Redox- and pH-sensitive glycan (Polysialic acid) derivatives and F127

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Redox- and pH-sensitive glycan (Polysialic acid) derivatives and F127 mixed micelles for tumor-targeted drug delivery Yihui Deng, Mingqi Liu, Xiang Luo, Qiujun Qiu, Le Kang, Tang Li, Junqiang Ding, Yan Xiong, Zitong Zhao, Chuqing Chang, Jinlei Zan, Xinrong Liu, and Yanzhi Song Mol. Pharmaceutics, Just Accepted Manuscript • DOI: 10.1021/ acs.molpharmaceut.8b00687 • Publication Date (Web): 03 Nov 2018 Downloaded from http://pubs.acs.org on November 4, 2018

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Molecular Pharmaceutics

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Redox- and pH-sensitive glycan (Polysialic acid) derivatives and F127 mixed micelles for tumor-targeted drug delivery

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Mingqi Liu, Xiang Luo, Qiujun Qiu, Le Kang, Tang Li, Junqiang Ding, Yan Xiong,

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Zitong Zhao, Jinlei Zan, Chuqing, Chang, Xinrong Liu, Yanzhi Song*, Yihui Deng*

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College of Pharmacy, Shenyang Pharmaceutical University, 103 Wenhua Road,

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Shenyang, Liaoning 110016, China

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Corresponding authors:

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Yihui Deng, E-mail address: [email protected];

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Yanzhi Song, E-mail address: [email protected];

26

Telephone: +86 (0) 24 43520553;

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Fax: +86-24-43520553.

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Graphic Abstract

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Abstract

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With increasing application of PEGylated products, drawbacks are beginning to

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emerge, such as the ‘PEG dilemma’. Other promising materials may need to be found

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in the current situation. Endogenous polysialic acid (PSA), which is highly expressed

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on mammalian, bacterial and malignant surface, may be a promising material in

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oncology. In this study, a dual-responsive amphiphilic PSA cholesterol derivative

36

(PSA-CS-CH) was synthesized to explore the opportunity of PSA in targeted drug

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delivery systems. PSA-CS-CH, F127 mixed micelles (PF-M) and pure F127 micelles

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(F-M) were prepared for comparative anti-tumor experiments. The in vitro experiments

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showed that modification of PSA-CS-CH significantly increased cytotoxicity and

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cellular uptake. PF-M had excellent tumor microenvironment response release behavior

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on acidic media with high GSH levels. The in vivo fluorescence imaging and anti-tumor

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experiments showed that PF-M had excellent tumor targeting ability and great tumor

43

suppression ability. In summary, biodegradable PSA may contribute to cancer therapy.

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Keywords: polysialic acid; tumor-targeted; dual-responsive; pH-sensitive; drug

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delivery system

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1 Introduction

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PEGylated nanocarriers confer certain advantages to the drug,, such as prolonged

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circulatory half- life, increased tumor accumulation, and reduced systemic toxicity1-6.

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Several PEGylated products have been approved for clinical cancer treatment or clinical

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trials since 1995. These include PEGylated protein(Adagen®7), PEGylated

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liposomes(Doxil®8), PEGylated micelles(Genexol®9, NK91110), and PEGylated 2

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microemulsions (Aquafol®11). However, PEGylated drugs provide marginal

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improvement in efficacy over free drugs in clinical settings, especially for solid tumor

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treatment12-15, such as Doxil®. This is a result of poor intratumoral diffusion13, 16, 17, and

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unfavorable drug release18-20. In addition, researchers have demonstrated that

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PEGylation can lead to the ‘PEG dilemma’21,

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problems associated with PEG have limited its clinical application. There is an urgent

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need to identify other biodegradable and bioactive substances.

22

and security23-26. Considerable

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Polysialic acid (PSA) which abundantly presents on the surface of mammalian and

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bacterial cells27-29 and malignant tumors30-32 is a promising alternative to PEG [25]. PSA

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(pKa=2.633) is a linear polymer composing of α-2,8 linked sialic acid (SA) monomers.

