Influence of Active Layer on Separation Potentials of Nanofiltration

Apr 17, 2017 - Similarly, by modeling the retention data of neutral organic solute, .... requiring fractional rejections of ionic species (e.g., dairy...
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Influence of active layer on separation potentials of nanofiltration membranes for inorganic ions Shardul Sudhir Wadekar, and Radisav D. Vidic Environ. Sci. Technol., Just Accepted Manuscript • DOI: 10.1021/acs.est.6b05973 • Publication Date (Web): 17 Apr 2017 Downloaded from http://pubs.acs.org on April 19, 2017

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Influence of active layer on separation potentials of nanofiltration membranes for

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inorganic ions

3 4 5 6 7 8 9 10 11 12 13 14 15 Shardul S Wadekar1, Radisav D Vidic*1,2

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Department Chemical and Petroleum Engineering, University of Pittsburgh, PA, 15261

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Department Civil and Environmental Engineering, University of Pittsburgh, PA, 15261

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*Corresponding Author. Address: 742 Benedum Hall, 3700 O'Hara St, Pittsburgh, PA 15261 Email: [email protected]; Tel: 412-624-9870; Fax: 412-624-0135

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Abstract

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Active layers of two fully aromatic and two semi-aromatic nanofiltration membranes were

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studied along with surface charge at different electrolyte composition and effective pore size to

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elucidate their influence on separation mechanisms for inorganic ions by steric, charge and

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dielectric exclusion. The membrane potential method used for pore size measurement is

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underlined as the most appropriate measurement technique for this application owing to its

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dependence on the diffusional potentials of inorganic ions. Crossflow rejection experiments with

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dilute feed composition indicate that both fully aromatic membranes achieved similar rejection

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despite the differences in surface charge, which suggests that rejection by these membranes is

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exclusively dependent on size exclusion and the contribution of charge exclusion is weak.

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Rejection experiments with higher ionic strength and different composition of the feed solution

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confirmed this hypothesis. On the other hand, increase in the ionic strength of feed solution when

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the charge exclusion effects are negligible due to charge screening strongly influenced ion

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rejection by semi-aromatic membranes. The experimental results confirmed that charge

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exclusion contributes significantly to the performance of semi-aromatic membranes in addition

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to size exclusion. The contribution of dielectric exclusion to overall ion rejection would be more

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significant for fully aromatic membranes.

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Keywords: Nanofiltration; active layers; inorganic ion separation; charge exclusion; steric

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hindrance

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Environmental Science & Technology

Introduction

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Application of membrane technologies for water purification gained greater attention in

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recent years due to population boom and worldwide industrialization.1 Major technological

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advancement and cost reduction lead to increased use of reverse osmosis (RO) and nanofiltration

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(NF) membranes in desalination, wastewater treatment and reclamation.2,

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membranes are predominantly thin film composite (TFC) membranes consisting of three layers:

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the topmost layer is the selective active layer followed by the microporous polysulfone support

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layer and a non-woven fabric layer for mechanical strength.3 Of these, the topmost dense layer

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with thickness of about a few hundred nanometers is the most important layer responsible for

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permeability, ionic selectivity, fouling resistance, roughness and hydrophilicity of the composite

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membrane.4 Ion rejection by this active layer is due to three different separation potentials: Steric

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hindrance (pore size effects), Donnan exclusion (by fixed surface charge) and dielectric

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exclusion (by Born effect and image forces).5, 6 Modeling efforts have attempted to explain these

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effects and predict the rejection behavior of NF membranes.7-9 The separation by NF membranes

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was initially modeled using the Donnan steric partitioning pore model (DSPM)7 but the steric,

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electric and dielectric model (SEDE)8, 9 was developed later due to the inability of DSPM to

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predict the rejection of divalent cations. SEDE model is a four parameter (i.e., membrane’s

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effective pore size, thickness to porosity ratio, volume charge density and the dielectric constant

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of solution inside the membrane pores) model and is able to predict the rejection performance of

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NF membranes reasonably well.

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Modern NF

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Interfacial polymerization (IP) is the most commonly used technique for synthesizing these

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TFC membranes. The amine monomers in water are brought into contact with acid chloride

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monomers in solvent to form a thin film of polyamide on the substrate.10-13 Two of the most

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commercially successful recipes to make the polyamide films are: 1) 1,3-benzenediamine (m-

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phenylenediamine) (MPD) with trimesoyl chloride (TMC) and piperazine (PIP) with TMC.3 In

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the first reaction scheme, both monomers (i.e., MPD and TMC) are aromatic and hence the

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membrane can be designated as fully aromatic (FA) while the membranes prepared using the

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second scheme can be designated as semi-aromatic (SA) because PIP is an aliphatic monomer.

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These membranes are often coated with different groups to alter membrane properties.14 For

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example, it has been found that a neutral hydrophilic coating can affect surface charge, surface

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roughness, permeability and salt rejection of TFC membranes.15 Thus, understanding the role of

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active layers in achieving ion rejection by a particular separation mechanism is of utmost

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importance to understand the potential use of these membranes for specific application.

