[6Ï] Photocyclization to cis

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[6#] Photocyclization to cis-Hexahydrocarbazol-4ones: Substrate Modification, Mechanism and Scope Sachin G. Modha, Alexander Pöthig, Andreas Dreuw, and Thorsten Bach J. Org. Chem., Just Accepted Manuscript • Publication Date (Web): 16 Jan 2019 Downloaded from http://pubs.acs.org on January 16, 2019

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The Journal of Organic Chemistry

[6π] Photocyclization to cis-Hexahydrocarbazol-4-ones: Substrate Modification, Mechanism and Scope Sachin G. Modha†, Alexander Pöthig†, Andreas Dreuw, Thorsten Bach*† †Department

of Chemistry and Catalysis Research Center (CRC), Technical University of

Munich, Lichtenbergstr. 4, 85747 Garching, Germany Interdisciplinary

Center for Scientific Computing, Ruprecht-Karls University, Im Neuenheimer

Feld 205A, 69120 Heidelberg, Germany

Corresponding Author *Email:

[email protected]

ABSTRACT O R1 N

X O

H

h ( = 366 nm) rt (CH2Cl2)

H

R1

X N

14 examples O

OR

OR

O H X

N O

O R1

[1,4-H] H OR

O

H

R1

SiO2 44-98%

X

N O

H OR

Upon irradiation at  = 366 nm, tertiary N-alkoxycarbonyl-N-aryl--enaminones furnished exclusively the trans-hexahydrocarbazol-4-ones by a conrotatory [6π] photocyclization, but epimerized on silica to cis-hexahydrocarbazol-4-ones (14 examples, 44-98% yield). The acceptor substitution on the nitrogen atom enhanced the stability of the cyclized products compared to Nalkyl-N-aryl--enaminones reported previously. The mechanism of the [6π] photocyclization was investigated by quenching experiments, deuterium labelling experiments and DFT calculations

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suggesting a triplet pathway for the conrotatory ring closure followed by a suprafacial [1,4] hydrogen migration.

INTRODUCTION Photochemical organic transformations provide easy access to molecular structures that are difficult, if not impossible, to obtain via conventional reactions. Numerous approaches towards natural product synthesis have been reported where a photochemical transformation represents a key step.1 Indoline derivatives are a very important class of heterocyclic compounds due to their presence as core structures in many naturally occurring alkaloids and pharmaceutical compounds.2 In pioneering work, Chapman and co-workers3 demonstrated that N-alkyl-N-arylenamines produce upon irradiation mainly trans-fused hexahydrocarbazoles while Schultz et al.4 reported the formation of cis-fused dihydrobenzofurans from -aryloxyenones via photochemical conrotatory ring closure followed by epimerization. These and other reports proved the efficiency of a [6π] photocyclization reaction in the generation of complex carbo- and heterocycles from simple starting materials.5,6 In 1988, Gramain, Husson, and co-workers reported the synthesis of cis-hexahydrocarbazol-4-ones

from

tertiary

N-alkyl-N-aryl--enaminones

by

[6π]

photocyclization and subsequent base-mediated epimerization (Scheme 1, PMB = paramethoxybenzyl).7 The presence of a carbonyl functional group in the photoproduct allowed for further transformations to various cis-hexahydrocarbazol-4-ones and pentacyclic alkaloid skeletons.8 It is worth noting that despite the importance of these cis-hexahydrocarbazol-4-ones as precursors to pentacyclic alkaloid skeletons, a mechanistic study has not been carried out nor have detailed analytical data for trans- and cis-hexahydrocarbazol-4-ones been reported. This is most probably due to the instability of trans- and cis-products (2 and 3, scheme 1) at room temperature. Our interest in the photochemistry of enones9 led us to investigate this classical ACS Paragon Plus Environment

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photoreaction. Apart from the fact that we aimed to isolate and characterize the hexahydrocarbazol-4-one products we were interested to see whether the enaminones would be amenable towards a chromophore activation9b by a Lewis acid.

