tion of Indoles with Alkenyl Bromides - ACS Publications

tion of Indoles with Alkenyl Bromides: Scope and Mechanistic As- pect. Rahul A. Jagtap,†,‡ ... reactive site for various electrophilic substitutio...
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Nickel-Catalyzed Straightforward and Regioselective C-H Alkenylation of Indoles with Alkenyl Bromides: Scope and Mechanistic Aspect Rahul A. Jagtap, Chathakudath Prabhakaran Vinod, and Benudhar Punji ACS Catal., Just Accepted Manuscript • Publication Date (Web): 04 Dec 2018 Downloaded from http://pubs.acs.org on December 4, 2018

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ACS Catalysis

Nickel-Catalyzed Straightforward and Regioselective CH Alkenylation of Indoles with Alkenyl Bromides: Scope and Mechanistic Aspect Rahul A. Jagtap,†,‡ C. P. Vinod,§ and Benudhar Punji*,†,‡ †

Organometallic Synthesis and Catalysis Group, Chemical Engineering Division, ‡Academy of Scientific and Innovative Research (AcSIR) and §Catalysis Division, CSIR–National Chemical Laboratory (CSIR–NCL), Dr. Homi Bhabha Road, Pune 411 008, Maharashtra, India

ABSTRACT: Nickel-catalyzed regioselective CH bond alkenylation of indoles and related heteroarenes with alkenyl bromides is accomplished under relatively mild conditions. This method allows the straightforward synthesis of C-2 alkenylated indoles employing an air-stable and well-defined nickel catalyst, (bpy)NiBr2, providing a solution to the limitations associated with hydroindolation and oxidative alkenylation. The reaction conceded the coupling of indole derivatives with various alkenyl bromides, such as aromatic and heteroaromatics, - and -substituted as well as exo- and endo-cyclic alkenyl compounds. An extensive mechanistic investigation, including controlled study, reactivity experiments, kinetics and labeling studies, EPR and XPS analyses, highlights that the alkenylation proceeds through a single-electron transfer (SET) process comprising an odd-electron oxidative addition of alkenyl bromide. Further, the alkenylation operates via a probable Ni(I)/Ni(III) pathway involving the rate-limiting CH nickelation of indole. KEYWORDS: alkenylation, CH activation, indoles, mechanism, nickel, single-electron transfer

INTRODUCTION Indole represents a privileged heterocyclic motif that occurs in many biologically active natural products, medicinal compounds, and functional materials.1 Thus, regioselective direct CH bond functionalization of the indole ring is very crucial considering the development of diverse structural entities bearing this unique heterocyclic frame-work.2 Apart from nitrogen atom, the C-3 position of indole is the most reactive site for various electrophilic substitution reactions,3 however, recent development of the transition-metal-catalyzed CH bond functionalization has unraveled numerous methods for selective C(2)H functionalization.4 Amongst diverse C-2 functionalizations, such as arylation, alkylation, and benzylation of indoles;4 the alkenylation of indoles is of special interest owing to the involvement of alkenyl-functionality in a number of processes including pericyclic reactions and macrocyclizations,5 in addition to the existence of alkenylated indoles in medicinal and natural products.6 Thus far, most of the C-2 alkenylation of indoles has been realized with relatively expensive noble-metal catalysts,7 such as rhodium,8 ruthenium,7b,9 and palladium.10 Yet, in recent years, considerable progress has been made employing naturally abundant firstrow transition-metal catalysts,11 including nickel.12 For example, alkenylation of indoles by Mn,13 Fe14 and Co15 catalysis has been independently reported by the groups of Matsunaga and Kanai, Yoshikai, Ackermann, Li, and others. Similarly, a nickel-catalyzed method for the alkenylation of indoles via hydroindolation is being demonstrated by Nakao and Hiyama,16 however, this method needs an electronwithdrawing substituent at the C-3 position of indole and uses

a highly sensitive Ni(cod)2/PCyp3 system, thus limiting the scope and generality of the methodology. Notably, most of the C-2 alkenylations have been accomplished through redoxneutral hydroindolation of alkynes (Scheme 1a) or oxidative coupling of indoles with alkenes, i.e., Fujiwara-Moritani (FM) type reaction (Scheme 1b). Despite significant advances, these approaches continue to face considerable limitations, including the difficulty in controlling regioselectivity, usage of the stoichiometric amount of secondary metal or peroxide oxidants and are restricted to alkenes bearing an electrondeficient group. A straightforward method to synthesize alkenylated indoles can be envisaged by the direct C(2)H bond alkenylation of indoles with alkenyl (pseudo)halides. In this direction, Ackermann has demonstrated a method for the coupling of indoles with alkenyl-enols via CH/CO activation employing cobalt catalysis (Scheme 1c).17 However, employment of an excess amount of the Grignard base, CyMgCl is essential for this method that limits the process. Unfortunately, there are no precedents on the direct alkenylation of indoles with alkenyl halides,18 not even using the noble metal catalysis. Therefore, the development of a straightforward method for the synthesis of C-2 alkenylated indoles employing a well-defined, inexpensive catalyst system based on naturally abundant first-row transition-metals, such as nickel, is highly desirable for the sustainability in modern organic synthesis. Herein, we report an efficient, straightforward approach for the regioselective alkenylation of indoles with various alkenyl bromides by the nickel catalysis (Scheme 1d). Noteworthy features of our strategy are an excellent predictable regiocontrol, oxidant-free functionalization, challenging CH alkenylation with unacti-

