Microbiological and Safety Aspects of Pulsed Electric Field Technology

of Agriculture, 600 East Mermaid Lane, Wyndmoor, PA 19038. Consumers are increasingly aware of the health benefits and risks associated with consumpti...
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Chapter 11

Microbiological and Safety Aspects of Pulsed Electric Field Technology 1

Ahmed E. Yousef and Howard Q . Zhang

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Department of Food Science and Technology, The Ohio State University, Columbus, OH 43210 Food Safety Intervention Technologies Research Unit, Eastern Regional Research Center, Agricultural Research Service, U.S. Department of Agriculture, 600 East Mermaid Lane, Wyndmoor, P A 19038

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Consumers are increasingly aware of the health benefits and risks associated with consumption of food. Consumers also perceive fresh food as healthier than the heat-treated; therefore, the industry is now seeking alternative technologies to maintain most of the fresh attributes, safety and storage stability of food. Pulsed electric field (PEF) is one of these promising alternative technologies. Satisfactory evaluation of a new preservation technology, such as PEF, depends on reliable estimation of its efficacy against pathogenic and spoilage food-borne microorganisms. Research on alternative technologies was initially focused on process design, product characteristics and kinetics of microbial inactivation. The success of these new technologies, however, depends on the progress in understanding microbial physiology and behavior of microbial cell during and after the treatment. Consequently, this presentation reviews the PEF technology with emphasis on (i) mechanisms of microbial inactivation, (ii) patterns of inactivation kinetics, and (iii) microbial resistance mechanisms.

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© 2006 American Chemical Society

In Advances in Microbial Food Safety; Juneja, V., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 2006.

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Interest in the development of new food processing technologies has increased dramatically over the past two decades. This interest has been driven by consumer demand for food with fresh-like taste, crisp texture and natural color. Consumers are also increasingly becoming aware of food-borne disease hazards and are concerned about the safety of their food supply. Developments in nonthermal processing technologies have been advanced by both industry and academia in an attempt to meet the challenge of producing safe processed food of a high quality. There is no doubt that high quality food can be produced through the use of non-thermal processing technologies. The safety and microbiological quality of food processed using these technologies, however, needs to be affirmed. The safety of foods processed using pulsed electric field technology will be addressed in this chapter.

New Technologies and New Safety Strategies Food is deemed unsafe i f it constitutes either a physical, chemical or biological hazard to the consumer. Physical hazards may result, for example, from the presence of pieces of metal or glass in foods. Physical hazards are unlikely to increase when traditional technologies are substituted by novel technologies. Chemical hazards occur when deleterious substances occur naturally within the food, or are either intentionally or accidentally added to it. Hazardous chemicals (e.g. nitrosamine produced during the curing of meat) may also be produced during food processing. Information pertinent to the potential development of hazardous chemicals during food processing by non-thermal technologies is currently lacking. Chemical hazards associated with these new technologies will not therefore be addressed in this Chapter. Biological hazards are associated with the presence of pathogens, i.e. viruses, bacteria, fimgi and parasites (Table I) that cause food-transmitted diseases. Food safety is currently compromised more often by biological than by physical or chemical agents. Non-thermal food processing technologies therefore target maximum impact against such biological hazards. Food processors currently rely on a variety of methods for food preservation. These conventional methods include heating, dehydration, freezing, and the addition of preservative ingredients. Heat is the most commonly used preservation factor and heat-treated food generally has a good safety record. When properly applied, heat can eliminate bacteria, fungi, viruses, parasites, and enzymes, which are the biological agents that cause spoilage or compromise food safety. The dosage of conventional preservation factors can be varied to accomplish microbial inactivation over a broad spectrum. For example, when heat is applied to milk at 71.6°C for 15 seconds, a 5-log kill, at least, of non-spore forming bacterial pathogens occurs, and the resulting product is

In Advances in Microbial Food Safety; Juneja, V., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 2006.

154 considered pasteurized. However, heating milk at 145°C for a few seconds produces a commercially sterile Ultra High Temperature (UHT)-treated product. This U H T treatment is presumed to be a 12-D process when targeting Clostridium botulinum spores.

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Table I. Microorganisms Causing Foodborne Diseases Gram-Negative Bacteria Escherichia coli Salmonella Shigella Yersinia Campylobacter Vibrio Aeromonas hydrophila

Gram-Positive Bacteria

Molds

Listeria monocytogenes Staphylococcus aureus Bacillus cereus Clostridium botulinum Clostridium perfringens

