Toward Small Diameter Carbon Nanotubes Synthesized from

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Toward Small Diameter Carbon Nanotubes Synthesized from Captured Carbon Dioxide: Critical Role of Catalyst Coarsening Anna Douglas, Rachel E. Carter, Mengya Li, and Cary L. Pint ACS Appl. Mater. Interfaces, Just Accepted Manuscript • DOI: 10.1021/acsami.8b02834 • Publication Date (Web): 01 May 2018 Downloaded from http://pubs.acs.org on May 1, 2018

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Toward Small Diameter Carbon Nanotubes Synthesized from Captured Carbon Dioxide: Critical Role of Catalyst Coarsening Anna Douglas1,2,4, Rachel Carter2, Mengya Li,2 and Cary L. Pint1,2,3,4* 1

Interdisciplinary Materials Science Program, Vanderbilt University, Nashville, TN

37235 2

Department of Mechanical Engineering, Vanderbilt University, Nashville, TN 37235

3

Vanderbilt Institute of Nanoscale Science and Engineering, Nashville, TN 37235

4

SkyNano LLC, Oak Ridge, TN 37830

* Corresponding Author

KEYWORDS: carbon nanotubes, CNTs, electrochemistry, catalyst, coarsening, CO2, carbon dioxide

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ABSTRACT Small diameter carbon nanotubes (CNTs) often require increased sophistication and control in synthesis processes, but exhibit improved physical properties and greater economic value over their larger diameter counterparts. Here, we study mechanisms controlling electrochemical synthesis of CNTs from the capture and conversion of ambient CO2 in molten salts, and leverage this understanding to achieve the smallest diameter CNTs ever reported in the literature from sustainable electrochemical synthesis routes, including some few-walled carbon nanotubes.

Here, Fe catalyst layers are

deposited at different thickness onto stainless steels to produce cathodes and atomic layer deposition of Al2O3 is performed on Ni to produce a corrosion-resistant anode. Our findings indicate a correlation between CNT diameter and Fe metal layer thickness following electrochemical catalyst reduction at the cathode-molten salt interface. Further, catalyst coarsening during long duration synthesis experiments leads to a 2X increase in average diameters from 3 to 60 minute durations, with CNTs produced after 3 minutes exhibiting a tight diameter distribution centered near ~ 10 nm.

Energy

consumption analysis for the conversion of CO2 into CNTs demonstrates energy input costs much lower than the value of CNTs – a concept that strictly requires and motivates small diameter CNTs and is more favorable compared to other costly CO2 conversion techniques that produce lower-value materials and products.

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INTRODUCTION Due to their impressive mechanical, electronic, and thermal properties, carbon nanotubes (CNTs) have been at the forefront of research and technological development for nearly two decades.1-9 These extraordinary physical properties are attributed to their atomic structure and size, motivating a significant body of work focused on understanding the mechanisms of CNT growth that govern their resulting structure.3, 4, 1020

The structure and diameter of a nanotube significantly influences its mechanical and

electronic properties,13 and thus can impact its performance in a variety of applications.8, 21, 22

Furthermore, small diameter CNTs including few-walled (ca. 3-10 walls), double-

walled, and single-walled CNTs have higher economic value due to their enhanced physical properties, broader appeal toward applications, and greater difficulty in synthesis compared to their larger diameter counterparts possessing greater wall numbers.23-25 Decades of gas-phase CNT growth research, most recently leveraging state-ofthe-art in-situ TEM techniques, have determined a strong correlation between the size of the catalyst particles and the diameter of the resulting CNTs.26-28 This understanding has enabled diameter distribution control, which can be most easily realized by tuning the thickness of the deposited catalyst layer to control dewetted particle sizes.29 Furthermore, catalyst size5, 13, 30, 31 and dynamic evolution of size due to catalyst coarsening,11 catalyst diffusion,4 and mechanically driven collective growth termination,32-34 enable a collective understanding of growth and termination during gas phase processes. This challenge of maintaining small diameter catalysts during growth duration has motivated growth processes such as water-assisted and short-duration “supergrowth” which has been shown to overcome these deactivation mechanisms.1, 35