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vated alkenyl bromides using a defined, air-stable nickel catalyst, (bpy)NiBr2, under relatively mild reaction conditions. Additionally, a comprehensive substrates scope with regards to alkenyl bromides has been demonstrated, and an extensive mechanistic study, including control experiment, kinetic analysis, labeling study, and EPR and XPS analysis, has been performed to understand the reaction pathway.

Scheme 1. Strategies for CH Alkenylation of Indoles

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kenylation in solvents such as ortho-xylene, mesitylene, 1,4dioxane was less efficient than the reaction in toluene, which might be due to the disparity in solubility of the LiOtBu and/or Ni-precursor (entry 14, Table 1; and Table S1 in the Supporting Information). Surprisingly, the isolated nickel complex (bpy)NiBr2 (1) as catalyst under the optimized conditions in toluene afforded 50% yield of 6aa (synthesis and characterization of the catalyst are described vide infra). However, the alkenylation reaction using catalyst 1 was highly efficient when 1,4-dioxane was used as a solvent, and the reaction yielded 85% of 6aa at 150 oC (entry 16). Notably, the reaction afforded quantitative yield (84%) even at 120 oC though it needs 24 h for the completion (entry 17). Other bpy derived complexes [(bpy)3Ni]NiBr4 (2) and (bpy)2NiBr2 (3) were found to be as effective and afforded a good yield of the alkenylation product 6aa (entries 18, 19). Lowering the catalyst loading led to a decrease in the yield of product 6aa (entry 20). A nickel catalyst is essential for the reaction, without which no coupling product was observed (entry 21). Under the optimized reaction conditions, only traces (< 5%) of homo-coupled products of indole 4a and alkenyl bromide 5a were observed, even with the increasing loading of catalyst 1. Considering the well-defined nature of 1, the scope and mechanistic studies were performed employing complex 1 in 1,4-dioxane at 120 o C.

RESULTS AND DISCUSSION Optimization of Reaction Conditions. We initially examined the alkenylation of 1-(pyridin-2-yl)-1H-indole (4a) with (2-bromovinyl)benzene (5a, E:Z = 98:2) employing nickel catalyst precursors with or without added phosphine ligands in the presence of LiOtBu in toluene (Table 1, entries 1-4; for detailed optimization, see Table S1 in the Supporting Information). The use of sole nickel precursors (diglyme)NiBr2 or (thf)2NiBr2 as catalyst did not produce alkenylated product (E)-1-(pyridin-2-yl)-2-styryl-1H-indole (6aa), however, employment of the phosphine ligands, such as dppm, dppf along with (thf)2NiBr2 afforded trace amount of 6aa. Notably, the alkenylation reaction using nitrogen-donor ligand 1,10phenanthroline (phen) with (thf)2NiBr2 afforded 6aa in 47% yield (entry 5). The nitrogen-containing ligand might essential in stabilizing the organometallic intermediates during the catalytic process. Surprisingly, the alkenylation reaction produced a good yield of 6aa (71%) upon employing 2,2’-bipyridine (bpy) with (thf)2NiBr2 (entry 8). As the bpy/(thf)2NiBr2 catalyst system delivered satisfactory yield for the alkenylation, we screened several other nickel precursors, such as (diglyme)NiBr2, (CH3CN)2NiBr2 and Ni(cod)2 along with added bpy ligand, wherein a similar or slightly lower activity was observed (entries 9-11). Interestingly, better efficiency of the Ni(II) precursors than a Ni(0) system seems more advantageous due to the stability issues associated with the later. Al-

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ACS Catalysis

Table 1. Optimization of the Reaction Conditions a

entry

[Ni]

