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CHAPTER 5
Electronic Submission of Manuscripts Using Web-Based Systems Sarah C. Blendermann
E
lectronic submission of manuscripts to journals is undergoing significant change as publishers respond to mounting pressure to publish faster, better, and more efficiently. The use of the Web and e-mail enables the peer-review process to move more rapidly, speeding review and decision cycles. And although scientific research has always been an international activity, journal publishing is increasingly global, with authors, reviewers, and editors contributing from numerous countries and all participants benefiting from electronic communications.
✐ Reminder: Good practices and appropriate file creation start early in
the manuscript preparation process. If author source files are not of adequate quality for production, then the publication process will be delayed. Authors should be mindful of publishers’ requirements early in the writing process.
This chapter covers the major systems used by dominant commercial publishers and professional societies to manage the submission, review, and acceptance of scholarly manuscripts, and it endeavors to guide authors through the routine tasks associated with submitting a manuscript online. It is important to acknowledge that publishers will revise their systems and add new features quickly, so the information that follows will likely age rapidly. However, authors can rely on this chapter to guide them through the general process of online submission. Proprietary and commercial editorial systems are frequently designed to accommodate both electronic and paper publication processes. Capabilities vary, Copyright 2006 American Chemical Society In The ACS Style Guide; Coghill, A., et al.; The ACS Style Guide; American Chemical Society: Washington, DC, 2006.
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but many systems have become similar as publishers establish parallel mechanisms for managing the peer-review process. Leading commercial software packages currently include Bench>Press from HighWire Press, Editorial Manager from Aries Systems, EJPress from eJournal Press, ScholarOne Manuscript Central, and Rapid Review from Cadmus Systems. Other Web-based commercial products include EdiKit from Berkeley Electronic Press; myICAAP, EPRESS, ESPERE, Fontisworks, and Open Journal Systems from University of British Columbia; PublishASAP; Temple Peer Review Manager; and Xpress Track. Each package provides authors, reviewers, and editors with submission acknowledgments, decision letters, and review documents transmitted using e-mail; no paper correspondence is needed. Several publishers have opted to develop proprietary programs rather than purchase services from a third party. Examples include the American Chemical Society’s ACS Paragon System and the American Institute of Physics’ Peer X-Press. These packages offer features and workflow similar to those contained in commercial editorial packages. Appendix 5-1 matches selected scientific publishers and research grant agencies with the manuscript submission software they use and manuscript submission sites.
Preparing Materials The author guidelines for each journal contain generic and journal-specific instructions concerning manuscript preparation. They indicate the types of components that are required for online submissions, such as the cover letter, abstract, manuscript document, supporting information, figures, and proposed reviewers. Publishers require these items to be submitted in common word-processing or graphics formats, and author guidelines provide the technical details for preparing these manuscript components. Assembling and organizing electronic components of a manuscript in advance will streamline the process and reduce the possibility of errors in submission. The author guidelines will indicate if there are word-processing templates available for authors to download and will specify if there are requirements about their use. Template files contain all the necessary formatting for a particular journal and are provided by the publisher from its Web site. Templates make it easier to format submissions to meet the publisher’s specifications. It is important to understand why authors are asked to provide manuscripts as both word-processing and PDF files. These versions of the manuscript are used in different ways; the PDF version of a manuscript is more suitable for peer review because it is easily transferred among authors, editors, and reviewers and is readable with the ubiquitous free Adobe Acrobat Reader. PDF files are portable
In The ACS Style Guide; Coghill, A., et al.; The ACS Style Guide; American Chemical Society: Washington, DC, 2006.
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across computer platforms, whereas original word-processing files may not be compatible with the system of an editor or reviewer. Publishers may require that authors submit a PDF file, or they may automatically generate one as part of the online submission process. A PDF file assists in maintaining control of versions of the manuscript because editors, authors, and reviewers can insert comments and notes for correction without altering the original text. Most publishers will require word-processing (or TeX or its derivatives) files for production purposes. These versions of the manuscript are manipulated during the final electronic creation of a journal for publication online or in print.
✐ Reminder: Most publishers require both PDF and word-processing
versions of a manuscript to be used for peer review and publication production, respectively.
