Subscriber access provided by GAZI UNIV
Article
Physical and chemical stability of curcumin in aqueous solutions and emulsions: Impact of pH, temperature, and molecular environment Mahesh Kharat, Zheyuan Du, Guodong Zhang, and David Julian McClements J. Agric. Food Chem., Just Accepted Manuscript • DOI: 10.1021/acs.jafc.6b04815 • Publication Date (Web): 09 Dec 2016 Downloaded from http://pubs.acs.org on December 12, 2016
Just Accepted “Just Accepted” manuscripts have been peer-reviewed and accepted for publication. They are posted online prior to technical editing, formatting for publication and author proofing. The American Chemical Society provides “Just Accepted” as a free service to the research community to expedite the dissemination of scientific material as soon as possible after acceptance. “Just Accepted” manuscripts appear in full in PDF format accompanied by an HTML abstract. “Just Accepted” manuscripts have been fully peer reviewed, but should not be considered the official version of record. They are accessible to all readers and citable by the Digital Object Identifier (DOI®). “Just Accepted” is an optional service offered to authors. Therefore, the “Just Accepted” Web site may not include all articles that will be published in the journal. After a manuscript is technically edited and formatted, it will be removed from the “Just Accepted” Web site and published as an ASAP article. Note that technical editing may introduce minor changes to the manuscript text and/or graphics which could affect content, and all legal disclaimers and ethical guidelines that apply to the journal pertain. ACS cannot be held responsible for errors or consequences arising from the use of information contained in these “Just Accepted” manuscripts.
Journal of Agricultural and Food Chemistry is published by the American Chemical Society. 1155 Sixteenth Street N.W., Washington, DC 20036 Published by American Chemical Society. Copyright © American Chemical Society. However, no copyright claim is made to original U.S. Government works, or works produced by employees of any Commonwealth realm Crown government in the course of their duties.
Page 1 of 37
Journal of Agricultural and Food Chemistry
1
Physical and chemical stability of curcumin in aqueous
2
solutions and emulsions: Impact of pH, temperature, and
3
molecular environment
4 5
Mahesh Kharat1, Zheyuan Du1, Guodong Zhang1, and David Julian
6 7 8 9 10 11 12
McClements1,2* 1
Department of Food Science, University of Massachusetts Amherst, Amherst, MA 01003, USA 2
Department of Biochemistry, Faculty of Science, King Abdulaziz University, P. O. Box 80203 Jeddah 21589 Saudi Arabia
13 14 15 16 17 18
Journal: Journal of Agricultural and Food Chemistry
19
Submitted: October 2016
20 21 22 23 24
*Contact Information for Corresponding Author: David Julian McClements, Department of Food Science, University of Massachusetts Amherst, Amherst, MA 01003, USA; Tel 413 545 1019; Fax 413 545 1262; email
[email protected].
1 ACS Paragon Plus Environment
Journal of Agricultural and Food Chemistry
25
Page 2 of 37
ABSTRACT
26
The utilization of curcumin as a nutraceutical in food and supplement products is
27
often limited because of its low-water solubility, poor chemical stability, and low oral
28
bioavailability. This study examined the impact of pH, storage temperature, and
29
molecular environment on the physical and chemical stability of pure curcumin in
30
aqueous solutions and in oil-in-water emulsions. Unlike naturally occurring
31
curcuminoid mixtures (that contain curcumin, demethoxy-curcumin and
32
bisdemethoxy-curcumin), pure curcumin was highly unstable to chemical degradation
33
in alkaline aqueous solutions (pH ≥ 7.0), and tended to crystallize out of aqueous
34
acidic solutions (pH < 7). These effects were attributed to changes in the molecular
35
structure of curcumin under different pH conditions. The curcumin crystals formed
36
were relatively large (10-50 µm), which made them prone to rapid sedimentation. The
37
incorporation of curcumin into oil-in-water emulsions (30% MCT, 1 mg curcumin/g
38
MCT, d32 ≈ 298 nm) improved its water-dispersibility and chemical stability. After
39
incubation at 37 oC for one month more than 85% of curcumin was retained by
40
emulsions stored under acidic conditions (pH < 7), while 62, 60, and 53% was
41
retained by emulsions stored at pH 7.0, 7.4, and 8.0, respectively.