ligand

base

solvent

1

(diglyme)NiBr2

--

LiOtBu

toluene

6aa (%)b --

2

(thf)2NiBr2

--

LiOtBu

toluene

--

t

3

(thf)2NiBr2

dppm

LiO Bu

toluene

trace

4

(thf)2NiBr2

dppf

LiOtBu

toluene

trace

t

5

(thf)2NiBr2

phen

LiO Bu

toluene

47

6

(thf)2NiBr2

LiOtBu

toluene

26

7

(thf)2NiBr2

LiOtBu

toluene

trace

LiO Bu

toluene

71c

8

(thf)2NiBr2

batho cuproine neo cuproine bpy

9

(diglyme)NiBr2

bpy

LiOtBu

toluene

69

10

(CH3CN)2NiBr2

bpy

LiOtBu

toluene

65

t

60

t

11

Ni(cod)2

bpy

LiO Bu

toluene

12

(thf)2NiBr2

bpy

Na2CO3

toluene

--

13

(thf)2NiBr2

bpy

K3PO4

toluene

--

14

(thf)2NiBr2

bpy

LiOtBu

1,4-dioxane

69

15

cat. 1

--

LiOtBu

toluene

50

16

cat. 1

--

LiOtBu

1,4-dioxane

85c

17

cat. 1

--

LiO Bu

1,4-dioxane

84 c,d

18

cat. 2

--

LiOtBu

1,4-dioxane

82 c,d

19

cat. 3

--

LiOtBu

1,4-dioxane

79 c,d

20

cat. 1

--

LiOtBu

1,4-dioxane

64d,e

1,4-dioxane

--

21

--

--

t

t

LiO Bu

a Reaction Conditions: 4a (0.058 g, 0.3 mmol), 5a (0.110 g, 0.6 mmol), [Ni] precursor (0.015 mmol, 5 mol %), ligand (0.015 mmol, 5 mol %), LiOtBu (0.048 g, 0.6 mmol), solvent (1.0 mL). Catalyst 1 (0.0056 g, 0.015 mmol), catalyst 2 (0.0068 g, 0.015 mmol), catalyst 3 (0.0079 g, 0.015 mmol). bGC yield using ndecane as an internal standard. cIsolated yield. dReaction performed at 120 oC for 24 h. eEmploying 3.0 mol % of catalyst. dppm = 1,1-bis(diphenylphosphino)methane, dppf = 1,1'bis(diphenylphosphino)ferrocene, phen = 1,10-phenanthroline, bpy = 2,2’-bipyridine.

Effect of the N-Substituents of Indoles on Alkenylation. We have investigated the effect of the nitrogen substituents of indole on the C-2 alkenylation reaction employing various Nprotected indoles with alkenyl bromide 5a (Scheme 2). All the reactions were performed using catalyst 1 (5 mol %) in the presence of LiOtBu in 1,4-dioxane at 120 oC. As optimized before, the reaction of N-(2-pyridyl)-indole (4a) with 5a exclusively afforded the C-2 olefinated product 6aa in 84% yield. Similarly, the 2-pyrimidinyl as a nitrogen substituent in the substrate N-(2-pyrimidinyl)-indole reacted efficiently to produce desired product 6ga in 81% yield. To understand the directing (coordinating) ability versus the electronic impact of the N-substitution of indole, the N-(4-pyridyl)-indole was subjected to the alkenylation reaction, wherein coupling was not observed suggesting the role of N-substitution as a directing (coordinating) group rather than the electronic influence of the same. Additionally, the indole bearing thiophenyl or sulphonyl as N-substituent directing group did not afford the alkenylation product highlighting that strong -donor nitrogen coordination is essential for the nickel catalyzed alkenylation of indole. Notably, the indole containing a –COtBu group as N-substituent undergone base-assisted N-deprotection and subsequent nickel-catalyzed N-alkenylation to deliver (E)-1styryl-1H-indole in 92% yield (Scheme 2). As expected, the N-methyl indole did not produce the alkenylation, and a C-2 substituted N-pyridinyl indole unable to deliver the C-3 or C-7 alkenylated product. All these observations indicate that a nitrogen donor substituent at the N-atom of indole is essential, and under the optimized conditions a C-2 selective alkenylation is highly feasible. Scheme 2. Effect of Directing Group on Alkenylation

Synthesis and Characterization of Nickel Catalysts. As the nickel precursor (thf)2NiBr2 with added bpy ligand efficiently catalyzes the alkenylation of 1-(pyridin-2-yl)-1Hindole (4a) with (2-bromovinyl) benzene (5a), we were curious to identify the type of nickel complex formed during this process. Besides, we also wanted to know the activity of isolated nickel complex during the catalytic process. In that vein, we have performed the reaction of (thf)2NiBr2 with 1.0 equiv of bpy in THF at room temperature, which afforded complex (bpy)NiBr2 (1)19 as a light green solid (see Figure S1 in the Supporting Information). However, the treatment of

