Influence of Different Acids on the Transport of CdSe Quantum Dots

1Center for Food Safety and Applied Nutrition, US Food and Drug ... 3Department of Food Science and Nutrition, Illinois Institute of Technology, Bedfo...
1 downloads 0 Views 730KB Size
Subscriber access provided by STEPHEN F AUSTIN STATE UNIV

Ecotoxicology and Human Environmental Health

Influence of different acids on the transport of CdSe quantum dots from polymer nanocomposites to food simulants Patrick J Gray, Jessica E. Hornick, Ashutosh Sharma, Rebecca G. Weiner, John L. Koontz, and Timothy V. Duncan Environ. Sci. Technol., Just Accepted Manuscript • DOI: 10.1021/acs.est.8b02585 • Publication Date (Web): 13 Jul 2018 Downloaded from http://pubs.acs.org on July 16, 2018

Just Accepted “Just Accepted” manuscripts have been peer-reviewed and accepted for publication. They are posted online prior to technical editing, formatting for publication and author proofing. The American Chemical Society provides “Just Accepted” as a service to the research community to expedite the dissemination of scientific material as soon as possible after acceptance. “Just Accepted” manuscripts appear in full in PDF format accompanied by an HTML abstract. “Just Accepted” manuscripts have been fully peer reviewed, but should not be considered the official version of record. They are citable by the Digital Object Identifier (DOI®). “Just Accepted” is an optional service offered to authors. Therefore, the “Just Accepted” Web site may not include all articles that will be published in the journal. After a manuscript is technically edited and formatted, it will be removed from the “Just Accepted” Web site and published as an ASAP article. Note that technical editing may introduce minor changes to the manuscript text and/or graphics which could affect content, and all legal disclaimers and ethical guidelines that apply to the journal pertain. ACS cannot be held responsible for errors or consequences arising from the use of information contained in these “Just Accepted” manuscripts.

is published by the American Chemical Society. 1155 Sixteenth Street N.W., Washington, DC 20036 Published by American Chemical Society. Copyright © American Chemical Society. However, no copyright claim is made to original U.S. Government works, or works produced by employees of any Commonwealth realm Crown government in the course of their duties.

Page 1 of 32

Environmental Science & Technology

1 2

Influence of different acids on the transport of CdSe quantum dots from polymer nanocomposites to food simulants

3 4

Patrick J. Gray1, Jessica E. Hornick2, Ashutosh Sharma3, Rebecca G. Weiner1, John L. Koontz1, Timothy V. Duncan1*

5 6 7 8 9 10 11 12 13 14 15

1

Center for Food Safety and Applied Nutrition, US Food and Drug Administration, Bedford Park IL 2 Biological Imaging Facility, Northwestern University, Evanston IL 3 Department of Food Science and Nutrition, Illinois Institute of Technology, Bedford Park IL *Corresponding author: Physical address: Center for Food Safety and Applied Nutrition, US Food and Drug Administration, 6502 South Archer Road, Bedford Park IL, 60516. Email: [email protected] ABSTRACT

16 17

We fabricated polymer nanocomposites (PNCs) from low density polyethylene and

18

CdSe quantum dots (QDs) and used these materials to explore potential exposure after

19

long term storage in different acidic media that could be encountered in food contact

20

applications. While low level release of QD-associated mass into all the food simulants

21

was observed, exposure to dilute acetic acid resulted in more than double the mass

22

transfer than occurred during exposure to dilute hydrochloric acid at the same pH.

23

Conversely, exposure to citric acid resulted in a suppression of QD release. Permeation

24

experiments and confocal microscopy were used to reveal mechanistic details

25

underlying these mass transfer phenomena. From this work, we conclude that

26

permeation of undissociated acid molecules into the polymer, limited by partitioning of

27

the acids into the hydrophobic polymer, plays a larger role than pH in determining

28

exposure to nanoparticles embedded in plastics. Although caution must be exercised

29

when extrapolating these results to PNCs incorporating other nanofillers, these findings

ACS Paragon Plus Environment

Environmental Science & Technology

30

are significant because they undermine current thinking about the influence of pH on

31

nanofiller release phenomena. From a regulatory standpoint, these results also support

32

current guidance that 3% acetic acid is an acceptable acidic food simulant for PNCs

33

fabricated from hydrophobic polymers, because the other acids investigated resulted in

34

significantly less exposure.

35

Table of Contents Graphic 36 37

ACS Paragon Plus Environment

Page 2 of 32

Page 3 of 32

38

Environmental Science & Technology

Introduction

39

Polymer nanocomposites (PNCs) – polymeric materials incorporating nanoscale

40

fillers – have received attention for their potential use in infrastructure and

41

construction,1-2

42

automotive and aerospace components.4,

43

motivated calls for data on the diverse interactions between these materials and

44

environmental systems. In particular, there is a need to determine the likelihood that

45

humans or the environment may be exposed to embedded nanoparticles or their

46

components, the form and quantity of released mass, and the environmental or other

47

extrinsic factors that influence these processes.

packaging,3-6

biomedicine,7-9 13-15

textiles,10-12

and

high-performance

Commercial interest in PNCs has

48

For PNCs intended for food packaging applications, additional information is

49

needed on the effects of long term exposure of PNCs to liquid media under a wide

50

variety of conditions relevant to food processing and/or storage. Previous experimental

51

efforts have established that low concentrations of mass deriving from nanoparticles

52

embedded in polymers are passively leached to liquid environments under many test

53

conditions.16 Although PNCs intended to function as food contact surfaces have

54

received significant attention,17-36 the diversity of host materials, nanofiller structure and

55

composition, dispersion type (e.g., internally embedded versus surface immobilized

56

nanofillers), and experimental conditions makes it challenging to construct broad

57

predictive frameworks. Some studies on passive release phenomena have reported

58

observing whole nanoparticles in food simulants during experimental timescales.

