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Red Wine Tannin Structure-Activity Relationships during Fermentation and Maceration Ralph S. Yacco, Aude Annie Watrelot, and James A. Kennedy J. Agric. Food Chem., Just Accepted Manuscript • DOI: 10.1021/acs.jafc.5b05058 • Publication Date (Web): 14 Jan 2016 Downloaded from http://pubs.acs.org on January 16, 2016
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Journal of Agricultural and Food Chemistry
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Red Wine Tannin Structure-Activity Relationships
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during Fermentation and Maceration
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Ralph S. Yacco, Aude A. Watrelot and James A. Kennedy†,*
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Department of Viticulture and Enology, California State University, 2360 E. Barstow Avenue
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MS VR89, Fresno, California, USA, 93740-8003
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†
Current Address: Constellation Brands, Inc., 12667 Road 24, Madera, California, USA 93637
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*Corresponding Author
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Tel: +1 559-661-5563
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Email:
[email protected] 12
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Running Head: Tannin Structure-Activity Relationships
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KEYWORDS:
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proanthocyanidin, winemaking, thermodynamics, enthalpy of interaction, composition,
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molecular size, pigmented tannin
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ABSTRACT
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The correlation between tannin structure and corresponding activity was investigated by
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measuring the thermodynamics of interaction between tannins isolated from commercial red
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wine fermentations and a polystyrene divinylbenzene HPLC column. Must and/or wine samples
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were collected throughout fermentation/maceration from five Napa Valley wineries. By varying
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winery, fruit source, maceration time and cap management practice, it was considered that a
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reasonably large variation in commercially-relevant tannin structure would result. Tannins were
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isolated from samples collected using low pressure chromatography and were then characterized
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by gel permeation chromatography and acid-catalyzed cleavage in the presence of excess
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phloroglucinol (phloroglucinolysis). Corresponding tannin activity was determined using HPLC
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by measuring the thermodynamics of interaction between isolated tannin and a polystyrene
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divinylbenzene HPLC column. This measurement approach was designed to determine the
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ability of tannins to hydrophobically interact with a hydrophobic surface. The results of this
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study indicate that tannin activity is primarily driven by molecular size. Compositionally, tannin
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activity was positively associated with seed tannins and negatively associated with skin and
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pigmented tannins. Although measured indirectly, the extent of tannin oxidation as determined
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by phloroglucinolysis conversion yield suggests that tannin oxidation at this stage of production
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reduces tannin activity. Based upon maceration time, this study indicates that observed increases
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in perceived astringency quality, if related to tannin chemistry, are driven by tannin molecular
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mass as opposed to pigmented tannin formation or oxidation. Overall, the results of this study
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give new insight into tannin structure-activity relationships which dominate during extraction.
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INTRODUCTION Proanthocyanidins (PAs) are plant-derived phenolic compounds that are extracted from
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grapes during red wine production (1-9) and are responsible for astringency (10-12).
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Astringency is an important quality attribute of red wine and is known to vary with tannin
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structure. Because of the importance of tannin structure in overall wine quality, there is ongoing
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interest in understanding and managing tannin structure during production operations.
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Rationalizing the role that tannin structure plays in perception has been studied (13-16).
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From these investigations, it is generally recognized that tannins interact with salivary protein
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and oral mucosa through a combination of hydrophobic interactions and hydrogen bonding.
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Specific studies have pointed out the importance of hydrophobic interaction (hereafter activity)
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as a driver in protein-tannin interaction (13) and the role that tannin structure has on
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corresponding activity (15, 16). Given this, developing objective analytical tools for managing
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tannin perception would presumably rely on being able to routinely measure variation in tannin
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activity.
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Given the importance of tannin concentration on perceived astringency, tannin analytical
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methodology has historically focused solely on red wine concentration determination. In
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contrast to this, analytical methodology that routinely measures tannin activity was lacking until
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recently. Based upon studies that have shown that considerable variation in red wine tannin
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structure exists (17-19), astringency variation with a basis in tannin structure is evident. For
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example, an increase in tannin galloylation has been shown to enhance flavan-3-ol activity with
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proteins suggesting that esterification of flavan-3-ols with gallic acid enhances astringency (10).
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The incorporation of color into the tannin polymer is also thought to modify tannin
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activity. Previous work has shown that anthocyanin and tannins react to form pigmented
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polymers. The formation of these molecules under wine conditions has been shown to increase
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the physical chemical stability of tannins and anthocyanin in the resulting wine (18). From a
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sensory standpoint, the formation pigmented polymers would be expected play an essential role
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in the modulation of astringency. Specifically, the formation of pigmented polymers would be
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expected to increase tannin glycosylation and charge (via the incorporation of anthocyanin into
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the tannin structure) and from this, it would be expected that pigmented tannin would have
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reduced ability to hydrophobically interact and by extension would be less astringent. This
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explanation is consistent with previous work showing that a proportional increase in pigmented
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polymer leads to a decrease in astringency when compared to unpigmented tannins (11).
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It is of interest to develop an understanding of how wine production operations influence
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tannin structure-activity relationships. Sensory studies have highlighted the importance of tannin
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structure on perception and it is of interest to develop a non-human analytical approach that
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draws the same conclusions as sensory studies. The focus of this study was to develop a tannin
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structure-activity understanding during the initial stage of wine production: fermentation and
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maceration, using a recently developed analytical method designed to measure tannin activity.
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This study included the isolation of tannins, subsequent structure and activity determination and
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finally, comparisons with previously published sensory studies.
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EXPERIMENTAL SECTION
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Journal of Agricultural and Food Chemistry
Chemicals and Samples. All solvents were HPLC grade. Acetonitrile, acetone,
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methanol, acetic acid, L-(+) ascorbic acid, hydrochloric acid, lithium chloride, o-phosphoric
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acid, N,N-dimethylformamide, and anhydrous sodium acetate were purchased from VWR
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International (Radnor, PA). Phloroglucinol, (-)-epicatechin and trifluoroacetic acid (99%
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spectrophotometric grade) were purchased from Sigma-Aldrich (St. Louis, MO).