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Tang et al.4, 15 characterized seventeen commercially available RO and NF membranes and

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have shown how the active layer chemistries and coatings affect hydrophilicity, surface

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roughness and permeability of these membranes. Verissimo et al.10 evaluated the effect of

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combining different aliphatic monomers (i.e., PIP, 1,4-bis(3-aminopropyl)-piperazine (DAPP),

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N,N’-diaminopiperazine (DAP) and N,N’-(2-aminoethyl)-piperazine (EAP)) with TMC on the

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performance, surface morphology and charge of composite semi-aromatic polyamide

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membranes. They found that water permeability was the highest for DAP-TMC membrane but

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that PIP-TMC membrane performed better in terms of salt rejection. In a similar study, Li et al.11

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evaluated the effect of other aliphatic monomers on salt rejection and anti-fouling properties of

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thin-films. Ahmad et al.12 found that permeate flux and separation capabilities of polyamide NF

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membranes greatly depend on the diamine ratio and the IP reaction times while effects of

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polyamide chemistry on amino acid separation have also been compared.13 Other studies have

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also evaluated the ionization behavior of functional groups16-18 and surface heterogeneity19, 20 of

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active layer towards understanding the rejection by these membranes. However, the underlying

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separation mechanisms of NF membranes with different active layers have not yet been fully

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unraveled because none of the previous studies attempted to fully characterize all three

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separation potentials as a function of active layer chemistry.

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Since semi-aromatic (polypiperazine amide) and fully aromatic (polyamide) membranes are

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the most commonly used NF membranes, the aim of this study was to investigate the separation

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potentials of these active layer types in different applications. Separation potentials (i.e., steric,

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Donnan (charge) and dielectric exclusion) of these active layers were characterized to elucidate

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their relative contribution to rejection of inorganic ions in an effort to develop new applications

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and to improve membrane selection process for the separation of inorganic ions. Sulfate was the

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key ion selected for this study since it is found in many wastewaters, surface and ground waters

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at widely different concentrations21 and since it is one of the contaminants of concern in

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abandoned mine drainage, which is a pervasive problem in many parts of the US.22,

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membranes used in this study are commercially available and hence the information about their

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separation potential and performance is relevant to their application in practice.

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Experimental

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Membranes and chemicals. Four commercially available flat sheet NF membranes were used

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in the study. NF90 and NF270 membranes were purchased from DOW Filmtech (Edina, MN);

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TS40 and TS80 were purchased from Sterlitech Corporation (Kent, WA). Key properties of these

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membranes reported in the literature and those provided by the manufacturers are shown in Table

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1. Deionized (DI) water used for water permeability experiments (resistivity = 18 kohm.cm-1)

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was obtained using MilliQ water system (Millipore, Billerica, MA). All chemicals used were

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analytical grade and were purchased from Fisher Scientific (Pittsburgh, PA).

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All

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Table 1. Membranes used in this study Membranes Polymer MWCO

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Fully Aromatic (FA) Semi-Aromatic (SA) NF90 TS80 NF270 TS40 Polyamide Polyamide Polypiperazine- Polypiperazineamide amide

~200a

~150c

~200-300b

~200c

24 c

a , b , Provided by manufacturer

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Apparatus and filtration process. All experiments were carried out in the laboratory-scale

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SEPA-CFII test cell (GE Osmonics, Minnetonka, MN) shown in Fig. S2 (Supporting

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Information) with usable membrane area of 140 cm2 and has been descriped in detail

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elsewhere25. Pump power (Hydra-cell diaphragm pump, Wanner Engineering, MN), feed control

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valve and concentrate control valve were used to adjust the desired feed pressure (20 bar) and

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flow rate (1 GPM), which were held constant throughout the study. All experiments were

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performed in total recirculation mode at a constant feed pH of 5.6±0.1. Temperature was

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maintained at 22±1°C using an immersed cooling coil connected to a chiller (6500 series,

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Polyscience, Niles, IL). Prior to the experiment, each membrane was immersed in DI water for at

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least 24 hours to ensure complete wetting. Each membrane was first compacted with DI water at

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50 bar and then used to filter DI water until a stable flux (LMH/bar) was reached (typical

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stabilization times ranged between 20-24 hours). Once, a stable flux had been established, the

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feed was adjusted to the required composition and the system was allowed to equilibrate for two

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hours. The permeate flux was measured over the next two hours during which samples were

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collected every 15 min for chemical analysis.

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Sulfate, magnesium and calcium were introduced as Na2SO4⋅10H2O, CaCl2⋅2H2O and

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MgCl2⋅6H2O salts. The filtration experiments were carried out at dilute (low) and high

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electrolyte concentrations to evaluate the relative importance of the Donnan (charge) exclusion

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effects. Experiments with dilute feed were performed at sulfate concentration of 96 mg/L with

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calcium and magnesium concentrations up to 40 mg/L and 24 mg/L (i.e., 1mM each),

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respectively. For experiments at high ionic strength, sulfate concentration was adjusted to 650

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mg/L and magnesium and calcium ions were introduced at 1,000 mg/L each. This feed

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composition was chosen for two reasons: it assured that the surface charge is screened at high

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concentrations and it also represents abandoned mine drainage26, which is a pervasive

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environmental concern in many areas of the US.23 All cations and anions were analyzed using

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inductively coupled plasma-optical emission spectroscopy (ICP-OES) system (5100 ICP-OES,

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Agilent Technologies, Santa Clara, CA) and ion chromatography (IC) system (Dionex ICS-1100

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with IonPac AS22 carbonate eluent anion-exchange column, Dionex, Sunnywale, CA),

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respectively.