59

However, recent theoretical37 and experimental38-39 efforts indicate that release of whole

60

nanofillers originating from polymeric interiors is unlikely to occur over timescales

ACS Paragon Plus Environment

Environmental Science & Technology

61

relevant to intended product use cycles, owing to slow diffusion rates of nanoparticles

62

through comparatively small polymeric void volumes. As a result, in most cases the

63

released material is likely comprised of dissolved metal ions originating from the

64

surfaces of embedded particles. Incidental release of whole nanoparticles weakly bound

65

at the interface between the PNC and the food simulant or along cut edges of PNC test

66

samples, or reconstitution of nanoparticles in environmental media from dissolved

67

components under favorable redox conditions, may also be indicated.40

68

Although long term storage of PNCs in liquid media constitutes a potential route

69

of exposure to nanomaterials, even if in a dissolved state, questions remain about the

70

factors likely to influence release rates. Most experimental studies have employed only

71

a few simple test matrices, which limits understanding of how chemistry of the storage

72

medium influences the embedded particle dissolution process. For example, virtually all

73

studies, including our own, that investigated nanoparticle release from film-based PNCs

74

into aqueous environments have observed significantly more release into acidified

75

media.20,

76

nanoparticles in low pH environments.42-44 However, in most of the passive release

77

studies with PNCs, dilute aqueous acetic acid (HAc) was the only acidic food simulant

78

that was tested, despite the fact that other acids are commonly found in foods. A deeper

79

exploration of the relationship between pH of the storage medium and release

80

characteristics is therefore warranted, particularly when one considers the complex role

81

that the host material could play in mediating nanofiller dissolution and mass transport

82

dynamics.

25, 29, 32-33, 36, 39, 41

This result has been attributed to the lower stability of

ACS Paragon Plus Environment

Page 4 of 32

Page 5 of 32

Environmental Science & Technology

83

In a previous study, we fabricated free-standing PNC films composed of

84

core@shell semiconductor nanocrystals (quantum dots, QDs) embedded in low density

85

polyethylene (LDPE) and used them as models to systematically study structure-

86

function relationships that may play a deterministic role in mediating exposure profiles.39

87

Although QDs are unlikely to be incorporated into commercial food contact materials,

88

they are commercially available in narrow size distributions and possess unique optical

89

properties that can be used as sensitive probes of interactions between polymer-

90

embedded particles and different storage media. Dilute HAc was selected as the acidic

91

test medium in our earlier study because it is among the food simulants recommended

92

by the US Food and Drug Administration (FDA) for assessment of molecular migration

93

from a new food contact substance under consideration for marketing in the United

94

States.45 Recognizing that embedded nanoparticle dissolution dynamics may be more

95

complex than often assumed, we sought to evaluate whether exposure of a PNC to HAc

96

was representative of how PNCs may behave in other types of acids relevant to food

97

systems. We hypothesized that acids may differ in the efficiency with which they

98

penetrate into hydrophobic polymer phases, which could result in different exposure

99

profiles. To test this hypothesis, we evaluated the environmental release of core-only

100

(CdSe) QDs from LDPE-based free-standing PNC films under accelerated storage

101

conditions during exposure to dilute hydrochloric (HCl), acetic (HAc), and citric acid

102

(H3Cit) solutions at a pH value (2.5) that is characteristic of very acidic foods (e.g.,

103

vinegar, citrus juice, or soda). Table 1 lists pKa values and other relevant information

104

for these acids, showing that they differ substantially in both their degree of dissociation

105

in water at equilibrium and their affinity for hydrophobic phases. After measuring release

ACS Paragon Plus Environment

Environmental Science & Technology

106

of QD mass into these food simulants, we used laser-scanning confocal microscopy

107

(LSCM) and permeation experiments to show that acid permeation into the polymer –

108

influenced in large part by the acid dissociation constant and partitioning of

109

undissociated forms into the hydrophobic polymer phase – is a stronger determinant of

110

potential exposure than the pH of the food medium.

111 112

113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132

Table 1. Reference data for acidic food simulantsa Acid Molar mass pKab [HA]eqc Dissociationd log Ko/we log [g mol-1] [mol L-1] [%] Khxd/we -1 HAc 60.05 4.756 5.70 x 10 0.55 -0.31 -3.27 H3Cit 192.12 3.13 1.35 x 10-2 18.97 -1.72 n/a HClf 36.46 -0.9 to -6.1 99.96 0.25 -1.22 a This table provides reference data at 25 °C because in most cases experimental parameters recorded at the experimental temperature (75 °C) could not be found. Trends in the data are expected to be similar at the two temperatures. bValues for HAc and H3Cit were those listed in the CRC Handbook of Chemistry and Physics, 94th Edition. Only the first dissociation constant of triprotic H3Cit is listed here. The experimental pKa value for HCl is challenging to measure; a range in the table reflects values from the literature from Tagirov et al.46 and Gutknecht et al.47 c Estimated concentration of undissociated acid present in aqueous solution at equilibrium at pH = 2.5, determined from acid’s pKa value at 25 °C. This estimation ignores contributions from ionic strength and, for citric acid, dissociation of the 2nd and 3rd carboxylic acid groups. dDefined as 100x the concentration of dissociated acid molecules at equilibrium divided by the sum of the concentrations of dissociated and un-dissociated molecules at equilibrium. eKo/w and Khxd/w refer to the octanol/water and hexadecane/water partition coefficients, respectively. A larger (less negative) value on the logarithmic scale indicates a higher relative solubility in the hydrophobic phase. Ko/w values were taken from Leo et al.48 and Khxd/w were taken from Walter and Gutknecht.49 A Khxd/w value for citric acid could not be found. fHCl is generally considered a strong acid, meaning it is almost completely dissociated at equilibrium. The table lists a range of pKa values reported in the literature. The [HA]eq value listed for HCl was calculated from pKa = 0.9, but [HA]eq may as low as ~8 x 10-12 mol L-1 if pKa = -6.1 is used.

Materials and methods

133

Materials. LDPE (density = 0.925 g mL−1 at 25 °C, melt index = 25 g/10 min,

134

product # 428043, batch # MKBX4360V) was purchased from Sigma-Aldrich. This

135

grade has a molecular weight of approximately 80 kDa. Core-only CdSe QDs with an

136

emission maximum of 541 nm were purchased from Nano-Optical Materials. They were

ACS Paragon Plus Environment

Page 6 of 32

Page 7 of 32

Environmental Science & Technology

137

surface-modified with oleylamine, dispersed at ~5.7 mg/mL in toluene solution, and

138

possessed a Cd/Se mass ratio of 2.2, as determined by inductively coupled plasma-

139

atomic emission spectroscopy (ICP-AES) analysis (Supporting Information). For release

140

tests, OptimaTM grade glacial HAc and concentrated HCl were used; for acid permeation

141

experiments, HPLC grade HAc and ACS Plus grade HCl were used. H3Cit for both

142

release tests and permeation experiments was anhydrous grade. All stock acids were

143

purchased from Fisher Scientific and diluted to pH 2.5 ± 0.1 with deionized water. All

144

water for release tests was deionized to 18.2 MΩ cm and dispensed from a Millipore-

145

Sigma MilliQ Direct Q3 water purification system. The pH of deionized water was ~ 5.6

146

at ambient temperature due to dissolution of atmospheric carbon dioxide, which

147

produces carbonic acid.