Aspergillus Pénicillium Fusarium Clavicepts

Parasites Cryptosporidium Giardia Entamoeba Toxoplasma Fasciola Trichinella

Nonthermal technologies have been advanced to replace conventional heat treatments. Pulsed electric field (PEF) has been developed as a nonthermal food preservation method to inactivate microorganisms without significant loss in the flavor, color, taste and nutrients of foods (/, 2). P E F treatment uses pulses of high intensity electric field generated between two electrodes. P E F punctures cell membrane of microorganisms to achieve inactivation. P E F treatment is attained as nonthermal by the use of a very short pulse duration time in microseconds. High pressure processing (HPP), on the other hand, relies on an extremely high pressure in hundreds of mega Pascals to denature the membrane proteins of microorganisms. These new technologies cannot however achieve the broad microbial lethalities that are currently attainable by heat treatment. Presently P E F and H P P technologies can accomplish die equivalent o f pasteurization when applied at lethal doses. The achievement of commercial sterility may be feasible when nonthermal and conventional technologies are combined. The application of nonthermal technologies to foods is more likely to result in stress or injury rather than to cause the death of microorganisms. A n abundance of injured microbial cells in non-thermally-processed food may create new challenges to food processors and regulatory agencies. The detection of low levels of pathogens in food is a difficult task particularly when cells are injured. Safety of the nonthermally processed product is compromised i f food and storage conditions favor recovery of injured cells. Stress of pathogens by nonthermal technologies is a concern and the adaptation of cells to such stress may

In Advances in Microbial Food Safety; Juneja, V., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 2006.

155 constitute a microbial hazard. Non-thermal technologies therefore introduce new challenges, and thus warrant the implementation of new safety strategies.

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Kinetics of Microbial Inactivation The inactivation of microorganisms during food processing either by conventional or novel technologies, is dependent on (a) processing variables, (b) properties of the treated food and (c) characteristics of the treated microorganism. This Section will review the dependence of microbial inactivation on processing variables and will emphasize the contribution of these factors to inactivation kinetics. Thermal and nonthermal preservation technologies cause microbial inactivation in a dosage-dependent fashion. Where heat treatment is applied, for example, temperature and hold-time define the thermal process, i.e. the higher the temperature and the longer the hold-time, the greater the microbial lethality. Dependence of microbial inactivation, at a given temperature, on treatment time follows a pattern similar to that of chemical first-order reaction kinetics. Linearity of semi-log survivor plots makes it possible to measure inactivation rate parameters and allow for reasonable predictability of the treatment process. Data from survivor plots are commonly used to measure the decimal reduction time (D-value) using the following formula:

D - value = Log(N /N ) t

(1)

0

where N is the count of survivors at time t, and N is the initial count at time t

0

0. The D-value is an important parameter which describes thermal inactivation kinetics at a given temperature. In practical terms, D-value is equivalent to the treatment time required to decrease the number of the treated microorganisms by one log cycle, i.e. 90%. A semi-logarithmic plot of D-values vs. temperature (T) allows for measurement of a thermal resistance parameter or z-value, which is calculated as follows:

ζ - Value = — ^ — ^ Log(D ID ) x

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In Advances in Microbial Food Safety; Juneja, V., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 2006.

(2)

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156 where z-value represents the change in temperature required to cause a ten-fold alteration in the D-value. A concise review of kinetic models for fitting microbial inactivation data is provided by Xiong et al. (3). The relationship between microbial inactivation and nonthermal treatment dosage is however more complex. Several interrelated processing variables (critical process factors) in nonthermal technologies require closer monitoring than in case of heating. Inactivation of microorganisms by P E F is also dependent on several processing variables, food properties and characteristics o f the treated microorganism. Processing variables of greatest significance (i.e., critical process factors) include electric field intensity (E), treatment time, treatment temperature, and pulse wave shape (4). Treatment time is the product of the number o f pulses received by the food and the pulse duration. Exponentially decaying, square-wave and bipolar pulse wave shapes are commonly used in experimental P E F systems. In general, the efficacy o f P E F against microorganisms increases proportionally to the electric field intensity, total treatment time, and treatment temperature and with a square pulse wave. It is generally agreed that the PEF process can be reasonably defined by the electric field strength and total treatment time. Monitoring these two critical process parameters allows a reasonably good prediction of microbial inactivation (5). Inactivation kinetics for P E F may therefore be simplified by plotting counts of survivors at a given electric field strength and the corresponding treatment times. For a linear survivor plot, the D-value at the tested electric field strength can be calculated as indicated earlier for thermal treatments. Measured D-values can then be described as a function of electric field strength using a doseresponse model similar to that applied for heat treatment (1). This first order kinetics, however, does not apply to the majority of experimental data. Nonlinear data led investigators to search for alternative models which better describe the kinetics of microbial inactivation during PEF processing. Hûlsheger et al. (5) applied a kinetic model that correlates the fraction of survivors (N/N ) with electric field strength (E), and treatment time (t) as follows: 0

[

(E

E

)/k}

N/N =(t/t ) - - < Q

c

(3)

Where tç is a critical treatment time, E is a critical field strength and k is a constant. More recently, Peleg (6, 7) applied another kinetic model to sigmoid microbial inactivation curves resulting from P E F treatment. The model describes the ratio o f survivors (N/N ) as a function of the electric field strength (E) as follows: c

0

In Advances in Microbial Food Safety; Juneja, V., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 2006.

157 N/N=