Recent Analytical Techniques Advances in the Carotenoids and Their

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Recents analytical techniques advances in the carotenoids and their derivatives determination in various matrices Daniele Giuffrida, Paola Donato, Paola Dugo, and Luigi Mondello J. Agric. Food Chem., Just Accepted Manuscript • DOI: 10.1021/acs.jafc.8b00309 • Publication Date (Web): 13 Mar 2018 Downloaded from http://pubs.acs.org on March 16, 2018

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Journal of Agricultural and Food Chemistry

Recent analytical techniques advances in the carotenoids and their derivatives determination in various matrices

Daniele Giuffrida† *, Paola Donato†, Paola Dugo§, ¶, ‡ and Luigi Mondello§, ¶, ‡ †

Dipartimento di Scienze Biomediche, Odontoiatriche e delle Immagini Morfologiche e Funzionali, University of Messina, Via Consolare Valeria - 98125 Messina, Italy

§

Dipartimento di Scienze Chimiche, Biologiche, Farmaceutiche ed Ambientali, University of Messina, - Polo Annunziata - viale Annunziata, 98168 – Messina, Italy ¶

Chromaleont s.r.l., c/o Dipartimento di Scienze Chimiche, Biologiche, Farmaceutiche ed Ambientali, Polo Annunziata, University of Messina, viale Annunziata - 98168 Messina, Italy ‡

Department of Medicine, University Campus Bio-Medico of Rome, via Álvaro del Portillo 21, 00128 Rome, Italy

*Corresponding author: Tel. +39-090-3503996; E-mail: [email protected] ORCID 0000-0002-0636-4345

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ABSTRACT

2

In the present perspective different approaches to the carotenoids analysis will be discussed

3

providing a brief overview of the most advanced both monodimensional and bidimensional liquid

4

chromatographic methodologies applied to the carotenoids analysis, followed by a discussion on the

5

recents advanced supercritical fluid chromatography x liquid chromatography bidimensional

6

approach with photo-diode-array and mass spectrometry detection. Moreover a discussion on the

7

online supercritical fluid extraction-supercritical fluid chromatography with tandem mass

8

spectrometry detection applied to the determination of carotenoids and apocarotenoids, will also be

9

provided.

10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26

KEYWORDS: Carotenoids analysis, mono- and multi-dimensional chromatography, LC-PDA-MS, Supercritical fluid extraction-supercritical fluid chromatography-MS ACS Paragon Plus Environment

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INTRODUCTION

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Carotenoids are widely distributed natural pigments produced mainly by plants and microorganisms

29

commonly found in many foods and food products.

30

colorants, but recently their importance has grown due to the beneficial health properties that have

31

been ascribed to them1. Chemically they belong to the tetraterpene family and their structure is

32

usually based on a hydrocarbon C40 skeleton (carotenes) having a long unsaturated system which

33

acts as the chromophore; some carotenoids derivatives, like the apocarotenoids and norcarotenoids

34

or longer carotenoids with 45 or 50 carbon are not tetraterpenes. Quite often also oxygen atoms are

35

present in their structure commonly as hydroxyl, epoxy or keto groups giving rise to various

36

xanthophylls structures (Figure 1), although other oxygen containing functions might sometime also

37

be present. Moreover, when the hydroxyl function is present, it is often esterified with fatty acids;

38

in fact, the esterification provides greater stability to the molecule. The long π conjugated system

39

present in the carotenoid chemical structure is very sensitive to light, heat and oxygen and

40

carotenoids isomers and degradative products may easily be produced, therefore great care should

41

be taken in the carotenoids analysis to avoid analytical errors.

42

Carotenoids oxidative and enzymatic cleavage products called apocarotenoids are also widely

43

distributed in plants where they act as bioactive molecules2 (Figure 2); apocarotenoids are generated

44

by cleavage of a fragment from one side from the usual C40 carotenoid structure. Recently their

45

occurrence in food has gained interest due to the health related properties that have been attributed

46

to them3,4.

