Chapter 2
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Lichen Allelopathy: A Review James D. Lawrey Department of Biology, George Mason University, Fairfax, VA 22030-4444
Secondary metabolites produced bylichen-formingfungi have attracted attention of investigators for over 100 years. Approximately 500 compounds have been reported from lichens, of which about 350 appear to be unique. Most of these compounds are weak phenolic acids which are produced by the fungal partner and accumulate on the outer walls of fungal hyphae. Concentrations vary considerably within and among species; however, values of 1-2% air dry wt are commonly observed and values as high as 20% have been reported in some. Ecologists have long assumed an antibiotic role for these compounds, and recent evidence suggests that they play an important adaptive role defending lichen thalli from herbivores and pathogens; they also suppress neighboring lichen and moss competitors, and there is some evidence that they can inhibit higher plants. As such, they are allelochemicals in the broadest sense of the term.
The distinctive phenolic compounds produced by lichens began to attract attention of investigators well over 100 years ago, and information about their structure, biogenic origin and phylogenetic significance has accumulated steadily ever since. At the present time, our understanding of their biological roles is meager, although a number of hypotheses have been proposed in recent reviews (1-4). Among the adaptive roles assumed for these compounds is allelopathy, and the evidence pertaining to this role will be discussed in this review. 0097-6156/95/0582-0026$08.00/0 © 1995 American Chemical Society In Allelopathy; Dakshini, K., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1994.
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Lichen Allelopathy: A Review
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Lichens and Lichen Substances Lichens are stable, symbiotic associations between fungi (called mycobionts) and photosynthetic chlorophytes or cyanophytes (called photobionts). Found in all terrestrial habitats, lichens represent one of the most successful groups of symbiotic organisms, and are frequently studied as models of symbiosis. The group is polyphyletic and includes approximately 18,000 named species (the name is assigned to the fungal partner), representing nearly 20% of all named fungi. Although they are difficult to maintain under laboratory conditions, some have been successfully cultured and maintained in vitro (5). Lichens are known to produce numerous extracellular secondary metabolites (6), some of which are not seen outside the lichen symbiosis. Approximately 500 compounds have been described from over 6000 taxa of lichens and their chemotypes; of these, approximately 350 are considered to be unique to lichens (Table I). Most of these metabolites are fungal in origin, and although it was once thought that lichenization was required for production of these compounds, recent evidence demonstrates that isolated fungi can be induced to form characteristic compounds in culture (7). The chemistry, biogenic origin and methods used to study these compounds have been discussed at length in a recent review (6). In general, however, the most characteristic lichen products are aromatic compounds that are formed from simple phenolic units via the acetyl-polymalonyl pathway, a pathway that can also generate numerous aliphatic acids and esters. Numerous terpenoids and steroids are formed via the mevalonic acid pathway and some pulvinic acid derivatives are formed via the shikimic acid pathway. Some compounds frequently used in the study of lichen taxonomy are of unknown structure, but have been given common names and are recognizable in the mostfrequentlyused microchemical tests used for the identification of these compounds (6). Crystalline deposits of many of the compounds can be visualized in scanning electron micrographs of lichens (Figure 1). They appear to be formed on the outer surfaces of fungal hyphae, and there is some localization of the compounds to reproductive and various vegetative portions of the lichen thallus (a term indicating a lichenized body with morphological features unique to the species). For example, some compounds are apparently more concentrated in the outer layers of the stroma (cortex) while others are found only in the central hyphae (medulla). These patterns are generally consistent across taxonomic boundaries, indicating biogenetic and possibly functional differences for compounds from localized regions of the lichen thallus. Biological Roles of Lichen Substances: Defense and Light-Screening Numerous adaptive roles have been proposed for lichen secondary metabolites, but until recently little evidence existed to support them. The most commonlyheld view early in this century, based largely on anecdotal evidence (8), was
In Allelopathy; Dakshini, K., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1994.