42
change in the color of curcumin-loaded emulsions when stored under acidic
43
conditions, but their yellow color faded when stored under alkaline conditions. There
44
was no evidence of droplet aggregation or creaming in emulsions stored for 15 days at
45
ambient temperature. These results suggest that emulsion-based delivery systems may
46
be suitable for improving the water-dispersibility and chemical stability of curcumin,
47
which would facilitate their application in foods and supplements.
There was little
48 49
Key words: Curcumin; stability; delivery; emulsion; crystallization
2 ACS Paragon Plus Environment
Page 3 of 37
50
Journal of Agricultural and Food Chemistry
INTRODUCTION
51
Curcumin is the most abundant and biologically active of the curcuminoids
52
present in turmeric.1 As a part of powdered turmeric, curcumin has been used since
53
ancient times in India and other South Asian countries for its flavor, color, and
54
medicinal properties. For example, it is widely used as a spice and colorant in
55
curries and cosmetics, and as a nutraceutical in Ayurvedic remedies to treat numerous
56
diseases. Recent in vitro and in vivo research has provided insights into the potential
57
mechanisms underlying the health benefits of curcumin including antioxidant,
58
anti-cancer, anti-rheumatic, and anti-inflammatory activities.2 Curcumin has
59
numerous chemically reactive functional groups, which means that it can participate
60
into many different biochemical pathways by interactions such as donating or
61
accepting H-bonds, cation binding, and the Michael reaction.3 Various molecular
62
targets of curcumin have been identified including transcription and growth factors,
63
protein kinases, cytokines and others.4
64
be effective against a range of different types of cancer cells.3 Moreover, curcumin is
65
considered to be safe for consumption at the levels required to have a beneficial health
66
effect. Clinical trials suggest that humans have a high tolerance for curcumin without
67
any toxic effects if ingested at levels of 8 g/day,5 and even higher amounts (12 g/day)
68
can still be tolerated with minimal toxicity.6 Despite its extraordinary potential as a
69
bioactive agent , especially against cancer, there are major challenges in using
70
curcumin as a therapeutic agent in medicines, and as a nutraceutical ingredient in
71
foods and supplements.7 Firstly, the water-solubility of curcumin is extremely low
72
(estimated to be 3×10-8 M)8, which makes it difficult to incorporate into many
73
aqueous-based products.9 Moreover, its solubilization in the aqueous fluids within the
74
gastrointestinal tract is also relatively poor, which means that its absorption by
Consequently, curcumin has been shown to
3 ACS Paragon Plus Environment
Journal of Agricultural and Food Chemistry
75
epithelial cells is inefficient.
76
with digestible lipids that form mixed micelles in the small intestine so that it can be
77
effectively solubilized and transported to the epithelium cells.10
78
Page 4 of 37
Consequently, curcumin usually has to be co-ingested
Another major factor that limits curcumin bioavailability is its chemical
79
instability under physiological conditions.11, 12 At physiological pH, curcumin rapidly
80
degrades to bicyclopentadione through autoxidation, with cleavage products like
81
bicyclopentadione, vanillin, and ferulic acid being formed.13, 14 Curcumin that
82
survives this form of chemical degradation may undergo biotransformation due to the
83
presence of metabolizing enzymes to form reduction products and glucuronide in the
84
liver and other organs.15, 16 As a result of these chemical and biochemical processes
85
the fraction of ingested curcumin that actually reaches the blood is very low. For
86
example, the serum concentration of curcumin has been reported to range from
87
around 0 to 156 nM two hours after ingestion of 12 g of curcuminoids (8 g
88
curcumin).6 This discussion clearly highlights some of the challenges associated with
89
using curcumin for treating diseases and developing functional food and supplement
90
products.
91
Many approaches have been studied for their potential to improve the
92
water-dispersibility, chemical stability, and bioavailability of curcumin. One of the
93
most promising approaches has been to encapsulate the curcumin in delivery systems
94
such as conjugates, molecular complexes, micelles, liposomes, suspensions, hydrogels,
95
and emulsions.17 Each of these delivery systems has particular advantages and
96
disadvantages for particular applications. In the food industry, oil-in-water
97
emulsions are particularly suitable for the encapsulation of hydrophobic nutraceuticals
98
because they can easily be manufactured using food-grade ingredients and widely
99
used production equipment (homogenizers).18, 19
In addition, many food products
4 ACS Paragon Plus Environment
Page 5 of 37
Journal of Agricultural and Food Chemistry
100
already exist in the form of oil-in-water emulsions (such as beverages, dressings,
101
soups, sauces, deserts, and yogurts), and so it is relatively easy to incorporate
102
nutraceutical-loaded emulsions into them. Moreover, emulsions can easily be
103
converted into a powdered form by freeze or spray drying, which means that
104
encapsulated nutraceuticals can also be incorporated into solid foods (such as cereals,
105
confectionary, and baked goods). For these reasons, the main objective of the current
106
study was to examine the impact of incorporating curcumin into emulsion-based
107
delivery systems on its water-dispersibility and chemical stability. Numerous
108
previous studies have highlighted the potential of emulsion-based delivery systems for
109
improving the stability and bioavailability of curcumin.20-27 However, to the author’s
110
knowledge, the current study is the first to give a detailed comparison of the impact of
111
storage pH on the physical and chemical stability of pure curcumin in aqueous
112
solutions and emulsions.