47

Carotenoids analyses have usually been performed after a saponification step which removed

48

chlorophylls and undesirable lipids and provided an easier chromatographic compounds separation,

49

but recently the trend is towards the study of the native carotenoids composition which was lost if

50

the saponification step was carried out in the matrix before the chromatographic analysis, thus

51

possibly leading to analytical errors 5.

Historically they have been used as food

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Guides to carotenoid analyses in foods are available in the literature5-11. Open Column

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Chromatography (OCC), Thin Layer Chromatography (TLC) and High Performance Thin-Layer

54

Chromatography (HPTLC) are still used in separations of carotenoid extracts, using acetone as the

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most traditional solvent for carotenoid extraction followed by partition solvents. High-performance

56

liquid chromatography (HPLC) can nowadays be considered the most commonly used methodology

57

for carotenoid separations12,13; in particular, the C30 columns have become the most prevalent

58

selection

59

to

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chromatography is not sufficient for an optimal carotenoids separations in tricky samples and a

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proposed alternative was also the use of multidimensional separation mechanisms19-21. Although

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lately, supercritical fluids have been used for both the carotenoids separations (SFC – Supercritical

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Fluid Chromatography) and the carotenoid extraction (SFE –Supercritical Fluid Extraction)

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only very recently the direct online extraction and determination of carotenoids, by a supercritical

65

fluid

66

methodology was reported25 and a supercritical fluid chromatography-triple quadrupole/mass

67

spectrometry approach for the apocarotenoids determination was also recently reported26. In the

68

present perspective the different approaches to the carotenoids analysis above described will be

69

discussed providing a brief overview of the most advanced both monodimensional and

70

bidimensional liquid chromatographic methodologies applied to the carotenoids analysis, followed

71

by a discussion on the recents advanced supercritical fluid chromatography x liquid

72

chromatography bidimensional approach with photo-diode-array (PDA) and MS detection, and by a

73

discussion on the online supercritical fluid extraction-supercritical fluid chromatography with

74

tandem mass spectrometry (MS/MS) detection applied to the determination of carotenoids and

75

apocarotenoids.

one

14-16

. The serial connection of more then one column has been proposed as an alternative

single

column

liquid

extraction-supercritical

chromatography

fluid

(LC)17,18.

chromatography-mass

Sometime,

spectrometry

monodimensional

22-24

,

(SFE-SFC-MS)

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CAROTENOIDS SEPARATIONS BY MONODIMENSIONAL CHROMATOGRAPHY

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High-performance liquid chromatography (HPLC) can nowadays be considered the most commonly

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used methodology for carotenoid separations and identification with photo-diode-array (PDA) and

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mass spectrometry detection (MS)

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and particles size of 5 µm or 3 µm.

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Many types of stationary phase have been used, including normal phase (NP) and reversed phase

84

(RP) materials. Normal-phase HPLC of xanthophylls is commonly performed using silica or silica-

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based nitrile-bonded column and the mobile phase usually consists of an apolar hydrocarbon

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solvent to which a more polar solvent is added as modifier.

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column has also been broadly used for carotenoids because of the hydrophobic interactions taking

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place and for the solvent and polarity range suitability with the carotenoids.

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Carotenoids chromatography on reversed-phase C18 columns is frequently performed using

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acetonitrile and methanol with the addition of a stronger less polar solvent as modifier, such as

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methyl-tert-butyl ether (MTBE).

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using ultra high-performance liquid chromatography (UHPLC) have recently been reported

93

17

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particles (sub-2-micron stationary phase thickness) and mobile phase delivery systems operating at

95

high pressure; in fact in UHPLC systems the back-pressure can reach up to 103.5 MPa, much

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higher then the back-pressure usually obtained in conventional HPLC systems which is around 35-

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40 MPa. UHPLC features over conventional HPLC are quicker run times, higher sensitivity and

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lower mobile phase waste. However, reversed-phase C30 columns are nowadays the preferred

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alternative for carotenoids analysis.