148

Fabrication of QD/LDPE PNCs. A DSM Xplore micro-compounder with a

149

volume capacity of 15 mL was used to mix the QD-toluene dispersion with the polymer

150

melt and subsequently extrude the nanocomposite into freestanding films. The

151

procedure used to manufacture core-only CdSe QD/LDPE and neat LDPE films using

152

this equipment is identical to the method reported previously for CdSe/ZnS core-shell

153

QD/LDPE films.39 The procedure is reproduced in this article’s Supporting Information

154

section, which also includes details on the optical, thermal, and compositional analysis

155

of the test materials, as well as optical characterization and compositional analysis of

156

QDs prior to polymer processing. QD concentration in the QD/LDPE film was

157

determined by ICP-AES (Supporting Information).

158

Release tests in food simulants. A protocol reported earlier39 was used to

159

assess release of Cd and Se from QD/LDPE PNCs. This information is reproduced in

ACS Paragon Plus Environment

Environmental Science & Technology

160

the Supporting Information. Because release of QDs from PNCs was anticipated to be

161

slow, tests were performed at 75 °C to accelerate the release process and reduce

162

experiment timescales. It is noted that these conditions may exaggerate the total mass

163

of material likely to be released under more realistic scenarios.

164

Laser scanning confocal microscopy. LSCM was used to measure

165

photoluminescence (PL) properties of QD/LDPE films before and after release tests.

166

LSCM was used instead of benchtop fluorimetry because in the latter, PL was found to

167

be sensitive to QD/LDPE film orientation within the sample chamber and light scattering

168

artifacts. Because LSCM interrogates a thin optical slice within the polymer using a high

169

intensity laser, it is less sensitive to these factors.

170

To measurement of QD/LDPE PL properties using LSCM, sections of film

171

samples (~0.5 cm x 0.5 cm) were mounted on standard microscope slides (Azer

172

Scientific, Inc, ThermoFisher) using an immersion oil as a mounting medium (Cargille

173

Type HF Immersion Oil, Cargille Laboratories) and a #1.5 glass coverslip (Gold Seal,

174

Electron Microscopy Sciences). Samples were imaged on a Leica SP5 laser scanning

175

confocal with Hybrid (HyD) detector (Gain: 100%) and a 405 nm diode laser excitation

176

(25%), using a Leica HCX PL APO CS 100x 1.44NA objective. For spectral analysis,

177

samples were excited with a 405 nm laser line and PL emission was detected across 5

178

nm windows with center wavelengths ranging from 410 nm to 700 nm, using the

179

Lambda scan function in the Leica LAS AF software, at a central focal plane. At least

180

three separate regions for each sample were scanned. Images were analyzed using

181

ImageJ (NIH) to measure the mean luminescence intensity at the location of QD or QD

182

aggregates at each PL emission wavelength. Imaging was also done at the peak

ACS Paragon Plus Environment

Page 8 of 32

Page 9 of 32

Environmental Science & Technology

183

emission wavelength (λmax = 541 nm) using 405 nm excitation and emission detection at

184

435-445 nm.

185

Acid permeation experiments. Permeation of acids through LDPE films was

186

measured using a liquid diffusion cell (Permegear, Inc.). The jacketed Side-Bi-Side cell

187

consists of two chambers of approximately 55 mL internal volume each that are

188

separated by a polymer film of known thickness (40-50 µm) and contact area (13.2

189

cm2). The heat transfer medium was Duratherm S silicone oil and temperature was

190

controlled with a 3 L oil bath circulator (Haake DC30-B3). The receptor chamber of the

191

diffusion cell was filled with deionized water and the donor chamber was filled with one

192

of the three acid food simulants used in the release experiments. The deionized water

193

chamber was stirred constantly at ~160 RPM using a magnetic stir plate (Corning PC-

194

410D). The pH of the liquid in both the receptor and donor chambers was recorded

195

using an electronic pH meter (Mettler Toledo Seven Easy equipped with a Mettler

196

Toledo LE422 micro pH electrode) and then the temperature of the diffusion cell was

197

increased to 75 °C. At regular time intervals, ~3 mL aliquots were removed from the

198

receptor and donor chambers, placed in small scintillation vials, and rapidly cooled to

199

room temperature using a water bath. The pH of each aliquot was measured three

200

independent times and average values were recorded; aliquots were returned to the

201

respective chamber of the diffusion cell after measurement to maintain constant volume

202

in the cell. The use of aliquots cooled to ambient temperature was required because the

203

pH meter was calibrated using standards that are certified only at 25 °C, and cooling the

204

entire permeation cell to 25 °C for each pH measurement was not practical. Permeation

205

tests for each acid were performed in triplicate using freshly sectioned LDPE films.

ACS Paragon Plus Environment

Environmental Science & Technology

206

Results

207

QD/LDPE manufacture and characterization. Incorporation of QDs into LDPE

208

was accomplished via melt-compounding and extrusion of the molten mixture through a

209

heated cast film die to afford free-standing, luminescent QD/LDPE nanocomposite films.

210

In contrast to our earlier study,39 in which core@shell CdSe@ZnS QDs were employed,

211

here we used core-only CdSe QDs because it simplified the acquisition and

212

interpretation of release data. Moreover, the luminescence of CdSe particles is more

213

sensitive to changes in local environment than that of CdSe@ZnS particles, which are

214

coated with a protective ZnS shell. As before, LDPE was used as a host material

215

because it is easy to process, exhibits a relatively low melt temperature, finds common

216

use in food contact and other industrial applications, and exhibits fast mass transfer

217

rates. QD/LDPE and control LDPE cast films produced for this study typically had mean

218

thicknesses of 40-50 µm and crystallinity content (measured by differential scanning

219

calorimetry, DSC) of ~40% (Supporting Information, Table S3).