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There are numerous reasons for PSA to be potential. First, PSA is an endogenous

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substance, and could escape from the phagocytosis of immune cells and prolong

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circulation time32,

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conjugate was close to 40 hours after intravenous administration to mice. Significant

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increase in circulation time for IFN-α2b, GCSF, insulin and asparaginase in animal

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models by polysialylation36. Second, one of the major receptors of SA (selectin) is

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highly expressed on the surface of tumor cells37,

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cells39-41, therefore, when the drug carrier circulates to the tumor site, the tumor cells

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can directly uptake drug through ligand-receptor recognition. PSA could also directly

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bind to biologically active molecules on the surface of tumor cells through ternary

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complex formation with FGF2, FGFR, and heparan sulphate (HS)36, 42. Third, PSA also

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has the advantage of being biodegradable and catabolic products (e.g. SA) which are

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non-toxic43. Evidence suggests that polysialylation may significantly contribute to

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cancer therapy.

34, 35.

Gregoriadis et al. demonstrated that the half-life of a PSA

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and tumor vascular endothelial

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After intravenous injection, the ideal nanocarriers need to meet requirements of

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rapid the intracellular release of drugs, long circulation time in the blood and the

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efficient uptake of tumor cells. Studies have shown that there are such gradients in

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cancer patients, such as glutathione (GSH) concentration gradients between the cytosol

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(2-10 mM) and the extracellular (2-20 μM) spaces44, 45 and the pH gradient between

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lysosomes and endosome (4.5-5.0) and extracellular tumor tissue (6.4-6.8) and normal 3

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tissue (7.4)46-48. Therefore, a new PSA derivative, PSA-CS-CH (Scheme 1), was

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sensitive to the pathophysiological characteristics of malignant tissue, and was

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synthesized to prevent premature drug release while efficiently releasing the drug in

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target tissue.

86 87

Scheme 1. Synthetic route of (A) CS-CH and (B) PSA-CS-CH.

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Although PSA-CS-CH has many advantages, the in vitro stability of pure PSA-CS-

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CH micelles is not high and the particle size is large due to the presence of a large

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portion of hydrophobic groups in the structure. We can solve this problem with mixed 4

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micelles, which can combine the advantages of different nanomaterial to form

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multifunctional micelles49,

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biocompatible polymer with moderate cytotoxicity and immunogenicity, which has

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been approved by FDA as direct and indirect food additives, pharmaceutical ingredients

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and agricultural products and extensively used in drug delivery systems51-53. Due to its

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high PEO-PPO ratio, F127 has a low critical micelle concentration (CMC) value, that

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is, the micelles formed by F127 may be more stable.54. Therefore, a doxorubicin

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(DOX)-delivering mixed micelle (DOX-PF-M) based on PSA-CS-CH and F127 was

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designed. The insensitive derivative DOX-F-M, which was composed of F127, but

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lacked the PSA-CS-CH, was also prepared for comparison. The designed DOX-PF-M

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was taken up by tumor cells via both receptor-mediated endocytosis and pinocytosis55-

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59,

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within the tumor cell, the disulphide bond in CS is sheared off, causing dissociation of

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DOX-PF-M and drug release. Moreover, once DOX-PF-M is endocytosed, DOX will

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be released quickly because of the reduced electrostatic forces between PSA and DOX.

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The in vitro release experiments showed that PF-M can specifically respond to unique

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GSH and pH microenvironment in tumor cells. The uptake of PF-M by S180 cells was

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greatly increased and the IC50 was greatly reduced compared to F-M. The results of in

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vivo imaging and anti-tumor experiments showed that PF-M can accumulate in large

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numbers in tumor and exerts good cytotoxicity, echoing the in vitro MTT assay results.

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The experimental flow chart is shown in Scheme 2. The redox and pH dual-responsive

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micelles offer a powerful platform for the simultaneous enhancement of tumor drug

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accumulation and rapid and sufficient intracellular drug release to achieve safe and

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effective cancer therapy.

50.

Pluronic F127, an A-B-A type triblock, non-ionic,

and internalized into tumor cells. Following exposure to the GSH microenvironment

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Scheme 2 Flow chart of in vitro and in vivo targeting and anti-tumor effect verification of PSA-CS5

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CH modified micelles.