12-15

, with column dimension usually of 250 mm x 4.6 mm i.d.,

Reversed-phase separation on C18

Better performances in carotenoids separations on C18 column 9,10, 13,

. This technology make use of narrow-bore columns (2.1 mm i.d.) packed with very small

The higher hydrophobicity of the C30 stationary phase

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compared with the C18 one, has provided an improved resolution for carotenoids. Triacontyl-

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bonded (C30) stationary phases has for example successfully been used in the separation of a

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standard mixture of epoxycarotenoids isomers, employing a gradient elution of methanol, methyl-

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ter-butyl ether (MTBE) and water16. Serial connection of more than one column has been suggested ACS Paragon Plus Environment

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in the separation of carotenoids in saponified red orange essential oil17. The advantages of coupling

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two C30 columns to increase the peak capacity was shown; in fact, a peak capacity of 79 was

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reached with two C30 coupled columns, in comparison to 61 obtained using a single column. This

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novel overtures was also employed in the characterization of the carotenoids in orange juice 18. The

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use of this methodology afforded the identification of 44 different carotenoids. Among them,

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several violaxanthin diesters have been directly identified in orange juice for the first time.

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As far as the general carotenoids detection is concerned in the carotenoids analyses in HPLC and

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UHPLC, the UV-vis instruments have been the most common detectors, having the carotenoids

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very characteristic UV-vis spectra, considering the position of the absorption maxima (λ max) and

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the shape (spectral fine structure %III/II), and, eventually, the presence of a cis band in the

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spectrum which enables the differentiation among trans (E) and cis carotenoids isomers (Z)

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(spectral fine structure %AB/AII). In the carotenoids analysis it should be taken into consideration

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that two pigments with different structure but identical chromophore will have the same UV-vis

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spectra and therefore it sometime occurs that, for example, two carotenoids show the same UV-vis

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spectra but have different molecular ion (m/z) values or the opposite might also occur, therefore a

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great help in the carotenoids identifications has been the online use of both detection systems (PDA

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and MS) coupled to the chromatography system.

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structural features, enormously contribute in the carotenoids characterization providing information

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on their molecular mass and their fragmentation pattern. The use of atmospheric pressure chemical

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ionization (APCI) for the carotenoids analysis has rapidly grown; in fact, it efficiently ionize not

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only xanthophylls and carotenes but also carotenoids esters. The possibility of a rapid switchover

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between positive and negative ionization modes in the APCI probe during the same analytical run,

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allows the collection of a greater number of qualitative information about a sample in a single run

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and this is of great help especially for the carotenoids esters identification; in fact, in the negative

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mode the quasi-molecular ion species is dominating the MS spectrum, whereas fragment ions are

129

mainly occurring in the APCI positive mode due to in source fragmentation. Thus positive and

Mass detectors giving information about

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negative APCI ionization modes are providing complementary information that can greatly help for

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example in the identification of carotenoid esters regioisomers

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sensitivity provided by tandem mass spectrometry (MS/MS) brings advantages in the carotenoids

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analyses; the use of specific multiple reaction monitoring (MRM) experiments in which specific

134

transition are monitored offers not only qualitative information but also allows for the individual

135

quantifications of carotenoids in very low concentration, compared to the spectrophotometric

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methods commonly used for the carotenoids quantifications, normally carried out by external

137

calibration with the respective standard 9,10, 28.

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CAROTENOIDS SEPARATIONS BY BIDIMENSIONAL CHROMATOGRAPHY

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Carotenoids separation by comprehensive liquid chromatography (LC x LC)

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Multidimensional liquid chromatography (MD-LC) can be considered as a possible alternative for a

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superior compounds separation in those cases where monodimensional systems show limitation21.