220

Figure 1 displays electronic absorption and PL spectra of CdSe QDs in both

221

toluene suspension and after incorporation into LDPE. Also shown are photographs of a

222

QD/LDPE film and dilute toluene suspension of QDs under illumination with a hand-held

223

UV lamp. In toluene, the QDs have a PL maximum of 541 nm and an E1S absorption

224

maximum of 527 nm, the latter value providing an estimate50 of the mean QD diameter

225

of ~2.7 nm. Electron microscopy images of related core-only QD/LDPE extruded

226

materials (not shown) suggest that QDs are likely dispersed as a mixture of aggregates

227

and individual particles, similar to the dispersion characteristics of core@shell QD

228

variants in LDPE. A small (∆λmax ~ 2-3 nm) bathochromic shift and 32% broadening

ACS Paragon Plus Environment

Page 10 of 32

Page 11 of 32

Environmental Science & Technology

229

(~1150 cm-1 vs ~870 cm-1, measured at full-width-at-half-maximum) of the PL band was

230

observed when the core-only QDs were dispersed in LDPE (Figure 1B), which is

231

consistent with an inner-filter effect in the solid-state composite,51 QD aggregation,52

232

and/or QD surface modification during high temperature film processing.

233

Figure 1. Spectral data for the core-only CdSe QD/LDPE polymer nanocomposite film used to assess potential release into acidic environments. (A) Normalized UV-visible region absorption (grey line) and PL (blue line) of oleylamine-capped CdSe QDs dispersed in toluene with a concentration of ~30 µg/mL. The PL λmax was 541 nm. (B) Normalized PL spectra of QDs in toluene (solid blue line) and dispersed in LDPE at 0.068 ± 0.002 wt.% (dotted blue line). Photographs of a dilute toluene solution of QDs and QD/LDPE films (0.041 ± 80%) drop in peak intensity. A blue shift of the CdSe QD PL maximum is consistent

307

with oxidation of the QD surface, which reduces the QD diameter, confines excitons to a

308

smaller volume, and increases the optical bandgap.54-56 Conversely, a redshift of the PL

309

maximum is frequently caused by surface passivation. In the case of QDs dispersed in

310

polymer, prolonged storage at elevated temperature may result in changes to the local

311

polymer or ligand binding structure that outwardly shifts the effective potential boundary

312

experienced by the QD exciton.57 A control experiment in which QD/LDPE film sections

313

were stored at 75 °C in air for 15 days showed rapid (99.96% dissociated (at 25

384

°C, see Table 1), meaning there is very little molecular HCl present in solution at

385

equilibrium ( 60

392

fold) higher release of QD mass into simulated gastric fluid (predominantly HCl, pH =

393

1.12) than neutral pH solution. This contrast with our HCl results is resolved by

394

considering the polarity and swelling capacity of acrylate polymer compared to LDPE.

395

Liu et al. measured a 11% water infiltration during their release experiment, whereas in

396

our case the mass of water absorbed during the immersion test (in deionized water)

397

was measured to be 5 orders of

445

magnitude less membrane permeability than monocarboxylic analog lactic acid, which

446

only forms 5 hydrogen bonds per molecule.67 A similar effect is probably occurring here:

447

the large number of hydrogen bonds that must be broken in order for a neutral H3Cit

448

molecule to partition into the hydrophobic LDPE interior contributes to a large, rate

449

limiting activation energy for LDPE permeation. This hypothesis is supported by the low

450

octanol/water partition coefficient of H3Cit compared to HAc and especially HCl (Table

451

1), the latter of which is not an efficient hydrogen bond former. The computational

452

modelling experiments confirm that when the water/polymer partition coefficient (inverse

453

of polymer/water coefficient) is increased compared to the benchmark value for HAc,

454

the amount of acid permeated through the polymer after 15 days at 75 °C is predicted to

455

be lowered significantly (Supporting Information, Figure S9), in agreement with the

ACS Paragon Plus Environment

Page 22 of 32

Page 23 of 32

Environmental Science & Technology

456

H3Cit permeation experiment (Figure 4). We note that our results are consistent with an

457

earlier study that also reported significantly less permeation of citric acid (and other

458

polyproptic food acids) through LDPE packaging materials than HAc or proprionic acid,

459

which is also a monoprotic acid.68 These results suggest that acidic foods comprised

460

primarily of polyprotic acids, or other acids with low partition coefficients, may interact

461

less with polymer-embedded nanoparticles on a per-mole basis than those comprised of

462

monoprotic acids.

463

Conceptual model for QD/LDPE interactions with acids. A general model for

464

how different dilute organic acids may impact mass transfer into foods from polymer-

465

embedded QDs begins with nanoparticle decomposition. Environmental studies with

466

CdSe-based QDs69 and finely ground CdSe powder44 in aqueous dispersion have

467

shown an increase in dissolution rates (and, e.g., Cd2+ release) as pH is lowered, and

468

stability is reduced in aerobic environments. CdSe QD dissolution in aqueous media

469

has been attributed to a two step process.56 First, O2 oxidizes surface Se atoms to form

470

SeO2. Then, Cd atoms left dangling due to vacancies from Se depletion are vulnerable

471

to desorption or, especially in the presence of H+ in low pH media, oxidation to Cd2+.

472

Light exposure increases rates of QD dissolution via photosensitation of reactive

473

oxygen species,70 but surface oxidation has also been observed in the dark.54 To a first

474

approximation, nanoparticle oxidation chemistry is expected to be relatively similar

475

within a hydrophobic polymer phase, with the added complexity of the role the polymer

476

plays as a bottleneck for transport of oxidants to and dissolution products away from the

477

particle surfaces.