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Table I. Major Categories of Secondary Metabolites in Lichens, Arranged by Biogenetic Pathway* 5
Product Category
Pathway
Number
Secondary aliphatic acids, esters and related compounds
Acetate-polymalonate
42
Mononuclear phenolic compounds
Acetate-polymalonate
17
/?ora-Depsides, tridepsides, benzyl esters and metadepsides
Acetate-polymalonate
133
Depsidones, depsones and related diphenyl ethers '
Acetate-polymalonate
88
Dibenzofurans, usnic acids and related compounds'^
Acetate-polymalonate
17
Acetate-polymalonate
13
Acetate-polymalonate
4
Xanthones '
Acetate-polymalonate
26
Anthraquinones and related xanthones '
Acetate-polymalonate
54
Di-, sester- and triterpenoids
Mevalonic acid
62
Steroids
Mevalonic acid
20
Terphenylquinones
Shikimic acid
2
Pulvinic acid derivatives
Shikimic acid
12
0
c,d
c d
c d
Chromones '
0
Naphthoquinones ^ c d
c d
a
S0URCE: Reproduced with permission from reference 6. Copyright 1989 Academic Press. Number of known compounds. Polyketide-derived aromatic compounds. Di- and triaryl derivatives of simple phenolic units. b
c
d
In Allelopathy; Dakshini, K., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1994.
Lichen Allelopathy: A Review
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LAWREY
Figure 1. Top: Crystals of atranorin embedded in the pored epicortex of Parmelina enormis (Hale) Hale from Africa (x2000). Bottom: Crystals of lecanoric acid on medullary hyphae of Pseudevernia consocians (Vain.) Hale & Culb (x5000).
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that they protected slow-growing lichen thalli from attack by microorganisms and herbivorous animals. However, there seemed to be little interest in establishing this idea experimentally. Most of the research on the biological activity of these compounds began after 1940, when the antibiotic nature of many of these compounds was recognized (9), and was aimed exclusively at clinical uses. Interest in clinical applications of lichen compounds has continued to the present, and a number of antitumor, antifungal and antibacterial properties of lichen compounds have been discovered. The ecological role of these compounds was largely ignored during this period, however, and was not taken up again until the 1960's and 1970's, when investigators began testing some of the ideas from the early literature and developing some new theories. At this time, three hypotheses emerged concerning these compounds: (1) they were light-screening agents; (2) they were antibiotic defense compounds; and (3) they were allelopathic. The lightscreening idea emerged from an early study (10) demonstrating that lichen compounds, especially those produced in cortical regions, rendered tissues relatively opaque; this implied that they protected sensitive algal cells from high light intensities. The idea was given further support by studies like that of Rundel (11) showing that concentrations of usnic acid in the cortex of Cladina subtenuis increased with increasing light intensity of the habitat. However, a number of recent studies, notably that of Culberson .el (72), indicate that light may have less effect on compound production than other factors, especially those having to do with tissue age and genotype. The defensive role of lichen compounds has been established by a number of investigators (1-4). Many lichen compounds are now known to deter feeding by generalist herbivores, some of which are known to feed regularly on lichens in nature. This suggests an important antiherbivore role for these compounds. For example, Lawrey (73) showed that the feeding ecology of the lichenivorous slug Pallifera varia was regulated to a large extent by the chemistry of the available lichen species in its habitat. Lichen species preferred by the slug were generally those that produce the lowest diversity of secondary metabolites; the slugs avoided lichens that produce a wide range of compounds. Furthermore, extracts of these avoided lichens inhibited feeding by slugs in laboratory experiments; other factors, such as essential element content and thallus texture, seemed to be relatively unimportant. In addition to an antiherbivore role, lichen compounds definitely have antifungal and antibacterial properties as well, which may explain why lichens are so infrequently attacked by microorganisms in nature. Based on the clinical research done in the 1950's, lichen compounds seem to be most effective against gram-positive bacteria and fungi (9). This would indicate a general defensive role for these compounds. Lawrey (14) recently determined the antimicrobial function of several lichens that differed markedly in palatability to the lichenivorePa////era varia. Several, rather generalized grampositive and gram-negative bacteria, were assayed for their sensitivity to extracts of lichens known to be either well-defended or poorly-defended against P. varia. Results of these assays showed a distinct correspondence between the antiherbivore and antimicrobial potential of the test lichens, indicating that lichens can defend against both types of consumers but their
In Allelopathy; Dakshini, K., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1994.