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Comprehensive 2-D chromatography systems are characterized by the fact that the entire sample to

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be analysed is subjected to two on-line diverse chromatographic separation steps, thus increasing

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very much the overall separation power and peak capacity. All compounds eluting from the first

145

dimension (1D) separation are sequentially transferred into the second dimension (2D), for a further

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separation. The columns of the first and second dimension analysis are connected via an automated

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switching multiport valve system that is able to transfer subsequently small aliquots eluting from

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the first column into the second column, and of which technical aspects are beyond the scope of this

149

perspective. The second dimension analysis should be completed, before the successive transfer

150

from the first column occurs. The best performances of comprehensive system take place when the

151

two separation mechanisms operating in the two different dimensions have complementary

152

selectivity, so-called “orthogonal” systems. The most orthogonal set up could be considered the

153

normal phase (NP) x reversed phase (RP) one. The final visualization of the comprehensive analysis

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is a 2-D contour plot in which the separated compounds are scattered over the plane and each one is

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. The high selectivity and

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represented by an ellipse-shaped peak, defined by double-axis retention time coordinates; moreover,

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the software normally allows also for a 3D visualization. The first development of a comprehensive

157

liquid chromatography (LC x LC) methodology for the study of the native carotenoid composition

158

in a very complex matrix was applied to a sample of red orange essential oils19. Free carotenoids

159

and carotenoid esters were characterized. In this study a comprehensive NP-LC x RP-LC-

160

PDA/APCI-MS methodology was set up using a cyano microbore column (250 mm x 1.0 mm i.d.,

161

5 µm particle size) in the first dimension (NP) and a monolithic C18 column (4.6 mm i.d.) in the

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second dimension (RP), that were coupled by a two positions 10-port switching valve. Compounds

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were separated in the first dimension (1D) according to their polarity, from hydrocarbons to free

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xanthophylls; the analytes were separated in the second dimension (2D) according to their

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hydrophobicity, the elution order being largely dependent on the fatty acid chain esterified to the

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xanthophyll so, specifically, retention increased with chain length. 40 different carotenoids were

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characterized and among them, 16 carotenoid monoesters and 21 carotenoid diesters were identified

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in the native carotenoid composition of the red orange essential oil.

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application of liquid comprehensive chromatography to the native carotenoids analysis was

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achieved by combining normal phase separation in the first dimension and reversed phase ultra high

171

performance liquid chromatography (UHPLC) in the second dimension for the study of the native

172

carotenoids composition in an other very complex matrix like a red chilli peppers carotenoid extract

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20

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mm i.d.) cyano column for the first dimension separation, interfaced by two six-port, two position

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switching valves to two serially coupled C18 column packed with fused-core particles (30 mm ×

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4.6 mm i.d., 2.7 micron particle size) in the second dimension. The fused-core technology provides

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a packing material with particles having an overall size of 2.7 µm, consisting of a silica nucleus

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encircled by a thin (0.5 µm) porous shell of stationary phase. This was the first work that reported

179

the use of UHPLC conditions in the second dimension performed on octadecylsilica columns

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packed with 2.7 micron particles. Thirty-three components belonging to ten different chemical

A further step in the

. In this study, a novel NP-LC × RP-LC application has been worked out, using a micro-bore (1.0

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classes were identified by this methodology (Figure 3, A). The application of the UHPLC

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technology in this study has shown great potential in resolution and rapidity for the second

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dimension

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chromatography will probably come from the development of new stationary phases, new

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automated systems with reduced dead volumes, higher pressure check valves, and compatibility

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with hyphenation of different detectors.

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Carotenoids separation by comprehensive supercritical fluid chromatography x liquid

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chromatography (SFC x LC)

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As it has been previously described, NP x RP set up in comprehensive liquid chromatography is

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considered to be one of the most powerful combination because it greatly enhances the

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orthogonality of the system. However, this combination is not free from some drawbacks like the i)

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immiscibility of the mobile phases between the two dimensions that has been partially overcome by

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the use of a microbore column and very slow flow rate in the order of 10 µL/min in the first

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dimension, ii) the peak focusing at the head of the secondary column, that has also been in part

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circumvented by employing a low flow rate in the first dimension iii) the long analytical time and

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iv) the relatively high solvent consumption. A feasible option is to replace the first (1D) NP-LC

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dimension by supercritical fluid chromatograpgy (SFC); this combination lessens the solvent