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Samples from the 2014 harvest season were obtained from five participating Napa
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Valley, CA wineries and were collected throughout fermentation/maceration. A total of 91
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samples were collected, with collection intent being to develop a reasonably large set of samples
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with each sample having unique tannin composition. To achieve sample variation each winery
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was allowed to develop a controlled experiment of interest. Experiments varied according to
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maceration time (10-62 days), variety (Cabernet Sauvignon or Petit Verdot) and experiment
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(maceration variable).
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Samples were collected by participating winery personnel and were collected following
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cap management operations, from crush through pressing. At each sampling, flint glass bottles
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(375 mL) were filled to capacity and were kept at 4 °C until transported to the laboratory for
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tannin isolation. Samples were collected from participating wineries once or twice per week and
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were kept in an insulated container over dry ice (a styrofoam screen separated dry ice from
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samples) during transport. Once in the lab samples were stored at 4° C until tannin isolation and
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purification operations.. Tannin Isolation, Purification and Gravimetric Recovery. Tannin isolation and
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purification was conducted according to Aron and Kennedy (19). Briefly, samples
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(approximately 206 mL) were filtered through Whatman No. 1 filters (90mm, 11µm pore size),
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and then applied (~18mL/min) to a glass column (Kimble Kontes ChromaflexTM, 4.8x15 cm,
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Vineland, NJ) containing Toyopearl® chromatography resin (approximate bed volume of 272
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mL, HW 40C, Supelco Bellefonte, PA) equipped with a peristaltic pump assembly (Cole Parmer,
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drive Mflex, Pump head easy-load II SS, Chicago, IL). The column had previously been
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equilibrated with water containing 0.05% v/v trifluoroacetic acid (TFA). The applied must/wine
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was rinsed with 1.0 L water containing 0.05% v/v TFA to remove sugars and organic acids, 1.0
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L of 1:1 methanol:water containing 0.05% v/v TFA to remove anthocyanins and other low
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molecular weight phenolics, and finally, 300 mL of 2:1 acetone:water containing 0.05% v/v TFA
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to elute the tannin fraction of interest. The column was then washed with 500 mL water,
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followed by 200 mL 2:1 acetone:water, again with 500 mL water, and finally re-equilibrated
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with 500 mL water containing 0.05% v/v TFA. The tannin fraction was concentrated under
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reduced pressure at 38 °C to remove acetone and then lyophilized to a dry powder. Isolates were
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weighed to determine gravimetric recovery.
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Instrumentation. An Agilent 1260 (Santa Clara, CA) HPLC system was used to conduct
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all analyses. It consisted of a model G1331B pump and degasser, G1329B autosampler, G1315C
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DAD/UV-Vis Detector, G1316A column heater and a system controller.
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Tannin Activity, Pigmented Tannin and Concentration. The activity, pigmented
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tannin and concentration of tannin isolates were determined using the previously described
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HPLC method of Revelette et al. (20). This method is based upon the thermodynamics of
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interaction between injected tannin isolate and polystyrene divinylbenzene HPLC column as
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discussed by Barak and Kennedy (21). To prepare tannin isolates for activity measurement, 5
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mg of tannin was dissolved in 1 ml of an aqueous solution containing methanol (15% v/v), 40
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mM sodium acetate, and 20 mM HCl model wine. 6 ACS Paragon Plus Environment
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Tannin activities were determined by HPLC according to the method of Revelette et al.
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(20). Briefly, the HPLC method utilized a polystyrene divinylbenzene reversed-phase column
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(PLRP-S, 2.1 x 50 mm, 100Å, 3µm, Agilent Technologies, Santa Clara, CA) protected with a
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guard column (PRP-1, 3 x 8 mm, Hamilton Company, Reno, NV).
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The mobile phases consisted of 1.5% (w/w) 85% H3PO4 in water (mobile phase A) and 20%
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(v/v) mobile phase A in acetonitrile (mobile phase B) with a flow rate of 0.30 mL/min. The
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linear gradient was as follows: time in min (%B), 0 (14%), 10.0 (34%), 10.0-13.5 (34%), 15.3
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(70%), 15.3-17.0 (70%) and 17.0-20.0 (14%).
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In order to determine tannin activity, samples were run at four column temperatures (25-40
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°C, 5 °C increments). A blank sample (water) was run at all temperatures and was subtracted
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from sample signals to eliminate background absorbance. All temperatures were converted into
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Kelvin in order to calculate thermodynamic parameters in SI units. Tannin elution was
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monitored at 280 and 520 nm. Grape skin or wine tannin standard (mDP=39.0 and 15.4 (by
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phloroglucinolysis), respectively) served as an activity standard. Activity standards were
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prepared by dissolving tannin in an aqueous solution (5 g/L) containing methanol (15% v/v), 40
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mM sodium acetate, and 20 mM HCl. Activity standards did not vary by more than 10% across
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all experiments.
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Following baseline subtraction of a water blank, chromatograms were integrated by
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establishing a baseline at 0 mAU across the entire sample peak (TanninT, Figure 1). This peak
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area was then split just after the elution of (-)-epicatechin and at 16.8 minutes with the peak
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eluting after 16.8 min corresponding to TanninP.
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From the integration results, the alternative retention factor was calculated as follows:
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=
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150
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(1)
where:
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= Total tannin peak area
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= Partial tannin peak area
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The alternative retention factor is related to thermodynamics of interaction according to the
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following equation:
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ln = −
∆°
+
∆°
+ ln∅
(2)
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where ∆H° and ∆S° are the specific enthalpy and entropy of interaction, respectively, R is the
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gas constant, T is temperature and ∅ is the mobile phase ratio. The specific enthalpy was
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calculated by plotting the natural logarithm (ln) of kalt versus the reciprocal of the column
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temperature in Kelvin at each of the four temperatures (i.e.: van′t Hoff plot). The specific
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enthalpy of interaction (tannin activity) was calculated from the slope of the best fit line (slope
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equivalent to −
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∆°
).