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secondary compounds are not designed to defend specifically against either group. Despite the fact that lichens are seldom attacked by generalized microorganisms, there are rather specialized fungal parasites known to attack lichens. These are members of a relatively small group (approximately 1000 taxa) of lichenicolous fungi which form a wide variety of interactions with lichens ranging from commensalism to extremely virulent parasitism (25). However, even the parasitic groups, which are highly adapted to lichen hosts, can be inhibited by lichen compounds (16). Taken together, therefore, the available evidence indicates that of all the ecological roles proposed for lichen compounds, a defensive one is the most generally applicable. Lichen Allelopathy: Inhibition of Vascular Plants At about the same time lichen compounds were being investigated as lightscreening and defensive agents, there was interest in the potential allelopathic role they played in ecosystems. The early investigations of allelopathy in lichens are reviewed briefly by Kershaw (17) and Lawrey (2). These established that aqueous extracts of various lichens were capable of inhibiting seed germination and growth of numerous vascular plants (18-26). The ecological importance of this is not clear in most studies since the plants used as bioassays do not normally grow with lichens, although some investigators have demonstrated an allelopathic effect of trees in lichen-dominated systems (27-30). As Kershaw (17) points out, however, results of these studies are difficult to interpret since factors other than allelopathy (such as nutrient availability, soil moisture retention and gas exchange) are likely involved in the vascular plant responses observed. Cowles (30) attempted to isolate the various factors beside allelopathy that are involved in growth of black spruce trees in Canadian boreal habitats where the soil surface isfrequentlycovered by mats of the terricolous lichen Cladina stellaris. Using a number of combined treatments that included removal of the lichen mat, fertilization, mulching with plastic and straw (to moderate soil temperatures), and treatment with lichen extracts, Cowles was able to establish that exudates from C. stellaris were quite inhibitory to spruce growth; however, destruction of the lichen mat had a far more deleterious effect on spruce growth (by worsening soil temperature and moisture conditions), suggesting that the negative allelopathic effect in this case was more than counterbalanced by the positive moderation by the lichen mat of the soil conditions favorable to spruce. Inhibition of Soil, Decay and Mycorrhizal Microorganisms When Burkholder and colleagues (31,32)firstestablished that lichens produced antibiotic substances effective against numerous gram-positive bacteria, this stimulated research into the biochemistry and clinical application of lichen compounds and the ecological significance of this also began to be investigated. For example, several studies showed reductions in the frequency
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of soil fungi and bacteria below ground-dwelling lichens (33-37). These were attributed to the antibiotic effect of lichen compounds. Other studies demonstrated that water extracts of lichens inhibited activity of various decay fungi (38-39), suggesting lichen metabolites may be involved in various soil processes, especially biogeochemical ones, mediated by microorganisms. This aspect of lichen allelopathy has been studied very little, and would seem to have important implications in terrestrial ecosystems. Lichen compounds have also been shown to inhibit mycorrhizal fungi, the consequences of which are important not only to the fungus but to the associated vascular plant. Indeed, as Rundel (1) has pointed out, the inhibitory effect of lichen compounds on vascular plants may have less to do with direct toxicity than with the indirect disturbance of their mycorrhizal associations. There is some evidence to support this idea (27,38,40). However, it is difficult to interpret such information ecologically since inhibition of vascular plants via their mycorrhizal fungi would seldom benefit lichens in most habitats. Nevertheless, the evidence suggests that lichens may play a prominent role as regulators of vascular plant colonization and community succession in ecosystems where they dominate the flora. Inhibition of Bryophytes by Lichen Compounds If lichen compounds confer competitive advantages to the lichens that produce them, they must be able to inhibit organisms that frequently share lichen substrates, and these are generally other lichens and bryophytes. There are numerous accounts, most of them quite old now, of encounters between lichens and bryophytes that involve competition for light and substrate (41). In many of these early accounts, there is speculation that chemical inhibition of mosses by lichens could influence the outcome of these interactions. More recently, Heilman and Sharp (42) suggested an allelopathic cause for the striking patterns of occurrence of slow-growing lichens amongst dense patches of bryophytes in the southern Appalachian Mountains. However, this idea was not tested experimentally; indeed, the importance of allelopathy in competitive interactions between lichens and bryophytes was not established experimentally until relatively recently. The first experimental tests (43,44) verified the allelopathic nature of lichen compounds against bryophytes. These tests were done first with acetone extracts of various ground-dwelling species of Cladonia, using spores from three moss species that live in the same habitat as bioassays. Subsequent tests made use of pure lichen compounds. In all cases, lichen compounds were found to be quite inhibitory to the germination and growth of moss spores. A later study (45) demonstrated the inhibitory effect of numerous pure lichen compounds on spore germination and sporeling growth of the moss Funcaia hygrometrica (Table II). These results indicated that lichen compounds were frequently quite toxic to mosses and that toxicity was both concentration and pH dependent. However, moss responses were variable and difficult to interpret ecologically, suggesting to the authors that the significance of
In Allelopathy; Dakshini, K., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1994.