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immiscibility problems and brings many advantages that are characterizing the use of supercritical

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fluid carbon dioxide, like a fast rate of separation and high resolution together with a high

200

orthogonality towards RP-LC. Supercritical CO2 is considered particularly suitable for carotenoids

201

separation because of its low polarity; in SFC quite often a proportion of an organic solvent is

202

added to the mobile phase as modifier, in order to widen the affinity of the mobile phase for the

203

different compounds and also little variation in the density of the fluid are achieved by small

204

changes in its pressure or temperature which can further ameliorate the separation. Moreover,

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additional benefits in SFC compared to LC, are the use of a much more ecological mobile phase

chromatographic

step.

Future

improvements

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2-D

liquid

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with the reduction of organic solvent utilization and costs. An on-line SFC×RP-LC comprehensive

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separation system was developed for the characterization of native carotenoids in a red chilli pepper

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extract, with photodiode array and quadrupole time-of-flight (Q ToF) mass spectrometry (MS)

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detection, for the first time, by using a cyano microbore column (250 mm x 1.0 mm I.D., 5.0 µm

210

particle size) in the first dimension SFC separation (1D), and a C18 column (50 mm x 2.1 mm i.d.,

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1.7 µm particle size) for the second dimension (2D) UHPLC separation (author unpublished work).

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In this work two fully automated 2-position six-port switching valves equipped with two packed

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octadecyl silica cartridges for effective trapping and focusing of the analytes after elution from 1D

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were used with the addition of a water make-up flow to the SFC effluent prior to entering the loops

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that permitted to efficiently focus the solutes on the sorbent material and to reduce interferences of

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expanded CO2 gas on the second dimension separation. Compared to the previously described NP

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x RP-LC approach 20, the SFC x RP-LC platform afforded an higher identification power; in fact up

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to fifty components belonging to fifteen different chemical classes were successfully identified in

219

the sample tested. Moreover, the SFC x RP-LC system greatly reduced the organic solvent

220

consumption both in the first and second dimension by respectively half and about an eleventh, and

221

the analysis time also by half (Figure 3, B). It is predictable that the use of supercritical fluids in

222

comprehensive approachs will be further exploited by the academic community.

223

CAROTENOIDS

224

SUPERCRITICAL FLUID CHROMATOGRAPHY-MASS SPECTROMETRY (SFE-SFC-

225

MS)

226

Although lately, supercritical fluids have been used for both the carotenoids separations (SFC) and

227

the carotenoid extraction (SFE)22-24, only very recently the direct online extraction and

228

determination of carotenoids, by a supercritical fluid extraction-supercritical fluid chromatography-

229

mass spectrometry (SFE-SFC-MS) methodology was reported25.

230

(CO2) offer peculiar features, like low viscosity, high density and high diffusion coefficient that

SEPARATION

BY

SUPERCRITICAL

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EXTRACTION-

Supercritical carbon dioxide

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makes it suitable for both the supercritical fluid extraction and chromatography. The recently

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developed supercritical fluid extraction-chromatography-mass spectrometry methodology25,

233

allowed for the determination of targeted native carotenoids in red habanero pepper. 21 analytes

234

were extracted and identified by the developed methodology in less than 17 minutes, including free

235

carotenoids, carotenoids monoesters and carotenoids diesters, in a very fast “green” and efficient

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way.

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separation were performed on a novel fused-core Ascentis Express C30 column, (150 mm × 4.6

238

mm I.D. and 2.7 µm particles) having a sub-2-micron stationary phase, in an approach that could be

239

considered as a ultra-high performance supercritical fluid chromatography (UHPSFC)

240

methodology.

241

In Figure 4 is reported a schematic representation of this novel SFE-SFC-MS system, which

242

operates in three different modes (A), (B), and (C). A) Static extraction mode: during this mode the

243

total flow is splitted between the analytical column and the extraction vessel. B) Dynamic

244

extraction mode: during this step another valve diverts the total flow into the extraction vessel (in

245

opposite direction compared to the static extraction) in order to transfer the extracted analytes into

246

the analytical column. C) Analysis mode: during this step the total flow is entirely directed into the

247

analytical column.