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2 Experimental

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2.1 Materials

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Pluronic F127 (F127, MW =12,600) was supplied by BASF SE (Ludwigshafen,

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Germany). Poly[2,8-(N-acetylneuraminic acid sodium salt)] (PSA) containing

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approximately 100 sialic acid (SA) units was isolated from E. coli was provided by

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Carbosynth China, Ltd. (Shanghai, China). Cystamine (CS) was obtained from TCI

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Development Co., Ltd. (Shanghai, China). Cholesteryl chloroformate (CHMC) was

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provided by J&K Scientific Ltd (Shanghai, China). Doxorubicin hydrochloride salt

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(DOX·HCl) was supplied bym Beijing HuaFeng Co. Ltd. (Beijing, China). N-(3-

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dimethylaminopropyl)-N’-ethylcarbodiimide hydrochloride (EDC) and N-hydroxy-

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succinimide (NHS) were supplied by China National Medicines Co. Ltd. (Shenyang,

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China). 3-[4, 5-Dimethyl-thiazol-2-yl]-2, 5-diphenyl tetrazolium bromide (MTT) was

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supplied by Sigma Aldrich Chemical Co., Ltd. (St. Louis, MO, USA). 1, 1’-

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Dioctadecyl-3, 3, 3’, 3’-tetramethylindotricarbocyanine iodide (DiR) was acquired

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from Molecular Probes, Inc. (Eugene, OR, USA). The remaining chemicals were of

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analytical grade..

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2.2 Cells and animals

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S180 cells were purchased from the Chinese Academy of Sciences cell bank

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(Shanghai, China). Male Kunming mice weighing 18–20 g and Wistar rats weighing

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180–200 g were obtained from the Experimental Animal Center of Shenyang

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Pharmaceutical University (Shenyang, China). These animals are free to drink water

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and eat standard foods. Animal studies were conducted in accordance with the

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guidelines for animal experiments at Shenyang Pharmaceutical University..

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2.3 Synthesis of PSA-CS-CH conjugates

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Molecular Pharmaceutics

2.3.1 Synthesis of cystamine-modified CHMC

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Cystamine-grafted CHMC (CS-CH) was synthesized by coupling CHMC with the

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primary amino group of CS. Briefly, CS (250 mg, 1 mM) and CHMC (539 mg, 1.2

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mM) were dissolved in 3 ml formamide (FA) and 1 mL dichloromethane (DCM),

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respectively, and then mixed. Triethylamine (TEA) (420 μL, 3 mM) was then added to

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the reaction system and stirred at 25°C under N2 overnight. After completion of the

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reaction, followed by the extraction of DCM layer which was then removed by rotary

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evaporation under reduced pressure. The solid was washed with FA, and the resulting

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FA suspension was dialyzed against distilled water with a 500Da dialysis bag.

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(Spectrum®, Rancho Dominquez, CA). The retentate obtained was lyophilized and the

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lyophilisate was washed with FA to remove unreacted CS and lyophilized again. This

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process was repeated several times until the product weight no longer changes. The

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final product was characterized by FT-IR (Bruker IFS 55) and MS (Agilent 1100)

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spectroscopy.

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2.3.2 Synthesis of amphiphilic PSA-CS-CH conjugates

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Amphiphilic PSA-CS-CH conjugates were synthesized by the amidation reaction

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between the carboxylic group of PSA and the primary amino group of CS-CH,

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catalysed by EDC/NHS. The synthetic route was shown in scheme 1. In brief, PSA (300

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mg, 1 mM COOH) was dissolved in FA to obtain a polymer solution. EDC (383 mg, 2

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mM) and sulpho-NHS (115 mg, 1 mM) were added to PSA solution and placed in an

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ice-water bath for 0.5 h. Next, CS-CH (113 mg, 0.2 mM) dissolved in DCM was added

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and stirring was continued at 25oC for 4 hours. The ratio between FA and DCM is still

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3:1. After the reaction was completed, DCM was added to the reaction system to

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separate FA and DCM, the DCM layer was discarded, and the FA layer was placed in

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a 1000Da dialysis bag(Spectrum®, Rancho Dominquez, CA) and dialyzed against

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distilled water.. The retentate was lyophilized and then dissolved in water and filtered

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to remove insolubles (CS-CH) and lyophilized again. This process was repeated several

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times until no more insoluble matter appeared. The final product was characterized by

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FT-IR (Bruker IFS 55) and 1H-NMR (Bruker 600-MHz) spectroscopy.