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Lichen Allelopathy: A Review
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allelopathy in lichen-moss interactions had to be considered in relation to numerous other habitat factors.
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Inhibition of Lichens by Lichen Compounds Given the antibacterial and antifungal nature of lichen compounds reported in numerous clinical studies (9), one is easily persuaded that lichens prevent establishment and growth of lichen neighbors by inhibiting them chemically. This idea appears commonly in the literature, but usually with little direct evidence to support it. For example, Barkman (41) reports numerous cases of lichen death thought to be caused by chemical exudates from neighboring lichens; he also mentions that certain lichen species never co-occur despite having similar habitat requirements, suggesting a possible chemical interference between them. Nonrandom spatial patterns of lichens are also sometimes used to indicate an allelopathic effect among lichens. For example, Culberson et al (46) discovered that specimens oiNeofuscelia verruculifera collected in eastern Europe frequently had an epiphytic Lepraria species attached to them while specimens of N. loxodes collected at the same time and in the same localities were almost entirely free of the epiphyte (Table III). This interesting nonrandom spatial pattern was thought to be the consequence of an allelopathic effect since the more chemically-diverse lichen (N. loxodes) was the one rarely colonized. The first attempts to establish the allelopathic potential of lichen compounds in lichen-lichen interactions made use of lichen ascospore germination as an indicator of this potential (47-49). These studies demonstrated that lichen compounds are quite effective inhibitors of lichen spore germination, in some cases inhibiting germination completely. This was found to be true especially of vulpinic and evernic acids, which are known to be especially effective antibacterial and antifungal compounds. For example, Whiton and Lawrey (49) observed complete spore inhibition by these compounds for the crustose lichens Graphis scripta and Caloplaca citrina, although spores of the fruticose Cladonia cristatella were not as severely inhibited (Figure 2). The negative effect on spore germination was considered most damaging to crustose lichens since these lichens have no alternative method of propagation. The degree to which these chemical interactions influence lichens in their natural habitats is yet to be established unequivocally. However, there is little doubt that lichen compounds have the potential to inhibit lichen fungi, especially in the sensitive ascospore stage, which would seem to strengthen the argument that these compounds are allelopathic. Role of Lichen Allelochemicals in Lichen Communities The importance of allelopathy in lichen communities is difficult to gauge with so little information to work with. However, if it is true that lichen compounds are allelopathic agents in lichen communities, then the secondary chemistry
In Allelopathy; Dakshini, K., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1994.
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ALLELOPATHY: ORGANISMS, PROCESSES, AND APPLICATIONS
Table II. Effect of pH on the Relative Toxicity of Several Lichen Secondary Metabolites on the Spore Germination of Funaria hymmetrica. Data are Percentages Based on Spore Germination Under Control (no compounds) Conditions. Sample Size is 6. Lichen Compound Concentration in All Cases is 2.7 x 10- M 3
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Percent Spore Germination Lichen Compound
pH5
pH6
pH7
pH8
Vulpinic acid
0
0
0
0
Psoromic acid
11
0
20
0
Fumarprotocetraric acid
41
97
97
97
Evernic acid
75
41
1
44
Lecanoric acid
94
86
90
96
Atranorin
97
98
97
99
Stictic acid
100
102
101
105
Usnic acid
102
98
25
1
SOURCE: Some data are from reference 45.