The concentration of tannin (based upon ) was reported in (-)–epicatechin
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equivalents using an (-)-epicatechin standard, and was determined at 303 K (30 °C). In addition
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to measuring activity and concentration, percent pigmented tannin was determined by dividing
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the tannin peak (TanninT) area at 520 nm (in mAU) by that at 280 nm. Determining pigmented
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tannin by this HPLC approach has been discussed elsewhere (22).
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Gel Permeation Chromatography (GPC). With minor variations, the size distribution of tannin isolates was determined using the previously described method of Kennedy and Taylor
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(23). Briefly, the high-performance GPC method used to analyze tannins consisted of 2 PLgel
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(300 x 7.5 mm, 5µm, 1000 by 500Å) columns connected in series and protected by a guard
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column containing the same material (50 x 7.5 mm, 5 µm), all purchased from Agilent (Santa
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Clara, CA). The targeted sample injection amount was 40 µg. The isocratic method utilized a
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mobile phase consisting of N,N-dimethylformamide containing 1% v/v glacial acetic acid, 5%
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v/v water and 0.15 M lithium chloride. The flow rate was maintained at 1 ml/min with a column
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temperature of 60 °C and elution was monitored at 280 nm.
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Calibration curves were constructed using fractionated pre-veraison grape skin
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proanthocyanidins (PAs), by correlating their average molecular mass (determined by
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phloroglucinolysis) with their retention time at 50% elution. Initial PA (Vitis vinifera L. cv.
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Cabernet Sauvignon) isolation was accomplished according to the method described by Kennedy
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and Jones (24). For preparation of standards, 1.0 g of PA was dissolved in 50 mL 60% (v/v)
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HPLC grade methanol containing 0.05% v/v TFA and then applied to (~18mL/min) a glass
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column (Kimble Kontes ChromaflexTM, 4.8x15 cm, Vineland, NJ) containing Sephadex® LH20
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chromatography resin (Amersham, Uppsala, Sweden) to an approximate bed volume of 200 mL.
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The column was previously equilibrated with 60% v/v methanol containing 0.05% v/v TFA. The
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applied PA was fractionated using the solvent system described by Kennedy and Taylor (23) but
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formic acid was replaced with 0.05% v/v TFA. Eluted fractions were concentrated under reduced
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pressure at 38 °C to remove organic solvents and then lyophilized to a dry powder. Individual
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isolates were then used to construct a calibration curve.
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Acid-Catalysis in the Presence of Excess Phloroglucinol (Phloroglucinolysis). Tannin
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subunit composition and conversion yield of tannin isolates were determined using the
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previously described method of Kennedy and Jones (24) but with modified HPLC conditions as 9 ACS Paragon Plus Environment
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described by Kennedy and Taylor (23). Briefly, the reversed-phase HPLC method consisted of
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two Chromolith RP-18e (100 x 4.6 mm) columns connected in series and protected by a guard
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column containing the same material (4x4 mm), all purchased from EM Science (Gibbstown,
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NJ). The method utilized a binary gradient with water containing 1% v/v aqueous acetic acid
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(mobile phase A) and acetonitrile containing 1% v/v acetic acid (mobile phase B). Pump flow
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rate was kept at 3.0 mL/min with a column temperature of 30 °C and with elution monitored at
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280 nm. The linear gradient was as follows: time in min (%B); 0 (3%), 4.0 (3%), 14.0 (18%),
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14.01 (80%), 16.0 (80%), 16.01 (3%), 18.0 (3%). (-)-epicatechin was used as a quantitative
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standard and calculations for subunit composition and conversion yield were as described by
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Kennedy and Jones (24).
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reported as a proportion of the gravimetric recovery and was reported as a percentage.
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For conversion yield calculations, calculated subunit mass was
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Data Analysis. Box car plots of compositional data were constructed by determining the
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mean for each fermentation and across all maceration times for any given chemistry (e.g.: tannin
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activity). Following this, and within each fermentation, individual chemistry values were
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compared to the mean value and expressed as a percentage. Finally, across all fermentations and
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within specific maceration times (e.g.: crush, end of fermentation) box car plots were constructed
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using SigmaPlot (ver. 11.0, Systat Software, Inc., San Jose, CA).
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Principal component analysis of tannin structure variation including: extension subunit
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composition, terminal subunit composition, red color incorporation, molar mass at 50% elution,
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conversion yield, and activity was constructed using SAS (ver. 9.2, SAS Institute, Cary, NC) to
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determine the nature and extent of correlation between structure related variables and activity.
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Journal of Agricultural and Food Chemistry
RESULTS AND DISCUSSION
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This study was conducted in order to better understand the relationship between tannin
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structure and corresponding activity during red wine production operations. Given that tannin
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structure is expected to vary significantly during fermentation/maceration, this period of wine
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production was the focus of this investigation. Further, and in order to develop a commercially-
219
relevant dataset, tannins were isolated from samples collected from commercial fermentations of
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Napa Valley grown fruit and predominantly Cabernet Sauvignon. Although each winery
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conducted a controlled experiment, individual experiments were not replicated. Importantly, and
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for the purposes of this experiment, the intention was to develop upwards of 100 unique tannin
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samples so that tannin structure-activity relationships could be explored. Of less importance,
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given the lack of replication, was the interpretation of individual experiments. Nevertheless,
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some understanding of the effect of maceration on tannin structure and activity was possible
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given the experimental approach.
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Tannin Isolation. Tannins were isolated from samples collected throughout maceration
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and were purified according to the procedure developed by Aron and Kennedy (19). This
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procedure has been successfully used to isolate tannins from musts as well as wine and with
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good recovery. In order to determine the effectiveness of tannin isolation in the current study,
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the gravimetric recovery of tannin was compared to the in situ tannin concentration
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determination by HPLC. Given that the HPLC method being used for tannin activity assessment
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is based upon a previously developed HPLC method (21, 22), the tannins in the sample were
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quantified similarly yet under modified HPLC conditions (20).
