Transition between Icosahedral and Cuboctahedral Nanoclusters of

Institute of Atomic and Molecular Sciences, Academia Sinica, Taipei 106, Taiwan, Republic of China, and. Institute of Physics, Academia Sinica, Nankan...
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J. Phys. Chem. B 2006, 110, 24642-24645

Transition between Icosahedral and Cuboctahedral Nanoclusters of Lead C. M. Wei Institute of Atomic and Molecular Sciences, Academia Sinica, Taipei 106, Taiwan, Republic of China, and Institute of Physics, Academia Sinica, Nankang, Taipei 115, Taiwan, Republic of China

C. Cheng* Department of Physics, National Cheng Kung UniVersity, Tainan 701, Taiwan, Republic of China

C. M. Chang Department of Physics, National Dong Hwa UniVersity, Hualien 974, Taiwan, Republic of China ReceiVed: June 26, 2006; In Final Form: September 19, 2006

We have used ab initio methods to study the possible transition between icosahedral (ico) and cuboctahedral (fcc) structures in lead nanoclusters of sizes up to 309 atoms. Spontaneous fcc-to-ico transition in Pb13 was observed in the ab initio molecular dynamics (MD) simulations at various temperatures. The transition path can be described predominantly by an angular variable s, which can, generally be applied to the similar transitions in clusters of larger sizes and was observed to follow the Mackay model. We have calculated the two-dimensional energy surface that describes the transition in Pb13 and found a barrierless fcc-to-ico transition path, which is consistent with the observed spontaneous transition in the ab initio MD simulations. The atomic displacements in the transition were identified as one of the vibrational eigenmodes of these two Pb13 clusters. For clusters of larger sizes (Pbn, where n ) 55, 147, and 309), the possible transitions following similar paths were determined not to be barrierless and the sizes of the barriers were determined by the ab initio elastic band method.

Introduction Nanoparticles can have a structure that is prohibited in the crystallographic translational-symmetry rules (e.g., the icosahedra (ico) and decahedra (deca) with noncrystalline 5-fold symmetry). Nanoparticles of elements that have a cuboctahedral (fcc) bulk structure have been observed to have structures with 5-fold symmetry; the most-studied ones include some metallic and rare-gas clusters.1 As the growth of clusters proceeds beyond a crossover point, a structural transition to the crystalline structures is expected to occur. Experimentally, it has been observed that the structural transitions in clusters are dependent on the sizes of the nanoparticles, as well as the temperature,2 which demonstrated that the stable structures and transition barriers between metastable structures are both size-dependent. Concerning studies for the transition between crystalline- and noncrystalline-symmetry structures in clusters, previous theoretical studies primarily use classical molecular dynamics (MD) simulations with various empirical interatomic potentials, and the transition is well-known to be dependent on the potentials used.3,4 Mackay has proposed a transition model between the 5-fold-symmetry ico and the crystalline structure of fcc cuboctahedra,5 which, to our knowledge, has never been investigated using state-of-the-art ab initio methods. The ico T fcc transition can be a crucial process near the cross-over point from clusters to the crystalline structure. In this article, we first show that the Mackay model for the ico T fcc transition in clusters can be described predominantly by an angular variable s. Works with similar recognition has existed for rare gas clusters with effective potentials.6 We then demonstrate, using first-principles MD simulations, that a spontaneous fcc-to-ico transition can be observed in Pb13 and

the transition indeed follows the Mackay path. The Pb13 systems were studied further by the corresponding two-dimensional (2D) energy surface in the transition, as well as the connection between the normal modes of the clusters and the transition path. Transitions through similar paths were applied to Pbn of larger sizes (where n ) 55, 147, 309) by the ab initio elastic band method7 and were all determined to possess finite barriers. Theory and Procedure The Mackay model for the ico T fcc transition in 13-atom and 55-atom clusters are schematically illustrated in Figures 1a and 1b, respectively. The left-most panels show the ico structures with Ih symmetry, and the right-most panels are the fcc structures with Oh symmetry. Because these structures are highly symmetrical, all atoms except the center one can be separated into groups of atoms that are connected by symmetry operations. Therefore, the original complexity in the structural transition can be greatly reduced, because of the high-symmetry constraints. In fact, by keeping the cluster within the Th symmetry (the common subgroup of Ih and Oh), the cluster can easily transform between the icosahedra (Ih symmetry) and the fcc (Oh symmetry) structures (see Figure 1). Specifically, for the 13-atoms cluster, it can be viewed as one atom moving in a 2D symmetry plane and only two variables are needed to describe the cluster. The first variable, r, is the interatomic distance of the outer atoms to the center atom. The second variable, s, describes the angular portion of the outer atom in the 2D plane.