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From a general perspective, gas-phase CNT growth occurs as a carbon-containing precursor gas passes over the surface of a catalytic nanoparticle, decomposes on the particle surface, and precipitates from the particle as graphitic carbon.36 In contrast, the electrochemical reduction of CO2 to produce CNTs has only recently been reported and discussed, and utilizes electrochemistry between two biased electrodes to dissociate a carbonate species and deposit elemental carbon onto a surface. In this process, catalyst evolution and carbon deposition from CO2 feedstock are decoupled due to the addition of electrochemical controls that determine global synthesis parameters such as carbon flux independently from the activity on the catalyst surface. Whereas the origin of this technique to sequester CO2 and produce amorphous carbon deposits dates back to the early 1960’s,37 the growth of CNTs requires the additional control of the deposited carbon to sites where CNTs can by synthesized – a concept that has only recently been demonstrated.38-43 Early observations of hollow carbon fiber materials with diameters > 100 nm relied on the in-situ deposition of primarily nickel catalysts from corroded metal anodes onto the cathode,38-40 which favored this architecture over spherical carbon particles,37, 44-46 flakes,47, 48 or other carbon structures49 previously reported. However, the stochastic nature by which such in-situ catalyst is formed, among other limitations, results in CNT materials possessing larger diameters (> 100 nm) and lower quality than CNTs produced by other scalable methods, such as fluidized bed CVD. Recently, our work has demonstrated that by passivating the anode from corrosion, thereby eliminating the detrimental in-situ catalyst formation, we can isolate control of catalysts sourced from the cathode, yielding CNTs with diameters near ~ 30 nm (versus > 100 nm otherwise) and of moderate quality comparable to gas-phase processes.41 This also enables isolation

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of the catalyst formation and synthesis steps to a single electrode, as opposed to two electrodes during in-situ catalyst formation.

This gives promise toward routes

intersecting state-of-the-art methods for diameter and chirality control, such as with high melting point metal catalysts, while retaining the cost-effective and scalable versatility and sustainability that builds from this electrochemical technique. In this spirit, the aim of this study is to elucidate mechanisms that control electrochemical CNT growth in the context of the catalyst-support layer architecture that has been effective for the high yield growth of CNTs using gas phase approaches. To accomplish this, we study Fe metal catalyst deposited at different thicknesses (0.5 nm to 5 nm) onto a passive stainless steel cathode which is paired with a passive oxygen evolving Ni anode to achieve electrochemical CNT growth originating from the cathode. Upon heating, we demonstrate dewetting of the Fe catalyst and electrochemical reduction that leads to CNT growth correlated with catalyst particle diameter. However, time dependent studies of CNT diameters elucidate rapid Ostwald ripening that limits diameter control over long growth durations that give promise to higher yield. Nonetheless, our results at short growth durations indicate some double-walled CNTs among a population of small diameter CNTs. This work provides a blueprint toward achieving high valued single-walled CNTs using this electrochemical approach, and syncs the challenges that remain pertinent for diameter control in gas-phase CNT growth with those in this electrochemical technique. EXPERIMENTAL SECTION Electrode Preparation: An Al2O3 coated Ni wire (Fisher Scientific, 99%, 1 mm diameter) anode was used in all electrolysis experiments. Ni wire was coated with 500 cycles (~ 50

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nm) of Al2O3 by a Gemstar Arradiance atomic layer deposition (ALD) tool.

The

thickness of this coating was determined through ellipsometry analysis of Al2O3 coatings on silicon wafers with a J.A. Woollam spectrometer. To accomplish this, we utilized sequential 28 ms pulses of C6H18Al2 (TMA) and H2O with a residence time of 1 second. The inert nature of this electrode is demonstrated by its ability to be reused for multiple experiments. The cathodes used in these experiments were 316 stainless steel (Trinity Brand Industries) sheets with thin layers of Fe deposited via e-beam evaporation using an Angstrom eBeam and Sputter Tool. Electrolysis: Experiments were carried out in an alumina crucible (AdValue Tech, 50 ml) containing 40 g lithium carbonate (Fisher Scientific, 99%) electrolyte, which was held at 750 °C (M.P. 723 °C) in a cylindrical ceramic heater (Thermcraft) using a bench top temperature controller (OEM Heaters). Electrodes were immersed into the electrolyte and a constant current was applied across the electrodes.