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Attenuated total reflection Fourier transform infrared spectroscopy (ATR-FTIR). FTIR

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was used to determine the chemical composition of the active layer for all four nanofiltration

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membranes selected for this study. Infrared spectra were obtained using Nicolet 6700 (Thermo

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Scientific, Pittsburgh, PA) FTIR spectrometer with the active layer of the membrane pressed

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tightly against the crystal. At least two replicates were obtained for each membrane type and

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each spectrum was averaged from 256 scans collected from 1800 cm-1 to 800 cm-1.

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Membrane pore size measurement. Membrane potential technique27 was used to measure the

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effective pore sizes of the NF membranes. The membrane sample (exposed area of 12.5 cm2)

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was held between two acrylic half-cells (700 cm3 each) filled with NaCl solutions at different

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concentrations but identical pH, temperature and hydrostatic pressure. The ratio of ion

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concentrations in the two half cells,  /∆ , was maintained at a constant value of 2, with the

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active layer always facing towards the half-cell with higher concentration. NaCl concentrations

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ranged between 3-250 mM. Each experiment was repeated at least twice and the electrodes were

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also interchanged between the two compartments to cancel the asymmetric potential effect.27

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Prior to each experiment, the membrane was immersed in solution of lower concentration for at

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least 24 hours to ensure saturation of the support layer and to avoid any interference from the

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concentration gradient in the support layer. All the experiments were carried out at ambient

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temperature of 22°C with continuous stirring of each cell using magnetic stirrers. The output

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from Ag/AgCl electrodes (RE-5B, BASi Electronics, West Lafayette, IN) submerged in each cell

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was amplified (INA826EVM, Gain = 97.76, Texas Instruments, Dallas, TX) and measured by a

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multimeter (Fluke 21 Series II, Fluke Corporation, Everett, WA). The membrane pore radius was

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calculated using the procedure described in Supporting Information.

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Zeta potential measurement. Zeta potential of the membranes was analyzed using Surpass 3

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Electrokinetic Analyzer (EKA) equipped with the Adjustable Gap Cell (AGC) (Anton Paar,

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Ashland, VA). For each measurement, two 10 mm × 20 mm membrane samples were inserted

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into the AGC and 1 mM KCl solution was used as electrolyte to obtain the isoelectric point of

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each membrane. An automatic pH sweep from ~5.6 to 2 was accomplished by the addition of

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0.05 M HCl solution and from ~5.6 to 10 using 0.05 M NaOH. Following the isoelectric point

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determination, the membranes were also tested with the following electrolyte solutions at pH

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5.6±0.1: 1mM Na2SO4, 1mM Na2SO4 + 1mM CaCl2 and 1mM Na2SO4 + 1mM MgCl2. These

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experiments were designed to determine the change in zeta potential of these NF membranes

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with the addition of divalent cations using sulfate as the base anion. Each of these experiments

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was repeated at least four times with a maximum standard deviation of 4 mV.

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Results and Discussion

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ATR-FTIR. ATR-FTIR spectra of the four NF membranes in the range 1800–800 cm-1 are

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shown in Fig. 1. This range would reflect both the polyamide active layer and the polysulfone

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support layer as the FTIR signal has relatively deep penetration (>300 nm).4 Since the focus of

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this study is to differentiate between fully and semi-aromatic membranes, only the relevant peaks

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are discussed here and information about all other peaks is included in Supporting Information.

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As seen from Fig. 1, the peaks at ~1664, 1610 and 1545 are present only for NF90 and

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TS80 membranes and are absent for NF270 and TS40 membranes. The peak at ~1664 cm-1 can

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be assigned to C=O stretching (dominant contributor), C–N stretching and C–C–N deformation

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vibration in a secondary amine group.29, 30 The peak at ~1610 cm-1 is due to N–H deformation

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vibration for the aromatic amide31 while the peak at ~1545 cm-1 is due to amide II band for the

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N–H in-plane bending and N–C stretching vibration of CO–NH group.4 These three peaks are

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clearly seen to be absent from the spectra obtained for the semi-aromatic membranes (NF270 and

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TS40). On the other hand, the peak at ~1630 cm-1 is observed only in the case of NF270 and

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TS40 and is absent for NF90 and TS80 membranes. This peak is due to amide I band

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(poly(piperazineamide)).32 Tang el al.4 have shown that NF90 and NF270 are uncoated NF

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membranes by comparing the FTIR and XPS spectra of several commercially available NF

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membranes. Fig. 1 shows that the spectra for TS80 is identical to NF90 and that of TS40 is

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identical to NF270. Based on these results, it can be concluded that TS80 and NF90 are uncoated

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fully aromatic polyamide membranes and TS40 and NF270 are uncoated semi-aromatic

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polyamide membranes. Therefore, this study included two membranes that are truly

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representative of each category of membrane chemistry (i.e., full aromatic (MPD-TMC) and

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semi-aromatic (PIP-TMC)) without any coating or any modifications of the polyamide and

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polypiperazine amide active layers.