ACS Paragon Plus Environment

Environmental Science & Technology

478

Nanoparticle dissolution in polymers has not been extensively studied, but work

479

on acid chemistry in nonpolar environments is relevant. Although weak Brønstead acids

480

exhibit minimal dissociation in nonpolar environments, the process is sensitive to trace

481

levels of moisture.71 Additionally, acid-base chemistry in nonpolar media occurs

482

efficiently via direct donation of protons from the neutral acid rather than an intermediate

483

charge-dissociation step.72 As such, we propose that any weak monoprotic acid, like

484

HAc, that exhibits a sufficiently low level of dissociation at equilibrium, may partition into

485

the polymer and facilitate embedded QD surface oxidation, possibly with the assistance

486

of minute amounts of permeated water. Dissolution products containing Cd and Se then

487

migrate back to the external environment, possibly in the form of neutral oxides or metal

488

chelates (e.g., Cd acetate44). Stronger acids are almost completely dissociated and

489

therefore have minimal interactions with embedded QDs; in this case nanofiller

490

oxidation is promoted only by dissolved oxygen and the release profile would be

491

expected to be similar to that observed in deionized water. This leads to the

492

counterintuitive conclusion that food simulants composed of weaker (monoprotic) acids

493

(as determined by pKa value) may be more efficient drivers for nanofiller mass transfer

494

than strong acids, at least at equivalent pH values. At the same pH value, weaker acids

495

also have a higher initial concentration of neutral molecular forms in solution, which

496

increases both the driving force for permeation (concentration gradient effect) and

497

ultimately the number of species available in the polymer film to participate in redox

498

chemistry with nanofiller surfaces.

499

Interestingly, H3Cit contradicts this simple model: it is intermediate in strength

500

between HAc and HCl, but QD/LDPE films released the lowest amount of QD-

ACS Paragon Plus Environment

Page 24 of 32

Page 25 of 32

Environmental Science & Technology

501

associated (sum of Cd and Se) mass into pH = 2.5 H3Cit solution (significantly lower

502

than even the water control). In consideration of its low permeation into a hydrophobic

503

phase (Figure 4), it is unlikely that enough H3Cit molecules are present in the polymer

504

to interact directly with QD surfaces. Therefore, the suppression of dissolution-mediated

505

release into dilute H3Cit is unlikely to be due to direct beneficial interaction between

506

H3Cit and QDs (e.g., passivation of QD surfaces). Rather, the effect is probably due to

507

some indirect mechanism, such as the scavenging of dissolved oxygen or an inhibition

508

of water absorption into LDPE, which may reduce the activity of permeated oxygen.

509

While our experiments therefore suggest that weaker acids may generally be more

510

efficient promoters of nanofiller release, other factors that influence partitioning of acids

511

into the hydrophobic phase or their ability to indirectly mediate the transport of oxidants

512

into or oxidation products out of the polymer likely complicate this picture.

513

Impacts and limitations. Our results establish that different acidic food

514

simulants exhibit different physicochemical interactions with polymer-dispersed QDs,

515

and these interactions directly impact QD mass release in a simulated long-term food

516

contact application. Although we describe QD/LDPE as a model system, it is important

517

to underscore that other nanofillers and polymer types may exhibit behavior different

518

from that reported here. It is possible that oxidation-assisted release of NP-associated

519

mass from polymers incorporating other types of NPs (e.g., noble metal or metal oxide

520

NPs) will exhibit a dependence on acid permeation dynamics similar to what we have

521

reported here for QD/LDPE. Nevertheless, modification of the nanofiller capping agent,

522

composition, and shape/size may significantly alter the thermodynamic (e.g., redox

523

potentials) or kinetic factors that impact release into foods or other acidic environments.

ACS Paragon Plus Environment

Environmental Science & Technology

524

Additional studies, including those that explore release as a function of time to better

525

correlate mass transfer and acid permeation timescales, are ongoing to explore this

526

complex landscape.

527

Despite these limitations, we have shown that the QD model system is a useful

528

means of investigating whether additional factors may need to be taken into

529

consideration during experimental exposure assessments of nanotechnology-enabled

530

food contact materials. In the regulatory paradigm, in which a conservative exposure

531

estimate is required (i.e., one that errs on the side of overestimation), the results of this

532

study support the current guidance that 3% HAc is an acceptable acidic food simulant

533

for PNCs fabricated from hydrophobic polymers, because the other acids tested

534

resulted in significantly less exposure for the system under consideration in this study.

535

Further investigation of the phenomenon described here may yield additional insights

536

that could lead to the development of effective simulants for a variety of foods or for use

537

with other types of PNCs. More broadly, the QD model system highlights the complex

538

and sometimes unexpected exposure dynamics for nanotechnology-enabled materials,

539

and the results may have similar implications for plastics incorporating non-nanoscale

540

fillers as well.

541 542

Disclaimer

543

This article has been reviewed in accordance with the FDA's peer and

544

administrative review policies and approved for publication. The statements made in this

545

report do not represent the official position of any of the employers or affiliated

546

organizations of the experts. Certain commercial equipment, instruments, or materials

ACS Paragon Plus Environment

Page 26 of 32

Page 27 of 32

Environmental Science & Technology

547

are identified in this article to foster understanding. Such identification does not imply

548

recommendation or endorsement by FDA, nor does it imply that the materials or

549

equipment identified are necessarily the best available for the purpose.

550 551

Acknowledgments

552

The authors are grateful to Glenn J. Bastiaans, Ph.D., President of NanoOptical

553

Materials, for his helpful insight related to QD PL and surface chemistry. The authors

554

also thank FDA/CFSAN for financial support of this work. The Biological Imaging Facility

555

at Northwestern University is generously supported by the Chemistry of Life Processes

556

Institute and the Office for Research.

557 558 559

Supporting Information Additional

descriptions

of

experimental

methods,

additional

thermal

and

560

spectroscopic characterization of the QD/LDPE nanocomposites, tabulated release

561

data,

562

experiments.

additional

LSCM

images,

and

computational

modelling

of

permeation

563 564

References

565 566 567 568 569 570 571 572 573 574 575 576

1. Feldman, D., Polymer Nanocomposites in Building, Construction J. Macromol. Sci., Part A: Pure Appl.Chem. 2014, 51 (3), 203-209. 2. Lee, J.; Mahendra, S.; Alvarez, P. J. J., Nanomaterials in the Construction Industry: A Review of Their Applications and Environmental Health and Safety Considerations. ACS Nano 2010, 4 (7), 3580-3590. 3. Duncan, T. V., Applications of nanotechnology in food packaging and food safety: Barrier materials, antimicrobials and sensors. J. Colloid Interf. Sci. 2011, 363 (1), 124. 4. Muller, K.; Bugnicourt, E.; Latorre, M.; Jorda, M.; Sanz, Y. E.; Lagaron, J. M.; Miesbauer, O.; Bianchin, A.; Hankin, S.; Bolz, U.; Perez, G.; Jesdinszki, M.; Lindner, M.; Scheuerer, Z.; Castello, S.; Schmid, M., Review on the Processing and Properties of Polymer Nanocomposites and Nanocoatings and Their Applications in