Scheme 1. [6π] Photocyclization of N-Alkyl-N-aryl--enaminones 1 and further Transformations of Primary Products 2 as reported by Gramain et al.7 O

N R h (benzene)

1, R = Me, Bn, PMB 1 h, rt

H

O

N H R

i) KH, (THF) 0 oC o

ii) H2O, 0 C to rt

H

unstable (3 examples) 2

i) KH, (THF) 0 oC ii) R'X, 0 oC to rt

O R'

N H Bn

3a, unstable

O

N H R

4

Enone substrates generally demonstrate a strong bathochromic shift in absorption upon coordination with a Lewis acid,9 but enaminone 1a (R = Me) exhibited a bathochromic shift of only  = 10 nm (see Supporting Information, Fig. S1), suggesting a coordination of the Lewis acid at the nitrogen instead of the enone oxygen atom. Indeed, no conversion was observed upon irradiation of 1a in the presence of 0.5 equivalents of EtAlCl2, indicating that the lone pair of nitrogen that is necessary for the [6π] photocyclization was no longer available. This observation led to the idea to introduce an electron withdrawing group at the nitrogen atom. After some ACS Paragon Plus Environment

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experimentation we found that a methoxycarbonyl-substituted enaminone demonstrated a strong bathochromic shift in the presence of Lewis acid (see Supporting Information, Fig. S2). This observation triggered a more extensive study of the [6π] photocyclization of N-alkoxycarbonylN-aryl--enaminones which is reported here in detail.

RESULTS AND DISCUSSION Reaction Conditions and Scope. Upon irradiation at a wavelength of  = 366 nm in degassed dichloromethane under argon, enaminone 6a was completely converted to a single product in 3 h but surprisingly the product turned out to be the cis-hexahydrocarbazol-4-one (Table 1, entry 1, 98% yield). 1H NMR spectral data of the crude reaction mixture established the exclusive formation of trans-hexahydrocarbazol-4-one 7a upon irradiation but complete conversion to the thermodynamically stable cis-hexahydrocarbazol-4-one 8a took place, presumably by epimerization on silica. The relative configuration of 8a was confirmed by single crystal X-ray diffraction (see Supporting Information). It is worth noting that in Gramain’s work,7,8 a basemediated epimerization was necessary to convert the trans to the cis isomer (Scheme 1) while in our case the epimerization occurred under much milder conditions. In addition, cis-product 8a is a bench stable white solid compound, proving that the introduction of an acceptor substitution on the nitrogen atom leads to more stable hexahydrocarbazol-4-ones. With this result in hand, we used enaminone 6a as the standard substrate to perform further irradiation and epimerization experiments. Irradiation at 350 nm gave a similar result as above while at 419 nm no conversion was observed (Table 1, entries 2 and 3). A longer irradiation time of 20 h at  =366 nm led to the formation of tetrahydrocarbazol-4-one 9a suggesting that trans-isomer 7a was not stable under irradiation and underwent oxidation. Compound 9a exhibits a higher molar absorption coefficient at  = 366 nm (366 = 40 M1 cm1) than 7a (366 = 6 M1 cm1) and once it is present at a certain ACS Paragon Plus Environment

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concentration it does not allow for further photooxidation of 7a (Table 1, entry 4). Stirring the trans isomer in the presence of silica for 1 h furnished complete epimerization while interestingly no epimerization took place in the presence of acetic acid (2 equiv) after 16 h at room temperature (Table 1, entries 5 and 6). Trifluoroacetic acid proved more effective as 2 equiv was sufficient for complete epimerization in 3 h at room temperature (Table 1, entry 7). Stirring the trans photoproduct in the presence of 10 equiv of deuterated trifluoroacetic acid produced cis compound 8a with a deuterium to hydrogen ratio of 7:3 at position α to carbonyl (Table 1, entry 8).


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Table 1. Reaction Optimization with N-Methoxycarbonyl-N-phenyl--enaminone 6a. O H

h (), [20 mM] N O

(CH2Cl2) rt, t1

N

O

O

6a H

conditions t2

N O

entry



t1

[nm] [h]

O

H O

7a

O

N

H O

O

8a

conditions

O

O

9a

t2

ratio

[h]

8a/7a

1

366

3

on silicaa



98b/0

2

350

2

on silicaa



95b/0

3

419

20





0/0

4

366

20

on silicaa



74b/0c

5

366

3

on silicad

1

100/0

6

366

3

AcOH (2 eq)

16

0/100

7

366

3

TFA (2 eq)

3

100/0

8

366

3

TFA-d1 (10 eq)

3

100/0e

For the emission spectra of the light sources, see ref.10 Reactions carried out on 0.2 mmol scale of 6a using a Duran phototube. The ratio of 8a/7a was determined by 1H NMR integration. aEpimerization occurred on silica during column chromatography. bYield of isolated product 8a. cBy-product 9a isolated in 12% yield. dAfter irradiation the reaction mixture was transferred to a round bottom flask and stirred over silica (2 g). eRatio of deuterium to hydrogen 7:3 at position α to carbonyl. AcOH = Acetic acid, TFA = trifluoroacetic acid, TFA-d1 = monodeuterated TFA.