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Pore size measurement. Variation of membrane potential (∆ ) with chloride concentration is

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shown in Fig. 2. Each point on this figure represents a mean of at least four measurements at

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each concentration of the single salt (NaCl). As can be seen from Fig. 2, the membrane potential

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first increases with an increase in chloride concentration and then plateaus, which corresponds to

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the diffusion potential (i.e., limiting value at high concentration) where both the image forces

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and the Donnan (charge) effects are screened.27 A maximum standard deviation of ±0.6 mV was

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observed for membrane potential values when chloride concentration in solution was below 0.1

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M and it was only ±0.1 mV at the plateau of membrane potential. The asymmetry potential was

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below ±0.1 mV.

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The effective mean pore sizes of the four NF membranes were evaluated using plateau

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levels of the membrane potential (i.e., diffusion potential) where the diffusion potentials of 6.14

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mV, 6.0 mV, 5.66 mV and 5.45 mV were measured for NF90, TS80, TS40 and NF270

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membranes, respectively. Using the procedure described in Supporting Information, the effective

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mean pore radii of 0.68±0.02 nm, 0.71±0.02 nm, 0.80±0.03 nm and 0.87±0.02 nm were

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calculated for NF90, TS80, TS40 and NF270 membranes, respectively. Thus, the calculated

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effective pore sizes of these four membranes differed only slightly (i.e., 0.19 nm difference

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between NF90 and NF270). Also, it was noted that the two semi-aromatic membranes (TS40 and

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NF270) had larger effective pore sizes as compared to the two fully aromatic membranes (NF90

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and TS80). Lo et al.33 used Density Functional Theory (DFT) analysis to suggest that the

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reaction between MPD and TMC (i.e., FA membranes) is much facile as compared to the

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reaction between PIP and TMC (i.e., SA membranes), which explains the greater crosslinking

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and smaller effective pore size for fully aromatic membranes.

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The mean pore size of NF membranes can been measured using three different

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techniques: 1) atomic force microscopy (AFM)34, 35, 2) retention of neutral organic solutes of

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different molecular weights7,

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Selection of a particular method should be based on specific application because NF membranes

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behave differently in different feed solutions. This study is focused on the rejection of inorganic

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ions and hence membrane potential technique is more suitable for pore size measurements

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because it is based on the diffusional potential of ionic species through the membrane pores.

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Hilal et al.35 used AFM technique and reported the membrane pore radius of NF90 and NF270 to

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be 0.257 nm and 0.341 nm, respectively. Nghiem et al.36 reported the pore radius of NF90 and

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NF270 as 0.34 nm and 0.42 nm, respectively, by modelling the retention data of organic solutes

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of different molecular weights. Mean pore sizes determined in this study differ for both

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membranes but they agree that pore size of NF90 is smaller than the pore size of NF270

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membrane. Similarly, by modelling the retention data of neutral organic solute, mean pore radius

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of TS80 membrane (≈0.52 nm) has been reported to be smaller than that of TS40 membrane

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(≈0.65 nm).37

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AFM provides a semi-visual determination of the pore size since only the membrane surface is

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evaluated and no transport of species takes place through the membrane. It is known that the

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pores in the NF membranes are non-homogeneous and hence surface evaluation of pores cannot

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accurately determine the mean effective membrane pore radius. In case of modeling the retention

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data of neutral organic solutes of different molecular weights, actual retention experiments have

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to be carried out in order to measure the rejections, which involves introducing a convective

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and 3) membrane potential analysis (used in this study).9,

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factor in these experiments. Hence, in addition to the dependence of the effective membrane pore

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radius on the steric partitioning coefficient, it is now also dependent on the convective hindrance

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factor. In the case of membrane potential technique, the effective pore radius is dependent on

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only the diffusive hindrance factor or the steric partitioning coefficient since there are no

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convective forces at play. This difference in the convective and diffusive hindrance factors

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contributes to the observed differences in the measured effective membrane pore radii between

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the membrane potential technique and neutral organic molecule retention technique.

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Apart from the membrane pore size measurements, the results in Fig. 2 can also be used to

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determine the approximate solute concentration where the Donnan (charge) separation potential

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becomes negligible. As can be seen from this figure, the Donnan (charge) separation potential

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has already canceled out at chloride concentration of 0.09 M for all four membranes as

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evidenced by the leveling of the membrane potential. This observation indicated that hindered

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diffusion and convection are the only relevant transport mechanisms in NF systems where the

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ionic strength of the feed is above about 0.1 M.

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Zeta potential. Fig. 3(a) shows zeta potential of the four nanofiltration membranes in the pH

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range between 2-10 using 1 mM KCl as the electrolyte. It can be seen from this figure that the

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isoelectric point (IEP) for NF90, TS80, NF270 and TS40 is 4.60, 2.54, 2.43 and 2.40,

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respectively. An IEP in the neighborhood of pH 4 typically indicates that the surface is either

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neutral or inert.38 Hence, the zeta potential for NF90 suggests that it has similar concentrations of

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dissociable acidic carboxylic groups and basic amine groups. The remaining three membranes

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have low IEP, which indicates dominance of dissociable acidic carboxylic groups over

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dissociable basic amine groups. Artug et al.24 and Tu et al.39 have reported the IEP’s of NF90 and

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NF270 at 4.2 and 2.8 and 4 and 2.8, respectively. Since the reaction between MPD and TMC

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(i.e., FA membranes) is much facile as compared to the reaction between PIP and TMC (i.e., SA

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membranes)33, there will be more unreacted acyl chloride in the active layer in the case of PIP-

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TMC (i.e., SA type) and the charged carboxylic entities will impart more negative surface

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potential to these membranes. TS80 membrane has IEP very close to that of the SA type

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membranes even though it has been confirmed to be a FA type membrane (Fig. 1). The excess

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carboxylic groups on TS80 membrane suggests that this membrane may have been immersed in

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the TMC solution for a longer time during the interfacial polymerization process as compared to

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NF90.