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(thf)2NiBr2 with 2.0 equiv of bpy produced [(bpy)3Ni].NiBr4 (2) in quantitative yield.20 Both the complexes 1 and 2 are NMR silent, and hence, were characterized by elemental analysis. Compound 2 could exist as a mixture of (bpy)2NiBr2 and (bpy)NiBr2. We have recently demonstrated the synthesis and characterization of similar complexes of 1,10-phenanthroline ligand.21 The composition of all the nickel complexes was analyzed by elemental analysis. The complex 3 was synthesized following the literature procedure.22 Substrate Scope for the Alkenylation of Indoles. After an extensive screening of all the reaction parameters including various nickel precursors and nickel complexes 1-3 for the alkenylation of indole, we started substrate scope for the alkenylation reaction with diversely substituted indoles and other azoles (Scheme 3). Indoles bearing alkyl (Me) and alkoxy (OMe) moieties at C-5 position reacted smoothly with (E)(2-bromovinyl) benzene (5a) to yield the desired C-2 alkenylated products 6ba and 6ca in 82% and 86%, respectively. Indole containing C-5 fluoro group is less reactive and requires 10 mol % loading of catalyst to achieve a good yield of 6da. The 5-Cl and 5-Br indoles reacted with low pace to deliver the products 6ea and 6fa in 57% and 32% yields, respectively; which is crucial for potential post-functionalization. As discussed before, the indoles bearing easily removable 2pyrimidinyl group reacted smoothly to deliver the desired products (6ga-ia) in good yields. Sterically hindered C-3 substituted indole 4j and 4k were alkenylated in moderate activity to give 6ja and 6ka, respectively. Unfortunately, the indoles bearing electron-withdrawing groups, such as −CN, −CHO, −NO2 at the C-3 or C-5 positions did not undergo alkenylation reaction under the optimized reaction conditions. The benzyloxy substituted indole 4l and azaindole 4m reacted in moderate activity to produce the alkenylation products 6la and 6ma in 57% and 59% yields, respectively. Additionally, a pyrazole derivative 4n could be easily alkenylated to afford the C5 alkenylation product 6na in 65% yield. In general, the present alkenylation protocol is highly selective to the C(2)−H functionalization, and the C(3)−H and C(7)−H bonds remained untouched, and provided access to the diversely substituted indole derivatives.

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Scheme 3. Substrate Scope for Alkenylation of Indole Derivativesa

a Conditions: Substrate 4 (0.30 mmol), 5a (0.110 g, 0.60 mmol), LiOtBu (0.048 g, 0.60 mmol), cat. 1 (0.0056 g, 0.015 mmol, 5.0 mol %), 1,4-dioxane (1.0 mL). Yield of isolated compound. b10 mol % of catalyst 1 was employed.

Further, the feasibility of the alkenylation reaction of 2-py or 2-pym substituted indoles with diversely substituted β-bromo alkenes was investigated (Scheme 4). Thus, the β-bromo olefins bearing a variety of substituents on the aromatic rings were subjected for alkenylation, which afforded C-2 olefinated indoles 6ab-6ag in good to excellent yields with exclusive Estereochemistry. The 2-pym substituted indole 4g reacted with good activity; whereas the C-3 substituted indoles, 4j and 4k afforded moderate yields of 6jc and 6kc. It is important to note that a heteroarene such as thiophenyl moiety tolerated under the optimal reaction condition to provide 43% of product 6ah. We next turned our attention to the sterically hindered αsubstituted bromo olefins. It was found that α-bromo styrene reacts smoothly with indole 4a and delivers the product 6ai in 69% yield. In addition to the aromatically substituted bromo olefins, electronically-rich α-substituted bromo alkene such as 2-bromopropene reacted to produce 50% of desired product 6aj. Interestingly, a SiMe3 group at the α-position is tolerated under the optimized reaction condition, which could be high synthetic importance. Further, the scope of the alkenylation is extended to endocyclic and exocyclic alkenes, which deliver the products 6al and 6am in low to moderate yields. Notably, the alkenylation proceeded in a regio specific manner affording E-stereomers exclusively in good yields. Generally, the similar regioselectively substituted products 6 are less common through hydroindolation of alkynes or oxidative alkenylations.

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ACS Catalysis

Scheme 4. Scope with Various Alkenyl Bromidesa H

H H + Br

R2

N R1

4

cat. 1 (5 mol %) LiOtBu (2 equiv) 1,4-dioxane 120 oC, 24 h

N

5

R1

6

R2

R2

OMe

N

Me

N

2-py

OMe

2-pym

2

R = Me, (6ab): 71% R2 = OMe, (6ac): 76% R2 = F, (6ad): 67% R2 = Cl, (6ae): 62% 2 R = Ph, (6af): 70%

N

6gc: 64%

R1 R1 = 2-py, (6jc): 44% R1 = 2-pym, (6kc): 45% S N

O

N

Ph N

2-py

2-py

N

R3

2-py 3

b

50% R = Me (6aj): R3 = SiMe 3 (6ak): 50% b

6ai: 69%

6ah: 43%

6ag: 58%

Ph

2-py

N

N

2-py

2-py

6al: 53%

6am: 17%

a

Conditions: Substrate 4 (0.30 mmol), alkenyl bromide 5 (0.60 mmol), LiOtBu (0.048 g, 0.60 mmol), cat. 1 (0.0056 g, 0.015 mmol), 1,4-dioxane (1.0 mL). Yield of isolated compound. bYield determined by 1H NMR.

