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Article
Effect of Maillard conjugates on the physical stability of zein nanoparticles prepared by liquid antisolvent co-precipitation. Gabriel Davidov-Pardo, Iris J. Joye, Mauricio Espinal-Ruiz, and David Julian McClements J. Agric. Food Chem., Just Accepted Manuscript • DOI: 10.1021/acs.jafc.5b02699 • Publication Date (Web): 03 Sep 2015 Downloaded from http://pubs.acs.org on September 7, 2015
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Journal of Agricultural and Food Chemistry
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Effect of Maillard conjugates on the physical stability of zein
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nanoparticles prepared by liquid antisolvent co-precipitation.
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Gabriel Davidov-Pardo1,2, Iris J. Joye1,3,* , Mauricio Espinal-Ruiz1,4 and
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David Julian McClements1,5
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1
Department of Food Science, University of Massachusetts, Amherst, MA, USA
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2
Department of Food Technology, Ænoltec research group, Public University of Navarre,
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Campus Arrosadia s/n, Pamplona 31006, Spain.
11
3
12
(permanent address)
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4
14
Bogotá DC, Colombia.
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5
16
80203 Jeddah 21589 Saudi Arabia
Department of Microbial and Molecular Systems, KU Leuven, Leuven, Belgium
Departamento de Química, Facultad de Ciencias, Universidad Nacional de Colombia,
Department of Biochemistry, Faculty of Science, King Abdulaziz University, P. O. Box
17 18 19 20
*Corresponding author:
[email protected] 21
Tel.: +32 16376123
22
Fax.: +32 16321997
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Abstract Protein nanoparticles are often not very stable in a complex food matrix as they are
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primarily stabilized by electrostatic repulsion. In this study we envisaged the stabilization
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of zein nanoparticles through maillard conjugation reactions with polysaccharides of
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different molecular mass. Zein nanoparticles (0.5% w/v) containing resveratrol (0.025%
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w/v grape skin extract) were produced by liquid antisolvent precipitation and coated with
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Maillard conjugates (MC) of sodium caseinate and different molecular mass carbohydrates
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during particle production. Zein nanoparticles coated with conjugated polysaccharides of
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2.8, 37 and 150 kDa had diameters of 198±5, 176±6 and 180±3 nm, respectively. The
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encapsulation efficiency (≈ 83%) was not affected by conjugation, but the conjugates
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significantly improved particle stability against changes in pH (2.0 – 9.0), CaCl2 addition
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(up to 100 mM), and heat treatment (30 – 90 ˚C, 30 min). Zein nanoparticles coated by MC
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may therefore be suitable delivery systems for hydrophobic bioactive molecules in a wide
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range of commercial products.
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Keywords: Nanoparticles; resveratrol; encapsulation; antisolvent precipitation; Maillard;
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zein.
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Journal of Agricultural and Food Chemistry
Introduction The fabrication of zein nanoparticles by liquid antisolvent precipitation (LAS) has
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proven to be a promising way to create a delivery system for hydrophobic nutraceuticals,
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such as resveratrol 1, curcumin 2, quercetin 3, essential oils 4, bioactive compounds from
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cruciferous vegetables 5, and α-tocopherol 6. In general, encapsulation is believed to
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improve the stability, water-dispersibility, and release behavior in the gastro-intestinal tract
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of the encapsulated nutraceuticals. Using LAS, protein nanoparticles are formed by
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decreasing the quality of the solvent in which the molecules are solubilized 7. One of the
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advantages of using hydrophobic proteins, such as zein, is that the particles formed do not
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require a hardening step to stabilize them against redissolution in aqueous solutions. One of
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the main disadvantages is that they tend to aggregate in aqueous solutions due to their high
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surface hydrophobicity leading to destabilization of the delivery system 8-10.
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Nanoparticle aggregation due to hydrophobic attraction can be reduced by coating the
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particles with biopolymers that increase the electrostatic and/or steric repulsion between
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them. Particle coating can be carried out in two ways: (i) during particle formation - the
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coating biopolymer is included in the antisolvent phase (co-precipitation) 11-13 or, (ii) after
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particle formation - the biopolymer is deposited onto the particle surfaces by electrostatic
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attraction 9, 14. Sodium caseinate has previously been used to stabilize particles against
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thermal treatments and elevated ionic strength 1, 3, 11, 13. Nevertheless, the coated zein
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particles were still unstable to particle aggregation near the isoelectric point of the protein
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coating. This effect was attributed to the fact that protein coatings usually inhibit particle
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aggregation through electrostatic repulsion rather than steric repulsion 15. Near the
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isoelectric point, the net surface charge of the particles will be low and, therefore, the
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electrostatic repulsion between the particles will be limited 16. ACS Paragon Plus Environment
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Improvements in the stability of proteins and protein-coated colloidal particles have
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been achieved by employing the Maillard reaction to form conjugates with high molecular
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mass polysaccharides 17. The protein part causes the conjugate to adsorb to hydrophobic
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surfaces, whereas the polysaccharide part provides strong steric repulsion. The Maillard
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reaction is a non-enzymatic reaction that involves the condensation of the carbonyl group
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of a reducing carbohydrate with a free amino group of a protein (either a lysine residue or
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an N-terminal amino group). The Maillard reaction is initiated by the attack of the amino
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group (caseinate) on the carbonyl group (dextran), leading to the formation of an N-
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substituted glycosylamine and then to an aldimine (Schiff base). The thermolabile
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glycosylamine subsequently undergoes an Amadori rearrangement and the resulting 1-
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amino-1-deoxy-2-ketose is referred to as the Amadori rearrangement product (Figure 1).
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This initial attack triggers a series of complex chemical reactions, known as the Maillard
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reaction 18. The reaction is greatly accelerated by heat and in alkaline conditions 17. Studies
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have shown that emulsions prepared using β-lactoglobulin-dextran conjugates as
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emulsifiers were more stable during in vitro digestion and to calcium addition than
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emulsions prepared using only β-lactoglobulin 19, 20. Maillard conjugates (MC) between
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caseinate and maltodextrin have previously been used to stabilize caseinate against
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precipitation at the isoelectric point 21. Biopolymer particles fabricated using conjugates of
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whey protein isolate and maltodextrin displayed better thermal stability than particles
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produced using non-conjugated biopolymers 22.