Another critical element of your submission is the figures associated with the manuscript. Graphics should be high-resolution and of good quality to ensure clarity and accuracy in the final published copy and to facilitate any needed reduction required in the print publication (see Chapter 15 for more detail on preparing illustrations). Many software programs—including PowerPoint, Word, Excel, and WordPerfect—do not create high-resolution images suitable for publication. For that reason, it is recommended that authors create graphics using applications that can prepare figures in TIFF or EPS formats. Figures should have clear, sharp lines, should be clearly labeled, and should be at a high enough resolution that they can be used to compose the print journal. Appendix 5-2 presents the text and image formats accepted by seven major manuscript peer-review and submission systems.
Beginning Your Submission Depending on the publisher, authors may be asked to e-mail the prepared manuscript to the editor, to upload it via an FTP server, or to upload files through the publisher’s Web browser to a secure Web site using HTTP protocol. It is extremely important to submit manuscripts in the method designated for that particular journal because submission mechanisms may vary, even within one publisher’s journals. If the journal requires online manuscript submission, submit all files to that Web site. Similarly, if the journal uses FTP or e-mail, follow the instructions carefully and send all manuscript components via the same route, unless indicated otherwise. When authors are asked to e-mail the manuscript directly to an editor, pay particular attention to the type of files authors are asked to provide, and note
In The ACS Style Guide; Coghill, A., et al.; The ACS Style Guide; American Chemical Society: Washington, DC, 2006.
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if the manuscript should be provided in the body of the e-mail or as an attachment. Publishers offering an FTP server for author use will have detailed instructions on how to access the FTP server. Authors may be asked to compress files when transmitting manuscripts by e-mail, FTP, or as part of an online submission system. If so, the publisher’s Web site will detail the acceptable formats for compressed files. These may include zipped, tarred, uuencoded, or BinHex files. Under some circumstances, Web uploads will automatically invoke a compression process. Leading online submission packages Bench>Press, Editorial Manager, EJPress, Manuscript Central, and Rapid Review, as well as the ACS Paragon System and the American Institute of Physics’ Peer X-Press all use the author home page. This simple online profile contains the author’s contact details and establishes a user name and password. The e-mail address entered here must be correct; a typo could delay important e-mail notifications about acceptance or requests for revision. If the author has already established an account, future submissions can begin with the author login. Several publishers have adopted the concept of a submitting agent or a second author if someone other than the author is submitting the manuscript on the author’s behalf. This person is responsible for the tasks associated with submission, but correspondence and requests for further changes are made to the party designated as the corresponding or primary author of the manuscript. Submitting agent accounts are created similarly to author accounts, but they require information about the primary author also to be added to the user account profile. Passwords to either author accounts or submitting agent accounts should not be shared. Doing so leaves the account holder at risk of incomplete submissions being changed or new submissions being created under his or her name.
The Author Home Page After logging in, the author is presented with his or her home page. Typically, the author home page is divided into several areas; from this location, authors can begin a new submission, check the status of a previous submission, continue a submission begun earlier, or submit a revised manuscript. The author home page also shows the progress of accepted manuscripts through the production cycle to publication. As publishers increasingly recognize the value of this author home page, new features are likely to be added. In the case of the Cadmus Rapid Review software, the author home page has already evolved to include a scientist’s activities as both a referee and an author.
✐ Reminder: If an author home page is available, use it to submit new articles and to track the status of current submissions.
In The ACS Style Guide; Coghill, A., et al.; The ACS Style Guide; American Chemical Society: Washington, DC, 2006.
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Submitting Your Manuscript Preparing materials in advance allows the authors either to complete their full submissions in one sitting or to partially complete the process, depending on individual preferences and the requirements of the publisher. E-mail and FTP submissions require the submission to be completed at one time. However, more publishers with online submission sites allow authors to interrupt their online submissions and to complete them later. During a partial submission, each step must be completed for the information pertaining to that submission step to be saved. The author can complete the submission by logging into the journal site and accessing his or her author home page. After selecting the link for that manuscript, the submission process can be resumed, beginning with the first incomplete step. Before the manuscript is submitted, authors are asked to review all the component parts and make any final changes. Supplemental information should also be reviewed and validated. Crystallographic information files (CIFs) in particular can be verified using the free CheckCIF utility, which is available from the International Union of Crystallography. Usually in the cases of e-mail, FTP, or online submission, no additional changes to the manuscript or associated documents are permitted after submission unless an editor requests a revision or the publisher contacts the author to fix a problem.