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The results of the tannin isolation suggest that the method was effective (Figure 2).
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Specifically, there was a linear relationship between sample tannin concentration in must/wine
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by HPLC and corresponding gravimetric recovery (r2=0.84) and with a line slope approaching
238
one (slope = 1.07). There was an increase in variation between the two analytical methods at
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higher concentrations. Based upon the y-intercept (0.22 g/L), the absolute value for
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gravimetrically-determined tannin concentration was greater than the corresponding must/wine
241
tannin concentration determined by HPLC. Two potential reasons for this variation in absolute
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value include: 1) there were tannins eluting prior to the designated tannin peak by HPLC and 2)
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the presence of (-)-epigallocatechin subunits in the tannin samples leads to an error in HPLC
244
quantitation when using (-)-epicatechin as a quantitative standard because of the lower molar
245
absorptivity of (-)-epigallocatechin subunits.
246
For all individual fermentations, tannin concentration using the gravimetrically-
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determined tannin amount increased with maceration time although there were some exceptions
248
particularly at longer maceration times (Supporting Information S1). Specifically and for some
249
fermentations, the gravimetric recovery declined. This may have been a result of an increase in
250
the exposed surface area available for tannin adsorption (e.g.: yeast and grape cell wall area) and
251
subsequent fining.
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Across all wineries, and consistent with results shown by Cerpa-Calderón and Kennedy
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(17), the extraction of tannin during the initial stages of fermentation followed a Boltzmann
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sigmoid extraction profile (r2 generally >0.92 for individual fermentations). Specifically, tannin
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extraction increased rapidly, generally reaching an apparent plateau within 10 days. The
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consistency of this extraction profile with that of Cerpa-Calderón and Kennedy suggests that
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initial extraction was dominated by skin tannin extraction. Based upon gravimetric recovery, the 12 ACS Paragon Plus Environment
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average plateau concentration was 1.42 g/L (SEM = 0.06 g/L) and the time to 50% of plateau
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concentration was 4.71 days (SEM = 0.88 day). While plateau tannin concentrations were
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generally achieved within 10 days, total maceration time lasted for up to 62 days.
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Activity of Tannin Isolates. The major purpose of this study was to determine tannin
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activity variation as a function of maceration and to investigate tannin structural features that
263
influence corresponding activity. Tannin activity in this case is defined as the negative of the
264
enthalpy of interaction between tannin and a hydrophobic surface (polystyrene divinylbenzene
265
reversed phase HPLC column) (20-22).
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Tannin activity values were at their lowest value at the beginning of maceration and
267
generally followed a similar pattern to that of concentration (Supporting Information S2).
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Specifically, tannin activity increased and reached a maximal value at a time that was similar to
269
tannin concentration. From that point, tannin activity was more variable than concentration. For
270
several of the extended maceration experiments, tannin activity values declined after reaching a
271
maximum whereas for other experiments, tannin activity maintained its plateau value.
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It was interesting to note that when comparing tannin activity with corresponding tannin
273
recovery across all fermentations (Figure 3), the activity appeared to increase exponentially to a
274
maximum value of 6828 J/mol (r2=0.77). This observation suggests that there was a theoretical
275
maximum value for tannin activity for these wines. This observation could be explained by the
276
role that adsorption sites (e.g.: yeast and grape cell walls) play relative to extraction and is
277
wholly consistent with observations made by others (25-29). With that said, there was
278
considerable variation in the concentration of tannin as the apparent tannin activity reached a
279
plateau. It is not surprising that variation in concentration-activity exists given that variables
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such as maceration time, temperature, grape berry cell integrity, grape cell wall area exposure to
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extracted tannin, yeast population and surface area, anthocyanin concentration have all been
282
shown to influence tannin concentration and composition (1-9, 25-31).
283
Tannin Composition. In order to gain an insight into the factors that lead to variation in
284
tannin activity, a number of tannin structure elements were measured in isolates including
285
pigmented tannin, conversion yield and PA subunit composition (Figure 4, Supporting
286
Information S2). For Figure 4, the specific chemistry data for four time points (after crush,
287
following alcoholic fermentation, midway through maceration, and free run when pressed) were
288
averaged across all times and experiments. Individual experiments and time points were then
289
compared to the average value for a given time point to develop box car plots for comparison.
290
Given that individual fermentations were unreplicated and there were multiple wineries and fruit
291
sources, tendencies in chemistry are discussed. Conclusions drawn across all fermentations were
292
generally similar to individual fermentations in the case of tannin gravimetric recovery and
293
activity (comparison of Supporting Information Table S2 with Figures 4A and 4B).
294
Pigmented tannins are generally considered to be PAs that are covalently associated with
295
anthocyanins. In this study, the pigmented tannin contribution to tannin structure was
296
determined by monitoring the proportion of tannin that absorbed light at 520 nm, as described
297
elsewhere (22). Using this approach (Figure 4C) percentage of pigmented tannin tended to
298
increase during the early stages of maceration, reaching an apparent plateau in the region where
299
overall tannin extraction plateaued. During longer maceration times, the contribution of
300
pigmented tannin to the overall isolate declined. In absolute amounts, pigmented tannin was at
301
its highest before the end of fermentation (data not shown) suggesting that pigmented tannin
302
formation is occurring during fruit ripening, consistent with previous observations (32). 14 ACS Paragon Plus Environment
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One of the primary reasons for isolating tannins from musts and wines was so that the
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phloroglucinolysis conversion yield could be determined in order to provide an impression of
305
tannin modification. Because of the difficulty in determining the extent to which tannins have
306
become modified structurally, conversion yield served as a means for determining how closely
307
tannin structure resembled PA structure initially present in fruit. PA conversion yield has been
308
shown to decline during fruit ripening, wine age and deliberate oxidation (12,33-37). There are
309
multiple reaction mechanisms that would be expected to lead to a reduction in conversion yield
310
including oxidation and acid-catalysis. Of specific interest for the current study is that a decline
311
in conversion yield has been associated with a reduction in tannin activity (21, 36).