113
curcumin may be incorporated into commercial products with different pH values and
114
because ingested curcumin experiences different pH conditions as it travels through
115
the human gastrointestinal tract.
116
This information is important because encapsulated
Most of the previous studies on encapsulated curcumin have used naturally
117
occurring “curcumin”, which is actually a mixture of three major components:
118
curcumin, demethoxy-curcumin, and bis-demethoxy-curcumin.3
119
different physicochemical and physiological properties than demethoxy- and
120
bis-demethoxy-curcumin,28, 29 which may impact the design of appropriate delivery
121
systems for this nutraceutical.
122
current study and then used to compare the impact of pH on the physical and chemical
123
stability of curcumin in aqueous solutions and oil-in-water emulsions.
124
knowledge obtained from this study may facilitate the rational design of
Pure curcumin has
For this reason, pure curcumin was synthesized in the
The
5 ACS Paragon Plus Environment
Journal of Agricultural and Food Chemistry
125
emulsion-based delivery systems suitable for utilization in foods, supplements, and
126
pharmaceuticals.
127
MATERIALS AND METHODS
128
Materials
Page 6 of 37
129
Pure curcumin was synthesized and purified in the Department of Food Science
130
at the University of Massachusetts using the method described by Pabon.30 Medium
131
chain triglyceride (MCT) oil was purchased from Warner Graham Co. (Cockeysville,
132
MD). Dimethyl sulfoxide (DMSO), sodium hydroxide (NaOH), sodium phosphate
133
anhydrous dibasic, and potassium phosphate monobasic were obtained from Fisher
134
Scientific (Fair Lawn, NJ). Curcumin (≥ 65%), Hydrochloric acid (HCl), Tween 20,
135
and Tween 80, were purchased from the Sigma-Aldrich Company (St. Louis, MO).
136
All solvents and reagents were of analytical grade. Double distilled water from a
137
water purification system (Nanopure Infinity, Barnstaeas International, Dubuque, IA)
138
was used throughout the experiments.
139
Dissolution and stability of curcumin in aqueous buffer solutions
140
A stock curcumin solution was prepared by adding a weighed amount of
141
curcumin (65%) or pure curcumin into DMSO and then dissolving it for 2 min using a
142
vortex. This solution was stored at 4 °C and used throughout the experiments. An
143
aliquot of the stock curcumin solution (4 mM) was diluted in a quartz cuvette (path
144
length 1 cm) with phosphate buffer solution (10 mM; 0.25 g/L KH2PO4, and 1.15 g/L
145
Na2HPO4). HCl and/or NaOH were added previously to adjust the buffer pH to values
146
ranging from 2.0 to 8.0.
147
measuring the change in absorbance at 433 nm over time using a UV-visible
148
spectrophotometer (Cary 100 UV-Vis, Agilent Technologies). In some experiments,
149
the effect of mixing was studied by agitating the samples continuously to ensure
Curcumin degradation was determined at 37 °C by
6 ACS Paragon Plus Environment
Page 7 of 37
Journal of Agricultural and Food Chemistry
150
homogeneity using a cross-type stir bar (FisherbrandTM) driven by a magnetic stirrer.
151
Turbidity measurements
152
Turbidity measurements were used to monitor the formation of curcumin crystals
153
in aqueous systems. The turbidity (at 600 nm) of freshly prepared curcumin
154
solutions was measured at regular time intervals using a UV-visible
155
spectrophotometer, with or without sample mixing using a stir bar and magnetic stirrer.
156
All samples were made uniform by gentle mixing using a spatula before measuring
157
the turbidity.