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Zeta potentials of the selected membranes were also measured using three different

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electrolytes at pH = 5.6±0.1 as shown in Fig. 3(b). The results in this figure suggest that both SA

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type membranes (i.e., NF270 and TS40) have a more negative zeta potential than both FA type

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membranes (i.e., NF90 and TS80), which suggests that the contribution of Donnan (charge)

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exclusion towards the separation by SA type membranes would be greater than for FA type

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membranes. Fig. 3(b) also shows an increase in zeta potential with the addition of divalent

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cations to the electrolyte solution for all four membranes. Childress et al.40, 41 proposed that the

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complex formation or electrostatic interactions between the divalent cations and the negatively

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charged membrane surface lead to adsorption of cations on membrane surface and an increase in

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zeta potential, which was also supported by other studies.42, 43 It can also be observed from Fig.

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3(b) that the relative increase in zeta potential is about the same for TS80, TS40 and NF270

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membranes but is less pronounced for NF90 membrane, which is due to the fact that NF90 is less

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electronegative than the other three membranes (Fig. 3(a)). Also, the increase in zeta potential is

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more pronounced with the addition of Ca2+ as compared to the Mg2+, which can be explained by

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the fact that Ca2+ has higher diffusivity and smaller stokes radius than Mg2+ (Table S2,

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Supporting Information) and can approach closer to the membrane surface than Mg2+ to exert a

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more pronounced impact on zeta potential. The main conclusion from the zeta potential study is

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that the semi-aromatic membranes are more electronegative and have more fixed charges on the

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membrane surface compared to the fully aromatic membranes.

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Membrane Performance. Membrane permeability was measured with DI water where the

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permeate flux was monitored for two hours and is shown in Fig. 4. Pure water permeability

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correlates well with the membrane pore radius measured using membrane potential method. An

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increase in the permeate flux of 143% (4.7 LMH/bar for NF90 to 11.4 LMH/bar for NF270) was

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measured with an increase in the effective pore radii of 28% (0.68 nm for NF90 to 0.87 nm for

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NF270). Similar values have previously been reported by Hilal et al.44 and Santafe-Moros et al.45

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for NF90 and NF270 membranes.

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Fig. 5 shows rejections of various ions for both dilute (Fig. 5(a), (b)) and concentrated (Fig.

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5(c), (d)) feed strengths. These experiments were conducted to determine the dominant

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separation mechanism knowing that the surface charge is screened at high ionic strength and that

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the contribution of Donnan effect to separation potential would be negligible.

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Fig. 5 shows that sulfate rejection was always greater than 98% and that the FA type

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membranes performed better than SA type membranes in all cases. High sulfate rejection can be

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explained by negative surface charge of all four membranes for all solution compositions

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investigated in this study (Fig. 3). The rejection order of the ionic species observed in these

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experiments is: R(SO42-) > R(Cl-) (for anions) and R(Mg2+) > R(Ca2+) > R(Na+) (for cations);

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rejection of magnesium being marginally more or equal to the rejection of calcium . According

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to the Donnan exclusion theory for single salt solutions and negatively charged membrane

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surfaces, the sequence of rejection of cations should be in the order R(Na+) > R(Mg2+) ≈

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R(Ca2+).46 With single salt solutions, the effect of single valence cations on the electronegativity

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of the negatively charged membrane surface will be less drastic as compared to that of multi-

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valence cations47 and hence, the rejection of Na+ is expected to be greater than Mg2+ and Ca2+.

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The rejection order of R(Mg2+) > R(Ca2+) > R(Na+) observed in Fig. 5 with multiple ions in the

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feed can be explained by ionic diffusivity and Stokes radius of magnesium, calcium and sodium.

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With multiple ions in the feed, the rejected sulfate will be largely electro-neutralized by divalent

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cations that will also experience greater steric rejection potential than the monovalent cations

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owing to their larger Stokes radii (Table S2, Supporting Information). Hence, rejection of Mg2+

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and Ca2+ will be greater than Na+. When comparing the rejection of Mg2+ and Ca2+, the ionic

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diffusivity and Stokes radius play a major role. Because Mg2+ has lower ionic diffusivity and

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larger stokes radius than Ca2+ (Table S2, Supporting Information), it will be rejected more than

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Ca2+. In the case of anions, SO42- with a valence of -2 will experience greater electronegative

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repulsion from the negatively charged membrane surface as opposed to Cl-. In addition, SO42-

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has larger Stokes radius and lower ionic diffusivity than Cl- (Table S2, Supporting Information),

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which will also contribute towards greater rejection of SO42- than Cl-.