312
The results of this study indicated that isolate conversion yield tended to increase with
313
maceration time and was highest at the end of maceration (Figure 4D, Supporting Information
314
Table S2), consistent with previous work (19). Based upon pigmented tannin and conversion
315
yield, the data presented in this study suggest that initially extracted tannins, while low in
316
concentration are more extensively modified than tannins extracted later. To the extent that
317
conversion yield can provide information on tannin modification and for the very longest
318
maceration times, conversion yield information suggests that tannin structure increasingly
319
resembles plant-based PAs with maceration time. Moreover, this result suggests that the
320
oxidative modification of tannin structure does not occur on this scale and method of production.
321
The size distribution of tannin isolates was determined by gel permeation
322
chromatography (23). Based upon the molecular mass at 50% elution time (Figure 5, Supporting
323
Information S2) tannin size increased with maceration time reaching a maximum in the same
324
region where isolate concentration plateaued; thereafter, the tannin molecular mass at 50%
325
elution declined. Previous studies have shown that seed tannins require a longer period of 15 ACS Paragon Plus Environment
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326
maceration to be extracted (8, 17). In addition, it has been shown that seed tannins are smaller
327
than skin tannin by mean degree of polymerization measurements (24, 38, 39). Given these
328
observations, the reduction in tannin size observed during the later stages of maceration suggests
329
that either seed tannin extraction is increasing (17) and/or fining by yeast and grape biomass is
330
occurring at this time (27, 40-42).
331
The PA composition of isolates was determined by phloroglucinolysis in order to provide
332
information on the role that skin and seed tannins are contributing to isolate composition.
333
Compositionally, subunits that are found in both skins and seeds ((+)-catechin, (-)-epicatechin)
334
or proportionally higher in seeds ((-)-epicatechin-3-O-gallate) (43) increased with maceration
335
time, while subunits that are specific to skin ((-)-epigallocatechin) (44) declined (Figures 4E and
336
4F, Supporting Information Table S2).
337
The proportion of (-)-epigallocatechin subunits in isolates was generally highest early in
338
maceration and remained high until tannin isolate concentration plateaued. Thereafter and for
339
most experiments, the proportion of (-)-epigallocatechin subunits declined. These results are
340
consistent with skin tannin extraction dominating extraction early and help to explain the
341
Boltzmann sigmoid extraction profile observed in this study.
342
Interestingly and at the earliest stages of extraction, some of the isolates had a low
343
proportion of (-)-epigallocatechin (Supporting Information Table S2, Figure 4E). Lower
344
proportions of (-)-epigallocatechin are consistent with PAs that are localized in the mesocarp of
345
the berry (28), and given the very low overall tannin extraction at this time, could be an
346
explanation for the lower than expected (-)-epigallocatechin extension subunit proportion.
16 ACS Paragon Plus Environment
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347
Journal of Agricultural and Food Chemistry
The observed increase in the proportion of (-)-epicatechin-3-O-gallate with maceration
348
time (Figure 4F) was correlated with a reduction in tannin molecular size and taken together
349
provide evidence that seed tannin extraction is dominating extraction during the latter stages of
350
maceration. This is also supported by the concomitant reduction in skin tannin specific (-)-
351
epigallocatechin subunits (8, 9, 45, 46).
352
Compositional data gathered in this study highlights the complexity of commercial
353
fermentations. Although these commercial fermentations all took place within the Napa Valley
354
and with grapes sourced from the Napa Valley, considerable variation in tannin structure
355
resulted. One of the conclusions drawn from Figure 4 was that tannin structure changes
356
significantly through the course of fermentation and maceration. In order to understand how
357
specific structure change influenced tannin activity, it was necessary to conduct principal
358
component analysis.
359
Tannin Structure-Activity Correlations (Principal Component Analysis). The
360
aforementioned HPLC method for measuring tannin activity is intended to be useful in the
361
understanding of how concentration-independent perceptual differences in red wine astringency
362
are a result of tannin-related chemistry. In order to provide this level of utility, relationships
363
between structure and corresponding activity need to be determined over a commercially-
364
relevant dataset and the results need to be compared with sensory studies that compare tannin
365
structure with perceived astringency.
366
It is proposed that the tannin structure influences corresponding activity with salivary
367
proteins and/or oral mucosa (15, 16, 47-52). In this study, principal component analysis was
368
used in order to determine if there are tannin structural elements that influence tannin activity.
17 ACS Paragon Plus Environment
Journal of Agricultural and Food Chemistry
369
Based upon this statistical approach (Figure 6), there were clear relationships between tannin
370
structure and corresponding activity.
371
Page 18 of 40
According to the PCA (Figure 6), tannin activity during fermentation/maceration is
372
primarily driven by tannin molecular mass followed by conversion yield and then compositional
373
elements (i.e.: pigmented tannin and subunit composition). To the extent that tannin activity
374
effects are analogous to tannin-protein interaction, tannin activity is predicted to be positively
375
associated with astringency. Given these results and based upon the current study, perceived
376
astringency would be maximal near day 10 in most fermentations, with isolate concentration and
377
activity both being maximal. With regard to activity specifically, tannin molecular mass in this
378
study was most strongly related to tannin activity. In previous studies, an increase in tannin
379
molecular mass was associated with an increase in perceived astringency (10, 48).
380
With regard to isolate composition, the PCA suggests a positive correlation between (-)-
381
epicatechin-3-O-gallate extension subunits and activity, while (-)-epigallocatechin extension
382
subunits had a negative correlation with activity. These results are consistent with seed versus
383
skin tannin associations with red wine astringency (14). From an activity standpoint, this
384
difference can be explained by flavan-3-ol esterification with gallic acid, which increases the
385
hydrophobicity of (-)-epicatechin-3-O-gallate over (-)-epigallocatechin (10, 47). Furthermore,
386
the higher more positive correlation between tannin activity and (+)-catechin over (-)-epicatechin
387
is consistent with previous studies that have found that (+)-catechin induced higher turbidity
388
upon reaction with proline rich peptides in comparison to (-)-epicatechin (49).