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Resveratrol (trans-resveratrol; trans-3,5,4'-trihydroxy-stilbene), a polyphenolic
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compound that can be isolated from wine by-products 23 has been shown to have several
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potential beneficial effects on human health 24-26. Nevertheless, its utilization as a
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nutraceutical ingredient within the food industry is currently limited due to its poor water-
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solubility, low oral bioavailability, and chemical instability 27-29. There is therefore a need
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to encapsulate this bioactive component so that it can be used as a functional ingredient in
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the food and other industries.
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Based on this background, we hypothesize that the use of MC of caseinate and high
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molecular mass polysaccharides will generate enough steric repulsion to stabilize the zein
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nanoparticles created by LAS even in the presence of low or zero electrostatic repulsion.
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Therefore, the aim of the current work was to evaluate the physical stability of zein
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nanoparticles produced by LAS and co-precipitation with MC of sodium caseinate and
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polysaccharides with different molecular masses. The physical stability of these particles
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was assessed under conditions commonly encountered within the food industry, i.e.,
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thermal processing, salt addition, and pH changes. The capacity of this system to
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encapsulate a grape skin extract (GSE) rich in resveratrol, was also assessed by analyzing
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the encapsulation efficiency. The results of our study will be useful to evaluate the viability
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of creating stable delivery systems to encapsulate hydrophobic nutraceuticals to enrich a
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wide variety of food products without compromising their physical quality.
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Materials and methods
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Materials
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Resveratrol standard (purity ≥ 99%), potassium bromide (≥ 99%), calcium chloride (≥
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97%), o-phthalaldehyde (OPA, ≥ 99%), 2-mercaptoethanol, and dextran (with molecular
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masses of 37 and 150 kDa) were purchased from Sigma-Aldrich Co. (St. Louis MO, USA).
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All other chemicals, reagents, and solvents were purchased from Fisher Scientific
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(Waltham, MA, USA) and were of analytical grade unless stated otherwise. Grape skin
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extract containing 99% resveratrol was purchased from Changsha Organic Herb Inc. ACS Paragon Plus Environment
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(Changsha, China). Food grade zein (F4000) was purchased from Flo Chemicals
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(Ashburnham, MA, USA). Sodium caseinate was purchased from American Caseinate
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Company (Burlington, NJ, USA). Maltodextrin samples (with a degree of esterification of
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6.4 and 17.2 and calculated molecular masses of 1 and 2.8 kDa) were kindly provided by
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Grain Processing Corporation (Muscatine, IO, USA).
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Maillard conjugate formation
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Sodium caseinate (2.00 w/v%) and the polysaccharides (3.5 w/v%) were individually
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solubilized overnight at 5 ºC in water. The completely solubilized and hydrated samples
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were subsequently mixed in a one-to-one ratio, which led to a final sodium caseinate
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concentration of 1.00 w/v%. The mixture was spray-dried (Buchi, Switzerland ) using an
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inlet temperature of 150 ºC, a feed rate of 7.5 mL/min, a compressed air pressure of 600
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kPa, and air flow rate of 35 m3/h 22. Maillard conjugation reactions were performed by
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incubating the spray-dried mixture at 60 ºC and 76% relative humidity for 48 h 21, 30. After
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conjugation, the samples were allowed to cool down to room temperature and ground using
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a mortar and pestle. The samples were subsequently stored in a desiccator prior to their use.
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Maillard conjugate characterization
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Conjugation efficiency
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The conjugation efficiency was determined by measuring the reduction in free amino
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groups using the OPA assay (Pan et al., 2006). The OPA reagent was prepared according to
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Pan and colleagues 30. In short, 40 mg OPA (dissolved in 1.0 mL 95% ethanol), 25 mL
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0.100 M sodium tetraborate buffer (pH 9.5), 2.5 mL 20% SDS solution, and 0.10 mL 2-
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mercaptoethanol were mixed together and brought to a final volume of 50 mL. The OPA
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reagent was prepared freshly before use. After dispersing the conjugates, 0.10 mL of the ACS Paragon Plus Environment
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dispersion was mixed with 2.70 mL of OPA reagent and incubated for 1 min at room
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temperature, the absorbance at 340 nm was measured immediately. The calibration curves
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were constructed using L-leucine (0,2-5 mM) as a standard amino group containing
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compound 21, 30. The conjugation efficiency was defined as follows:
(%) = (1 −
139 140
() )100 ()
Quantification of unreacted protein using the Lowry assay The quantification of the unreacted protein remaining in the system was assessed based
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on the methodology described by Markman and Livney 21. The samples were dissolved in
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double distilled water at concentrations of 10 mg/mL, and subsequently acidified to pH 4.6
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with HCl. The sample suspensions were centrifuged at 1000 g for 10 min and then filtrated
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(P5 filter paper, Fisher Scientific, Pittsburgh, PA). The pH of the supernatant was
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readjusted to 7.0 with NaOH. The protein content of the suspension (after pH adjustment
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and before centrifugation) and supernatant was measured by the Lowry method 31. The
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amount of protein was subsequently calculated using a calibration curve prepared using
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sodium caseinate concentrations ranging from 0.2 to 1.0 mg/mL. The conjugation yield was
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defined as follows: ! (%) = ( )100 ℎ !
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Size exclusion chromatography
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The conjugation products were analyzed by high performance size exclusion
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chromatography (1260 Infinity, Agilent Technologies, Santa Clara, CA). 100 µL of the
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sample (containing 1.0 w/v% solids) was injected and separated over a OHpak SB-806M ACS Paragon Plus Environment
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HQ column (Shodex, Showa Denko America Inc., Torrance, CA, USA) at a flow rate of 1.0
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mL/min and 20 ˚C. The mobile phase consisted of 0.200 M NaCl solution. Two detectors
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were used, a light scattering (Dawn Heleos-II, Wyatt Technology) and a refractive index
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detector (Optilab, T-rex, Wyatt Technology). The light scattering data were collected at a
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cell temperature of 30 ˚C and with a detector angle of 90˚. The cell temperature of the
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refractive index detector was set to 40 ˚C.
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Fabrication of nanoparticles
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Protein nanoparticles were fabricated by LAS as described in a previous manuscript 1.