Submitted Manuscripts After the submission is complete, the author typically receives an e-mail acknowledging the submission from either the editor or the submission system. If the publisher offers an author home page, the status of the manuscript can be tracked from that site. These sites also notify authors by e-mail as the status of the manuscript changes. If the publisher makes use of an online system for submission, the editors for that publisher may be able to use features available only to them to shepherd the manuscript through the peer-review process. In these cases, the system notifies the editor of newly arrived manuscripts, allows the editor to view all associated files and details of the submission, and allows for the manuscript to be assigned to the appropriate editors and reviewers. Many systems generate the correspondence that accompanies the notification of editors, reviewers, and authors. As decisions are made and correspondence is sent, the corresponding status changes for the manuscript are displayed on the author home page. Additional details about the peer-review process can be found in Chapter 6.
Stops Along the Way (Revisions) When a revision of the paper is requested, an e-mail from the editor will detail the necessary changes. Where FTP or direct-to-editor e-mail is the preferred sub-
In The ACS Style Guide; Coghill, A., et al.; The ACS Style Guide; American Chemical Society: Washington, DC, 2006.
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mission mechanism, the author will send revised files directly to the indicated e-mail address or FTP location. For publishers with author home pages, authors can view the status of submitted manuscripts and determine that a revision has been requested. From the author home page, authors access the submission and upload revised manuscript documents, images, and associated files. During the submission of the revision, authors may also provide rebuttal information or revision details to clarify how the manuscript has been altered. If an author determines that a revision is necessary before a request is made by the editor, authors using Web-based submission systems must contact the appropriate editor and request that the status of the manuscript be changed within the system to indicate that a revision is needed. This step will allow the author to adjust and replace files and then to submit a revision. Once the revision is received, an acknowledgment is sent by e-mail, and the author will not be able to make further changes to the paper unless the editor requests another revision to the manuscript.
Acceptance Authors can expect to be notified of their manuscripts’ acceptance by e-mail. Accepted manuscripts are copyedited and formatted according to specific journal style, using the original word-processing files from the author’s online submission. As the manuscript progresses through the various stages of production, the status on the author home page changes to reflect each new step.
In The ACS Style Guide; Coghill, A., et al.; The ACS Style Guide; American Chemical Society: Washington, DC, 2006.
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APPENDIX 5-1
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Online Submission at Selected Scientific Publishers and Research Grant Agencies This appendix contains a list of scientific publishers and research grant agencies, along with the software they use for online manuscript submission and the manuscript submission site, if there is one. Table 5A-1. Scientific Publishers Publisher American Academy of Forensic Science American Association for Clinical Chemistry American Association of Pharmaceutical Scientists American Chemical Society American Geophysical Union American Institute for Chemical Engineers American Institute of Physics
Software Information and forms only Bench>Press
URL No electronic submission
Editorial Manager
Pharmaceutical Research submissions at https://www.editorialmanager.com/ pharmres/ https://paragon.acs.org/paragon/index.jsp
ACS Paragon System Geophysical Electronic Manuscript System Rapid Review Some journals use Peer X-Press
American Mathematical Society American Peptide Society American Pharmacists Association
Information and forms only ScholarOne Manuscript Central ScholarOne Manuscript Central
American Physical Society American Society for Biochemistry and Molecular Biology
— —
http://submit.clinchem.org/?ctst=y
http://gcubed-submit.agu.org/
https://www.rapidreview.com/AIChE2/ CALogon.jsp http://www.aipservices.org/peerxpress/ index.html After acceptance, you will be asked to use their FTP or e-mail site at http://www.aip. org/epub/submittext.html. No electronic submission http://bip-pep-wiley.manuscriptcentral.com/ Journal of Pharmaceutical Sciences submissions at http://jpharmsci-wiley. manuscriptcentral.com/ http://publish.aps.org/ESUB/ The Journal of Biological Chemistry submissions at http://osrs.jbc.org/asbmb/osrs. nsf/StartSubmission?OpenForm Continued on next page