389 390
With respect to red color incorporation, the PCA shows a negative correlation between pigmented tannin and tannin activity. This correlation is consistent with sensory studies that have
18 ACS Paragon Plus Environment
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Journal of Agricultural and Food Chemistry
391
shown that tannin polymers bearing anthocyanin moiety within their structure are less astringent
392
in comparison to similar sized tannins with no anthocyanin (11). This can be explained by the
393
increased polarity that pigmented tannin polymers possess due to the glycoside portion of the
394
anthocyanin and the presence of the flavylium equilibrium form, when compared to tannin
395
polymers without anthocyanin.
396
Overall, while sensory studies were not conducted in the present study, the results shown
397
in Figure 6 are consistent with predicted effects of tannin structure on perceived astringency and
398
the proposed relationship between tannin activity and corresponding astringency.
399
Tannin Molecular Mass Distribution and Maceration. Given the role that tannin
400
molecular mass has on tannin activity, it was of interest to explore the effect of maceration on
401
tannin activity further (Figures 5 and 7). Across all experiments, the molecular mass distribution
402
of isolates was determined by gel permeation chromatography. From these results and for each
403
experiment, the cumulative mass distribution of the four time points mentioned previously, was
404
plotted corresponding to samples collected initially after crush, following alcoholic fermentation,
405
midway through maceration, and finally, free run when pressed (Figure 5 inset). Interestingly,
406
for all experiments, the size distribution was lowest for the earliest samples and highest for the
407
samples immediately following alcoholic fermentation. When averaged, the molecular mass
408
distribution declined with subsequent maceration time.
409
These results are consistent with earlier studies and suggest the predicted “tension”
410
between extraction and subsequent adsorption/fining at this time (25-28). Specifically, as
411
ethanol concentration increases so does the molecular mass of the extracted tannin. This would
412
be due to the solvent properties of ethanol relative to water (ethanol is more hydrophobic) and
19 ACS Paragon Plus Environment
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413
corresponding effect of tannin cell wall interaction. Following ethanol production, the
414
subsequent reduction in cumulative mass distribution could be explained by an increase in the
415
extraction of lower molecular mass seed tannins (which have been shown to be extracted more
416
slowly than skin tannins) and/or the grape berry tissues (or yeast biomass) in the fermenter may
417
be exposing adsorption sites which subsequently fine extracted tannin (27, 40-42). Based upon
418
tannin concentration and subunit composition (Supporting Information S2), the results of this
419
study suggest that both processes are occurring. A specific goal of this study was to develop an improved understanding of the extended
420 421
maceration technique used in wine production. One of the perceived benefits of extended
422
maceration is that astringency quality can be improved with longer maceration times. With
423
regard to tannin structure and corresponding activity, multiple explanations can be posited for
424
this observation including a reduction in concentration or a modification in structure leading to a
425
reduction in activity (e.g.: pigmented tannin formation, tannin oxidation, reduction in size). In
426
addition, non-tannin explanations could also explain this observation (e.g.: mannoprotein
427
interaction with tannin). Based upon the 62 day maceration experiment which was the most
428
comprehensively investigated fermentation (Figure 7, Supporting Information S2), and
429
considering tannin activity, molecular mass seems to be the major explanation for the observed
430
reduction in activity. Moreover, and considering the other chemistries monitored, tannin
431
oxidation, pigment incorporation and subunit composition are inconsistent with the observed
432
reduction in tannin activity with extended maceration (Figure 7 and inset comparison with Figure
433
6).
434 435
In light of the apparent role of tannin molecular mass on corresponding activity observed in these commercial experiments, this study highlights the importance of monitoring tannin 20 ACS Paragon Plus Environment
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Journal of Agricultural and Food Chemistry
436
molecular mass distribution in red wine production. Monitoring the molecular mass at 50%
437
elution provided information that was most strongly associated with tannin activity during this
438
stage of production. Moreover, the tannin molecular mass at 90% elution exhibited even more
439
significant change than that at 50% mass elution. Given the recent developments in
440
understanding the significance of adsorption on the selection of tannins in red wine (25-28) in
441
addition to the results presented here, there is some rationale for routinely monitoring tannin
442
molecular mass.
443
Relevance to Wine Production. The purpose of this study was to improve our
444
understanding of tannin structure-activity relationships, with an emphasis on commercial
445
production operations. This study focused on the earliest stage of production: fermentation and
446
maceration. The results indicate that tannin activity as measured by HPLC, provides structure-
447
activity information that is consistent with sensory studies. To date the cause and effect
448
approach to understanding tannin structure-astringency variation has been accomplished by
449
conducting sensory studies on precisely controlled variations in tannin structure. The utility of
450
measuring tannin activity by HPLC is highlighted given that tannin activity can be measured
451
more rapidly and with results that are consistent with sensory studies.
452
Understanding the utility of tannin activity determination by HPLC is shown in the
453
investigation of extended maceration studies. In this study we were able to show that tannin size
454
is the major tannin structure-related explanation for the perceived benefit of maceration time on
455
astringency quality. Specifically, at longer maceration times, tannin molecular mass declines
456
markedly. Other explanations including tannin oxidation, pigmented tannin formation were not
457
evident given the data presented here. Knowing that tannin activity reductions during extended
458
macerations are a result of a reduction in tannin molecular mass provides an opportunity to 21 ACS Paragon Plus Environment
Journal of Agricultural and Food Chemistry
459
reduce maceration time and associated risks. For example, if a reduction in tannin activity is
460
desired, the lowering of wine temperature just prior to pressing maximizes the opportunity for
461
adsorptive fining of large tannins. Alternatively, the addition of cell wall material (e.g.: yeast
462
hulls) while still on the skins would provide an opportunity to fine out larger tannins while still
463
extracting smaller-sized and less active seed tannins.