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2.3.3 Determination of degree of substitution (DS) of CS-CH on the PSA polymer 7

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backbone

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The DS of CS-CH was calculated by ultraviolet-visible spectrophotometry.

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Excessive dithiothreitol was added to the PSA-CS-CH conjugate to reduce the disulfide

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bond to free thiol. The disulphide bond content was calculated through the measurement

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ofthe absorbance of the free sulfhydryl group at 412 nm using the Ellman’s method,

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and then calculating the sulfhydryl content from the standard curve obtained from the

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L-cysteine solution (0.05-1.0 mg/mL).

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2.4 Preparation and characterization of DOX-PF-M and DOX-F-M

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2.4.1 Preparation of micelles

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DOX-loaded micelles were prepared by a self-assembly method. Briefly,

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DOX·HCl was stirred with excess TEA (2 × DOX·HCl) in CHCl3 overnight to obtain

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a DOX base. F127 (150 mg) and PSA-CS-CH (15 mg) were dissolved in 1 ml of DOX

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base solution (8 mg DOX base in 1 mL CHCl3), respectively, and stirred for 10 min.

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The organic solvent was then removed by vacuum evaporation. Distilled water (3 mL)

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was added dropwise into the mixture of F127, PSA-CS-CH, and DOX base with

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constant stirring for 20 min. Preparation of F-M was identical to that of PF-M except

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that PSA-CS-CH is not present. The final PF-M and F-M were obtained by filtering

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through a 0.22 micron filter to eliminate unencapsulated DOX base and preserved at

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4°C. DiR-labeled micelles were prepared in the same way as DOX-loaded micelles,

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except that F127 and PSA-CS-CH were added to the fluorescent probe DiR ethanol

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solution instead of the DOX base solution. The mean diameter and ζ potential of

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micelles were measured by a NICOMP380 instrument (NICOMPTM 380, Particle

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Sizing System, CA, USA).

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2.4.2 Encapsulation efficiency and loading capacity

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The encapsulation efficiency and drug loading efficiency of DOX-loaded Micelles

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were determined by ultraviolet-visible spectrophotometry. Encapsulation efficiency

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(EE) and drug loading efficiency (DL) were calculated as follows: (1) EE % = (the

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amount of DOX inside the micelle / the total amount of DOX in the prescription) × 100% 8

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and (2) DL % = the amount of DOX inside the micelle / Total amount of all materials

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in the prescription) × 100%.

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2.4.3 Morphology

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A negative staining method was used to stain the micelles and then the morphology

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was observed with a transmission electron microscope. The micelles were dropped onto

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a film-coated copper mesh and stained with 2% (w/v) phosphotungstic acid for 1 minute.

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The samples were measured by using a transmission electron microscope (TEM, JM-

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1200EX, JEOL Ltd, Japan) after air drying at room temperature.

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2.5 Critical Micelle Concentration

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The CMC of the PSA-CS-CH and F127 mixture was determined on a

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luminescence spectrometer (SpectraMax M3; Molecular Devices LLC, Sunnyvale, CA,

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USA) by using pyrene as fluorescent probe60, 61. An equivalent volume of 0.1 ml pyrene

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solution in acetone (1.0×10-5 mol/L) was added into a series of volumetric flasks. The

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organic solvent was purged under nitrogen. PSA-CS-CH and F127 were weighed and

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transferred into a 10-mL volumetric flask at a 1:10 ratio. The final concentration of

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PSA-CS-CH ranged from 1.0 × 10-3 to 1.0 ×10-7 g/mL. The mixture was sonicated for

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1 h and shaken at a rate of 100 rpm at 25°C overnight. The emission wavelength was

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fixed at 397 nm, and the excitation wavelength was scanned at wavelengths between

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300 nm and 350 nm. The CMC of the PSA-CS-CH and F127 mixture was the

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intersection of the two fitting curve intensity ratios I338 / I334 in the low concentration

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region and the high concentration region.