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Zein (3.0 w/v%) was suspended in 85 v/v% ethanol by stirring for 2 h followed by
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centrifugation at 9900 g for 12 min. The supernatant was collected and after overnight
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storage at 4 ˚C, it was centrifuged (9900 g for 12 min) again and filtered using filter paper
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(P5, Fisher Scientific) to remove any precipitated material. The filtered zein solution was
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subsequently added to the antisolvent at a 1:5 ratio under continuous stirring (440 rpm) at
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room temperature. Bare zein particles were produced using water (at pH 7.0) as antisolvent,
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while coated particles were produced by co-precipitation in aqueous sodium caseinate and
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maltodextrin or dextran or conjugate solutions (pH 7.0, final protein concentration of 1.00
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w/v%). After addition, the particle suspensions were stirred for an additional 2 min. Ethanol
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was removed from the mixtures using a rotary evaporator at 30 ºC (Buchi RE 111, Flawil,
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Switzerland). For the nanoparticles loaded with resveratrol, 0.15 w/v% of GSE was added
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to the solvent phase (i.e. the initial zein solution), stirred for 30 min, and then filtered using
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Whatman paper (Nr. 42) prior to particle production. The particle suspensions, after the
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LAS procedure, hence, contained 0.5 w/v% zein and 0.025 w/v% resveratrol.
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Resveratrol quantification The resveratrol level contained in the nanoparticles was measured using a UV-VIS
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spectrophotometer (Ultrospec 3000 pro, Biochrom Ltd., Cambridge, UK) at a wavelength
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of 307 nm. The nanoparticles were dissolved in dimethyl sulfoxide prior the analysis.
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Nanoparticles without resveratrol were used as blank. Pure resveratrol was dissolved in
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dimethyl sulfoxide at 100 µg/mL and then diluted to create a calibration curve with
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concentrations ranging from 0.2 to 6.0 µg/mL.
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Characterization of nanoparticles
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Particle size and ζ-potential
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Mean particle diameter, polydispersity index and particle size distribution were
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obtained using a dynamic light scattering instrument (Zetasizer Nano ZS, Malvern
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Instruments, Malvern, UK). The ζ-potential was determined by particle electrophoresis
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using the same instrument. Samples were diluted 40 times to avoid multiple scattering
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effects and equilibrated at 25 ˚C prior to analysis.
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Encapsulation efficiency
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The encapsulation efficiency (EE,%) of the nanoparticles prepared by co-precipitation
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with the physical mixture of caseinate and maltodextrin of 2.8 kDa or dextrans of 37 and
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150 kDa, as well as, those prepared with the Maillard conjugates was determined using the
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following equation: ## (%) = (1 −
$% )100 $&
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In which ResT is the resveratrol contained in the suspension (M) and ResF is the amount of
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free resveratrol (M). The free resveratrol was determined as the amount of resveratrol that
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was collected into the filtrate receiver after being centrifuged at 1840 g for 60 min using a
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centrifugal filter (Amicon® Ultracel-10kDa 2 mL Millipore, Cork Ireland) 6. The recovery
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yield of resveratrol after passing through the filter (92%) was taken into account to correct
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the actual amount of resveratrol in the filtrate. The resveratrol contained in the
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nanoparticles and the filtrate was assessed by diluting the suspension in dimethyl sulfoxide
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Morphology
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The morphology of the conjugated and non-conjugated particles with dextran 37 kDa, was
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analyzed using transmission electron microscopy (2000FX TEM, JEOL, Tokyo, Japan) at a
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voltage of 200 kV. The sample was diluted 40 times following the same procedure as the
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particle size and ζ-potential measurements. An aliquot (5 μL) of the diluted sample was
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drop-casted onto a carbon-coated copper grid (400 mesh). The grid was then air-dried at
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room temperature before loading it into the microscope. Images of the biopolymer particles
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were recorded in randomly selected fields 33.
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Particle stability to environmental stresses
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CaCl2 Stability
prior to quantification. The suspensions without resveratrol were used as blank samples.
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After production, the particle dispersions were diluted two-fold using CaCl2 solutions
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(0.0 – 200 mM) to obtain systems with final CaCl2 concentrations ranging from 0.0 to 100
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mM. The samples were then stored for 24 h at room temperature after which the particle
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size distribution was analyzed by dynamic light scattering.
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Temperature stability
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mM, and then incubated in water bath set at different temperatures (30-90 °C) for 30 min.
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The samples were then allowed to cool down to 23 ˚C, stored for 24 h, after which the
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particle size distribution was analyzed by dynamic light scattering.
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pH stability
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The pH stability of freshly prepared 40–fold diluted particle dispersions was assessed
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using an automatic titrator (MPT-2, Malvern Instruments) with NaOH (0.25 M) and HCl
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(0.10 M) as the titrating base and acid. The particle size distribution and ζ-potential were
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measured from pH 9.0 to 3.0 (titrating intervals of 0.5) by dynamic light scattering and
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particle electrophoresis.
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Data analysis
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All experiments were performed at least in duplicate and the results are given as mean
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values ± standard deviation.
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Results and Discussion
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Conjugation efficiency and yield
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The conjugation efficiency of the reaction of caseinate with carbohydrates with
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molecular masses of 1.0, 2.8, 37 or 150 kDa was analyzed by quantifying the unreacted
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amino groups of the caseinate after the conjugation reaction using the OPA test (Figure 2).
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The conjugation yield was tested by studying the behavior of the non-conjugated and
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conjugated protein-carbohydrate samples at the isoelectric point of the protein (pH 4.6).
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The protein that does not precipitate at this pH is considered to be stabilized by conjugation
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to the carbohydrate. It is, however, possible that this technique underestimates the real
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conjugation yield as protein aggregates, although conjugated to dextran molecules, will ACS Paragon Plus Environment
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likely also precipitate in these conditions and, hence, be considered unconjugated. This
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technique is also a simple way to purify the conjugated from the non-conjugated proteins
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(Figure 2) 21. The molecular mass of the polysaccharide had an influence on both the
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conjugation efficiency and conjugation yield. With an increase in molecular mass of the
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polysaccharide the conjugation efficiency diminished. The lowest efficiency was reached at
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37 kDa and did not significantly change upon further increases in molecular mass (Figure
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2). Simultaneously, the increment in molecular mass of the polysaccharide substantially
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increased the conjugation yield. The conjugation of carbohydrates with a higher molecular
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mass to the proteins clearly stabilized the caseinate proteins against aggregation near the
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isoelectric point. The conjugation yield, hence, reflects two processes: the conjugation of
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the carbohydrate and the protein (conjugation efficiency) and the ability of the carbohydrate
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to stabilize the protein near its isoelectric point. Based on previous studies 21, 30, the average
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number of amino groups per caseinate molecule available to react with the reducing sugars
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of the polysaccharides is 13.6. We therefore estimated the average number of carbohydrates
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conjugated per caseinate molecule in our study to be about 9, 5, 0.7 and 0.7 for the 1.0, 2.8
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maltodextrins and 37, and 150 kDa dextrans, respectively. The reduction in the conjugation
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efficiency could be explained by an increase in the steric hindrance when longer
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polysaccharides are conjugated with a protein, reducing the accessibility of the surrounding
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unconjugated amino groups. The steric hindrance effect using dextrans of 37 and 150 kDa
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appears to be similar, since the number of carbohydrates conjugated per caseinate molecule
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was equal for both treatments. Furthermore, the molar ratio between the caseinate and the
263
polysaccharides was also reduced by increasing the molecular mass of the carbohydrates,
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resulting in less reducing sugar ends to conjugate to the protein. The protein-carbohydrate
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mass ratio used was not changed between the carbohydrate samples as increasing the
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concentration of the high molecular mass dextran to keep the same molar ratio, resulted in
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hazy solutions with incomplete solubilization.
