηβ Maltol 2-Acetylpyrrole Phenol 4-Pentylbutanolide Sotolon 5-Acetoxymethylfurfural 4-Ρ enty1-2-penteno1ide 2,6-Dimethoxyphenol Isoeugenol 4-Vinylphenol 5-Hydroxymethylfurfural Vanillin Acetovanillone
o f the i d e n t i f i e d
A Cone. 0.20 0.13 0.72 0.04 0.21 2.53 5.70 3.38
-
0.84 0.17 67.12 0.17 1.90 1.27 14.14 1.48
(%)
compounds
Β Cone.
(%)
0.20 0.12 0.69 0.04 0.20 2.45 5.51 3.27 3.27 0.81 0.16 64.92 0.17 1.84 1.22 13.68 1.42
In Flavor Chemistry; Teranishi, R., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1989.
54
FLAVOR
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Synthetic
CHEMISTRY:
TRENDS A N D DEVELOPMENTS
Approaches
The s y n t h e s i s o f s o t o l o n c a n be t r a c e d back t o 1947(5). S u l s e r et^ al.(6) s u b s e q u e n t l y improved t h e s y n t h e t i c method and o b t a i n e d s o t o l o n as a homolog o f 3,4-dialkyl-2-hydroxy-butenolactone. They a l s o i d e n t i f i e d I I i n a v e g e t a b l e - p r o t e i n h y d r o l y s a t e as a f l a v o r i n g compound^), a l t h o u g h t h e y d e s c r i b e d t h e aroma c h a r a c t e r o f I and I I as M a g g i h e r b - l i k e a t a c o n c e n t r a t i o n o f 5-1 ppm, and as a w a l n u t - l i k e h e r b a l aroma a t 0.1 ppm w i t h t h r e s h o l d v a l u e s between 1-0.5 ppb. On t h e o t h e r hand, R o d e l and Hempel(7) d e s c r i b e d t h e aroma c h a r a c t e r o f I as f r u i t y and a l c o h o l i c a t t h e c o n c e n t r a t i o n o f 100 ppm i n water, and as a Maggi h e r b a l and c e l e r y - l i k e aroma a t 50 ppm. We s u g g e s t t h e f o l l o w i n g r e a s o n s f o r t h e r e h a v i n g been no d e s c r i p t i o n o f a sugary aroma f o r s y n t h e t i c I ( s o t o l o n ) : (a) The previous s t u d i e s concerned the f l a v o r substances o f a vegetable p r o t e i n h y d r o l y s a t e , and when s y n t h e t i c p r o d u c t s showed a h e r b a l aroma, t h e y d i d n o t a t t e m p t an o r g a n o l e p t i c t e s t a t l o w e r c o n c e n t rations, (b) These u n s a t u r a t e d l a c t o n e s a r e u n s t a b l e and e a s i l y p o l y m e r i z e d t o a v i s c o u s o i l , a l t h o u g h t h i s change was o f t e n o v e r l o o k e d because o f t h e s t r o n g odor. We, t h e r e f o r e , r e i n v e s t i g a t e d the s y n t h e s i s o f s e v e r a l s o t o l o n homologs by f o l l o w i n g t h e g e n e r a l s y n t h e t i c r o u t e d e s c r i b e d i n F i g u r e 3, and e v a l u a t e d t h e aroma c h a r a c t e r s i n t h e i r pure s t a t e s a t a c o n c e n t r a t i o n c l o s e t o t h e r e s p e c t i v e t h r e s h o l d v a l u e . The s t r u c t u r e and p u r i t y o f d i s t i l l e d s o t o l o n (bp 0.2 mm Hg 84-86°C) and t h e o t h e r homologs were c o n f i r m e d by GC, MS, IR, PMR and CMR. The t h r e s h o l d v a l u e s e v a l u a t e d by an e x p e r i e n c e d p a n e l f r o m Takasago P e r f u m e r y Co. L t d . a r e summarized i n the b o t t o m l i n e o f F i g u r e 3 ( u n p u b l i s h e d d a t a ) . I n an e a r l i e r r e p o r t (4), we a s s i g n e d t h e t h r e s h o l d v a l u e o f s y n t h e t i c s o t o l o n t o be 0.002 ppb, a l t h o u g h t h e new r e s u l t s have reduced t h i s v a l u e t o 10" ppb, and t h o s e o f some l o n g e r a l k y l - s u b s t i t u t