The current density is

normalized to the approximate exposed surface area of the cathode. All electrolysis experiments in this study were carried out for 1 hr unless otherwise noted in the text. We observe no degradation of the lithium carbonate electrolyte and reused the same batch for five consecutive experiments before discarding.

During the electrolysis, carbon

accumulates at the cathode, which is removed from electrolyte and cooled after electrolysis. Carbon product was removed from the electrodes by bath sonication in water (1 hr), and purified from carbonates via washing in 2 M HCl, and solvent exchanged to water through centrifugation. The carbon was dried at 60 °C overnight. Material Characterization: The carbon nanostructures were analyzed with a Zeiss Merlin scanning electron microscope (SEM) and an FEI Osiris transmission electron microscope

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(TEM) at a beam voltage of 200 kV with corresponding elemental mapping by energy dispersive x-ray (EDS) technique to determine catalyst composition.

Diameter

distributions were assessed by taking measurements of > 100 CNTs from multiple SEM images at multiple different spots. In the case of the 3 min growth samples, diameter distributions were assessed by a combination of SEM and TEM imaging, to account for the population of CNTs that are too small to measure from SEM techniques. Cathode surfaces were characterized through SEM EDS. Raman spectroscopy was used to determine CNT crystallinity on a Renishaw inVia microscope with a 532 nm-1 laser excitation, 10 seconds exposure time, and 10% laser power. All samples were purified through suspension in sodium dodecylbenzene sulfonate (SDBS, Fisher Scientific) and centrifugation for 15 minutes at 2000 rpm for Raman characterization. RESULTS AND DISCUSSION The electrochemical reduction of CO2 to CNTs via molten salt electrolysis has been previously described41 and relies on the splitting of the molten Li2CO3 (M.P. 723 °C) electrolyte into C, which collects at the cathode, O2 collected at the anode, and Li2O in the electrolyte. Li2O regenerates the Li2CO3 electrolyte through a chemical reaction with ambient CO2. This takes place under constant current of 100 mA/cm2 applied between a conductive stainless steel-based cathode and inert Al2O3 coated Ni wire anode, which we have demonstrated as an ideal reusable oxygen-evolution anode that enables metal at the cathode-electrolyte interface to moderate the catalyst activity.41 However, despite the expectation that some of the conventional ideas guiding CNT growth carry over to this two-electrode growth system,42 no studies have been conducted that can enable the comparison or contrast between gas phase and electrochemical growth

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processes. Therefore, in this study, we leverage the capability to isolate the catalytic activity to a single electrode, and study electrochemical CNT growth from Fe catalyst layers deposited via e-beam evaporation with thickness ranging from 0.5 nm to 5 nm onto stainless steel surfaces. We chose stainless steel as the support for catalysts because of its high conductivity, the low-surface energy surface oxide that allows Fe dewetting, and inert chemical nature in molten carbonates. This approach enables the tuning of catalyst size with the thickness of the deposited Fe, as schematically illustrated in Figure 1a-b. Figure 1c shows a catalyst-coated stainless steel cathode before electrochemical carbon deposition, with Figure 1d showing a CNT-coated cathode after 60 minutes of electrochemical growth. This duration of growth yields ~ 50 mg of carbon deposited across an electrode with total area 2.5 cm2, achieved under constant current of 100 mA/cm2 (~ 90% Coulombic efficiency). Notably, this yield is higher than conventional CVD growth processes where unlike electrochemical growth, the reaction rate is limited by the decomposition of hydrocarbons at the surface of the catalyst. Importantly, the precise nature of the ultrathin Fe coatings used for catalysts enables our study to focus on understanding of parameters that control and limit growth in this system in accordance with conventional CNT synthesis. Control experiments conducted with no Fe catalyst demonstrate no CNT growth, making the observed CNT growth observed correlated to the Fe catalyst deposited. Electrochemical CNT growth was studied for the different catalyst thicknesses ranging from 0.5 nm to 5 nm Fe, with representative SEM images shown in Figure 2 a-d and corresponding diameter distributions measured from image analysis using multiple SEM images from multiple spots on the sample. The diameter distributions follow