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Size exclusion chromatography confirmed the molecular mass reported by the supplier
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of the dextrans and showed that the molecular mass of the dextran molecules was not
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altered by spray-drying the dextran-caseinate mixture (Table 1). The subsequent incubation
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of the spray dried caseinate-dextran mixture resulted in the formation of large complexes
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(Table 1). It was, however, impossible to estimate the ratio of caseinate to dextran
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molecules based on these data as caseinate probably does not occur as single molecules, but
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rather as caseinate aggregates 34. The broad molecular weight distribution of the signals
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picked up for the conjugated samples could be ascribed to the presence of a variety of
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conjugation degrees between the caseinate and the dextran molecules or, more likely, to the
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aggregation or micellization of unreacted protein in the column 34, 35. Around pH 4.6, non-
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conjugated caseinate has no or a very low net charge, leading to aggregation and
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precipitation due to the loss of electrostatic repulsion between the protein chains. After
280
conjugation, the stability of the caseinate-carbohydrate conjugates is believed to be driven
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by steric repulsion. As clearly shown by the conjugation yield data, the steric repulsion
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caused by the conjugation with the maltodextrin of 1.0 kDa is not enough to stabilize the
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protein solution near the isoelectric point of the protein. Increasing the molecular mass of
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the polysaccharide approximately 3 times already had a sharp effect on the stability of the
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protein by increasing the recovery yield from 10% to almost 90% at pH 4.6. Further
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increments in the molecular mass of the polysaccharide resulted in even higher yields of up
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to 93%.
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Particles characterization MC of caseinate and carbohydrates with molecular masses of 2.8, 37 and 150 kDa
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were included in the antisolvent phase to study the effect of the glycation of caseinate on
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the characteristics and stability of caseinate-coated zein nanoparticles encapsulating
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resveratrol produced by LAS. The conjugates formed with maltodextrin of 1.0 kDa were
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not used for further studies, because these polysaccharide chains were not long enough to
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create the steric repulsion needed to stabilize the caseinate at pH 4.6. The mean particle
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diameter of the resveratrol-loaded particles created with the conjugates and the non-
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conjugated physical mixture of caseinate and carbohydrates was subsequently analyzed
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(Figure 3a). All the samples presented a monomodal particle size distribution (Figure 3c).
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The mean particle diameter remained relatively stable for particles produced with the non-
299
conjugated mixture of caseinate and carbohydrates. Furthermore, the diameter did not
300
change significantly for the particles co-precipitated with the caseinate-maltodextrin (2.8
301
kDa) conjugates versus those produced in the presence of the non-conjugated mixture of
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caseinate and maltodextrin (2.8 kDa).
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For the zein particles produced with the antisolvent mixtures containing conjugates of
304
caseinate and the higher molecular mass dextrans (37 and 150 kDa), the mean particle
305
diameter decreased relative to those particles co-precipitated with non-conjugated protein-
306
carbohydrate mixtures. The reason for this decrease could be a reduction in the packing
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parameter and an associated increase in the curvature of the coated nanoparticles. The
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reduction is a consequence of the increase in the bulkiness of the hydrophilic domains of
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the caseinate protruding into the environment caused by the attachment of the
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polysaccharide chains 21. Another possibility to explain the reduction in size is steric
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repulsion caused by the carbohydrate structures protruding from the particle surface which
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restrict particle growth as no other zein or caseinate molecules can approach the inner core
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of the particles. The increment of the bulkiness of the conjugates with maltodextrin with a
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molecular mass of 2.8 kDa is not enough to decrease the packing parameter or ensure
315
enough steric repulsion. Conversely, the zein particles co-precipitated with the non-
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conjugated mixture of caseinate and dextran (37 and 150 kDa) had an increased particle
317
diameter compared to the ones made with 2.8 kDa maltodextrin. A slight aggregation of the
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particles caused by depletion flocculation could be responsible for the observed increase in
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mean particle diameter. The long chain polysaccharides generated a thermodynamic
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incompatibility with the nanoparticles pushing the particles together 36. Electrophoresis
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measurements of the particles co-precipitated with the conjugates and the non-conjugated
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mixtures of caseinate and carbohydrates indicated that the magnitude of the zeta-potential
323
decreased upon conjugation (Figure 3b). The decrease, however, was greater for the
324
conjugates made with the dextrans of 37 and 150 kDa. Lesmes and McClements 19
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observed similar results with lipid droplets coated by ß-lactoglobulin-dextran MC and
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hypothesized that the reduction in the zeta-potential could be explained by two phenomena.
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Firstly, the number of ionizable groups at the particle surface is reduced due to the
328
formation of the Amadori compounds which consume free amino groups (Figure 1).
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Secondly, the decrease in the apparent zeta-potential of the nanoparticles can be due to a
330
screening effect in which the distance between the protein charges and the aqueous
331
continuous phase is increased. The presence of resveratrol did not change the size and zeta
332
potential of the nanoparticles (data not shown), which can be attributed to the fact that it is
333
incorporated into the internal hydrophobic core or embedded in the biopolymer network of
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the particles. Figure 4 shows the microscopic morphology of zein nanoparticles loaded
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with resveratrol prepared with non-conjugated and conjugated caseinate with dextran 37
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kDa. The particles have a spheroid shape and proved to be stable against aggregation. The
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size of the conjugated particles is smaller supporting the results obtained with the dynamic
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light scattering instrument. The surface of the non-conjugated particles appears to be
339
rougher and less even than the surface of the conjugated particles. The difference in the
340
surface of the particles can be related to the hypothesized differences in molecular
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arrangements in the particle structure.