Table III. Distribution of a Lepraria Epiphyte on Neofiiscetia loxodes and N. vemicnlifera Collected in Czechoslovakia Without epiphyte
With epiphyte
Parameter
N. lox.
N. verr.
At lox.
N. verr.
Number of specimens
26
20
4
55
Percentage by species
87
27
13
73
Weight (g)
5.96
1.00
0.23
4.52
129.0
39.4
6.0
139.0
2
Cover (cm )
SOURCE: Some data are from reference 46.
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Lichen Allelopathy: A Review
Cladonia cristatella
Graphis scripta
pH 4
pH 4
200
200
100
100
o
Q. CO
Caloplaca citrina
Sordaria fimicola
pH 7
pH 4
200
30
20 100
10
a
CO
C
V
E
S
A
Figure 2. Effect of vulpinic (V), evernic (E) and stictic (S) acids and the cortical compound atranorin (A) on ascospore germination of three lichen-forming fungi (Cladonia cristatella, Graphis scripta and Caloplaca citrina) and the non-lichenized Sordaria fimicola at media pH eliciting highest germination responses in controls (C) to which no compounds were added. (Adapted from references 48 and 49.)
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of a lichen's neighbors would appear to be an important determinant of its success. For example, certain pairs of species might not be expected to cooccur in communities because of chemical interference. It is also possible that certain species will replace others as a result of chemical inhibition (or the lack of chemical defense against herbivore consumers and pathogens). There are a number of detailed descriptive studies of lichen successions in the literature (50), but little evidence that chemistry influences species replacements during lichen successions. One of the successional trends frequently predicted by theorists is that chemically well-defended species will replace poorly-defended species over successional time. This is because poorly-defended species are more susceptible to attack by herbivores and pathogens and intense competition by neighbors. Lawrey (50) considered this prediction to have little support in lichen communities, not because there is no ecologically meaningful variation in chemical complexity, but because chemistry seems not to cause species replacements in lichen successions. Indeed, there is little evidence for species replacements in lichen communities at all. However, this is not to say that chemistry is not involved in the successional status of lichens during community development. There is some indirect evidence indicating that chemistry is correlated with competitive ability in lichens, and it is likely that competitive ability is a strong determinant of successional status. This idea was discussed by Rogers (51), who considered chemistry an important attribute of a lichen's ecological strategy. He hypothesized that good competitors will tend to produce allelopathic (offensive) compounds capable of inhibiting neighbors while stress-tolerators will produce antibiotic (defensive) compounds that function as protective agents (it is unclear from his discussion how specific lichen compounds differ in this regard). A review of the chemistry of (34) lichens revealed that chemical complexity (whatever the function) is positively associated with competitive ability and negatively associated with ruderality. Since early stages of succession tend to favor ruderal strategies and later stages competitive strategies (52), one should expect to see increased chemical complexity during lichen community development. This is probably an oversimplification, however, since chemical inhibition of competitors, herbivores or pathogens is not likely the principal regulator of lichen successional patterns (50); it is an hypothesis that certainly merits consideration by investigators, however. Summary and Directions for Future Research Research done to date has established a number of important facts about lichen compounds as allelopathic agents: 1) Lichen compounds are not simply waste products, but seem to have a number of functions, including allelopathy. 2) The effectiveness of compounds as allelopathic agents against vascular and nonvascular plants, algae, and fungi (including other lichens) varies, but seems to be related in many cases to the diversity of compounds produced; in addition, certain compounds seem to be more effective than others.
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3) There is still little convincing information about the mode of action of these compounds. Indeed, this is the single unexplored area of research that would seem to merit the greatest attention by interested investigators. Lichens represent one of the best-known groups of organisms in terms of secondary metabolite chemistry, and researchers will undoubtedly continue to find them attractive subjects for the study of allelopathy. The study of lichen compounds as antibiotic and antiviral agents will also contribute much to our understanding of lichen allelopathy. Most of what we presently understand of the phenomenon has resulted from the study of interactions of lichens with competitors and predators in their natural environments, and it is hoped that ecological investigations of this sort will continue. In addition, laboratory screening studies of lichen allelochemicals (53) have provided, and likely will continue to provide, evidence of chemicals that merit further study. Literature Cited 1. 2. 3. 4.
5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24.
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