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lognormal distributions (fits overlaid) with a diameter distribution shifting with the total thickness of Fe catalyst. We observe a general trend of thinner catalyst layers yielding CNTs with smaller and tighter diameter distributions, with 0.5 nm Fe leading to CNTs ranging from ~ 10-38 nm with a median diameter centered around ~ 23 nm. 5 nm catalyst layers result in the widest and largest diameter distribution ranging from ~ 19-62 nm with a median diameter centered around ~ 33 nm. Normalized lognormal fits of the raw distribution data are overlaid and shown in Figure 2f, demonstrating the trend of increasing CNT diameter from increased Fe thickness, which is further shown in Figure 2g, with median CNT diameter as a function of Fe thickness plotted with a linear fit. Notably, all of the CNTs studied formed mat-like morphologies rather than the dense self-assembled morphology that forms in CVD growth with this catalyst composition. As we expect the percentage of active catalyst is high based on our measured yield, we speculate that hydrodynamic forces at the liquid-solid interface may play a role to modulate the resulting CNT morphology and prevent self-alignment. Raman spectroscopy was used to characterize the MWCNT products, which all exhibit the characteristic graphitized carbon G peak ~ 1580 cm-1, indicative of in-plane sp2 hybridized carbons, and a D mode ~ 1350 cm-1, which corresponds to out-of-plane defective sp3 hybridized carbons.

Figure 3a shows representative spectra for CNTs

grown from all catalyst thickness conditions, and a higher D/G peak intensity ratio is observed for CNTs grown from thicker Fe catalyst layers. This observation indicates a greater concentration of sp3 carbon materials in the samples produced from thicker Fe catalyst layers. Figure 3b demonstrates the trend between the D/G intensity ratios (ID/IG) as a function of Fe thickness, and we observe a trend where thicker Fe layers yield CNTs

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with a larger defect concentration, which is generally consistent with the presence of larger diameter CNTs. As Raman spectroscopy and SEM image analysis give statistical assessments of the CNTs grown, we performed HR-TEM imaging of representative CNTs synthesized from both extreme cases of 0.5 nm (Figure 3c) and 5 nm (Figure 3d) Fe thicknesses to give insight into the crystallinity and wall quality of the synthesized CNT materials. Consistent with our observations from Raman spectroscopy, we observe a high degree of crystalline carbon compared to other reports on electrochemically synthesized carbon. However, compared to other CNTs produced via CVD using similar catalyst layers, our CNTs exhibit localized crystallinity with a higher defect content than these materials that is common for larger diameter CNT materials. We also observe sizes consistent with diameter distributions taken from SEM images, where smaller diameter CNTs are observed in the case of 0.5 nm Fe films compared to larger diameter CNTs grown from the 5 nm Fe films. However, we notably observe that there are on average slightly more walls in the smaller diameter CNTs, which is opposite to that expected for CNTs where a constant carbon flux and growth rate is achieved. Since our electrochemical process produces a constant carbon flux per electrode area, we speculate this to be related to the following two points (1) smaller diameter catalyst, owing to their depressed melting point,50 will support increased carbon diffusion through the catalyst nanoparticle leading to different rates of carbon precipitation,32 and (2) a CNT growing into a liquid medium will be required to displace the surrounding liquid, causing a drag force during growth that will be independent of the rate at which carbon diffuses to the growing CNT. Collectively, these two points can imply that smaller CNTs may exhibit a greater number

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of walls, even though the average number of walls between the CNTs grown from 0.5 nm and 5 nm is only different by ~ 2 walls. Our imaging also confirms the absence of amorphous carbon on the CNT wall, which we expect is due to the liquid-solid interface formed by the carbonate with the CNT during growth. This is different from CVD growth where hydrocarbons diffuse through the grown CNT materials before reaching the catalyst, often leading to amorphous carbon build-up on the walls. So far we have demonstrated a strong correlation between the pre-deposited catalyst film thickness and CNT diameter, emphasizing that particle size and CNT diameter are correlated in this electrochemical process. However, with only 0.5 nm thickness of Fe catalyst, the CNTs produced in our system have median diameters of ~ 23 nm, which is much larger than that observed in gas phase growth processes that produce single or two-three walled CNTs from catalysts prepared with this thickness. Since emerging concepts for gas-phase CNT growth have demonstrated the importance of understanding the dynamic nature of the catalyst size, through catalyst reduction to growth and termination,19,