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Encapsulation efficiency
343
The EE was measured for the particles co-precipitated with the non-conjugated mixture
344
of caseinate and the polysaccharides with molecular masses of 2.8, 37 and 150 kDa and for
345
their conjugates. The EE of the particles produced with the non-conjugated and the
346
conjugated caseinate-carbohydrate samples in the antisolvent all varied around 80 and 85%
347
without a clear tendency of increasing or decreasing EE depending on the evaluated
348
treatments (Figure 5). Therefore it was concluded that the conjugation of caseinate did not
349
negatively affect the EE. Moreover, the percentages are similar to the ones obtained
350
previously, in which resveratrol was encapsulated in zein particles stabilized by sodium
351
caseinate without the addition of carbohydrates1. In that research, it was found that
352
resveratrol could form complexes with sodium caseinate in the system that could be part of
353
the particle coating or be dispersed within the continuous phase as a complementary
354
method of resveratrol encapsulation. It is also know that polysaccharides can stabilize
355
resveratrol in aqueous medium mainly through the formation of hydrogen bonds 37. This
356
can certainly also contribute to a higher EE of resveratrol in these systems.
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Particle stability
358
The ultimate goal of the use of protein-polysaccharide conjugates to coat the zein
359
particles was to increase the stability of the final nanoparticles without compromising
360
particle functionality, e.g. EE. We therefore tested the influence of a variety of
361
environmental stresses on the stability of the particles.
362
Sodium ions were included in the aqueous phase of the nanoparticle suspensions and
363
then they were subjected to thermal treatments. The ions shield the surface charges on the
364
particles and, hence, reduce the electrostatic repulsion between them. This approach also
365
more closely matches the conditions encountered in real-world food systems. In accordance
366
with previous research on caseinate-coated zein particles 38, the mean diameter of zein
367
nanoparticles made with caseinate and maltodextrin (both non-conjugated and conjugated)
368
did not change appreciably with increasing temperature or high salt concentrations (Figure
369
6a). For both dextran samples, however, the mean diameter increased with increasing
370
temperature for the non-conjugated samples (Figure 6b&c) and presented a multimodal
371
particle size distribution indicating the presence of aggregates (data non shown). This was
372
more pronounced with increasing salt concentration and increasing molecular mass of the
373
carbohydrate moiety. In non-conjugated samples, free dextran molecules will be found in
374
the suspension which promote depletion flocculation and destabilization of the particle
375
suspensions, resulting in increased particle sizes. In this case, the free biopolymers
376
therefore act as an additional destabilization factor. Depletion flocculation occurs due to
377
steric exclusion of polymers from the particle surfaces, which leads to osmotic pressure
378
gradients that increase the attractive forces between the particles 39. Previous research
379
already indicated that the critical concentration at which depletion flocculation occurs,
380
decreases with the molecular mass of the non-adsorbed polymer 40. Larger molecules will
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381
be more easily excluded from the particle surfaces and their effect will therefore be more
382
pronounced at lower concentrations (assuming similar properties of the polymers). Particle
383
and biopolymer mobility will be increased by higher temperatures which will speed up the
384
flocculation process. The conjugation of dextran to caseinate molecules coating the zein
385
particles inhibited destabilization due to depletion flocculation, probably due to steric
386
repulsion and the fact that the free dextran concentration in the conjugated samples was
387
also significantly lower than in the non-conjugated samples. The mean diameter of the
388
conjugated dextran-caseinate zein nanoparticles did not grow significantly with increasing
389
temperature, even in the presence of elevated salt concentrations (Figure 6b&c) and the
390
particle size distribution remained monomodal.
391
Calcium chloride, as a divalent salt, has a strong crosslinking and destabilizing effect
392
on biopolymer-based nanoparticles 41, especially when they are only stabilized by
393
electrostatic repulsion. As outlined above, in general, protein particles are mainly stabilized
394
by electrostatic repulsion between the particles. Calcium ions can form salt bridges between
395
anionic protein particles. The increase of the steric repulsion by conjugating carbohydrates
396
to the caseinate molecules coating the zein particles is expected to increase the stability of
397
the nanoparticles. The hairy carbohydrate protrusions hamper the formation of calcium
398
bridges between particles. The particles coated with non-conjugated caseinate destabilized
399
in the presence of calcium ions (Figure 6d insert). Conjugation of the carbohydrate with
400
the lowest molecular mass, i.e. maltodextrin, to the coating caseinate, only marginally
401
stabilized the particles against bridging by calcium ions (Figure 6d). Conversely, dextran
402
stabilized the particles against aggregation at elevated calcium concentrations, which can be
403
attributed to the greater steric repulsion generated by the longer carbohydrate molecules
404
(Figure 6d).
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Protein particles are especially sensitive to pH changes. Near the isoelectric point of
406
the protein particles, the charge on the particle surface is reduced, which minimizes the
407
electrostatic repulsion between particles and promotes aggregation. Plain zein particles
408
destabilized around pH 5.0 (Figure 7a) where they showed the lowest absolute zeta
409
potential (Figure 8a). This would seriously hamper the use of these protein particles in
410
many food products. Coating of zein particles with caseinate slightly reduced the pH at
411
which the particles aggregated, i.e. to around pH 4.5 (Figure 7b-d) 38, but extensive
412
aggregation still occurred. Conjugation of a carbohydrate to the caseinate coating the zein
413
particles does not significantly affect the isoelectric point of the particles relative to the
414
values found for the non-conjugated samples (Figure 8b-d). However, it did reduce the
415
magnitude of the electrical charge on the particles below and above the isoelectric point. As
416
discussed earlier, this can be attributed to the association of carbohydrates to amino groups
417
on the proteins and to shielding of the particle surface charge by carbohydrate layer. Non-
418
conjugated particles were still destabilized near and below the isoelectric point. However,
419
when the zein particles were coated with caseinate-carbohydrate conjugates, the mean
420
particle diameter did not increase appreciably when the pH was reduced to around and
421
below the isoelectric point. Maltodextrin did not perform as efficiently as the higher
422
molecular mass dextrans. Indeed, the dextran molecules with a molecular mass of 37 kDa
423
were able to completely stabilize the particles against size increments caused by pH effects.