ACS Paragon Plus Environment

Environmental Science & Technology

577 578 579 580 581 582 583 584 585 586 587 588 589 590 591 592 593 594 595 596 597 598 599 600 601 602 603 604 605 606 607 608 609 610 611 612 613 614 615 616 617 618 619 620 621 622

the Packaging, Automotive and Solar Energy Fields. Nanomaterials 2017, 7 (4), doi:10.3390/nano7040074. 5. Kuswandi, B., Environmental friendly food nano-packaging. Environ. Chem. Lett. 2017, 15 (2), 205-221. 6. Mihindukulasuriya, S. D. F.; Lim, L. T., Nanotechnology development in food packaging: A review. Trends Food Sci. Technol. 2014, 40 (2), 149-167. 7. Teo, A. J. T.; Mishra, A.; Park, I.; Kim, Y. J.; Park, W. T.; Yoon, Y. J., Polymeric Biomaterials for Medical Implants and Devices. ACS Biomater. Sci. Eng. 2016, 2 (4), 454-472. 8. Zare, Y.; Shabani, I., Polymer/metal nanocomposites for biomedical applications. Mater. Sci. Eng., C 2016, 60, 195-203. 9. Vellayappan, M. V.; Balaji, A.; Subramanian, A. P.; John, A. A.; Jaganathan, S. K.; Murugesan, S.; Supriyanto, E.; Yusof, M., Multifaceted prospects of nanocomposites for cardiovascular grafts and stents. Int. J. Nanomed. 2015, 10, 2785-2803. 10. Norouzi, M.; Zare, Y.; Kiany, P., Nanoparticles as Effective Flame Retardants for Natural and Synthetic Textile Polymers: Application, Mechanism, and Optimization. Polym. Rev. 2015, 55 (3), 531-560. 11. Radetic, M., Functionalization of textile materials with TiO2 nanoparticles. J. Photochem. Photobiol., C 2013, 16, 62-76. 12. Radetic, M., Functionalization of textile materials with silver nanoparticles. J. Mater. Sci. 2013, 48 (1), 95-107. 13. Naskar, A. K.; Keum, J. K.; Boeman, R. G., Polymer matrix nanocomposites for automotive structural components. Nat. Nanotechnol. 2016, 11 (12), 1026-1030. 14. Siochi, E. J., Graphene in the sky and beyond. Nat. Nanotechnol. 2014, 9 (10), 745747. 15. Moghadam, A. D.; Omrani, E.; Menezes, P. L.; Rohatgi, P. K., Mechanical and tribological properties of self-lubricating metal matrix nanocomposites reinforced by carbon nanotubes (CNTs) and graphene - A review. Composites, Part B 2015, 77, 402-420. 16. Duncan, T. V.; Pillai, K., Release of Engineered Nanomaterials from Polymer Nanocomposites: Diffusion, Dissolution, and Desorption. ACS Appl. Mater. Interfaces 2015, 7 (1), 2-19. 17. Cushen, M.; Kerry, J.; Morris, M.; Cruz-Romero, M.; Cummins, E., Migration and exposure assessment of silver from a PVC nanocomposite. Food Chem. 2013, 139 (1–4), 389-397. 18. Cushen, M.; Kerry, J.; Morris, M.; Cruz-Romero, M.; Cummins, E., Evaluation and Simulation of Silver and Copper Nanoparticle Migration from Polyethylene Nanocomposites to Food and an Associated Exposure Assessment. J. Ag. Food Chem. 2014, 62 (6), 1403-1411. 19. Cushen, M.; Kerry, J.; Morris, M.; Cruz-Romero, M.; Cummins, E., Silver migration from nanosilver and a commercially available zeolite filler polyethylene composites to food simulants. Food Addit. Contam., Part A 2014, 31 (6), 1132-40. 20. von Goetz, N.; Fabricius, L.; Glaus, R.; Weitbrecht, V.; Gunther, D.; Hungerbuhler, K., Migration of silver from commercial plastic food containers and implications for consumer exposure assessment. Food Addit. Contam., Part A 2013, 30 (3), 612620.

ACS Paragon Plus Environment

Page 28 of 32

Page 29 of 32

623 624 625 626 627 628 629 630 631 632 633 634 635 636 637 638 639 640 641 642 643 644 645 646 647 648 649 650 651 652 653 654 655 656 657 658 659 660 661 662 663 664 665 666 667 668