e d homologues a r e e v e r l o w e r . S o t o l o n i s u n s t a b l e i n i t s pure s t a t e even i n a r e f r i g e r a t o r , a l t h o u g h i t c a n be p r e s e r v e d as a d i l u t e d s o l u t i o n i n h i g h p o l a r s o l v e n t s such as water, e t h y l e n e g l y c o l o r g l y c e r i n . These r e s u l t s suggest t h a t s o t o l o n i s e a s i l y polymerized t o a higher m o l e c u l a r w e i g h t p r o d u c t and t h u s g r a d u a l l y l o s e s i t s s t r o n g aroma character. 3
RCH C00C H 2
2
C
RCHCOOC H 2
(COOC H ) 2
R R
1
Threshold V a l u e (ppb)
5
H
^0° 2 5
5
5
COCOOC H
2
2
R
s
^OH
R'CHO^
5
I
II
III
IV
V
VI
VII
Me
Me
Me
Me
Me
Et
Et
Me
Et
Pro
Bu
iso-Bu
Me
Et
1X10"
3
1X10"
5
1X10"
5
5X10"
6
1X10"
3
4
2.5X10""
F i g u r e 3. G e n e r a l S y n t h e t i c Route t o 3 , 4 - D i a l k y l - 2 h y d r o x y - b u t e n o l a c t o n e s and t h e i r T h r e s h o l d V a l u e s
In Flavor Chemistry; Teranishi, R., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1989.
2.5X10"
5
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5.
KOBAYASHI
55 Sotolon: Identification, Formation, & Flavor Effect
A l l t h e compounds produced a b u r n t sugary aroma, w h i c h became more b u r n t and heavy as t h e s u b s t i t u t e d a l k y l c h a i n i n c r e a s e d i n l e n g t h . I t i s i n t e r e s t i n g t h a t t h e e t h y l s u b s t i t u t e d l a c t o n e I I has a 100 t i m e s l o w e r t h r e s h o l d v a l u e t h a n t h a t o f s o t o l o n , and t h a t t h i s compound has been c o n s i d e r e d t o be an FIC i n t h e p r o t e i n h y d r o l y s a t e . T h i s was because i t had been p r e p a r e d f r o m t h r e o n i n e by h e a t i n g w i t h h y d r o c h l o r i c a c i d and subsequent d e h y d r a t i o n , h y d r o l y s i s , c o n d e n s a t i o n ( A l d o l type) and d e c a r b o x y l a t i o n , and i t showed a s t r o n g c u r r y - l i k e o r h e r b a l aroma a t c o n c e n t r a t i o n s h i g h e r t h a n 1 ppm. S o t o l o n has an a s y m m e t r i c c a r b o n i n i t s m o l e c u l e , and t h e r e f o r e , s t e r e o s p e c i f i c syntheses(8) o f s o t o l o n e n a n t i o m e r s would be e f f e c t i v e f o r c o r r e l a t i n g t h e s t e r e o s t r u c t u r e and o l f a c t o r y s e n s a t i o n . I f t h e aroma c h a r a c t e r t u r n e d o u t t o be q u a n t i t a t i v e l y o r q u a l i t a t i v e l y d i f f e r e n t between t h e s e e n a n t i o m e r s , we c o u l d e x p e c t t o e l u c i d a t e whether s o t o l o n i s a n a t u r a l l y o c c u r r i n g compound o r a p r o d u c t formed by c h e m i c a l r e a c t i o n d u r i n g t h e sugar m a n u f a c t u r i n g p r o c e s s . S t a r t i n g from D-and L - t a r t a r i c a c i d s , t h e r e s p e c t i v e 2,3epoxybutenes, (2R,3R) and (2S,3S), were p r e p a r e d by t h e known method. l , 3 - D i t h i a n e - 2 - c a r b o x y l i c a c i d condensed w i t h t h e r e s p e c t i v e e p o x i d e s and r e m o v a l o f t h e t h i o a c e t a l group gave o p t i c a l l y a c t i v e s o t o l o n e s . The [ α ] ^ * v a l u e i n e t h e r f o r ( R ) - s o t o l o n was -6.5° and f o r ( S ) - S o t o l o n was +7.1°. The s y n t h e t i c scheme i s summarized i n F i g u r e 4. 3
L-Tartaric acid F i g u r e 4.