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2.6 In vitro release assay

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DOX solution (DOX-S), DOX-F-M and DOX-PF-M were placed in a dialysis tube

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(10 kDa MWCO) and dialyzed against release media of different conditions: pH 7.4

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PBS with 10 μM GSH (pH 7.4/10 μM GSH), pH 7.4 PBS with 10 mM GSH (pH 7.4/10

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mM GSH), pH 5.0 PBS with 10 μM GSH (pH 5.0/10 μM GSH), and pH 5.0 PBS with

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10 mM GSH (pH 5.0/10 mM GSH). The release medium contained 0.1% (w/v) Tween

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80, which was used to achieve sink conditions. All samples were stirred at 37oC in a

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water-bath at 100 rpm. At the specified time intervals, the release medium was collected

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and replaced with an equal volume of fresh PBS. The concentration of DOX was 9

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measured by a microplate reader (Bio-Rad Laboratories Ltd., Hertfordshire, UK). All

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samples were measured in parallel three times.

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2.7 Dilution stability of the micelles

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With the particle size and encapsulation efficiency used as indicators, the dilution

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stability of the DOX-loaded micelles was investigated after incubation at 10–80-fold

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dilution with phosphate buffered saline (pH 7.4) at 37°C for 24 h. The methods for both

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particle size and encapsulation efficiency measurement are described in Section 2.4.

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2.8 In vitro cytotoxicity (MTT) studies

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S180 cells were used to determine the cytotoxicity of different excipients and DOX

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formulations. Briefly, S180 cells were seeded in 96-well plates at a density of 5000

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cells per well, then incubated with serial concentrations of excipients and DOX

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formulations for 48 h. Next, 10 μL of MTT solution (5.0 mg / mL) was added to the

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wells, and after further incubation for 4 hours, 100 μL of the stop solution(10% SDS/5%

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isobutanol/0.012 M HCl, w/v/v) was added to dissolve the formazan. The absorbance

244

of the final solution was measured at 570 nm using the microplate reader(Bio-Rad

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Laboratories Ltd., Hertfordshire, UK). Five replicates of each assay were performed

246

and the IC50 values were calculated by using GraphPad Prism 5.0 software.

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2.9 In vitro cellular uptake studies

248 249

Flow cytometry and confocal laser scanning microscopy (CLSM) were used to quantitate the uptake behavior of different formulations in S180 cells.

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CLSM: S180 cells grown as a monolayer were suspended by brief treatment with

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trypsin and then washed once with fresh culture medium. Aliquots of the S180

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suspension (1.0 ×105 cells/mL) were incubated with DOX-S, DOX-PF-M, or DOX-F-

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M (DOX concentration, 5 μg/ml) and diluted in culture medium for 2 h at 37oC. An

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equal volume of medium was added to the cells of the negative control group. The cells

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were then washed 3 times with cold PBS and fixed with 4% paraformaldehyde solution

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followed by 5 μg/ml DAPI staining in PBS and observed using CLSM (Nikon C2

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Confocal, Tokyo, Japan).

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Flow cytometry: aliquots of the S180 suspension (1.0 ×105 cells/mL) were

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incubated with DOX-S, DOX-PF-M, or DOX-F-M (DOX concentration, 5 μg/ml) and 10

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diluted in culture medium for 2 h at 37oC. An equal volume of medium was added to

261

the cells of the negative control group. The cells were then washed 3 times with cold

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PBS and digested with trypsin. The mean fluorescence intensity of the cells was

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determined by FACS Sort Flow Cytometry (Beckman Coulter, Fullerton, CA, USA).

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2.10 In vivo circulation studies

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Wistar rats were randomized into 3 groups of 6 each, and different DOX

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formulations (DOX dose, 5.0 mg / kg) were administered through the tail vein. At 1, 5,

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15, and 30 min and 1, 2, 4, 8, 12, and 24 h after injection, heparinized tubes were used

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to collect blood taken from the orbital sinus of the rats to obtain the anticoagulant

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sample which were then centrifuged at 1930 g for 10 minutes to obtain plasma

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(supernatant) and stored in a -20 ° C refrigerator. The pharmacokinetics parameters:

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half-life (t1/2), area under the drug concentration-time curve values (AUC0-∞), and

272

maximum

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(Mathematical Pharmacology Professional Committee of China, Shanghai, China).