65 In The ACS Style Guide; Coghill, A., et al.; The ACS Style Guide; American Chemical Society: Washington, DC, 2006.
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Table 5A-1. Scientific Publishers—Continued
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Publisher American Society for Cell Biology American Society for Mass Spectrometry American Society for Microbiology Biophysical Society Blackwell Publishing Cambridge University Press Electrochemical Society Elsevier
Software EJPress
URL http://www.mbcpapers.org/
Elsevier author gateway Rapid Review
http://authors.elsevier.com/JournalDetail. html?PubID=505727&Precis=DESC https://www.rapidreview.com/ASM2/ CALogon.jsp http://submit.biophysj.org/?ctst=y No electronic submission
Bench>Press Information and forms only Information and forms only Peer X-Press Elsevier author gateway
Institute of Electrical & Electronics Engineers (IEEE)
—
Institute of Food Technologists Materials Research Society Nature
ScholarOne Manuscript Central ScholarOne Manuscript Central EJPress
Oxford University Press
Some journals use ScholarOne Manuscript Central
Royal Society of Chemistry Science
ReSourCe
Society of Plastics Engineers Society of Toxicology
Information and forms only ScholarOne Manuscript Central Information and forms only Some journals use ManuscriptXpress
Taylor & Francis Wiley-VCH
Wolters Kluwer/Springer
World Scientific
Submit to Science
ScholarOne Manuscript Central
No electronic submission http://jes.peerx-press.org/cgi-bin/main.plex Each journal has its own instructions for submitting work. Go to the home page of your journal of interest at http://authors. elsevier.com/. Each journal has its own instructions for submitting work. Go to the home page of your journal of interest at http://www.ieee. org/organizations/pubs/guide.html. http://ift.manuscriptcentral.com/ http://jmr.manuscriptcentral.com/ http://npg.nature.com/npg/servlet/ Content?data=xml/05_sub. xml&style=xml/05_sub.xsl Each journal has its own instructions for submitting work. Go to the home page of your journal of interest at http://www3.oup. co.uk/jnls/. http://chemistry.rsc.org/Publishing/ ReSourCe/ http://www.submit2science.org/ws/menu. asp No electronic submission http://toxsci.manuscriptcentral.com/ No electronic submission Each journal has its own instructions for submitting work. Go to the home page of your journal of interest. Each journal has its own instructions for submitting work. Go to the home page of your journal of interest at http://www. kluweronline.com. Each journal has its own instructions for submitting work. Go to the home page of your journal of interest at http://www. worldscinet.com/subject.shtml.
In The ACS Style Guide; Coghill, A., et al.; The ACS Style Guide; American Chemical Society: Washington, DC, 2006.
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Table 5A-2. Research Grant Agencies Research Grant Agency Alexander von Humboldt Stiftung
Software Information and forms only
URL No electronic submission http://www.humboldt-foundation.de/ en/programme/bewerbung.htm
American Chemical Society Petroleum Research Fund
—
Electronic submission only. http://www.chemistry.org/prf
American Heart Association
—
Electronic submission only. http://www.americanheart.org/ presenter.jhtml?identifier=270 https://home.heart.org/resch/
Australian Research Council
Grant Application Management System (GAMS)
Electronic submission only. https://gams.arc.gov.au/
Camille and Henry Dreyfus Foundation
Limited online submission
http://www.dreyfus.org/index.shtml
Ford Foundation Diversity Fellowships
NRCOnline
http://nrc58.nas.edu/nrconline/ford/ login/Login.asp
NASA
NASA Solicitation and Proposal Integrated Review and Evaluation System (NSPIRES)
http://nspires.nasaprs.com/external/
The National Academies, Research Associateship Programs
NRC WebRAP
http://nrc58.nas.edu/nrcwebrap/rap/ login/Register.asp
National Institutes of Health, Office of Extramural Research
Information and forms only
No electronic submission http://grants1.nih.gov/grants/oer.htm
National Science Foundation
FastLane
https://www.fastlane.nsf.gov/fastlane. jsp
Office of Naval Research
Information only
No electronic submission http://www.onr.navy.mil/02/how_ to.asp
proposalCENTRAL
Research and Management System (RAMS)
https://v2.ramscompany.com/
U.S. Air Force Office of Scientific Research
Information and forms only
No electronic submission http://www.afosr.af.mil/
U.S. Department of Energy, Office of Science
PureEdge
http://www.science.doe.gov/grants/
Welch Foundation
Information and forms only
No electronic submission http://www.welch1.org/
Wellcome Trust
eGrants
http://www.wellcome.ac.uk/node2110. html or http://www.wellcome.ac.uk/ doc_WTD004053.html
In The ACS Style Guide; Coghill, A., et al.; The ACS Style Guide; American Chemical Society: Washington, DC, 2006.