5
(2S,3S) S t e r e o s p e c i f i c Synthesis
(3R,4S) of Sotolon
(S)-I Enantiomers
Both t h e e n a n t i o m e r s showed t h e same aroma c h a r a c t e r a t t h e same c o n c e n t r a t i o n near t h e t h r e s h o l d v a l u e o f (+) s o t o l o n ; moreover, t h e r e was no d i f f e r e n c e i n t h e i n s e c t a t t r a c t a n c y (house f l y and cockroach) among t h e two e n a n t i o m e r s and t h e racemate o f s o t o l o n . L a t e r , we(2) t r i e d t o a n a l y z e t h e aroma compound i n f r e s h sugar cane j u i c e and c o u l d n o t i d e n t i f y s o t o l o n i n t h e same f r a c t i o n as t h a t s e p a r a t e d f r o m cane m o l a s s e s . These r e s u l t s s u g g e s t t h a t s o t o l o n was p r e s e n t i n a r a c e m i c f o r m p r e p a r e d by m u t u a l i n t e r a c t i o n o f t h e c o n s t i t u e n t s i n sugar cane j u i c e .
In Flavor Chemistry; Teranishi, R., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1989.
56
FLAVOR CHEMISTRY: TRENDS AND DEVELOPMENTS
Formation
of Sotolon
A b u r n t , sugary aroma i s r e p r e s e n t a t i v e o f some cooked foods. A number o f sugary aroma compounds a r e l i s t e d below:
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Sotolon F i g u r e 5. Structure
Maltol
Cyclotene
Sugary Aroma Compounds Having
Furaneol a Common
Partial
These have a p a r t i a l common s t r u c t u r e , i . e . e n o l y z e d α-diketone and α-hydrogen t o t h e e n o l i z a b l e c a r b o n y l i s s u b s t i t u t e d by a m e t h y l group. F o r a c h a r a c t e r i s t i c sugary aroma, t h e p r e s e n c e o f e n o l hydrogen was e s s e n t i a l , because t h e a c e t y l e s t e r o r m e t h y l e t h e r o f s o t o l o n showed no c h a r a c t e r i s t i c aroma. The e x t r a o r d i n a r i l y low t h r e s h o l d v a l u e o f s o t o l o n may be due t o i t s c o e x i s t e n c e w i t h h y d r o p h i l i c and h y d r o p h o b i c ( a l k y l - s u b s t i t u t e d l a c t o n e ) p a r t i a l s t r u c t u r e s i n one m o l e c u l e . The l o w e r t h r e s h o l d v a l u e o f t h e e t h y l s u b s t i t u t e d homolog (II) than t h a t o f s o t o l o n may a l s o be e x p l a i n e d from t h e b a l a n c e o f t h e s e o p p o s i t e p h y s i c o c h e m i c a l p r o p e r t i e s . A p a r t from s o t o l o n , t h e o t h e r compounds i n F i g . 5 c a n be e x p l a i n e d as t h e p r o d u c t s o f a M a i l l a r d r e a c t i o n , and t h e i r c a r b o n s k e l e t o n s s i m p l y o r i g i n a t e from t h e a c t i v e Amadori i n t e r m e d i a t e ; i n o t h e r words, t h e y s t i l l p r e s e r v e t h e s t r a i g h t carbon c h a i n s t r u c t u r e o f m o n o s a c c h a r i d e s . I n s p i t e o f b e i n g a s i m p l e Cg l a c t o n e , s o t o l o n has a branched carbon s k e l e t o n , w h i c h i m p l i e s a n o t h e r f o r m a t i o n p r o c e s s i n t h e M a i l l a r d r e a c t i o n . S u l s e r e t al.