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In the case of dilute feed composition (Fig. 5 (a) and (b)), both Donnan (charge) and steric

333

effects would contribute to ion rejection.47 FA type membranes achieved >98% rejection of

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calcium and magnesium ions while the SA type membranes achieved 92-94% rejection of these

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cations. Also, FA membranes achieved >95% rejection of sodium and chloride ions in each case

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while the rejection of these ions by SA membranes ranged between 62-73%. The fact that SA

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membranes achieved lower ion rejection despite having more electronegative surfaces than FA

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membranes (Fig. 3) clearly suggests that the steric rejection potential can be more dominant in

339

determining the overall rejection by a particular membrane. Lower rejection by SA type

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membranes is explained by their larger effective pore size compared to FA type membranes.

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Comparison between two membranes of the same category (i.e. FA membrane type) shows that

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both FA membranes achieved similar rejection of all ions although TS80 membrane is more

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electronegative than NF90 membrane (Fig. 3). Such behavior suggests that the contribution of

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charge effects (Donnan potential) towards rejection by FA type membranes is weak. Slightly

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better rejection of sodium and chloride ions by NF90 membrane is due to smaller pores

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compared to TS80 membrane.

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For high feed ionic strength (i.e., addition of 1,000 mg/L of calcium or magnesium to the

348

feed), the rejection of divalent ions (i.e., sulfate, magnesium and calcium) changed only slightly

349

(3% or less) for both FA and SA type membranes (Fig. 5(c) and (d)). However, the rejection of

350

sodium and chloride ions was affected by the elevated ion concentrations in the feed (Fig. 5 (c),

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(d)) as compared to those achieved with dilute feed (Fig. 5 (a), (b)). The decrease in the rejection

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of sodium with an increase in feed concentration was significant for SA membranes where it

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decreased by at least 30% compared to the dilute feed conditions while it changed by 5% or less

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for FA membranes. This decrease in rejection for semi-aromatic membranes occurs when the

355

Donnan separation potential has been screened out and is no longer assisting the separation,

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which suggests that Donnan potential contributed significantly to separation at dilute feed

357

conditions for SA membranes. Additional ion rejection experiments were also carried out at low

358

and high ionic feed strengths with different feed composition. The results from these experiments

359

also support the conclusion of dominant dependence of fully aromatic membranes on steric

360

exclusion potential and that of semi-aromatic membranes on both steric and Donnan exclusion

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potential and are discussed in the Supporting Information (Fig. S1). It is also important to note

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that the addition of cations to the feed is accompanied by the increase in chloride concentration

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because all cations were added as their chloride salts. The quantum of chloride ions diffusing to

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the permeate side is dependent on the sodium ions diffusing through the membrane to maintain

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electroneutrality because the divalent cations are effectively rejected by all membranes. Hence,

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there is a relative increase in chloride rejection with an increase in the ionic strength of the feed.

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Crossflow rejection experiments with dilute feed indicated that fully aromatic membranes

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achieved similar rejection despite the differences in surface charge and suggest that the rejection

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by FA membranes is predominantly dependent on the pore size effects (i.e., size exclusion) and

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that the contribution of Donnan (charge) effects is rather weak. Also, rejection experiments with

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high ionic strength feed confirmed the weak contribution of Donnan (charge) exclusion effects

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on the rejection of inorganic ions by these membranes. On the other hand, increase in the ionic

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strength of the feed solution when the Donnan exclusion effects are negligible due to charge

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screening strongly influenced ion rejection by semi-aromatic membranes, which confirmed that

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the Donnan (charge) exclusion contributes significantly to the performance of SA membranes in

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addition to steric hindrance. These results suggest that the fully aromatic nanofiltration

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membranes would be preferred over semi-aromatic nanofiltration membranes in applications that

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require complete removal of inorganic ions (e.g., desalination) while the later would be better

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suited for applications requiring fractional rejections of ionic species (e.g., dairy industry).

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Another important mechanism for the separation by nanofiltration membranes is by

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dielectric exclusion, which is explained in terms of: (1) Born effects that occur by changes to the

382

equilibrium and dynamic properties of the solvent in the confined geometry of the nanopores,

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and (2) image forces due to the difference in dielectric constants between the membrane matrix

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and the solution.48 Comparison of dielectric exclusion potential for the two membrane types (i.e.,

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fully aromatic and semi-aromatic) is difficult because dielectric exclusion occurs by several

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concomitant factors and only a qualitative discussion is possible. When considering only the

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effect of image forces, the contribution of dielectric exclusion to rejection is expected to decrease

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with an increase in the ionic strength of the feed because each ion will interact not only with its

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own polarization charge (i.e., image force) but also with the polarization charges induced by

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neighboring ions, which screens the image forces. Both membrane materials have similar

391

dielectric constants of ~349,

392

exclusion can be expected to be similar for both membrane types. In addition to screening of

393

interactions by polarization charges induced by neighboring ions, polarization charges are also

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induced by fixed membrane charges. This screening will be stronger in the case of semi-aromatic

395

nanofiltration membranes than that for fully aromatic nanofiltration membranes because they

396

have greater fixed surface charge (Fig. 3). Considering the Born effects, the structural changes of

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water in a confined medium affect the free energy of ion transfer from external solution into

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nanopores of the NF membranes51. Yaroshchuk48 showed that the rejection by dielectric effects

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is more prominent for smaller pores. Because fully aromatic membranes have narrower pores

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than semi-aromatic membranes, the contribution of Born effects to rejection by dielectric

401

exclusion would be higher for FA membranes than SA membranes. The screening by fixed

402

membrane charges is expected to be greater in the case of semi-aromatic membranes and it is

403

reasonable to expect that the contribution to the overall rejection by dielectric exclusion would

404

be more prominent in the case of fully aromatic nanofiltration membranes.