Environmental Science & Technology

21. Echegoyen, Y.; Nerin, C., Nanoparticle release from nano-silver antimicrobial food containers. Food Chem. Toxicol. 2013, 62, 16-22. 22. Song, H.; Li, B.; Lin, Q. B.; Wu, H. J.; Chen, Y., Migration of silver from nanosilverpolyethylene composite packaging into food simulants. Food Addit. Contam., Part A 2011, 28 (12), 1758-1762. 23. Artiaga, G.; Ramos, K.; L, R.; C, C.; Gómez-Gómez, M., Migration and characterisation of nanosilver from food containers by AF4-ICP-MS. Food Chem. 2015, 166, 76-85. 24. Huang, Y. M.; Chen, S. X.; Bing, X.; Gao, C. L.; Wang, T.; Yuan, B., Nanosilver migrated into food-simulating solutions from commercially available food fresh containers. Packag. Technol. Sci. 2011, 24 (5), 291-297. 25. Mauricio-Iglesias, M.; Peyron, S.; Guillard, V.; Gontard, N., Wheat gluten nanocomposite films as food-contact materials: migration tests and impact of a novel food stabilization technology (high pressure). J. Appl. Polym. Sci. 2010, 116 (5), 2526-2535. 26. Schmidt, B.; Petersen, J. H.; Koch, C. B.; Plackett, D.; Johansen, N. R.; Katiyar, V.; Larsen, E. H., Combining asymmetrical flow field-flow fractionation with lightscattering and inductively coupled plasma mass spectrometric detection for characterization of nanoclay used in biopolymer nanocomposites. Food Addit. Contam., Part A 2009, 26 (12), 1619-1627. 27. Xia, Y. N.; Rubino, M.; Auras, R., Release of Nanoclay and Surfactant from PolymerClay Nanocomposites into a Food Simulant. Environ. Sci. Technol. 2014, 48 (23), 13617-13624. 28. Ntim, S. A.; Thomas, T. A.; Begley, T. H.; Noonan, G. O., Characterisation and potential migration of silver nanoparticles from commercially available polymeric food contact materials. Food Addit. Contam., Part A 2015, 32 (6), 1003-1011. 29. Liu, F.; Hu, C. Y.; Zhao, Q.; Shi, Y. J.; Zhong, H. N., Migration of copper from nanocopper/LDPE composite films. Food Addit. Contam., Part A 2016, 33 (11), 1741-1749. 30. Jokar, M.; Rahman, R. A., Study of silver ion migration from melt-blended and layered-deposited silver polyethylene nanocomposite into food simulants and apple juice. Food Addit. Contam., Part A 2014, 31 (4), 734-742. 31. Mackevica, A.; Olsson, M. E.; Hansen, S. F., Silver nanoparticle release from commercially available plastic food containers into food simulants. J. Nanopart. Res. 2016, 18 (1), 5(1-11). DOI 10.1007/s11051-015-3313-x. 32. Metak, A. M.; Nabhani, F.; Connolly, S. N., Migration of engineered nanoparticles from packaging into food products. LWT-Food Sci. Technol. 2015, 64 (2), 781-787. 33. Ozaki, A.; Kishi, E.; Ooshima, T.; Hase, A.; Kawamura, Y., Contents of Ag and other metals in food-contact plastics with nanosilver or Ag ion and their migration into food simulants. Food Addit. Contam., Part A 2016, 33 (9), 1490-1498. 34. Farhoodi, M.; Mousavi, S. M.; Sotudeh-Gharebagh, R.; Emam-Djomeh, Z.; Oromiehie, A., Migration of Aluminum and Silicon from PET/Clay Nanocomposite Bottles into Acidic Food Simulant. Packag. Technol. Sci. 2014, 27 (2), 161–168. 35. Lin, Q. B.; Li, H.; Zhong, H. N.; Zhao, Q.; Xiao, D. H.; Wang, Z. W., Migration of Ti from nano-TiO2-polyethylene composite packaging into food simulants. Food Addit. Contam., Part A 2014, 31 (7), 1284-1290.

ACS Paragon Plus Environment

Environmental Science & Technology

669 670 671 672 673 674 675 676 677 678 679 680 681 682 683 684 685 686 687 688 689 690 691 692 693 694 695 696 697 698 699 700 701 702 703 704 705 706 707 708 709 710 711 712 713

36. Echegoyen, Y.; Rodriguez, S.; Nerin, C., Nanoclay migration from food packaging materials. Food Addit. Contam., Part A 2016, 33, 530–539. 37. Bott, J.; Störmer, A.; Franz, R., A model study into the migration potential of nanoparticles from plastics nanocomposites for food contact. Food Packag. Shelf Life 2014, 2, 73-80. 38. Bott, J.; Störmer, A.; Franz, R., Migration of nanoparticles from plastic packaging materials containing carbon black into foodstuffs. Food. Addit. Contam., Part A 2014, 31 (10), 1769-82. 39. Pillai, K. V.; Gray, P. J.; Tien, C. C.; Bleher, R.; Sung, L. P.; Duncan, T. V., Environmental release of core-shell semiconductor nanocrystals from free-standing polymer nanocomposite films. Environ Sci.: Nano 2016, 3 (3), 657-669. 40. Stormer, A.; Bott, J.; Kemmer, D.; Franz, R., Critical review of the migration potential of nanoparticles in food contact plastics. Trends Food Sci. Tech. 2017, 63, 39-50. 41. Liu, J. Y.; Katahara, J.; Li, G. L.; Coe-Sullivan, S.; Hurt, R. H., Degradation Products from Consumer Nanocomposites: A Case Study on Quantum Dot Lighting. Environ. Sci. Technol. 2012, 46 (6), 3220-3227. 42. Bian, S. W.; Mudunkotuwa, I. A.; Rupasinghe, T.; Grassian, V. H., Aggregation and Dissolution of 4 nm ZnO Nanoparticles in Aqueous Environments: Influence of pH, Ionic Strength, Size, and Adsorption of Humic Acid. Langmuir 2011, 27 (10), 60596068. 43. Liu, J. Y.; Hurt, R. H., Ion Release Kinetics and Particle Persistence in Aqueous Nano-Silver Colloids. Environ. Sci. Technol. 2010, 44 (6), 2169-2175. 44. Zeng, C.; Ramos-Ruiz, A.; Field, J. A.; Sierra-Alvarez, R., Cadmium telluride (CdTe) and cadmium selenide (CdSe) leaching behavior and surface chemistry in response to pH and O-2. J. Environ. Manage. 2015, 154, 78-85. 45. FDA Guidance for Industry: Preparation of Premarket Submissions for Food Contact Substances: Chemistry Recommendations. http://www.fda.gov/Food/GuidanceRegulation/GuidanceDocumentsRegulatoryInform ation/IngredientsAdditivesGRASPackaging/ucm081818.htm. 46. Tagirov, B. R.; Zotov, A. W.; Akinfiev, N. N., Experimental study of dissociation of HCI from 350 to 500°C and from 500 to 2500 bars: Thermodynamic properties of HCl(aq). Geochim. Cosmochim. Acta 1997, 61 (20), 4267-4280. 47. Gutknecht, J.; Walter, A., Transport of Protons and Hydrochloric-Acid through Lipid Bilayer-Membranes. Biochim. Biophys. Acta 1981, 641 (1), 183-188. 48. Leo, A.; Hansch, C.; Elkins, D., Partition coefficients and their uses. Chem. Rev. 1971, 71 (6), 525-616. 49. Walter, A.; Gutknecht, J., Monocarboxylic Acid Permeation through Lipid BilayerMembranes. J. Membr. Biol. 1984, 77 (3), 255-264. 50. Jasieniak, J.; Smith, L.; van Embden, J.; Mulvaney, P.; Califano, M., Re-examination of the Size-Dependent Absorption Properties of CdSe Quantum Dots. J. Phys. Chem. C 2009, 113 (45), 19468-19474. 51. Koc, M. A.; Raja, S. N.; Hanson, L. A.; Nguyen, S. C.; Borys, N. J.; Powers, A. S.; Wu, S. V.; Takano, K.; Swabeck, J. K.; Olshansky, J. H.; Lin, L. W.; Ritchie, R. O.; Alivisatos, A. P., Characterizing Photon Reabsorption in Quantum Dot-Polymer Composites for Use as Displacement Sensors. ACS Nano 2017, 11 (2), 2075-2084.