248

traditional solid-liquid extraction and conventional LC, which required much longer analytical time

249

and solvent waste; moreover, being completed automated, drastically reduces the possible operator

250

errors to occur and the possible analytes losses. Also very recently the same system was used for

251

the SFC-APCI (+/-)/QqQ/MS investigation on the apocarotenoids presence in red habanero chilli

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peppers26, which had been previously determined in some food and biological matrices by liquid

253

chromatography

254

Monitoring) of their radical anions generated in the negative ionization mode and, for the free

255

apocarotenoids, also by comparison with the different generated standards mixtures.

256

transitions used in the MS/MS experiments, were selected on the basis of the Product Ion Scan

The online SFE-SFC conditions were optimized using CO2 and MEOH and the SFC

The reported methodology was extremely innovational confronted to the

29,30

.

The different apocarotenoids were detected by SIM (Selective Ion

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(PIS) experiments carried out on the various available standards using various collision energies

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both in positive and negative modes, before the MRM (Multiple Reaction Monitoring) experiments

259

were made, in order to further confirm the reported compounds identifications. In this study, 25

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different apocarotenoids were identified, 14 were free apocarotenoids and 11 were apocarotenoids

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fatty acids esters. The methodology allowed for all the separations to occur in less then five

262

minutes.

263

capsorubinal and Apo-10’-zeaxanthinals fatty acid esters had not been previously identified in any

264

Capsicum species and, to the best of the authors knowledge, in any food matrix. The reported

265

highly sensitive hyphenated system could be regarded as a convenient tool for a rapid

266

apocarotenoids detection, and could be applied to the study on the occurrence of these important

267

metabolites in different food, food products and biological fluids.

268

Abbreviations used

269

OCC, Open Column Chromatography; TLC, Thin Layer Chromatography; HPTLC, High

270

Performance Thin-Layer Chromatography; HPLC, High Performance Liquid Chromatography; LC,

271

Liquid chromatography; SFC, Supercritical Fluid Chromatography; SFE, Supercritical Fluid

272

Extraction; MS, Mass Spectrometry; PDA, Photo-Diode-Array; LC x LC, Comprehensive Liquid

273

Chromatography; UHPLC, Ultra High Performance Liquid Chromatography; Q ToF, Quadrupole

274

Time of Flight; MS/MS, tandem mass spectrometry; QqQ/MS, Triple Quadrupole Mass

275

Spectrometry; N P, Normal Phase; R P, Reversed Phase.

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Notes

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The author declare no competing financial interest.

The detected Apo-10’-, Apo-14’- and Apo-15- capsorubinals and different Apo-8’-

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(1) Britton, G.; Liaaen-Jensen, S.; Pfander, H.

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Carotene and novel apocarotenoid concentrations in orange-fleshed

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Figure captions

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Figure 1. The chemical structures of four common carotenoids. Hydrocarbon carotenoids:

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Lycopene, β-Carotene; Oxygenated carotenoids: Zeaxanthin and Violaxanthin.

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Figure 2. The different positions of eccentric zeaxanthin oxidative cleavages sites leading to

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different apozeaxanthinals.

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Zeaxanthinal; 4. Apo-8’-Zeaxanthinal.

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Figure 3. A summary representation indicating the improvements in terms of compounds

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identification, solvents and time saving in going from a comprehensive NP-LC x RP-LC set up (A)

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to a SFC x RP-LC approach (B) in the separation of carotenoids in chilli peppers. * Data from

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reference n. 20. ** Authors unpublished work.

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Figure 4. The SFE-SFC-MS system: (A) Static extraction mode, (B) Dynamic extraction mode,

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(C) Analysis mode. Reprinted with permission from reference n. 25.

1. Apo-14’-Zeaxanthinal; 2. Apo-12’-Zeaxanthinal; 3. Apo-10’-

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SFC x LC-MS LC x LC SFE-SFC-MS

LC

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