158
Oil-solubility of curcumin
159
Excess curcumin was added to a weighed amount of MCT oil, the resulting
160
mixture was then stirred at 60 °C and 1200 rpm for 2 h, and sonicated for 20 min to
161
ensure dissolution. This process was repeated again if needed to ensure saturation of
162
the curcumin in the oil phase. The mixtures were then centrifuged at 12,000rpm
163
(accuSpin Micro 17, Fisher Scientific) for 20 min at room temperature to remove the
164
curcumin crystals. The supernatant was collected and analyzed for curcumin content
165
as described later.
166
Preparation of curcumin emulsions
167
An aqueous phase was prepared by mixing surfactant (either Tween 20 or Tween
168
80) in phosphate buffer (10 mM, pH 5.0) at room temperature for at least 2 h. An oil
169
phase was prepared by dissolving curcumin in MCT (1 mg/g MCT) with constant
170
stirring at 60 °C for 2 h and then sonicating for 20 min. This whole procedure was
171
repeated again if needed to completely dissolve the crystals. A stock emulsion was
172
prepared by homogenizing the oil and aqueous phases together using a high-speed
173
blender for 2 min (M133/1281-0, Biospec Products, Inc., ESGC, Switzerland). The
174
resulting coarse emulsion was then passed through a microfluidizer (M110L,
7 ACS Paragon Plus Environment
Journal of Agricultural and Food Chemistry
Page 8 of 37
175
Microfluidics, Newton, MA) at 12,000 psi for 5 passes. The final composition of the
176
stock emulsion produced was 40% oil phase, 2% Tween 20 or Tween 80, and 58%
177
phosphate buffer by weight. Sample emulsions containing 30% w/w oil and a range of
178
different pH values were then prepared by diluting the stock emulsion with pH
179
adjusted buffer solutions. The sample emulsions were then incubated at 37 °C
180
throughout the study. Additionally, some samples were maintained at 20 °C, and
181
55 °C to study the effect of storage temperature.
182
Curcumin concentration measurements
183
Curcumin quantification was carried out using the simple spectrophotometric
184
method described by Davidov-Pardo et al.31 A specific volume of emulsion (100 µL)
185
was added to DMSO (5900 µL), and the contents were mixed well. The bottom layer
186
was withdrawn after centrifugation (2000 rpm) for 15 min, and the absorbance was
187
measured at 433 nm using a spectrophotometer. Preliminary experiments showed that
188
the absorbance of the resulting mixtures was stable for at least 1 h for all pH values
189
(data not shown). Linear regression (r2 = 0.9993) obtained from curcumin-DMSO
190
standard solutions was used to quantify the amount of curcumin present (Supporting
191
information, Figure S1).
192
Color measurements
193
The intensity of the yellow color of a sample is a measure of the curcumin
194
stability, as well as the overall appearance. For this reason, changes in the color of the
195
curcumin emulsion was measured using an instrumental colorimeter (ColorFlez EZ,
196
HunterLab, Reston, VA) equipped with a tristimulus absorption filter. A measured
197
volume of curcumin emulsion was transferred into a disposable petri dish and then
198
analyzed with using a pure black plate as the background.
8 ACS Paragon Plus Environment
Page 9 of 37
199 200
Journal of Agricultural and Food Chemistry
Particle size and charge measurements The particle size distribution of the emulsions was determined using static light
201
scattering (Mastersizer 2000, Malvern Instruments Ltd., Malvern, Worcestershire,
202
UK), which utilizes measurements of the angular scattering pattern of emulsions.
203
Samples were gently hand-mixed to ensure homogeneity. Phosphate buffer (10 mM)
204
was used as diluent and had the same pH as the sample being measured to avoid
205
multiple scattering effects. Average particle sizes are reported as the surface-weighted
206
mean diameter (d32).
207
An electrophoresis instrument was used to measure the -potential of the droplets
208
in the emulsions (Zetasizer Nano ZS series, Malvern Instruments Ltd. Worcestershire,
209
UK). Before analysis, emulsions were diluted with phosphate buffer (10 mM) having
210
the same pH as the sample to avoid multiple scattering effects.
211
Microstructure analysis
212
The microstructures of aqueous solutions and emulsions containing curcumin
213
were recorded at various pH values using optical microscopy with a 60× oil
214
immersion objective lens and 10× eyepiece (Nikon D-Eclipse C1 80i, Nikon, Melville,
215
NY, US.). For this, an aliquot of sample was placed on a microscope slide, covered by
216
a cover slip, and then microstructure images were acquired using image analysis
217
software (NIS-Elements, Nikon, Melville, NY). Polarized light microscopy was
218
carried out using a cross-polarized lens (C1 Digital Eclipse, Nikon, Tokyo, Japan).