(6) r e p o r t e d t h a t e t h y l s o t o l o n (II) was p r e p a r e d from t h r e o n i n e w i t h s u l f u r i c a c i d , and t h a t 2 - o x o b u t y r i c a c i d , a d e g r a d a t i o n p r o d u c t o f t h r e o n i n e , was a better starting material to obtain II. This f i n a l reaction i s a C l a i s e n t y p e o f c o n d e n s a t i o n , w h i c h would p r o c e e d more s m o o t h l y under a l k a l i n e c o n d i t i o n s . As we(10) o b t a i n e d I I from 2 - o x o b u t y r i c a c i d (see f i g u r e 6) w i t h a h i g h y i e l d i n t h e p r e s e n c e o f p o t a s s i u m c a r b o n a t e i n e t h a n o l , a mixed c o n d e n s a t i o n o f 2 - o x o b u t y r i c and 2-oxop r o p a n o i c ( p y r u v i c ) a c i d s was attempted under t h e same c o n d i t i o n s , and a m i x t u r e o f s o t o l o n (22% y i e l d ) and I I were o b t a i n e d ; however, t h e
F i g u r e 6. P r e p a r a t i o n o f S o t o l o n Homologues by a Mixed Condensation o f 2-0xoalkanoic A c i d
In Flavor Chemistry; Teranishi, R., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1989.
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5.
KOBAYASHI
57 Sotolon: Identification, Formation, & Flavor Effect
s e l f - c o n d e n s a t i o n p r o d u c t o f 2-oxopropanoic a c i d , d e s m e t h y l s o t o l o n e , was n o t i d e n t i f i e d i n the r e a c t i o n m i x t u r e . In t h e a c t u a l m a n u f a c t u r i n g p r o c e s s f o r sugar, t h e r e e x i s t v a r i o u s M a i l l a r d r e a c t i o n s e r i e s , and p y r u v a t e seemed t o be a d e g r a d a t i o n p r o d u c t o f c a r b o h y d r a t e . On the o t h e r hand, 2 - o x o b u t y r i c a c i d c o u l d be d e r i v e d from g l u t a m i c a c i d w h i c h i s the main f r e e amino a c i d i n sugar cane j u i c e as w e l l as a s p a r t i c acid.(11) An e q u i m o l a r amount o f g l u t a m i c and p y r u v i c a c i d s was d i s s o l v e d i n water, the pH was a d j u s t e d t o 8 w i t h p o t a s s i u m c a r b o n a t e and the m i x t u r e b o i l e d f o r 4 hours. S o t o l o n was i d e n t i f i e d i n the e t h e r e x t r a c t o f the r e a c t i o n m i x t u r e by GC-MS the y i e l d was below 0.1 %. From t h i s d a t a , t h e g l u t a m a t e seemed t o have been o x i d i z e d t o α -keto g l u t a r a t e i n t h e p r e s e n c e o f p y r u v a t e , b e f o r e i t was condensed w i t h t h e p y r u v a t e and subsequent d e c a r b o x y l a t i o n t o y i e l d s o t o l o n . In p r a c t i c e , t h e c h a r a c t e r i s t i c aroma o f brown lump sugar appears a t the l a s t m a n u f a c t u r i n g s t a g e when the h i g h - s u g a r - c o n t e n t l i q u i d (Bx. 73) i s h e a t e d a t 135 °C; t h e r e f o r e , s o t o l o n must be formed a t t h i s s t a g e f o l l o w i n g the complex a m i n o - c a r b o n y l r e a c t i o n j u s t d e s c r i b e d . A s p e c u l a t i v e f o r m a t i o n mechanism f o r s o t o l o n and i t s homologues i s shown i n F i g . 7, i n which an u n s t a b l e k e t o a c i d o x i d i z e s an amino a c i d t o the α-keto a c i d , w h i c h t h e n condenses w i t h a n o t h e r k e t o a c i d t o f o r m the furanone s t r u c t u r e . The l a s t s t a g e o f the r e a c t i o n i s d e c a r b o x y l a t i o n , w h i c h would be dependent on the pH and t e m p e r a t u r e conditions. COOH
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