MECHANISTIC CONSIDERATIONS Kinetics Analysis of Alkenylation. Considering the excellent activity of nickel catalyst (bpy)NiBr2 (1) for the alkenylation of indoles with alkenyl bromides, we have performed detailed mechanistic studies to know the working mode of the catalyst and to gain information about the catalytic process. Initially, we performed kinetic analysis of the nickel-catalyzed alkenylation reaction. In the standard rate measurement, a Teflon screw cap vessel was introduced with catalyst 1 (0.0056 g, 0.015 mmol, 0.015 M), LiOtBu (0.048 g, 0.60 mmol), alkenyl bromide 5a (0.110 g, 0.60 mmol, 0.60 M), indole 4a (0.058 g, 0.30 mmol, 0.30 M) and n-decane (0.030 mL, 0.154 mmol; internal standard). 1,4-Dioxane (0.9 mL) was added to the reaction vessel to make the total solution to 1.0 mL. The tube containing the reaction mixture was heated at 120 oC in a preheated oil bath, and the reaction progress was monitored by gas chromatography at regular intervals (see, Table S2 and Figure S2(A) in the Supporting Information). Notably, the kinetic profile of the alkenylation shows a significant induction period, 1% of product 6aa detected only after 75 min and 0.015 M (TON = 1) of product formed at 150 min (Table S2), which highlights that the complex (bpy)NiBr2 is most likely a precatalyst and the active catalyst generation occurs during the initial period. Upon performing the reaction employing 15 mol % (0.045 M) of catalyst, the product formation was found to be consistent (1% and 2% product formed at 20 and 30 min, respectively; Figure S2B). Assuming the Ni(0) species might be the active catalyst, a standard alkenylation reaction was performed using Ni(COD)2/bpy under the optimized conditions at 120 oC, wherein 19% of 6aa was obtained

after 24 h. As the product formation was less using Ni(COD)2/bpy system, the kinetic experiment for the same was not conducted. All these observations highlight that a nickel(0)-species as an active catalyst is unlikely. The rate order of alkenylation reaction was determined to understand the effect of various reaction components on the alkenylation by the initial rate method. First, the rate order of the alkenylation reaction on indole 4a was determined by measuring the initial rate of reaction at different initial concentrations of 4a (0.15, 0.30, 0.60 and 1.20 M) employing 0.045 M of catalyst 1 (see Table S3 in the Supporting Information for details). As depicted in Figure S3, the rate of the alkenylation increases upon increased initial concentrations of 4a, and a slope of 1.09 was acquired from the plot of log(rate) versus log(conc. 4a) (Figure 1A). This observation highlights a crucial and divergent role of indole 4a in the alkenylation reaction. The reaction rates were almost comparable when different initial concentrations of alkenyl bromide 5a were used; demonstrating zeroeth order behavior with regards to the concentration of 5a (see Table S4 and Figure S4 in the Supporting Information). However, the rate of alkenylation was found to be inconsistent with different equivalents of LiOtBu. Notably, the rate of alkenylation reaction increases upon increased loadings of catalyst 1; (see Table S5 and Figure S5 in the Supporting Information) and a slope of 0.77 was obtained from the plot of log(rate) versus log(conc. 1) (Figure 1B). This finding highlights that the reaction is fractional order concerning the nickel catalyst 1. In light of the participation of catalyst in multiple steps during the alkenylation reaction, the observed rate order seems to be reasonable. Considering the positive fractional rate order with indole 4a and catalyst 1, the catalytic step involving the activation of indole 4a with cat 1 appears to be crucial. Further, the rate of the alkenylation reaction was measured using electronically distinct indoles and alkenyl bromides to illustrate the electronics effect of substrates on the reaction. As shown in Scheme 5a, the rate of alkenylation reaction is almost similar for both the electron-rich indole 4c (7.34 x 10-4 M min-1) and electron-deficient indole 4d (8.54 x 10-4 M min-1) (see Figure S6 in the Supporting Information for details). This finding rules out the probability of an electrophilic-type CH activation of indole.23 Notably, the rate of alkenylation using alkenyl bromide 5d (16.31 x 10-4 M min-1) is almost three-time faster than that employing an electron-rich alkenyl bromide 5c (5.19 x 10-4 M min-1) highlighting a reasonable reaction of alkenyl bromide towards a low-valent nickel-species (Scheme 5b, and Figure S7 in the Supporting Information). Considering the unlikeliness of Ni(0)-species being an active catalyst (discussed via supra), the probable reaction of alkenyl bromide towards a Ni(I)-species can be presumed.

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ACS Catalysis -2.4

(A)

-2.6

log(rate)

-2.8 -3.0 -3.2 y = 1.0927 x -2.6549 2 R = 0.96668

-3.4 -3.6 -0.8

-0.6

-0.4

-0.2

0.0

0.2

log (conc. 4a)

-3.20

(B)

-3.25 -3.30 -3.35

log(rate)

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

-3.40 -3.45

y = 0.77355x -2.1567 2 R = 0.9380

-3.50 -3.55 -3.60 -1.9

-1.8

-1.7

-1.6

-1.5

-1.4

-1.3

log (conc. 1)

Figure 1. (A) Plot of log(rate) vs log(conc. 4a) and (B) plot of log(rate) vs log(conc. 1).