50

and the contribution of image force to the overall dielectric

405

This study contributes significantly to understanding the separation mechanisms of two

406

types of commonly used nanofiltration membranes with a view of realizing new potential

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applications. We first analyze the active layer chemistries of four commercially available

408

nanofiltration membranes with two different active layer chemistries: fully aromatic (1,3-

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benzenediamine (m-phenylenediamine) (MPD) with trimesoyl chloride (TMC) and semi-

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aromatic (piperazine (PIP) with TMC) to prove that these membranes are representative of the

411

respective categories with no coatings or modification of the active layer. Effective membrane

412

pore size and zeta potential characterization of the four membranes suggests that semi-aromatic

413

membranes have relatively larger pore sizes and that they are more electronegative for all feed

414

compositions tested. Crossflow rejection experiments at low and high ionic strength feed suggest

415

that Donnan (charge) exclusion is significant for semi-aromatic membranes and that these

416

membranes should be preferred in applications requiring partial ion removal (e.g., dairy industry)

417

or charged based separations (e.g., charged organic separations), while fully aromatic

418

membranes should be considered in desalination applications. Qualitative analysis suggests that

419

the contribution of dielectric exclusion to overall rejection by fully aromatic membranes would

420

be more significant than semi-aromatic membranes. This study offers additional insigths into

421

how the separation potentials of polyamide and poly(piperazineamide) active layer chemistries

422

vary even with a very small difference in the effective membrane pore size.

423

Supporting Information. Results and discussion for ATR-FTIR section, Membrane pore size

424

measurement, Additional ion rejection experiments (Fig. S1). Schematic of the crossflow NF

425

filtration system (Fig. S2), SEDE model equations for binary electrolyte at high concentration to

426

calculate the pore size of membrane (Table S1), Ionic diffusivity and Stokes radius of ions used

427

in this study (Table S2).

428

References

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2. Shannon, M. A.; Bohn, P. W.; Elimelech, M.; Georgiadis, J. G.; Marinas, B. J.; Mayes, A. M., Science and technology for water purification in the coming decades. Nature 2008, 452, (7185), 301-310. 3. Peterson, R. J., Composite reverse-osmosis and nano-filtration membranes. Journal of Membrane Science 1993, 83, 81-150. 4. Tang, C. Y.; Kwon, Y.-N.; Leckie, J. O., Effect of membrane chemistry and coating layer on physiochemical properties of thin film composite polyamide RO and NF membranes: I. FTIR and XPS characterization of polyamide and coating layer chemistry. Desalination 2009, 242, (1– 3), 149-167. 5. Szymczyk, A., Mechanistic modeling of transport in nanofiltration. Encyclopedia of Membrane Science and Technology 2013. 6. Nghiem, L. D.; Schäfer, A. I.; Elimelech, M., Pharmaceutical Retention Mechanisms by Nanofiltration Membranes. Environmental Science & Technology 2005, 39, (19), 7698-7705. 7. Schaep, J.; Vandecasteele, C.; Mohammad, A. W.; Bowen, W. R., Analysis of the Salt Retention of Nanofiltration Membranes Using the Donnan–Steric Partitioning Pore Model. Separation Science and Technology 1999, 34, (15), 3009-3030. 8. Lanteri, Y.; Szymczyk, A.; Fievet, P., Influence of Steric, Electric, and Dielectric Effects on Membrane Potential. Langmuir 2008, 24, (15), 7955-7962. 9. Lanteri, Y.; Fievet, P.; Szymczyk, A., Evaluation of the steric, electric, and dielectric exclusion model on the basis of salt rejection rate and membrane potential measurements. Journal of Colloid and Interface Science 2009, 331, (1), 148-155. 10. Veríssimo, S.; Peinemann, K. V.; Bordado, J., Influence of the diamine structure on the nanofiltration performance, surface morphology and surface charge of the composite polyamide membranes. Journal of Membrane Science 2006, 279, (1–2), 266-275. 11. Li, Y.; Su, Y.; Dong, Y.; Zhao, X.; Jiang, Z.; Zhang, R.; Zhao, J., Separation performance of thin-film composite nanofiltration membrane through interfacial polymerization using different amine monomers. Desalination 2014, 333, (1), 59-65. 12. Ahmad, A. L.; Ooi, B. S.; Mohammad, A. W.; Choudhury, J. P., Composite Nanofiltration Polyamide Membrane: A Study on the Diamine Ratio and Its Performance Evaluation. Industrial & Engineering Chemistry Research 2004, 43, (25), 8074-8082. 13. Vyas, B. B.; Ray, P., Preparation of nanofiltration membranes and relating surface chemistry with potential and topography: Application in separation and desalting of amino acids. Desalination 2015, 362, 104-116. 14. Petersen, R. J.; Cadotte, J. E., Thin film composite reverse osmosis membranes. Handbook of industrial membrane technology 1990, 307-348. 15. Tang, C. Y.; Kwon, Y.-N.; Leckie, J. O., Effect of membrane chemistry and coating layer on physiochemical properties of thin film composite polyamide RO and NF membranes: II. Membrane physiochemical properties and their dependence on polyamide and coating layers. Desalination 2009, 242, (1–3), 168-182. 16. Coronell, O.; Mariñas, B. J.; Zhang, X.; Cahill, D. G., Quantification of Functional Groups and Modeling of Their Ionization Behavior in the Active Layer of FT30 Reverse Osmosis Membrane. Environmental Science & Technology 2008, 42, (14), 5260-5266. 17. Coronell, O.; González, M. I.; Mariñas, B. J.; Cahill, D. G., Ionization Behavior, Stoichiometry of Association, and Accessibility of Functional Groups in the Active Layers of Reverse Osmosis and Nanofiltration Membranes. Environmental Science & Technology 2010, 44, (17), 6808-6814.