219
Statistical analysis
220
Experiments were carried out using two or three freshly prepared samples. The
221
results are reported as averages and standard deviations. The significant differences
222
among treatments were evaluated using the Tukey multiple comparison test at a
223
significance level of p ≤ 0.05 (SPSS ver.19, SPSS Inc., Chicago, IL).
9 ACS Paragon Plus Environment
Journal of Agricultural and Food Chemistry
224
RESULTS AND DISCUSSIONS
225
Physical and chemical stability of curcumin in aqueous solutions
226
Page 10 of 37
Initially, the physical and chemical stability of curcumin added to aqueous buffer
227
solutions with different pH values was examined. In the absence of continuous
228
stirring, the absorbance of curcumin-buffer solutions decreased over time at all pH
229
values studied, with the rate of decrease depending on pH (Figure 1A).
230
alkaline conditions (pH ≥ 7.0), the solutions remained clear throughout storage, but
231
there was a rapid decrease in absorbance during the first 7 minutes with calculated
232
degradation rates of 92, 135, and 125 cm-1/min at pH 7.0, 7.4, and 8.0 respectively.
233
The degradation rates were calculated as the slope of absorbance versus time in the
234
initial period, when the change in absorbance was approximately linear. This result is
235
in agreement with previous studies that have reported that curcumin is highly unstable
236
to chemical degradation around physiological pH.12 It was also noted that when
237
curcumin-DMSO stock solution was first added to the buffers, a distinct red-brown
238
color appeared, but that this initial color rapidly changed. As a result, the alkaline
239
curcumin solutions had slightly higher initial absorbance values than the acid
240
curcumin solutions. A possible explanation for this effect could be the formation of
241
condensation products (such as feruloylmethane) under alkaline conditions, which are
242
yellow in color and therefore increase the overall absorbance.32 Interestingly, a
243
commercial curcumin sample, which actually consisted of a mixture of curcuminoids,
244
appeared to have better stability at pH 7 than the pure curcumin sample (Figure 1A).
245
This result is in agreement with previous studies28 and suggests that the different
246
constituents of curcuminoids have different pH stabilities, which is important to
247
understand when developing effective delivery systems for this bioactive component.
248
The decrease in absorbance over time occurred much more slowly for the acidic
Under
10 ACS Paragon Plus Environment
Page 11 of 37
Journal of Agricultural and Food Chemistry
249
curcumin solutions than for the alkaline ones in the absence of stirring (Figure 1A),
250
which is in agreement with previous studies that have shown that curcumin is more
251
chemically stable under acidic conditions.11, 33 Interestingly, the decrease in
252
absorbance over time for the acidic curcumin solutions was much faster when they
253
were continuously stirring, than in the absence of stirring (Figure 1B).
254
suggest that stirring altered either the physical or chemical stability of the curcumin.
255
Crystallization of curcumin in aqueous solutions
These results
256
During the spectrophotometric analysis of curcumin stability in aqueous solutions,
257
it was observed that yellow colored crystals appeared in solution and on the surface of
258
the stir bar. This observation suggested that mixing promoted the nucleation and
259
crystallization of curcumin in solution, which reduced the measured absorbance
260
because some of the curcumin molecules were no longer in the path of the UV-visible
261
light beam used to analyze the samples.
262
poor solubility in water, especially at lower pH values due to a change in its molecular
263
structure under acidic conditions 8, 11. The formation of crystals was confirmed using
264
spectrophotometry to measure the turbidity (at 600 nm) of the samples (since
265
curcumin does not absorb light strongly at this wavelength). At this wavelength, a
266
decrease in the intensity of the transmitted light (corresponding to an increase in
267
measured absorbance) is due to light scattering by any crystalline curcumin rather
268
than absorption by the functional groups on curcumin.
269
7.0), there was an increase in turbidity over time corresponding to crystal formation
270
(Figure 2A). At alkaline pH values (pH ≥ 7.0), there was little change in turbidity
271
over time, which can be attributed to the fact that no visible crystals were seen under
272
these conditions.
273
were formed under mixing conditions (Figure 5, C), but small uniformly dispersed
It is known that curcumin has a relatively
At acidic pH values (pH