464
Page 22 of 40
This study highlights how tannin structure variation can lead to variations in the ability of
465
tannin to hydrophobically interact with a hydrophobic surface. Additionally, the ability to
466
measure activity information compliments concentration information that is common. The
467
results also highlight how tannin activity can help to explain astringency quality improvement
468
with extended maceration and provides a structural explanation for this.
469
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470
471
472 473 474 475 476
REFERENCES 1. Berg, H. W.; Akiyoshi, M. The effect of contact time of juice with pomace on the color and tannin content of red wines. Am. J. Enol. Vitic. 1956, 7, 84-90. 2. Berg, H. W.; Akiyoshi, M. Further studies of the factors effecting the extraction of color and tannin from red grapes. Food Res. 1958, 23, 511-517. 3. Zimman, A.; Joslin, W.S.; Lyon, M. L.; Meier, J.; Waterhouse, A. L. Maceration
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variables affecting phenolic composition in commercial-scale cabernet Sauvignon
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winemaking trials. Am. J. Enol. Vitic. 2002, 53, 93-98.
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4. Cortell, J. M.; Halbleib, M.; Gallagher, A. V.; Righetti, T.; Kennedy, J. A. Influence of
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vine vigor on grape (Vitis vinifera L. Cv. Pinot noir) and wine proanthocyanidins. J.
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5. Puertas, B.; Guerrero, R. F.; Jurado, M. S.; Jimenez, M. J.; Cantos-Villar, E. Evaluation
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of alternative winemaking processes for red wine color enhancement. Food Sci. 2008, 14,
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6. Busse-Valverde, N.; Gomez-Plaza, E.; Lopez-Roca, J. M.; Gil-Munoz, R.; Fernandez-
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Fernandez, J. I.; Bautista-Ortin, A. B. Effect of enological practices on skin and seed
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proanthocyanidins in three varietal wines. J. Agric. Food Chem. 2010, 58, 11333-11339.
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7. Ducasse, M. A.; Canal-Llauberes, R.-M.; de Lumley, M.; Williams, P.; Souquet, J. M.;
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8. Casassa, L. F.; Beaver, C. W.; Mireles, M. S.; Harbertson, J. F. Effect of extended
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components and sensory attributes of Merlot wines. Aust. J. Grape Wine Res. 2013, 19,
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25-39.
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9. Casassa, L. F.; Larsen, R. C.; Beaver, C. W.; Mireles, M. S.; Keller, M.; Riley, W. R.;
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Smithyman, R.; Harbertson, J. F.Impact of extended maceration and regulated deficit
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irrigation (RDI) in Cabernet Sauvignon wines: characterization of proanthocyanidin
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distribution, anthocyanin extraction, and chromatic properties. J. Agric. Food Chem.
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564-573.
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11. Vidal, S.; Francis, L.; Nobel, A. C.; Kwiatkowski, M.; Cheynier, V.; Waters, E. L. Taste
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12. McRae, J. M.; Schulkin, A.; Kassara, E.; Holt, E. H.; Smith, P. A. Sensory properties of
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13. Haslam, E. Natural polyphenols (vegetable tannins) as drugs: Possible modes of action. J. Nat. Prod. 1996, 59, 205-215. 14. Bennick, A. Interaction of plant polyphenol with salivary proteins. Crit. Rev. Oral Biol. 2002, 13, 184-196.
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15. Poncet-Legrand, C.; Gautier, C.; Cheynier, V.; Imberty, A. Interactions between flavan-
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16. Le Bourvellec, C.; Renard, C. M. G. C. Interactions between polyphenols and
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macromolecules: Quantification methods and mechanisms. Crit. Rev. Food Sci. Nutr.
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17. Cerpa-Calderón, F. K.; Kennedy, J. A. Berry integrity and extraction of skin and seed
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18. Singleton, V. L.; Trousdale, E. K. Anthocyanin-tannin interactions explaining differences
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in polymeric phenols between white and red wine. Am. J. Enol. Vitic. 1992, 43, 63-70.
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19. Aron, P. M.; Kennedy, J. A. Compositional Investigation of Phenolic Polymers Isolated
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21. Barak, J. A.; Kennedy, J.A.; HPLC Retention Thermodynamics of Grape and Wine Tannins. J. Agric. Food Chem. 2013, 61, 4270-4277. 22. Peng, Z.; Iland, P. G.; Oberholster, A.; Sefton, M. A.; Waters, E. J. Analysis of
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23. Kennedy, J. A.; Taylor, W. A. Analysis of Proanthocyanidins by High-Performance Gel Permeation Chromatography. J. Chromatogr. A. 2003, 995, 99-107.
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24. Kennedy, J. A.; Jones, G. P. Analysis of Proanthocyanidin Cleavage Products Following
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1740-1746.
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25. Bindon, K. A.; Kennedy, J. A. Tissue-specific and developmental modification of grape
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26. Bindon, K. A.; Kennedy, J. A. Ripening-induced changes in grape skin
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proanthocyanidins modify their interaction with cell walls. J. Agric. Food Chem. 2011,
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27. Bindon, K. A.; Smith, P. A.; Kennedy, J. A. Interaction between grape-derived
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proanthocyanidins and cell wall material. 1. Effect on proanthocyanidin composition and
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molecular mass. J. Agric. Food Chem. 2010, 58, 2520-2528.
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28. Bindon, K. A.; Smith, P. A.; Holt, H.; Kennedy, J. A. Interaction between grape-derived
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proanthocyanidins and cell wall material. 2. Implications for vinification. J. Agric. Food
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Chem. 2010, 58, 10736-10746.
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29. Hanlin, R. L.; Hrmova, M.; Harbertson, J. F.; Downey, M. O. Review: Condensed tannin
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and grape cell wall interactions and their impact on tannin extractability into wine. Aust.