Having optimized conditions in hand for the photocyclization we synthesized various tertiary aryl enaminones. The preparation of these enaminones was straightforward and relied on a two-step sequence in which different anilines were coupled with cyclic 1,3-diones using Yb(OTf)3 (2 mol%) as the catalyst to get N-aryl-β-enaminones 5 in the first step.11


6

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Scheme 2. Synthesis of Variously Substituted N-alkoxycarbonyl-N-aryl--enaminones 6a-u. A. i) nBuLi (1.02 eq) (THF) 78 oC, 20 min ii) ClCOOR (1.2 eq) 78 oC to rt

O

N H

X

R

O R1

or B. Boc2O (1.5 eq) DMAP (10 mol%) (MeCN) 0 oC to rt

1

5

O

X O

O

O

6a, 80%

N O

O

6b, 67% O

N

N O

O

6d, 83%

O

O

6e, 78% O

O

N

N O

O

O

6g, 67%

N O

O

6h, 89%

O

6i, 80%

O

O

O

Br

NC

N

N t

O Bu

N OtBu

O

6j, 67%

6l, 62%

O

O O

N

O O

OtBu

O HO N

N

OtBu

O

OtBu

O 6n, 68%

6m, 78%

OtBu

O

6k, 69%

6o, 48% O

O

O

N

N O

O

6f, 71%

O

N

O

O

N

O

O

6c, 74%

O

O

6

O

N

O

OR

O

N

O

N

O

O

6p, 91%

N N

O

6q, 79% O

O

O

6r, 58%

F

O

O

F N F

O

F OtBu

6s, 77%

N

N F

O

6t, 93%

OtBu

O

O

6u, 96%


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In the second step, compounds 5 were either deprotonated by nBuLi followed by addition of chloroformates (procedure A, for compounds 6a-6i, 6u)12 or tert-butyloxycarbonyl(Boc)protected under standard conditions (procedure B, for compounds 6j-6t, Boc2O = di-tert-butyl dicarbonate, DMAP = 4-dimethylaminopyridine) to get variously substituted N-alkoxycarbonylN-aryl--enaminones 6a-6u in moderate to good yields (Scheme 2). These enaminones were subjected to irradiation at  = 366 nm to obtain the respective cis-hexahydrocarbazol-4-ones. As evident from scheme 3, the yields of cis-hexahydrocarbazol-4-ones were good to excellent. Enaminone 6b with a tethered alkene exclusively went through [6π] photocyclization to give 8b in 85% yield and a [2+2] photocycloaddition product was not detected. L-menthol as potential chiral auxiliary did not influence the photoreaction and 8c was isolated in 95% yield with a diastereomeric ratio (dr) of 1:1. Protecting groups like fluorenylmethyloxycarbonyl (Fmoc), carboxybenzyl (Cbz) and Boc were well tolerated giving the desired compounds in good to excellent yields (8d, 8f, 8j, 8m, 8n). Substitutions like phenyl, propargyl, bromine, nitrile were also accommodated nicely producing cis-hexahydrocarbazol-4-ones in moderate to excellent yields (8e, 8g, 8k, 8l). Interestingly, substrate 6h with a tert-butyl substitution in meta position on phenyl produced 8h with complete regioselectivity in which the photocyclization took place in para position to the sterically bulky tert-butyl group but not in ortho position. Cyclopentene enaminone 6i gave no conversion at 366 nm but rather produced the expected product at an irradiation wavelength of  = 300 nm. A longer reaction time of 20 h was required and cisproduct 8i could be isolated in a moderate yield of 52%. Enaminones 6o and 6p did not give any conversion and were re-isolated quantitatively, suggesting that free hydroxyphenyl and 2-pyridyl as aryl component are not compatible with the [6] photocyclization. Ortho substitution on phenyl was not tolerated either due to steric reasons and thus no reaction occurred upon irradiation of enaminones 6q-s. While tetrafluoro-substituted enaminone 6t produced a complex ACS Paragon Plus Environment

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reaction mixture upon irradiation, substrate 6u gave a spot-to-spot conversion but the cis-product was found to decompose slowly at room temperature storage. Scheme 3. [6π] Photocyclisation to cis-Hexahydrocarbazol-4-ones 8a-n. O

