The Simplified Concepts

encounter more than usual re straints. OOME OF THE considerations needed ... servations are values of a random variable; in other words, the values ca...
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by K. A. CHATTO and R. W. KENNARD, 1

Ε. I. du Pont de Nemours & Co., Inc. Evolutionary Operation in Plant-Scale Experiments

The Simplified Concepts EVOP is a different approach to process improvement. It applies sound, well tested principles to an area where experimenters encounter more than usual re­ straints

O O M E O F T H E considerations n e e d e d

in utilizing t h e concepts of E V O P are highlighted in this report. T h e discussion, covering t h e middle ground between techniques a n d successful case histories, begins with the simplest statistical abstraction of a process. We shall call the process a box

I n general we cannot predict t h e exact value of y, b u t can predict only the fraction of time that it will b e in some interval, Ay. However, in almost all practical situations we assume that t h e probability dis­ tribution of t h e observations is at least partly unknown. W e are ignorant of some aspects of the situa­ tion; that is, we d o n o t know t h e characteristics of o u r process. I n t h e simplest case this a m o u n t s to assuming that t h e m e a n , Θ, is unknown. T h e observations pro­ vide information about t h e dis­ tribution from which they come. Therefore, they guide us in deter­ mining t h e value of ΘStatistical inference is concerned with methods of using observations on t h e o u t p u t to obtain informa­ tion about t h e probability distribu­ tion a n d t h e m e a n Θ- T h e case before us n o w is too simple to con­ sider further, b u t it does provide the base to introduce a further degree of complexity.

T h e purpose of a n y experimentation is to learn something a b o u t t h e function,/. Therefore, What we want to learn about the proc­ ess, that is how it responds to controls X i and X 2 , can take various forms

How does output y compare with a postulated value, say θ = f (Xi = 10, X2 = 20) = 20?

The process is not a tightly sealed box. It has external leads, X x andX 2 , by which its characteristics can be changed O p e r a t i o n of t h e process produces an output, y, which for our purposes is a set of d a t a or observations, as we call them—i.e., values of Y, (yi,y2-..). W e assume t h a t t h e o b ­ servations a r e values of a r a n d o m variable; in other words, t h e values cannot b e forecast exactly, b u t only within t h e confines of a probability distribution. A simple model is that of a normal dis­ tribution with mean θ and variance σ2

What is the range of operation for con­ trols Xi and X2? What is the extent of the nonshaded area? In the shaded area, the process may be inoper­ able—e.g., no reaction, or fouling, or plugging

These external leads a r e factors such as temperatures, concentrations, a n d rates which a r e u n d e r o u r con­ trol. W e postulate t h a t t h r o u g h these external controls we can change the characteristics of t h e process. T h a t is we c a n change t h e values of the output. Mathematically, we say t h a t we can change t h e value of θ by changing t h e values of X\ and X