Scheme 5. Kinetic Analysis of Alkenylation with Electronically Distinct Substrates

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ture of new Ni-species that might have formed.19a,22 A stoichiometric reaction of indole 4a with (bpy)NiBr2 in the presence of LiOtBu at 120 oC resulted in the exclusive formation of 1,1'di(pyridin-2-yl)-1H,1'H-2,2'-biindole (self-coupling of 4a), which disrupt the isolation of a possible intermediate (bpy)Ni(2-indolyl-2-pyridine). However, this Ni-species was detected by the MALDI-TOF analysis of the reaction mixture. The oxidative self-coupling of indole could occur via the Ni(II)-mediated process in the presence of LiOtBu. Notably, self-coupling of indole was negligible in the presence of electrophile 5a during the standard alkenylation conditions. The treatment of 5a with (bpy)NiBr2 in the presence of LiOtBu at 120 oC did not lead to any product, and alkenyl bromide 5a was recovered. This indicates that the nickel-species react with the indole 4a prior to the electrophile 5a. Next, we probed the reactivity pattern of alkenyl bromide with the nickel-species under catalytic conditions. The alkenyl bromide would react with nickel species in three different ways: coordinative insertion, one-electron oxidation (halideatom transfer) or two-electron oxidative addition pathway. Notably, the independent catalytic alkenylation reaction of indole 4a with (E)-(2-chlorovinyl)benzene or with styrene did not afford the alkenylation product 6aa. This finding suggests that the alkenylation reaction via a coordinative insertion/halide elimination approach of (E)-(2-halovinyl)benzene is unlikely because the (E)-(2-chlorovinyl)benzene could have delivered the desired product if the reaction proceeds through a coordinative pathway.21 Additionally, the electrophile (Z)-(2bromovinyl)benzene affords only a trace of the alkenylated product upon treatment with 4a, supporting the observations that the coordinative insertion reaction of alkenyl bromide with Ni-species is extremely remote. Surprisingly, the reaction of indole 4a with (E)-(2-iodovinyl)benzene under the catalytic conditions unable to afford the product 6aa, ruling out a twoelectron oxidative addition approach of (E)-(2halovinyl)benzene towards nickel enter. Considering our inability to detect a diamagnetic nickel species during NMR analysis, we presumed the occurrence of a single-electron reaction pathway of alkenyl bromide with the nickel catalyst. Probing Radical Pathway. The standard alkenylation reaction of 4a in the presence of radical inhibitor TEMPO was suppressed entirely, whereas in the presence of galvinoxyl the reaction afforded 17% of coupled product 6aa (Scheme 6). These observations highlight a single-electron pathway for the reaction. Notably, we could not detect any coupled product arising from the reaction of TEMPO or galvinoxyl with alkenyl bromide 5a. Although the TEMPO or galvinoxyl are known to react with organic radicals, it has also been demonstrated that the TEMPO can interact with Ni(I) species leading to a TEMPO-bound Ni(II) species,24 thus suppressing a reaction catalyzed by an odd-electron active nickel catalyst.

Controlled Reactivity Studies. The alkenylation reaction was monitored by 1H NMR employing 25% of catalyst 1 in toluene-d8 to detect any observable nickel-intermediates. Unfortunately, neither the nickel-species nor the free-ligand was encountered in the NMR-tube reaction. Inability to observe any diamagnetic nickel containing species is likely due to the tetrahedral geometry of (bpy)NiBr2 and/or paramagnetic na-

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ACS Catalysis

Scheme 6. External Additive Experiments

that the CH nickelation is very crucial and most likely the turnover-limiting step during the alkenylation.29 This observation is complemented by the observed rate order with indole 4a and catalyst 1, wherein a significant influence of substrate 4a was observed during the reaction. Further, the H/D scrambling was not observed upon performing a reaction of [2-D]4a and 4c (in the absence or presence of alkenyl bromide) in the same reaction vessel for early reaction time (Scheme 7b). This discloses that the CH activation is an irreversible process and does not occur via a simple deprotonationmetalation pathway.

Electron Paramagnetic Resonance Studies. The EPR experiments have been carried out on a frozen aliquot of the incomplete reaction between indole 4a, alkenyl bromide 5a, (bpy)NiBr2 (1) and LiOtBu, which confirmed the presence of a nickel-bound organic radical. The g-factor of the cross-over point of the peak was found to be 2.057 (Figure 2). The spectrum was simulated with the Easyspin25 software. Unfortunately, the hyperfine splitting was not observed. The g-value found (2.057) is close to a nickel-bound organic free-radical,26 as the g-values for free-radical nature of an unpaired electron and Ni(III) are typically found in the range of 2.002-2.00427 and 2.15-2.2028 respectively. Thus, the intermediacy of a carboncentered radical of the alkenyl-nickel bound species can be presumed. EPR experiments on other controlled experiments, such as i) indole 4a + cat 1 + LiOtBu, ii) alkenyl bromide 5a + cat 1 + LiOtBu and iii) cat 1 + LiOtBu in 1,4-dioxane led to the signals that are too broad to make any meaningful judgment on the nature of radical species. The EPR analysis indicates that the presence of all the reaction components is essential for the intermediacy of a radical species.

exp sim

3000

3100

3200

3300

3400

3500

3600

3700

3800

Magnetic Field (G)

Figure 2. EPR spectrum of an incomplete alkenylation reaction mixture.