424
We have shown that the stability of resveratrol-fortified zein nanoparticles can be
425
improved by coating them with MC made from sodium caseinate and neutral
426
carbohydrates. The molecular mass of the carbohydrates used to form the MC had a
427
significant impact on particle stabilization, with the stability of the delivery systems
428
increasing with increasing carbohydrate molecular mass. This is an important result in view
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429
of the potential application of zein particles in real-world food applications. The
430
nanoparticles produced in this work were highly stable against environmental stresses that
431
might be encountered by delivery systems in real-life food processing applications, e.g.,
432
temperature, pH, and ionic strength changes.
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1.
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biopolymer particles produced using liquid antisolvent precipitation. Part 1: preparation and
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zein-curcumin colloidal particles. Soft Matter 2010, 6, 6192-6199.
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loaded biopolymeric colloidal particles prepared by simultaneous precipitation of quercetin
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characterization of zein/chitosan complex for encapsulation of alpha-tocopherol, and its in
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vitro controlled release study. Colloids and Surfaces B-Biointerfaces 2011, 85, 145-152.
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Patel, A.; Hu, Y. C.; Tiwari, J. K.; Velikov, K. P., Synthesis and characterisation of
Patel, A. R.; Heussen, P. C. M.; Hazekamp, J.; Drost, E.; Velikov, K. P., Quercetin
Parris, N.; Cooke, P. H.; Hicks, K. B., Encapsulation of essential oils in zein
Luo, Y. C.; Wang, T. T. Y.; Teng, Z.; Chen, P.; Sun, J. H.; Wang, Q., Encapsulation of
Luo, Y. C.; Zhang, B. C.; Whent, M.; Yu, L. L.; Wang, Q., Preparation and
Joye, I. J.; McClements, D. J., Production of nanoparticles by anti-solvent precipitation
Hu, K.; McClements, D. J., Fabrication of surfactant-stabilized zein nanoparticles: A
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Joye, I. J.; Nelis, V. A.; McClements, D. J., Gliadin-based nanoparticles: Stabilization
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10. Zhong, Q.; Jin, M., Zein nanoparticles produced by liquid–liquid dispersion. Food
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Hydrocolloids 2009, 23, 2380-2387.
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11. Patel, A. R.; Bouwens, E. C. M.; Velikov, K. P., Sodium caseinate stabilized zein
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colloidal particles. Journal of Agricultural and Food Chemistry 2010, 58, 12497-12503.
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12. Li, K. K.; Yin, S. W.; Yin, Y. C.; Tang, C. H.; Yang, X. Q.; Wen, S. H., Preparation of
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water-soluble antimicrobial zein nanoparticles by a modified antisolvent approach and their
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characterization. Journal of Food Engineering 2013, 119, 343-352.
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13. Chen, H. Q.; Zhong, Q. X., Processes improving the dispersibility of spray-dried zein
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nanoparticles using sodium caseinate. Food Hydrocolloids 2014, 35, 358-366.
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14. Hu, K.; McClements, D. J., Fabrication of biopolymer nanoparticles by antisolvent
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precipitation and electrostatic deposition: Zein-alginate core/shell nanoparticles. Food
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Hydrocolloids 2015, 44, 101-108.
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15. McClements, D. J., Protein-stabilized emulsions. Current Opinion in Colloid &
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Interface Science 2004, 9, 305-313.
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16. Jahanshahi, M.; Babaei, Z., Protein nanoparticle: a unique system as drug delivery
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vehicles. African Journal of Biotechnology 2008, 7, 4926-4934.
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17. Oliver, C. M.; Melton, L. D.; Stanley, R. A., Creating proteins with novel functionality
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via the maillard reaction: A review. Critical Reviews in Food Science and Nutrition 2006,
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46, 337-350.
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18. Ames, J. M., Control of the Maillard reaction in food systems. Trends in Food Science
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19. Lesmes, U.; McClements, D. J., Controlling lipid digestibility: Response of lipid
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droplets coated by β-lactoglobulin-dextran Maillard conjugates to simulated gastrointestinal
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conditions. Food Hydrocolloids 2012, 26, 221-230.
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20. Wooster, T. J.; Augustin, M. A., β-Lactoglobulin-dextran Maillard conjugates: Their
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effect on interfacial thickness and emulsion stability. Journal of Colloid and Interface
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Science 2006, 303, 564-572.
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21. Markman, G.; Livney, Y. D., Maillard-conjugate based core-shell co-assemblies for
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nanoencapsulation of hydrophobic nutraceuticals in clear beverages. Food & Function
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2012, 3, 262-70.
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22. Shah, B.; Davidson, P. M.; Zhong, Q., Encapsulation of eugenol using Maillard-type
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conjugates to form transparent and heat stable nanoscale dispersions. LWT - Food Science
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and Technology 2012, 49, 139-148.
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23. Walle, T.; Hsieh, F.; DeLegge, M. H.; Oatis Jr, J. E.; Walle, U. K., High absorption but
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very low bioavailability of oral resveratrol in humans. Drug Metabolism and Disposition
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2004, 32, 1377-1382.
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24. Alves, N. E. G., Studies on mechanistic role of natural bioactive compounds in the
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management of obesity, an overview. Open Nutraceuticals Journal 2012, 5, 193.
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25. Catalgol, B.; Batirel, S.; Taga, Y.; Ozer, N. K., Resveratrol: French paradox revisited.
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Frontiers in Pharmacology 2012, 3 JUL.
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26. Neves, A. R.; Lucio, M.; Martins, S.; Lima, J. L. C.; Reis, S., Novel resveratrol
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nanodelivery systems based on lipid nanoparticles to enhance its oral bioavailability.
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International Journal of Nanomedicine 2013, 8, 177-187.
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27. Hung, C.-F.; Chen, J.-K.; Liao, M.-H.; Lo, H.-M.; Fang, J.-Y., Development and
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evaluation of emulsion-liposome blends for resveratrol delivery. Journal of Nanoscience
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and Nanotechnology 2006, 6, 2950-2958.
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28. Patel, K. R.; Scott, E.; Brown, V. A.; Gescher, A. J.; Steward, W. P.; Brown, K.,
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Clinical trials of resveratrol. In Resveratrol and Health, Vang, O.; Das, D. K., Eds. 2011;
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Vol. 1215, pp 161-169.