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30. Bautista-Ortin, A. B.; Rodriguez-Rodriguez, P.; Gil-Munoz, R. Influence of berry
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ripeness on concentration, qualitative composition and extractability of grape seed
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tannins. Aust. J. Grape Wine Res. 2012, 18, 123-130
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34. Kennedy, J. A.; Matthews, M. A.; Waterhouse, A. L. Changes in grape seed polyphenols during fruit ripening. Phytochemistry 2000, 55, 77-85.
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Vitis vinifera L.cv Shiraz. Aust. J. Grape Wine Res. 2000, 6, 5348-5355.
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43. Prieur, C.; Rigaud, J.; Cheynier, V.; Moutounet, M. Oligomeric and polymeric procyanidins from grape seeds. Phytochemistry. 1994, 36, 781-784. 44. Souquet, J. M.; Cheynier, V.; Brossaud, F.; Moutounet, M. Polymeric proanthocyanidins from grape skins. Phytochemistry. 1996, 43, 509-512. 45. Escribano-Bailon, M. T.; Guerra, M. T.; Rivas-Gonzalo, J. C.; Santos-Buelga, C.
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47. Bajec, M. R.; Pickering, G. Astringency: mechanism and perception. Crit. Rev. Food Sci. Nutr. 2008, 48, 858-875.
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48. Ferrer-Gallego, R.; Quijada-Morin, N.; Bras, N. F.; Gomes, P.; de Freitas, V.; Rivas-
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49. Charlton, A. J.; Baxter, N. J.; Kahn, M. L.; Moir, A. J. G.; Haslam, E.; Davies, A. P.;
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51. De Freitas, V. A.; Mateus, N. Structural features of procyanidin interactions with salivary proteins. J. Agric. Food Chem. 2001, 49, 940-945. 52. Rinaldi, A.; Iturmendi, N.; Jourdes, M.; Teissedre, P. L.; Moio, L. Transfer of tannin
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619
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ACKNOWLEDGEMENT
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The authors thank the following: American Vineyard Foundation and the Agricultural Research
623
Institute at California State University, Fresno for project funding. Sally Johnson (Pride
624
Mountain Vineyards), Nicole Marchese (Far Niente Winery), Megan Melief (Bella Union
625
Winery), Elizabeth Vianna (Chimney Rock) and Graham Wehmeier (Cornell Vineyard) are
626
thanked for juice and wine samples. Undergraduate research assistants Sasha Hazel, Melanie
627
Sherman and Rebecca Wolff for experimental support.
628
629
Supporting Information
630
S1, concentration of tannins in samples collected; S2, compositional and activity information for
631
tannin isolates. This material is available free of charge via the Internet at http://pubs.acs.org.
632
633
CONFLICT OF INTEREST DISCLOSURE
634
The authors declare no competing financial interest
635
636
637
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Journal of Agricultural and Food Chemistry
LIST OF FIGURES
639
640
Figure 1. Integrated chromatogram (280 nm, 30 °C) of isolated tannin from a Cabernet
641
Sauvignon fermentation following 9 days of maceration.
642
643
Figure 2. Relationship between tannin gravimetric recovery and corresponding in situ tannin
644
concentration determined by reversed-phase HPLC, and with best fit line shown.
645
646
Figure 3. Relationship between tannin activity and corresponding tannin concentration
647
determined by gravimetric recovery, and with best fit line shown.
648
649
Figure 4. Box car plots indicating median values (horizontal lines within each box), the upper
650
and lower quartile (upper and lower edges of the box), the upper and lower range (bars above
651
and below the box), and closed circles if data within each box fell outside of the 90% percentile.
652
Data includes tannin gravimetric recovery (A), activity (B), pigmented tannin (C), conversion
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yield (D), percentage of (-)-epigallocatechin extension subunits (E), and percentage of (-)-
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epicatechin-3-O-gallate extension subunits (F). Box car plots were constructed by determining
655
the mean for each fermentation and across all maceration times for any given chemistry (e.g.:
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tannin activity, n=37). Following this, and within each fermentation, individual chemistry values
657
were compared to the mean value and expressed as a percentage. Finally, across all
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658
fermentations and within specific maceration times (e.g.: crush, end of fermentation; n=10, 9, or
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8) box car plots were constructed.
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Figure 5. Tannin molecular mass distribution for average and individual (inset) samples
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collected at crush (red), after fermentation (blue), midway through maceration (pink) and free
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run at pressing (aquamarine).
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Figure 6. Principal component analysis vector plot for tannin activity (red vector) and associated
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tannin structural features.
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Figure 7. Tannin molecular mass distribution for 62 day extended maceration experiment with
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samples collected at crush (red), after fermentation (blue), midway through maceration (pink)
670
and free run at pressing (aquamarine).
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Journal of Agricultural and Food Chemistry
671
672
Figure 1.
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674 675
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Figure 2.
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Journal of Agricultural and Food Chemistry
Figure 3
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Figure 4.
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689
690
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% of Entire Set Mean Value (n=37)
180
688
160
n=9
A
B
n=8 n=10
140 120 n=10
100 80 60
40 3 Figure
Tannin Activity
TanninGravimetric Recovery
20
692
694
695
% of Entire Set Mean Value (n=37)
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180 160
C
D
140 120 100 80 60 40 Conversion Yield
PAU520/PAU280 20
696 180
697
699
700
% 0f Entire Set Mean Value (n=37)
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160
F
E
140 120 100 80 60 40 %ECG
%EGC 20 Crush
End of Ferm
Post Ferm
Free Run
Crush
End of Ferm
Post Ferm
Free Run
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702
703 36 ACS Paragon Plus Environment
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704
Journal of Agricultural and Food Chemistry
Figure 5.
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708
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Figure 6.
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Journal of Agricultural and Food Chemistry
Figure 7.
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TOC Graphic
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40 ACS Paragon Plus Environment