20

we performed experiments to study the evolution of the

cathode surfaces in the environment where CNT growth takes place using SEM elemental mapping. We compared as-deposited Fe thin films on stainless steel surfaces before and after pre-nucleation heat treatment to 750 °C in Li2CO3 for 15 minutes (Figure 4a-d). As shown in Figure 4a, the 5 nm Fe film appears uniformly distributed on the stainless steel surface until heated in the electrolyte, where the film forms larger particles, shown in Figure 4b. However, the 0.5 nm Fe film shows the formation of smaller well-distributed particles (Figure 4c-d). Whereas this imaging isolates the catalyst formation prior to CNT nucleation and growth, we further performed post-mortem STEM EDS imaging on

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the CNTs to correlate the final products and the chemical identity of the catalyst particles that remain embedded inside the CNT tips (see Supplementary Information Figure S1) to confirm our prior observations.

We know that only those elements that participate

catalytically in CNT growth will be embedded in the CNTs following growth, and this serves to confirm the inert nature of our passivated anode. The compiled STEM EDS map is shown in Figure 4e, where we observe Fe as the only element that remains embedded inside a CNT tip grown from 0.5 nm Fe catalyst layer. Figure 4f reports the first 10 seconds of a typical potential response from the galvanostatic electrolysis conditions applied to these Fe-based catalyst layers. We observe two distinct plateaus, including the first at around 1.2 V for 6 seconds, then a higher potential plateau at around 2.0 V, which extends for the duration of the hour-long electrolysis. We attribute the lowvoltage initial plateau to the reduction of the Fe catalyst, which oxidizes during air exposure following deposition. As it is known that metallic Fe is necessary to precipitate CNTs,51 we emphasize this as a key step to achieve CNT growth prior to the carbon deposition from Li2CO3, which occurs near 2 V. This proposed mechanism is schematically represented as an inset in Figure 4f. To better understand the effect of dynamic processes occurring between the first few seconds where catalyst reduction occurs, and the conclusion of a 60 minute duration synthesis experiment, we performed time-stop experiments for the cases of 0.5 and 5 nm Fe thicknesses for 3, 10, and 30 min growth times and compared the CNTs produced under these conditions to those grown for 1 hour. The CNT diameter distributions and overlaid lognormal fits as well as representative SEM images of each time growth and thickness are shown in Figure 5. We observe at both thicknesses that smaller diameter

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CNTs with a tighter size distribution are correlated to shorter growth times, with sizes ranging from ~ 8-22 nm for 0.5 nm Fe (Figure 5a) and ~3-37 nm for 5 nm Fe (Figure 5f) for 3 min growth conditions. These diameter distributions become wider with median sizes increasing under conditions of longer growth times. Representative Raman spectra for each growth condition is shown in Supplementary Information Figure S2, and demonstrates the characteristic peaks for graphitized carbon. The median sizes for each condition are plotted in Figure 5i as a function of growth time for both thicknesses studied with linear fits overlaid. In each case we see a positive correlation between growth time and median CNT diameter, with larger diameters observed at each growth time for the 5 nm Fe grown CNTs compared to those grown from 0.5 nm Fe. In order to study the crystallinity and number of walls for the CNTs, we performed HR-TEM imaging for CNTs grown for 3 min and show representative TEM images across the spectrum of measured diameters as insets alongside the lognormal fits for 0.5 nm Fe (Figure 5j) and 5 nm Fe (Figure 5k) thicknesses. Notably, while the TEM imaging is generally consistent with the trends observed with SEM imaging, this technique is ideally suited to carry out assessment of the averages and the extremes. For example, TEM imaging reveals some small CNTs such as the double-walled CNT grown from 5 nm Fe catalyst for 3 min which is shown as an inset in Figure 5k - representing the smallest diameter CNT ever grown from CO2. Whereas these small diameter CNTs are a minority component of the CNTs grown, their presence indicates that the nucleation of such small diameter CNTs can exist in this electrochemical approach, and we speculate that such species are rapidly overshadowed by the CNTs that nucleate and grow as the Fe catalyst undergoes catalyst coarsening.