O R1

N

X

(CH2Cl2) rt, 3 h

O

6

OR

N O

X O

N

H

O

8a, 98%

N

H

O

O

O

H O

8b, 85% 8c, 95% (dr 1:1)

O

O

H

O

O

H N O

H

H

N

O

H

O

8d, 75%

N

O

O

O

O

O H

N

O

N

H

O

8g, 68%

O

O

N

O

Br

N

OtBu

N

H O

8k, 44% H N O

t

O

O

H

BuO N

H O Bu

H OtBu

8l, 91% O

O

t

H

OtBu

O

8j, 95%

O

NC

H

H

H O

8i, 52%a

8h, 95% O

O

H

N

H

H

H O

8f, 80%

8e, 94% H

O

H OR

O

O H

H

R1

N 8

O

H

H

h ( = 366 nm), [20 mM]

8m, 80%

O

H OtBu

8n, 81%

All reactions were carried out with 0.2 mmol of 6 using degassed and dried dichloromethane (10 mL) as solvent in a Duran phototube under argon at 366 nm for 3 h. Complete epimerization was observed after silica gel column chromatography in all cases. aIrradiated at 300 nm for 20 h. ACS Paragon Plus Environment

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A gram-scale reaction was carried out at a very high substrate concentration of 500 mM (Scheme 4). As expected a longer irradiation time of 48 h was required for complete conversion but, to our delight, product 8a could be isolated in an excellent yield of 95% (1.17 g). It is interesting to note that the decomposition of photoproduct that was observed with a longer irradiation time of 20 h (Table 1, entry 4) at 20 mM concentration did not occur in the scale-up reaction. This is likely due to the fact that the molar absorption coefficient of starting enaminone is higher than that of the trans-photoproduct and until all starting material is consumed the photoproduct does not significantly decompose.

Scheme 4. Gram Scale [6π] Photocyclization at 500 mM Concentration. O

N O

O

6a, 1.23 g

i) h ( = 366 nm), [500 mM], (CH2Cl2) rt, 48 h ii) Epimerization on silica

O H N O

H O

8a, 95%, 1.17 g

Mechanism and DFT calculations. Based on previous work5,13 the reaction course of a [6] photocyclization is suggested to include a conrotatory ring closure as depicted for photoexcited substrate 6a* in Scheme 5. The subsequent rearrangement of zwitterion 10a to the primary product 7a is typically formulated as a supramolecular [1,4] hydrogen shift ([1,4-H]) but there have been also suggestions that the rearrangement occurs by two consecutive suprafacial [1,2] migrations ([1,2-H]) which would lead to the same result. Subsequent epimerization of product 7a to the cis-product 8a is clearly an ionic reaction, which is promoted by acid presumably via an enol intermediate.


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Scheme 5. Mechanistic Picture of the [6] Photocyclization H

H

O [1,4-H]

6a*

N O

O

7a

8a

10a

In order to shed some light on the nature of the photoexcited state 6a* that undergoes the photocyclization, its detailed mechanism, as well as on the subsequent hydrogen shift (leading to 7a), quantum chemical calculations using density functional theory (DFT) as well as linearresponse time-dependent DFT (TDDFT) were performed as implemented into Q-Chem 5.0.14 In a first step, the equilibrium geometry of the substrate 6a was optimized at the theoretical level of DFT/B3LYP/6-31G*,15 which is by no means planar, but instead the π-systems of the bondforming carbon atoms face each other with an interatomic distance of 3.5 Å (cf. Figures 1 and 2). To understand the light-activated photocyclization, i.e. the C-C bond formation, the energetically lowest excited electronic singlet and triplet states were computed at the theoretical level of TDDFT16 using the long-range corrected CAM-B3LYP exchange-correlation functional and the 6-31G* basis set.17 CAM-B3LYP has turned out recently18 to yield accurate results for the excitation energies of the relevant S1, S2, T1 and T2 states and also for charge-transfer excited states of organic compounds. Since the state order does not change when exchange-functionals with varying amounts of non-local orbital exchange are used, 6a and its photocyclization can thus be reliably described with TDDFT.


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Figure 1. Frontier molecular orbitals of 6a.