Θ ) tan-1

x22 -+ ss

It is easy to verify that, if s ) (x0.8, then the structure is ico;

10.1021/jp063982o CCC: $33.50 © 2006 American Chemical Society Published on Web 11/10/2006

Transition between Nanoclusters of Lead

J. Phys. Chem. B, Vol. 110, No. 48, 2006 24643

Figure 1. Structural transition between icosahedral (ico; see the left-most panel) and cuoctahedreal (fcc; see the right-most panel) in (a) 13-atom and (b) 55-atom clusters, following the change of variable s, as described in the text.

if s ) 0, the structure is fcc. When s changes from (x0.8 to 0, the cluster undergoes the ico-to-fcc transition, as shown in Figure 1a. For larger clusters, if all the atoms in the clusters are kept at their fractional positions defined by the center atom and the other 12 vertex atoms, then the same variables r and s can be used to describe the ico T fcc transition of larger clusters. From the aforementioned analysis, indeed, the Mackay model for the ico T fcc transition can be described using only two variables. The previously given description of the ico T fcc transition can be observed in Pb13 by ab initio MD simulations. All electronic calculations in this study are based on the density functional theory (DFT)8 with the proposed generalized gradient approximation (GGA) by Perdew, Burke, and Ernzerhof9 for the nonlocal correction to a purely local treatment of the exchange-correlation potential and energy. The single-particle Kohn-Sham equations10 are solved using the plane-wave-based Vienna ab initio simulation program (VASP) developed at the Institut fu¨r Material Physik of the Universita¨t Wien in Austria.11 The interactions between the ions and valence electrons are described by the projector augmented-wave (PAW) method12 in the implementation of Kresse and Joubert.13 The numbers of treated valence electrons are four and three for Pb and Al atoms, respectively; we shall discuss the Al clusters later in this paper. The energy cutoffs for the plane-wave basis are 100 and 241 eV for the Pb and Al systems, respectively. The calculated structural data for Pbse.g., the dimer bond length (2.939 Å) and the lattice constant of the bulk (5.026 Å)scompare well with the experimental values (2.932 Å14 and 4.95 Å). The binding energy of the dimer (1.24 eV) and the cohesive energy of the bulk (2.99 eV) deviate more from the experimental values (0.86 eV15 and 2.03 eV). These departures are frequently observed in the LDA/GGA calculations for cases that involve bond breaking. A recent relativistic all-electrons study showed that for Pb dimer the deviation was mainly from the spin-orbit coupling.16 Because the systems that we studied consisted of at least 13 Pb atoms and all the investigations concern structural changes for the clusters of the same size, it is expected,17 as many previous studies have demonstrated, that the nature of bonds does not change much in different structures for clusters of the same size and, therefore, the methods are likely to be applicable to the present study. All clusters were simulated by them being placed in the center of cubic supercells that are large enough to neglect clustercluster interactions; i.e., a spacing of at least 10 Å, separated by a vacuum between the atoms of neighboring clusters, was

Figure 2. Calculated energy surface of Pb13 in the two-dimensional (2D) space of the variable s and the interatomic distance r. The spacing between the energy contours is 0.2 eV per cluster. The locations for the ico and fcc structures are designated by the circle and the square, respectively.

used in the simulations. The supercells are at least 14 Å in length, and go up to 38 Å for Pb309; thus, only one k-point at the gamma point was included in the integration of the Brillouin zone. Relaxation processes in optimizing static structures were accomplished by moving atoms to the positions at which all atomic forces were