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APPENDIX 5-2
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Key Features of Selected Online Submission Systems The following systems are entirely Internet-based and incorporate all elements of submission, review, and manuscript management, unless otherwise noted. They operate with standard browsers and require that authors, editors, and reviewers have Adobe Acrobat Reader to view PDF documents. Authors, reviewers, and editors are offered a secure, password-protected login. Each system incorporates an author home page for the submission, revision, and tracking of manuscripts. Similarly, each system allows referees to submit reviews of manuscripts online. Publishers modify these systems in varying degrees to reflect different workflows. For this reason, journals using the same software may have slightly different features. This list indicates acceptable submission file types for each system and highlights the system’s distinctive features. As technology changes and new features become available, publishers will amend submission sites and systems. Therefore, authors should check regularly for current requirements with the journal before beginning a manuscript submission. Table 5A-3 catalogs a variety of scientific publishers and the systems they currently use to accept manuscripts online. This table is not all-encompassing, but it is intended to be representative of publishing organizations that contribute to the peer-review literature used by ACS members.
68 In The ACS Style Guide; Coghill, A., et al.; The ACS Style Guide; American Chemical Society: Washington, DC, 2006.
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Table 5A-3. Text and Image Formats Acceptable to Different Web-Based Manuscript Submission Systems ACS Paragon System
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Format Text Formats MS Word (.DOC) WordPerfect (.WPD) Encapsulated PostScript (.EPS) PostScript (.PS) Text—ASCII (.TXT) Rich text format (.RTF) TeX LaTeX Portable document format (.PDF) Image Formats Graphics interchange format (.GIF) Joint Photographic Experts Group (.JPEG) Tagged image file (.TIF) Encapsulated PostScript (.EPS) PostScript (.PS) MS PowerPoint (.PPT) Other Acceptable Formats Chemical markup language (.CML) Chemical structures, such as those created by ChemDraw, ChemSketch, ISIS/Draw DrawIt (formerly Chemwindow) Crystallographic information file (.CIF) Executable (.EXE) MS Excel (.XLS) MOL Video files, such as QuickTime (.AVI, .MPEG) Protein Data Bank (.PDB) Windows metafile (.WMF) Winzip file (.ZIP)
Bench> Editorial Press Manager
EJPress
Manuscript Central
Peer X-Press
Rapid Review
Yes —
Yes Yes
Yes Yes
Yes Yes
Yes Yes
Yes Yes
— —
Yes Yes — Yes Yes Yes
— — — — — —
Yes Yes Yes Yes Yes Yes
Yes Yes — Yes — —
Yes Yes Yes Yes Yes Yes
Yes Yes — Yes — —
— — — — — —
Yes
Yes
Yes
Yes
Yes
Yes
—
Yes
Yes
Yes
Yes
Yes
Yes
—
Yes Yes
Yes Yes
Yes Yes
Yes Yes
Yes Yes
Yes Yes
— Yes
— — —
Yes — —
Yes — —
Yes Yes —
Yes Yes —
Yes Yes —
Yes — Yes
a
b
b
a
b
a
b
Yes
Yes
Yes
—
Yes
—
Yes
Yes
Yes
Yes
—
Yes
—
Yes
Yes
Yes
Yes
—
Yes
—
Yes
Yes Yes Yes Yes
Yes Yes Yes Yes
Yes Yes Yes Yes
— — — —
Yes Yes Yes Yes
— — — —
Yes Yes Yes Yes
Yes Yes Yes Yes
Yes Yes Yes Yes
Yes Yes Yes Yes
— — — —
Yes Yes Yes Yes
— — — —
Yes Yes Yes Yes
Note: The systems and their developers are as follows: ACS Paragon System, American Chemical Society; Bench>Press, HighWire Press; Editorial Manager, Aries Systems; EJPress, eJournal Press; Manuscript Central, ScholarOne; Peer X-Press, American Institute of Physics; and Rapid Review, Cadmus Systems. a
These systems allow a variety of designated file types to be uploaded as supplemental information.
b
These systems allow any file type to be uploaded as supplemental information.
In The ACS Style Guide; Coghill, A., et al.; The ACS Style Guide; American Chemical Society: Washington, DC, 2006.