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29. Trela, B. C.; Waterhouse, A. L., Resveratrol: Isomeric molar absorptivities and
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stability. Journal of Agricultural and Food Chemistry 1996, 44, 1253-1257.
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30. Pan, X.; Mu, M.; Hu, B.; Yao, P.; Jiang, M., Micellization of casein-graft-dextran
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copolymer prepared through Maillard reaction. Biopolymers 2006, 81, 29-38.
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31. Lowry, O. H.; Rosebrough, N. J.; Rarr, L. A.; Randall, R. J., Protein measurement with
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the Folin phenol reagent. Journal of Biological Chemistry 1951, 193, 265-275.
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32. Podaralla, S.; Perumal, O., Influence of formulation factors on the preparation of zein
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nanoparticles. AAPS PharmSciTech 2012, 13, 919-927.
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33. Arroyo-Maya, I. J.; McClements, D. J., Biopolymer nanoparticles as potential delivery
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systems for anthocyanins: Fabrication and properties. Food Research International 2015,
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69, 1-8.
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34. Morris, G. A.; Sims, I. M.; Robertson, A. J.; Furneaux, R. H., Investigation into the
519
physical and chemical properties of sodium caseinate-maltodextrin glyco-conjugates. Food
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Hydrocolloids 2004, 18, 1007-1014.
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35. O’Regan, J.; Mulvihill, D. M., Preparation, characterisation and selected functional
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properties of sodium caseinate–maltodextrin conjugates. Food Chemistry 2009, 115, 1257-
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1267.
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36. McClements, D. J., Food Emulsions: Principles, practice, and techniques. CRC Press
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Inc.: 2005; p 374.
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37. Zhang, X. P.; Le, Y.; Wang, J. X.; Zhao, H.; Chen, J. F., Resveratrol nanodispersion
527
with high stability and dissolution rate. LWT-Food Science and Technology 2013, 50, 622-
528
628.
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38. Joye, I. J.; Davidov-Pardo, G.; McClements, D. J., Encapsulation of resveratrol in
530
biopolymer particles produced using liquid antisolvent precipitation. Part 2: Stability and
531
functionality. Food Hydrocolloids 2015, 49, 127-134.
532
39. Walstra, P., Physical Chemistry of Foods. Marcel Dekker, Inc.: New York (USA),
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2003; p 807.
534
40. Burns, J. L.; Yan, Y.; Jameson, G. J.; Biggs, S., The effect of molecular weight of
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nonadsorbing polymer on the structure of depletion-induced flocs. Journal of Colloid and
536
Interface Science 2002, 247, 24-32.
537
41. Agboola, S. O.; Dalgleish, D. G., Calcium-induced destabilization of oil-in-water
538
emulsions stabilized by caseinate of by beta-lactoglobulin. Journal of Food Science 1995,
539
60, 399-404.
540
Note
541
Dr. Gabriel Davidov-Pardo is recipient of a post-doctoral fellowship by the Secretaría
542
de Ciencia Tecnología e Innovación del Distrito Federal (SECITI, Mexico City). Dr. Iris
543
Joye gratefully acknowledges financial support from the ‘Fonds voor Wetenschappelijk
544
Onderzoek – Vlaanderen’ (FWO, Brussels, Belgium) and from the European Commission
545
7th Framework Program (FP7-People-2011-IOF-300408). This material is partly based
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upon work supported by United States Department of Agriculture, NRI Grants (2011-
547
03539, 2013-03795, 2011-67021, and 2014-67021).
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Figure captions
550
Figure 1. Schematic representation of the Maillard conjugation reaction between the
551
reducing end of a sugar molecule and a free amine group of a protein. This figure only
552
shows the initial phase of the Maillard reaction until the formation of the Amadori
553
products, the further stages of the reaction are not shown.
554 555
Figure 2. Conjugation yield and efficiency of the conjugation of caseinate to
556
maltodextrin/dextran.
557 558
Figure 3. Mean particle diameter (A) and zeta-potential (B) and particle size distribution
559
(C) of zein particles loaded with grape skin extract (GSE) prepared with conjugated
560
(Maillard conjugates of sodium caseinate and dextran) and non-conjugated (physical
561
mixture of unreacted sodium caseinate and dextran) biopolymers in the antisolvent [1.0%
562
(w/v)]. The ratio of polysaccharides to sodium caseinate was 1.75 to 1.0. Zein and GSE
563
concentrations in the particle suspensions were 0.5 and 0.025% (w/v), respectively.
564 565
Figure 4. Transmission electron microscopy (TEM) images of zein particles loaded with
566
grape skin extract (GSE) prepared with (A) conjugated (Maillard conjugates of sodium
567
caseinate and dextran) and (B) non-conjugated (physical mixture of unreacted sodium
568
caseinate and dextran) biopolymers in the antisolvent [1.0% (w/v)]. The caseinate was
569
conjugated with dextran of 37 kDa. The ratio of polysaccharides to sodium caseinate was
570
1.75 to 1.0. Zein and GSE concentrations in the particle suspensions were 0.5 and 0.025%
571
(w/v), respectively.
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573
Figure 5. Encapsulation efficiency of zein particles loaded with grape skin extract (GSE)
574
prepared with conjugated (Maillard conjugates of sodium caseinate and dextran) and non-
575
conjugated (physical mixture of unreacted sodium caseinate and dextran) biopolymers in
576
the antisolvent [1.0% (w/v)]. The ratio of polysaccharides to sodium caseinate was 1.75 to
577
1.0. Zein and GSE concentrations in the particle suspensions were 0.5 and 0.025% (w/v),
578
respectively.
579 580
Figure 6. Effect of ions on the particle diameter of zein particles coated with non-
581
conjugated or conjugated caseinate. The particles were incubated in short high temperature
582
treatments (30 min) and/or elevated salt conditions (300 and 600 mM NaCl and 0-100 mM
583
CaCl2). The effect of the molecular mass of the conjugated carbohydrate was studied for
584
NaCl/temperature treatments [(A) maltodextrin (MD) 2.8 kDa, (B) Dextran 37 kDa, and
585
(C) Dextran 150 kDa] and CaCl2 incubation (D). Insert (6D): Appearance of precipitated
586
particles made with the physical mixture of sodium caseinate and dextran 37 kDa in the
587
presence of CaCl2. Zein and GSE concentrations in the particle suspensions were 0.5 and
588
0.025% (w/v), respectively.