274

2.11 In vivo fluorescence imaging analysis

concentration

(Cmax)

were

analyzed

using

DAS.2.1.1

software

275

In vivo FX Pro imaging systems (Kodak, Rochester, NY, USA) were used for

276

fluorescence imaging. Mice were injected with DiR-solution (DiR-S), DiR-F-M and

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DiR-PF-M (DiR dose, 0.6 mg/kg) through the tail vein on day 15 after inoculation of

278

S180 cells in Kunming mice. Fluorescence and X-ray scanning were performed at 1 h,

279

4 h, 8 h and 24 h after intravenous injection using a Kodak in vivo imaging system FX

280

PRO (Bruker, Inc., USA). The experimental excitation emission wavelengths were 720

281

nm and 790 nm, respectively. Mice were anesthetized by inhalation of Gerolan Sol and

282

then moved into the imaging room for scanning. After 24 hours, the mice were

283

sacrificed to dissect the main organs and tumors Fluorescence images were captured

284

using the imaging system and the micelles accumulated in tumors were evaluated by a

285

quantitative region-of-interest (ROI) analysis on the DiR signal variation.

286

2.12 In vivo anti-tumor efficacy 11

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The ability of DOX preparations to inhibit tumor growth on S180 tumors was

288

evaluated by injecting them into the tail vein of Kunming mice. Briefly, on day 0, 2×106

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S180 cells were injected subcutaneously into armpit of right front arm of the mice. Then,

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they were randomly divided into 4 groups of 6 each. DOX-S, DOX-F-M, or DOX-PF-

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M were administered intravenously on days 3, 6, 9, 12, and 15 after inoculation (DOX

292

dose, 5.0 mg/kg), respectively 62, 63. The control group (5% glucose) was administered

293

equivalent amount of glucose. Body weight and tumor diameter were measured every

294

two days, and the formula for tumor volume was 0.5ab2, where “a” and “b” were the

295

longest diameter and the shortest diameter. Tumor inhibition rate (TIR) includes tumor

296

volume inhibition rate (TIRV, %), calculated from the formula TIRV = (VControl group –

297

VTreatment

298

relationship between body weight, which reflects the quality of life of mice, and tumor

299

volume, we proposed Relative Tumor-inhibition (TI) index as an indicator of anti-

300

tumor pharmacodynamics. Relative TI index was calculated as Relative TI index = TI

301

indexTreated group / TI indexControl group ,TI index = Body weight (g) / Tumor weight (g).

302

The default tumor density was 1g/cm3.

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2.13 Statistical analysis

group)/VControl group

 100%. Moreover, in order to intuitively reflect the

304

All data are shown as the mean ± standard deviation (SD). Differences between

305

groups were tested for significance using a one-way analysis of variance by the SPSS

306

16 procedure ANOVA. Differences were considered significant at P ≤ 0.05.

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3. Results and discussion

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3.1 Synthesis and characterisation of PSA-CS-CH

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The three reactants were conjugated by the reaction between the carboxyl group

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of the PSA and the primary amine group of CS and the acyl chloride group of CHMC,

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as shown in Scheme 1. Due to the varying solubilities of CS and CHMC, a mixed

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solvent of DCM, FA = 1: 3 (v: v), was selected. During CS-CH purification, DCM was

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first added to the system and the FA layer was discarded to remove the unreacted excess 12

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of CS. DCM was then removed under reduced pressure, the resulting solid was washed

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with FA and the FA suspension was dialyzed against water to remove the triethylamine

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salt formed in the reaction. The carboxyl group excess (carboxyl group in PSA: CS-CH

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= 5: 1, mol:mol) was controlled, and the carboxyl group was activated by incubation

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with EDC and NHS in an ice bath for 30 min. CS-CH was then added at 25oC and

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reacted overnight to prevent self-crosslinking of PSA. When the weights of the

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synthesized products CS-CH and PSA-CS-CH no longer changed, the purification was

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complete.