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Reflecting on the results of our studies in comparison to CVD techniques using similar catalyst materials, we attribute the larger diameter of CNTs we observe during electrochemical growth to Ostwald ripening-induced catalyst morphology evolution prior to CNT nucleation. This observation provides us with exceptional insight into how SWCNT growth can be achieved based on lessons learned over the past few decades in CVD growth. Whereas high yield SWCNT growth is now readily achieved in CVD techniques, the enabling factor to achieve this was the incorporation of oxygencontaining additives into the gas mixture, including water vapor, ethanol, or oxygen.1, 35 However, research studies later demonstrated the role of these additives to slow Ostwald ripening of catalyst particles, which was the mechanistic advance to achieving high density growth of SWCNTs.52,

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For electrochemical growth, this generates an

intriguing question about the type of additives which can be introduced in a molten carbonate that could draw parallels to this important step in CVD. Additionally, another key feature to achieving controlled SWCNT growth has been linked to the fast reduction of the catalyst layer to produce the smallest possible catalyst particles. Whereas this is difficult to carry out in CVD without using highly reactive and toxic gas additives, such as hydrazine,54 the electrochemical growth of CNTs offers new electrochemical parameters that can be controlled to achieve this, noting that the catalyst reduction itself is an electrochemical process.

Therefore, by understanding this Ostwald ripening

mechanism by which the CNTs produced in our electrochemical method have larger diameters than CNTs grown through CVD, we can envision a path drawing on parallels and lessons learned from three decades of advances in gas phase CNT growth to achieve SWCNT growth using electrochemistry in the future.

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Finally, it is noteworthy to discuss overall process energy and byproduct considerations for the electrochemical growth of CNTs from atmospheric carbon dioxide as compared to conventional synthesis routes. Conventional routes have been studied widely, but are limited to the thermal, instead of electrochemical, decomposition of carbon-containing precursors (hydrocarbons).55, 56 This requires a large energy footprint, and is inefficient since energy is distributed into a cracking pattern from the hydrocarbon precursor to produce numerous carbon-containing byproducts, including methane, volatile organic compounds, and polycyclic aromatic hydrocarbons – most of which are not consumed in the reaction.57-60 Since catalytic activity in the conventional approach is associated with only a few active (minority) hydrocarbon species, the majority of these secondary products are process emissions, raising significant environmental and public health concerns when scaling-up CNT manufacturing technologies.57 In contrast, the electrochemical synthesis of CNTs from CO2 involves solid carbon deposits onto an electrode and only O2 emission byproducts, which are beneficial to the environment. Whereas most arguments over carbon neutrality commonly hinge on the emissions footprint of the electricity source instead of the technique itself, we instead emphasize that a feasible process which converts CO2 to some material must produce a material value higher than the electricity cost input. In this regard, an all-carbon product produced with energy and CO2 will have a net value per CO2 greater than that of the net CO2 consumed, making it carbon neutral or negative regardless of the source of energy input. Here, calculations for our laboratory-scale process involves energy input cost of ~ $50/kgCNT (see supporting information) which is 2X lower than the minimum cost of CNTs on the market that are generally tens of nm in diameter (20 – 50 nm for example)

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and with low wall crystallinity. By simple system level designs, such as the use of ZrO2 instead of Al2O3 thermal insulation materials, these costs can be lowered to below $5/kgCNT. In parallel, better control of underlying mechanisms in this system can enable the extremely valuable forms of CNTs such as single and double-walled CNTs. With a wave of research today centered on multi-step CO2 conversion processes bottlenecked by low efficiencies due to energy coupled into a spread of chemical products, none of which are more valuable than the nominal cost of energy to produce them, our work demonstrates an alternate path to the quality and diameter of CNT materials that can overcome this limitation. Given the extraordinary properties, we anticipate this route to be the basis to produce all carbon nanostructures that can enable the batteries, composites, transparent films, fabrics, and coatings of tomorrow based on tapping into this abundant source of this CO2 feedstock in our air today. CONCLUSIONS In summary, we demonstrate that the electrochemical growth of CNTs from CO2 can be achieved from Fe catalyst, with diameters controlled by the catalyst particle distribution and coarsening during the duration of growth. Our results demonstrate the ability to tune median CNT diameters from ~ 33 nm to ~ 23 nm by varying the catalyst thickness from 5 nm to 0.5 nm Fe. Raman spectroscopy and TEM characterization reveal a high level of crystallinity and lower concentration of defects for CNTs grown from thinner catalyst layers.