589 590
Figure 7. Effect of pH on the mean diameter of plain zein nanoparticles (A) and zein
591
nanoparticles prepared with conjugated (Maillard conjugates of sodium caseinate and
592
dextran) and non-conjugated (physical mixture of unreacted sodium caseinate and dextran)
593
biopolymers in the antisolvent [1.0% (w/v)]. The effect of the molecular mass of the
594
conjugated carbohydrate was studied in function of pH [(B) maltodextrin (MD) 2.8 kDa,
595
(C) Dextran 37 kDa, and (D) Dextran 150 kDa]. Zein and GSE concentrations in the
596
particle suspensions were 0.5 and 0.025% (w/v), respectively.
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597 598
Figure 8. Effect of pH on the zeta-potential of plain zein nanoparticles (A) and zein
599
nanoparticles prepared with conjugated (sodium caseinate and dextran) and non-conjugated
600
(physical mixture of unreacted sodium caseinate and dextran) in the antisolvent [1.0%
601
(w/v)]. The effect of the molecular mass of the conjugated carbohydrate was studied in
602
function of pH [(B) maltodextrin (MD) 2.8 kDa, (C) Dextran 37 kDa, and (D) Dextran 150
603
kDa]. Zein and GSE concentrations in the particle suspensions were 0.5 and 0.025% (w/v),
604
respectively.
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Tables Table 1. Molecular mass of the dextran, non-conjugated dextran-caseinate and conjugated dextran-caseinate samples as determined by High Performance Size Exclusion Chromatography.
Dextran 37 kDa
Dextran 150 kDa
Pure dextran
32 kDa
229 kDa
Non-conjugated casein-dextran
34 kDa
231 kDa
1402 kDa and 628 kDa
1242 kDa and 682 kDa
Conjugated casein-dextran
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Figure graphics Figure 1. OH
Dextran
OH
Anomeric Equilibrium
O HO
OH HO
O
H
O
+
OH
H2 C
H2N
H2 C
H2 C
OH OH
Caseinate
C H2
O
OH OH HO
H
O
N H
OH
H2 C
H2 C
H2 C
C H2
OH
N-substituted glycosylamine
OH
OH OH
HO
Amadori rearrangement
H
O
N H
O
H2 C
H2 C
H2 C
OH HO O
C H2
H N
H2 C
OH
H2 C
H2 C
C H2
+
H 2O
H
Amadori rearrangement product (ARP) 1-amino-1-deoxy-2-ketose
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Figure 2. Conjugation efficiency
100
Conjugation yield
90
90
80
80
70
70
60
60
50
50
40
40
30
30
20
20
10
10
0
0 1
2.8
37
Conjugation yield (%)
Conjugation efficiency (%)
100
150
Carbohydrate molecular mass (kDa)
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Figure 3.
Mean Particle Diameter (nm)
A
250 200 150 Non-conjugated
100
Conjugated
50 0 2.8
37
150
Carbohydrate molecular mass (kDa) Carbohydrate molecular mass (kDa)
B Zeta potential (mV)
2.8
Intensity (%)
C
37
150
0 -10
Non-conjugated
-20
Conjugated
-30 -40 -50
60 50 40 30 20 10 0
Non-conjugated Conjugated
Polysaccharide MW 150 kDa
37 kDa
2.8 kDa
0.4
40
4000
Particle diameter (nm) ACS Paragon Plus Environment
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Figure 4
B
A
500 nm
500 nm
605
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606 607 608 609
Journal of Agricultural and Food Chemistry
Figure 5
100
Non-conjugate Conjugate
Encapsulation efficiency (%)
90 80 70 60 50 40 30 20 10 0 2.8
37
150
Carbohydrate molecular weight (KDa) 610
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Figure 6
A 350 330 310 290 270 250 230 210 190 170 150
B Non-conjugated - 300 mM NaCl Conjugated - 300 mM NaCl Non-conjugated - 600 mM NaCl Conjugated - 600 mM NaCl
Mean Particle Diameter (nm)
Mean Particle Diameter (nm)
611 612
350 330 310 290 270 250 230 210 190 170 150
Non-conjugated - 300 mM NaCl conjugated - 300 mM NaCl Non-conjugated - 600 mM NaCl Conjugated - 600 mM NaCl
30 40 50 60 70 80 90
30 40 50 60 70 80 90
Temperature (ºC)
Temperature (ºC) 350 330 310 290 270 250 230 210 190 170 150
Non-conjugated - 300 mM NaCl Conjugated - 300 mM NaCl Non-conjugated - 600 mM NaCl Conjugated - 600 mM NaCl
D 750
Conjugated MD 2.8 kDa Conjugated Dextran 37 kDa Conjugated Dextran 150 kDa
Mean Particle Diameter (nm)
C Mean Particle Diameter (nm)
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650 550
Non-conjugated Dextran 37
450 350 250 150
30 40 50 60 70 80 90
Temperature (ºC)
0 50 100 CaCl2 Concentration (mM)
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A
900
Mean Particle Diameter (nm)
Mean Particle Diameter (nm)
Figure 7.
750 600 450 300 150 0
B
900
Non-conjugated Conjugated
750 600 450 300 150 0
3
4
5
6
7
8
9
3
4
5
Conjugated
750 600 450 300 150 0 4
5
6
7
8
D
900 Mean Particle Diameter (nm)
Mean Particle Diameter (nm)
Non-conjugated
C
3
7
8
9
pH
pH
900
6
Non-conjugated Conjugated
750 600 450 300 150 0
9
3
4
5
6
7
8
9
pH
pH ACS Paragon Plus Environment
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Figure 8.
A
B
50 40 30 20 10 0 -10 3 -20 -30 -40 -50
30 Non-conjugated
20
4
5
6
7
8
9
Zeta potential (mV)
Zeta potential (mV)
613 614
Conjugated
10 0 -10
3
4
5
6
-30
pH
D Non-conjugated
30
Non-conjugated
Conjugated
Conjugated
20
10 0 4
5
6
7
-20 -30 -40
8
9
Zeta potential (mV)
20 Zeta potential (mV)
9
-20
-50
pH
30
-50
8
-40
C
-10 3
7
10 0 -10 3
4
5
6
7
8
9
-20 -30 -40
pH
-50
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Journal of Agricultural and Food Chemistry
615
ACS Paragon Plus Environment
39