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The structure of CS-CH and PSA-CS-CH were characterised by using MS, 1H

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NMR, and FT-IR spectroscopy (Fig. 1). The major m/z peaks of CS-CH, appearing at

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566.5 and 588.3, were assigned to the complexes of [M+H+] and [M+Na+]. PSA is a

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polymerization of SA in the α-2, 8 manner, therefore, the chemical shift of hydrogen in

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the C8 position of PSA will become smaller compared to SA. Another characteristic

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peak of PSA is the methyl in amide structure at the C5 position. After the reaction, the

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amine group in CS is converted to an amide, so there will be a small increase in the

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chemical shift of CH2 at the amine group alpha position in CS. There are a large number

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of alkyl groups in CHMC, and its chemical environment has not changed significantly,

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so the chemical shift is at the chemical shift of the conventional alkyl group (0.9-1.5

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ppm). In summary, in the 1H NMR spectrum of PSA-CS-CH (CD3OD, δ ppm), the peak

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assignment information is as follows: 2.0 (s, CH3-CO-NH-, PSA), 3.17 (q, C8H, PSA),

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1.1-1.4 (t, -CH2-/-CH3-, CHMC), 3.2 (m, -CH2-, CS). Fig.1C shows the FT-IR spectrum

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of CS, CHMC, CS-CH, and PSA-CS-CH. Successful synthesis of CS-CH conjugate

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was demonstrated by the disappearance of acid chloride bonds (1776.5 cm-1) and the

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appearance of amide (1631.5 cm-1) and disulphide bonds (618.6 cm-1). The amide and

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disulphide bonds both occurred in the FT-IR spectrum of PSA-CS-CH (1631.6 cm-1

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and 617.9 cm-1, respectively). The stronger and broader peak appearing around 3400

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and the attenuation of the alkyl peak intensity appearing around 2900 show the

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successful coupling of PSA with CS-CH. This is attributed to the large amount of

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alcoholic hydroxyl groups and carboxyl groups present in PSA. The ratio of alkyl

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groups in the PSA-CS-CH molecule is lower than that of CS-CH, and thus the relative 13

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intensity is markedly decreased.

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The DS defined as the number of CS-CH per 100 carboxyl groups of PSA polymer

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estimated by the Ellman’s method was 18.9% on a molar basis, indicating that the free

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amine of cystamine can react with PSA and almost all CS-CH are modified with PSA.

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349 350

Fig.1 The characterization of CS-CH and PSA-CS-CH. (A) MS spectrum of CS-CH. (B) 1H NMR

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spectrum of PSA-CS-CH in CD3OD. (C) FT-IR spectrum of CS, CHMC, CS-CH and PSA-CS-CH.

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3.2 Characterization of DOX-loaded micelles

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The size of nanocarriers plays a critical role in drug delivery, and can influence 64-67.

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tumor accumulation, penetration, and treatment

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below 200 nm can attenuate the uptake of the mononuclear phagocytic system (MPS)

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and increase accumulation in the tumor due to enhanced permeability and retention

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(EPR) effects68, 69. In the prescription screening process of micelles, the weight ratio of

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F127 to PSA-CS-CH was investigated using particle size and polydispersity as

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indicators. The results are shown in Table S1 and Fig. S1. Finally, we found that when

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the ratio exceeds 10:1, the particle size and polydispersity of the mixed micelles become

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sharply large, that is, the micelles formed in a ratio of 10:1 are the most uniform, and

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the micelles become unstable exceeds this ratio. Therefore, we chose the ratio of 10:1

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for subsequent experiments. In this study, dynamic light scattering (DLS) 14

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measurements revealed that the sizes of DOX-loaded F-M and PF-M were 34.0 ± 1.0

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nm and 59.1 ± 2.8 nm, respectively. Results of transmission electron microscopy

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showed that the particle size of the micelles was basically the same as that measured by

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the DLS method; the micelles existed as spherical nanoparticles, regardless of size

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(Fig.2 and Fig.S2). Other characteristic parameters were shown in Table 1. The

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existence of the electric double layer is an important factor for the stability of the

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dispersion system. When the charged particles get close to each other in the solution,

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the double electric layers around the particles are cross-linked to generate electrostatic

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repulsion, thereby stabilizing the preparation. The PSA has an ionizable carboxyl group

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so the ζ potential of the PF-M increases from -1 mV (F-M) to -14.8 mV, and the PF-M

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is more stable because of the generation of electric double layer compared to F-M. UV-

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visible light Spectrophotometry was used to determine the EE and DL of micelles. The

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drug loading of PF-M is significantly higher than that of F-M (p