Deuterium Labeling Studies. The initial rates of alkenylation reactions employing indole 4a and indole [2-D]-4a were calculated independently, wherein the kinetic isotope effect (KIE) value was found to be 4.7 (Scheme 7a, and Figure S8 in the Supporting Information). The high KIE value indicates

Scheme 7. Deuterium Labeling Experiments

X-ray Photoelectron Spectroscopy Studies. The XPS analysis of the incomplete reaction mixture (between indole 4a, alkenyl bromide 5a, (bpy)NiBr2 (1) and LiOtBu) as well as other controlled reaction mixture has been carried out to determine the oxidation state of involved Ni-species. As shown in Figure 3(A), the Ni 2p3/2 XPS spectrum of starting complex (bpy)NiBr2 (1) displays a sharp peak centered around 855.7 eV, which can be assigned to Ni(II) complex. The corresponding 2p1/2 is also indexed at 873.6 eV (matching with a 17 eV separation between spin-orbit split) along with the satellite feature at 861 eV. The XPS spectrum of the incomplete reaction mixture between 4a, 5a, (bpy)NiBr2 (1) and LiOtBu also shows a peak centered around 855.7 eV thus suggesting a Ni(II)-species (see Figure S9(B) in the Supporting Information). Notably, in the case of the controlled reaction mixture between (bpy)NiBr2 (1), 4a and LiOtBu (in the absence of 5a), the XPS spectrum is much broader with a larger FWHM indicating multiple oxidation states (Figure 3(B)). Accordingly, two peaks could be fitted in the main 2p3/2 photoelectron peak at 853.4 eV and 855.7 eV. The later peak can be easily assigned to starting Ni(II)-species whereas the former (853.4 eV) has binding energy value higher than the Ni(0) (852.6 eV).30 Since the binding energy 853.4 eV is lower than the same observed for Ni(II), we can convincingly assign this as a Ni(I) intermediate formed during the process. XPS analyses of other controlled experiments, such as i) cat 1 + 5a + LiOtBu

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ACS Catalysis and ii) cat 1 + LiOtBu exhibit sharp peak around 855.7 eV indicating a Ni(II) complex (Figure S9(A) and S9(C) in the Supporting Information). All these experiments highlight that the reaction components (bpy)NiBr2 (1), 4a and LiOtBu are essential to generate an odd-electron Ni-species. Considering the trace formation of self-coupling of indole during the catalytic reaction, the initial formation of a Ni(0) species from the reaction of (bpy)NiBr2 (1) with 4a in the presence of LiOtBu can be assumed, which in turn can comproportionate with (bpy)Ni(II)Br2 (1) to produce a Ni(I) complex. This assumption is consistent with the observed induction period employing Ni(II) catalyst, and low reaction with a Ni(0) complex. (A): Cat 1 (experimental) (A): Cat 1 (peak fitting) (B): Cat 1 +4a +LiOtBu (experimental) (B): Cat 1 +4a +LiOtBu [(peak fitting, assigned to Ni(I)] (B): Cat 1 +4a +LiOtBu [(peak fitting, assigned to Ni(II)]

tron-rich Ni(I) center in B rather than with the species A in the first step, which is also consistent with the high reaction rate of electron-deficient alkenyl bromide. Intermediate C would undergo homolytic CBr cleavage and a one-electron oxidative addition to afford Ni(III) complex D. Reductive elimination of product 6aa from D will regenerate the active catalyst A. Intermediates B and D were identified by the MALDI-TOF analysis of an incomplete stoichiometric reaction. Our experimental studies strongly support all the elementary steps discussed here. Though, many reports suggest the mechanistic proposal on the Ni-catalyzed CH functionalization,34 the demonstration of a comprehensive mechanistic study is rare. Herein, we have explicitly established a unified mechanism for the Ni-catalyzed CH alkenylation that proceeds via the Ni(I)/Ni(III) pathway involving a single-electron transfer (SET) process. (bpy)NiBr2 + 4a

Ni 2p3/2

LiOtBu

(bpy)Ni(0) + (bpy)NiBr2

Ni 2p1/2

N

Satellite

Satellite

Intensity (a u)

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

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Ni Br

6aa

4a + LiOtBu

N

(A)

LiBr + tBuOH

(A) Ph

(B)

N

N N

Br

N

N

860

870

880

N N

Figure 3. X-ray photoelectron spectra: (A) (bpy)NiBr2 (1) and (B) reaction mixture containing 1, 4a and LiOtBu.