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35. Hilal, N.; Al-Zoubi, H.; Darwish, N. A.; Mohammad, A. W., Characterisation of nanofiltration membranes using atomic force microscopy. Desalination 2005, 177, (1–3), 187199. 36. Nghiem, L. D.; Schäfer, A. I.; Elimelech, M., Removal of Natural Hormones by Nanofiltration Membranes:  Measurement, Modeling, and Mechanisms. Environmental Science & Technology 2004, 38, (6), 1888-1896. 37. Bowen, W. R.; Mohammad, A. W., Characterization and Prediction of Nanofiltration Membrane Performance—A General Assessment. Chemical Engineering Research and Design 1998, 76, (8), 885-893. 38. Luxbacher, T., The ZETA Guide: Principles of the Streaming Potential Technique. Anton Paar 2014. 39. Tu, K. L.; Nghiem, L. D.; Chivas, A. R., Coupling effects of feed solution pH and ionic strength on the rejection of boron by NF/RO membranes. Chemical Engineering Journal 2011, 168, (2), 700-706. 40. Childress, A. E.; Elimelech, M., Effect of solution chemistry on the surface charge of polymeric reverse osmosis and nanofiltration membranes. Journal of Membrane Science 1996, 119, (2), 253-268. 41. Childress, A. E.; Elimelech, M., Relating Nanofiltration Membrane Performance to Membrane Charge (Electrokinetic) Characteristics. Environmental Science & Technology 2000, 34, (17), 3710-3716. 42. Teixeira, M. R.; Rosa, M. J.; Nyström, M., The role of membrane charge on nanofiltration performance. Journal of Membrane Science 2005, 265, (1–2), 160-166. 43. Tay, J.-H.; Liu, J.; Delai Sun, D., Effect of solution physico-chemistry on the charge property of nanofiltration membranes. Water Research 2002, 36, (3), 585-598. 44. Hilal, N.; Al ‐ Zoubi, H.; Darwish, N. A.; Mohammad, A. W., Nanofiltration of Magnesium Chloride, Sodium Carbonate, and Calcium Sulphate in Salt Solutions. Separation Science and Technology 2005, 40, (16), 3299-3321. 45. Santafé-Moros, A.; Gozálvez-Zafrilla, J.; Lora-García, J., Performance of commercial nanofiltration membranes in the removal of nitrate ions. Desalination 2005, 185, (1), 281-287. 46. Wang, D.-X.; Su, M.; Yu, Z.-Y.; Wang, X.-L.; Ando, M.; Shintani, T., Separation performance of a nanofiltration membrane influenced by species and concentration of ions. Desalination 2005, 175, (2), 219-225. 47. Peeters, J. M. M.; Boom, J. P.; Mulder, M. H. V.; Strathmann, H., Retention measurements of nanofiltration membranes with electrolyte solutions. Journal of Membrane Science 1998, 145, (2), 199-209. 48. Yaroshchuk, A. E., Dielectric exclusion of ions from membranes. Advances in colloid and interface science 2000, 85, (2), 193-230. 49. Weast, R. C.; Astle, M. J.; Beyer, W. H., CRC handbook of chemistry and physics. CRC press Boca Raton, FL: 1988; Vol. 69. 50. Szymczyk, A.; Fievet, P., Investigating transport properties of nanofiltration membranes by means of a steric, electric and dielectric exclusion model. Journal of Membrane Science 2005, 252, (1–2), 77-88. 51. Parsegian, A., Energy of an ion crossing a low dielectric membrane: solutions to four relevant electrostatic problems. Nature 1969, 221, (5183), 844-846.

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Figures:

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Fig. 1. FTIR spectra of NF270, TS40, TS80 and NF90 nanofiltration membranes

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Fig. 2. Membrane potential as a function of chloride concentration in solution

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Fig. 3. (a) Isoelectric Point (IEP) determination (with 1 mM KCl) (b) Zeta potentials with different solution composition (1: 1 mM Na2SO4; 2: 1 mM Na2SO4 + 1mM MgCl2; 3: 1 mM Na2SO4 + 1mM MgCl2 + 1mM CaCl2, pH = 5.6±0.1) for NF90, TS80, NF270 and TS40 membranes

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Fig. 4. Pure water permeability as a function of effective pore radius

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Fig. 5. Rejection of ionic species with feed solutions: (a) 96 mg/l sulfate + 24 mg/l magnesium and (b) 96 mg/l sulfate + 40 mg/l calcium, (c) 650 mg/L sulfate + 1000 mg/L magnesium and (d) 650 mg/L sulfate + 1000 mg/L calcium

596 597 598 599 600 601 602 603 604 605 606 607 608 609 610

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