SEM EDS measurements confirm the formation of catalyst

particles on the surface of the stainless steel cathodes during pre-growth thermal treatment that are responsible for MWCNT nucleation and growth, confirmed through post-mortem

STEM EDS

imaging.

Galvanostatic electrolysis

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indicates

the

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electrochemical reduction of Fe catalyst particles, followed by carbon deposition to produce CNTs. Experiments studying the time evolution of CNT diameters highlight the rapid increase of the CNT diameters over growth duration, indicating strong coarsening or Ostwald ripening effects during growth. HR-TEM imaging reveals a high degree of crystallinity for the CNTs grown under short time conditions, and a minority population of extremely small diameter CNTs. Energy calculations for our process further paints a picture that distinguishes our efforts from other CO2 conversion processes where the economic value of the CNT output is much greater than the energy consumption of the process. This is a picture unique to CNTs with small diameters ranging from multiwalled CNTs to single-walled CNTs with diameters less than 20-30 nm and cannot be matched by routes to convert CO2 into methanol, cements, carbon fibers, or large diameter CNTs (> 100 nm) due to the low value of these materials in current markets. This work presents fundamental insight into the challenge of coarsening-induced diameter control to transition to single-walled CNT growth, giving promise to a powerful technique to convert a gas-phase environmental hazard into some of the most technologically valuable materials in the world.

ACKNOWLEDGEMENTS We thank Siyuan Jiang, Katie Hornbeck, Nitin Muralidharan, Adam P. Cohn, Keith Share, May Ou, and Kate Moyer for their discussions, and Rizia Bardhan for generous use of the Raman Spectrometer. This work was supported in part by National Science Foundation grants CMMI 1400424 and Vanderbilt start-up funds. A.D. is supported in

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part by the National Science Foundation Graduate Research Fellowship under Grant No. 1445197. SUPPORTING INFORMATION The Supporting Information is available free of charge on the ACS Publications website. This includes SEM images of Fe catalyst at CNT tips, Raman spectra of CNTs grown at short times, and energy analysis for the electrochemical CNT growth process. AUTHOR INFORMATION Corresponding Author E-mail: [email protected] Notes The authors declare the following competing financial interest(s): C.L.P. and A.D. are joint founders of a company, SkyNano LLC, which has financial interest in the approaches described in this manuscript.

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FIGURES TOC:

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Figure 1. Schematic illustration of (a) electrolysis setup and (b) catalyst of varying thickness and growth time controls CNT diameter, (c) catalyst coated stainless steel cathode before electrochemical CNT growth, and (d) with CNT coating after 60 minutes of growth

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Figure 2. (a-d) SEM images showing representative CNTs growth from different catalyst thicknesses, (e) size distributions for each growth condition, (f) normalized lognormal fits of the distributions, and (g) median diameters as a function of Fe catalyst thickness

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Figure 3. (a) Representative Raman spectra with fits shown in solid lines and raw data shown in open circles; (b) ID/IG ratios as a function of Fe catalyst thickness; representative TEM images of CNTs grown from (c) 0.5 nm Fe catalyst and (d) 5 nm Fe catalysts

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Figure 4. SEM elemental maps showing evolution of catalysts (a,c) as deposited and (b,d) after 15 minutes of heating in molten electrolyte; (a,b) show 0.5 nm Fe catalysts and (c,d) show 5 nm Fe catalysts; (e) STEM elemental map of 0.5 nm Fe catalyst grown CNT showing Fe catalyst; (f) galvanostatic electrolysis plot of potential versus time with inlay of schematic illustration of proposed mechanism of catalyst formation and reduction

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Figure 5. (a) size distributions of CNTs grown from 0.5 nm Fe for varying growth times, (b-d) representative SEM images for 0.5 nm Fe grown CNTs at each growth time, (e) size distributions for CNTs of the same growth times from a 5 nm Fe film, (f-h) representative SEM images for 5 nm Fe grown CNTs at each growth time, (i) median CNT diameter as a function of growth time for 0.5 nm and 5 nm Fe grown CNTs, and lognormal fits with representative TEM images for (j) 0.5 nm Fe grown CNTs and (k) 5 nm Fe grown CNTs (SB = 10 nm).

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