ACS Paragon Plus Environment

Page 30 of 32

Page 31 of 32

714 715 716 717 718 719 720 721 722 723 724 725 726 727 728 729 730 731 732 733 734 735 736 737 738 739 740 741 742 743 744 745 746 747 748 749 750 751 752 753 754 755 756 757 758 759

Environmental Science & Technology

52. Koole, R.; Liljeroth, P.; Donega, C. D.; Vanmaekelbergh, D.; Meijerink, A., Electronic coupling and exciton energy transfer in CdTe quantum-dot molecules. J. Am. Chem. Soc. 2006, 128 (32), 10436-10441. 53. Morris-Cohen, A. J.; Donakowski, M. D.; Knowles, K. E.; Weiss, E. A., The Effect of a Common Purification Procedure on the Chemical Composition of the Surfaces of CdSe Quantum Dots Synthesized with Trioctylphosphine Oxide. J. Phys. Chem. C 2010, 114 (2), 897-906. 54. Duncan, T. V.; Polanco, M. A. M.; Kim, Y.; Park, S. J., Improving the Quantum Yields of Semiconductor Quantum Dots through Photoenhancement Assisted by Reducing Agents. J. Phys. Chem. C 2009, 113 (18), 7561-7566. 55. Zhang, Y.; He, J.; Wang, P. N.; Chen, J. Y.; Lu, Z. J.; Lu, D. R.; Guo, J.; Wang, C. C.; Yang, W. L., Time-dependent photoluminescence blue shift of the quantum dots in living cells: Effect of oxidation by singlet oxygen. J. Am. Chem. Soc. 2006, 128 (41), 13396-13401. 56. Derfus, A. M.; Chan, W. C. W.; Bhatia, S. N., Probing the Cytotoxicity of Semiconductor Quantum Dots. Nano Lett. 2004, 4 (1), 11-18. 57. Frederick, M. T.; Weiss, E. A., Relaxation of Exciton Confinement in CdSe Quantum Dots by Modification with a Conjugated Dithiocarbamate Ligand. ACS Nano 2010, 4 (6), 3195-3200. 58. Bao, T.; Tanaka, J., The diffusion of ions in polyethylene. Proceedings of the 3rd International Conference on Properties and Applications of Dielectric Materials 1991, 236-239. 59. Oguzie, E. E.; Onuchukwu, A. I.; Ekpe, U. J., Ionic permeability of polymeric membranes: part 1-steady state transport of binary electrolytes through polyethylene films. J. Appl. Electrochem. 2007, 37 (9), 1047-1053. 60. Wu, J.; Eisenberg, A., Proton diffusion across membranes of vesicles of poly(styrene-b-acrylic acid) diblock copolymers. J. Am. Chem. Soc. 2006, 128 (9), 2880-2884. 61. Bair, H. E.; Johnson, G. E., Calorimetric Analysis of Water Clusters in Polyethylene. In Anal. Calorim., Porter, R. S.; Johnson, J. F., Eds. Springer: Boston, MA, 1977; Vol. 4, pp 219-226. 62. At 75 °C, the extent of dissociation will be greater, but the effect for most weak acids is small over this temperature range. See Helgeson, Thermodynamics of Complex Dissociation in Aqueous Solution at Elevated Temperatures. J. Phys. Chem. 1967, 71, 3121-3136. 63. Gardebjer, S.; Geback, T.; Andersson, T.; Fratini, E.; Baglioni, P.; Bordes, R.; Viriden, A.; Nicholas, M.; Loren, N.; Larsson, A., The impact of interfaces in laminated packaging on transport of carboxylic acids. J. Membr. Sci. 2016, 518, 305312. 64. Phillips, J. C., Transport of Acetic Acid in Polyethylene. US Department of Commerce, National Bureau of Standards. Waashington, DC, 1983. 65. Manzurola, E.; Apelblat, A., Apparent Molar Volumes of Citric, Tartaric, Malic, Succinic, Maleic, and Acetic-Acids in Water at 298.15-K. J. Chem. Thermodyn. 1985, 17 (6), 579-584. 66. Cohen, B. E., Permeability of Liposomes to Nonelectrolytes .1. Activation-Energies for Permeation. J. Membr. Biol. 1975, 20 (3-4), 205-234.

ACS Paragon Plus Environment

Environmental Science & Technology

760 761 762 763 764 765 766 767 768 769 770 771 772 773 774 775 776

67. Akeson, M. A.; Munns, D. N., Lipid Bilayer Permeation by Neutral Aluminum Citrate and by 3 Alpha-Hydroxy Carboxylic-Acids. Biochim. Biophys. Acta 1989, 984 (2), 200-206. 68. Olafsson, G.; Jagerstad, M.; Oste, R.; Wesslen, B., Effects of different organic acids on the adhesion between polyethylene film and aluminium foil. Food Chem. 1993, 47, 227-233. 69. Domingos, R. F.; Franco, C.; Pinheiro, J. P., Stability of core/shell quantum dots-role of pH and small organic ligands. Environ. Sci. Pollut. Res. 2013, 20 (7), 4872-4880. 70. Li, Y.; Zhang, W.; Li, K.; Yao, Y.; Niu, J.; Chen, Y., Oxidative dissolution of polymercoated CdSe/ZnS quantum dots under UV irradiation: Mechanisms and kinetics. Environ. Pollut. 2012, 164, 259-266. 71. Kutt, A.; Leito, I.; Kaljurand, I.; Soovali, L.; Vlasov, V. M.; Yagupolskii, L. M.; Koppel, I. A., A comprehensive self-consistent spectrophotometric acidity scale of neutral bronsted acids in acetonitrile. J. Org. Chem. 2006, 71 (7), 2829-2838. 72. Paenurk, E.; Kaupmees, K.; Himmel, D.; Kutt, A.; Kaljurand, I.; Koppel, I. A.; Krossing, I.; Leito, I., A unified view to Bronsted acidity scales: do we need solvated protons? Chem. Sci. 2017, 8 (10), 6964-6973.

ACS Paragon Plus Environment

Page 32 of 32