Probable Catalytic Cycle. Considering our mechanistic findings and related literature reports,31 we have proposed a plausible mechanism for the Ni-catalyzed alkenylation of indole with alkenyl bromide (Figure 4). A portion of catalyst (bpy)NiBr2 (1) in the presence of LiOtBu and 4a undergo reduction to Ni(0), followed by comproportionation with (bpy)NiBr2 (1) to form an active catalyst (bpy)Ni(I)Br (A).32 Observation of trace self-coupling of indole 4a supports the probable formation of (bpy)Ni(0) that would comproportionate with (bpy)NiBr2 to form A, later of which is confirmed by XPS analysis. The indole 4a reacts with the active catalyst A in the rate-limiting CH nickelation step to deliver intermediate B. The species B would trigger the radical formation on alkenyl bromide 5a and undergo a one-electron oxidation to produce intermediate C. Experiments and EPR analysis strongly support the single-electron transfer (SET) pathway and involvement of a metal-bound carbon-centered radical. Notably, the use of -bromoalkene would lead to a relatively less stable primary radical corresponding to intermediate C. Nevertheless, the intermediacy of similar primary radicals has extensively been demonstrated in the alkylation mechanism; hence, intermediate C is evident enough to propose.31c,d,33 We assume that alkenyl bromide 5a would react with a more elec-

Ph

Br

890

Binding Energy (eV)

N N (B)

(D)

850

(I)

Ni

N

Ni

Ph

Br (5a)

Ni N

N (C)

Figure 4. Plausible mechanistic pathway for alkenylation catalyzed by (bpy)NiBr2 (1).

Gram Scale Synthesis and Synthetic Utility. Given the significant importance of the C-2 alkenylated indole, we have scaled up the synthesis of compound 6ga (Scheme 8). Thus, the compound 4g (1.0 g) was treated with alkenyl bromide 5a (1.86 g) under the optimized conditions to afford product 6ga in 76% isolated yield. The scaling up of the compound 6ga was performed as this compound bears a trace and easily removable directing group. Further, we have demonstrated the removal of 2-py and 2-pym directing groups from the alkenylated indoles,35 as the free NH alkenylated indole could bring more synthetic values (Scheme 9). Hence, the treatment of 6aa with MeOTf and NaOH in dichloromethane and MeOH in succession afforded the free NH alkenylated indole 7aa. In a similar vein, the 2-pym group on 6ga was smoothly deprotected using NaOEt in DMSO to produce 7aa in good yield. This free N-H C-2 alkenylated indole can be readily functionalized at C(3)H and N-H to synthesize biologically active intermediates.

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ACS Catalysis

Scheme 8. Gram Scale Synthesis of Alkenylated Indole

AUTHOR INFORMATION Corresponding Author *E-mail for B.P.: [email protected].

Notes The authors declare no competing financial interests.

ACKNOWLEDGMENTS

Scheme 9. Removal of Directing Groups

This work was financially supported by SERB, New Delhi, India (EMR/2016/000989). R.A.J. thanks UGC-New Delhi for a research fellowship. We are thankful to Prof. Debabrata Maiti (IIT, Bombay) for his help on EPR analysis. We are grateful to Dr (Mrs) Shanthakumari for HRMS and Dr. S.P. Borikar for GC-MS analysis.

REFERENCES CONCLUSION In summary, we have reported an efficient, straightforward method for the regioselective C-2 alkenylation of indoles catalyzed by an air-stable, inexpensive and well-defined nickel complex (bpy)NiBr2. In this approach broad indole substrates, azaindole and pyrazole were regioselectively alkenylated with diverse alkenyl bromides under relatively mild reaction conditions. Many alkenyl bromides, such as aromatic and heteroaromatics,  and -substituted as well as exo- and endo-cyclic alkenyl functionality were tolerated. Detailed mechanistic investigation of the alkenylation reaction by kinetics analysis, controlled reactivity and deuterium labeling studies, EPR and XPS analyses highlights that the reaction follows a singleelectron transfer (SET) pathway involving an odd-electron oxidative addition of alkenyl bromide. Mechanistic findings strongly support a Ni(I)/Ni(III) process for the reaction comprising the rate-limiting CH nickelation of indole. Synthetic utility of this nickel-catalyzed method is established by the demonstration of a gram-scale synthesis and by the facile removal of directing groups. We believe the Ni-catalyzed straightforward alkenylation, and the comprehensive mechanistic investigation demonstrated herein will provide a new avenue for the design and development of novel catalyst system for many other crucial CH functionalization.

ASSOCIATED CONTENT Supporting Information The Supporting Information is available free of charge on the ACS Publication website at DOI: 10.1021.acscatal.xxxxxx 13

Full experimental and characterization data, including 1H and C NMR of all compounds

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ACS Catalysis

Table of Contents Graphic

Nickel-Catalyzed Straightforward and Regioselective CH Alkenylation of Indoles with Alkenyl Bromides: Scope and Mechanistic Aspect Rahul A. Jagtap, C. P. Vinod, and Benudhar Punji * R2 Br N

Br

N

Br

N

Ni N

[Ni]

R3 Ni N

N

base

H

H

R2 1

R

N

H + Br

[Ni] R3

base

2-py straightforward alkenylation

R1

R2

R3

N 2-py

phosphine-free, inxepensive, defined catalyst Ni(I)/Ni(III) pathway with SET process

high regioselectivity and excellent scope

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