The lowest excited singlet S1 state exhibits a computed excitation energy of 3.83 eV at TDDFT/CAM-B3LYP level and practically no oscillator strength. In the single-particle picture, this state is well represented by a HOMO-1 to LUMO transition (Figure 1), and its character is mostly of nπ* type. However, due to the non-planarity of 6a the n-orbital of the carbonyl oxygen mixes with the π-system of the adjacent benzene ring to the HOMO-1. The S2 state is found at 4.91 eV with a substantial oscillator strength of 0.31. This state corresponds to the peak in the experimental absorption spectrum observed at 280 nm and is the HOMO-LUMO transition with essentially ππ* excitation character (Figure 1). For the photocyclization to proceed the energetically low-lying triplet states are relevant and it is expected that the presence of triplet quenchers reduces the experimental reaction yield substantially (vide infra). Since singlet-triplet intersystem crossing (ISC) is usually slower than internal conversion, ISC will occur at the relaxed equilibrium geometry of the S1 state. At this geometry, optimized at the TDDFT/CAM-B3LYP level, the nπ* S1 state exhibits an excitation energy of 3.2 eV corresponding to a fluorescence wavelength of 387 nm. The overall geometrical structure of 6a does not change, in particular, the relevant C-C distance of the bond forming coordinate is not altered. ACS Paragon Plus Environment

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The lowest triplet state T1 has an excitation energy 2.66 eV and has the same electronic structure as S1, i.e. it is the same nπ* state. Interestingly, at 2.76 eV the T2 state is found, which has the same electronic structure as S2, i.e. being represented as HOMO-LUMO transition with ππ* character (Figure 1). This energetic ordering allows for efficient ISC according to El Sayed's rules,19 which predicts a high ISC rate for S1 (nπ*) → T2 (ππ*). Having arrived in the triplet excitation manifold the excited molecules with decay further via internal conversion, and the photocyclization reaction proceeds in T1. Starting at the T1 equilibrium structure of 6a we have computed the minimum energy reaction pathway for the photocyclization reaction by using unrestricted Kohn-Sham DFT in combination with the B3LYP functional with D3 dispersion correction and the 6-31G* basis set.20 Only the distance between the C-C bond forming atoms has been constrained and all other geometrical parameters were allowed to relax freely along the path. Following this approach, an energy barrier of only 27.9 kJ/mol has been found for the photocyclization reaction, which considering the thermal excess excitation energy of 42.5 kJ/mol after ISC is readily accessible. For comparison, the energy barrier for photocyclization has also been computed in the singlet S0 ground state as well as the first singlet excited state S1 and much higher energy barriers have been found with values of 256 kJ/mol and 120 kJ/mol, respectively. Hence, the photocyclization clearly proceeds in the T1 state, in particular, as in addition the intermediate photoproduct 10a is 20 kJ/mol more stable in the triplet state than 6a at the theoretical level of DFT/B3LYP. After ylide 10a is formed the molecule arrives most likely at the electronic ground state before undergoing a terminal hydrogen shift to form the trans-product 7a. To answer the question whether the hydrogen shift occurs via one [1,4] or two consecutive [1,2] shifts, both pathways were computed at the theoretical level of DFT-D3/B3LYP. In both computations only the distance between the transferred hydrogen and the acceptor carbon atom was constrained and all


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other parameters were freely optimized along the reaction path. According to these calculations, the hydrogen shift clearly occurs via a [1,4] mechanism, since the energy barrier exhibits only 43.2 kJ/mol, while the [1,2] shift would require 178 kJ/mol. The [1,4] hydrogen shift is in addition largely exothermic with a computed reaction energy of 282 kJ/mol. The [1,4] shift is also unlikely to occur in the triplet T1 state, since an energy barrier of at least 213 kJ/mol was computed at DFT-D3/B3LYP level.

Figure 2. Computation-based reaction pathway for the photocyclization of 6a. After excitation of 6a internal conversion and intersystem crossing lead to the equilibrium structure of the T1 state. In the T1 state photocyclization takes place (black curve) to yield 10a. After return to the ground state [1,4] hydrogen shift takes place (blue curve). Barrier heights and reaction energies are given in kJ/mol relative to the substrate of the reaction.

The calculated reaction course via a triplet intermediate T1 was further substantiated by quenching experiments. The reactions were performed qualitatively by adding a triplet quencher to the reaction mixture and monitoring the reaction yield after a reaction time of 3 h. The reaction in the absence of a quencher had led to a complete conversion and to formation of product 8a in


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98% yield (vide supra). Addition of 5 and 10 equiv of trans-piperylene21 to the reaction mixture led under standard irradiation conditions to a significant rate reduction and furnished only 63% and 51% of 8a, respectively (Scheme 6). Unreacted starting material was recovered indicating that the triplet quencher reduces the reaction rate and it was also seen that a higher quencher concentration correlates with a lower reaction rate. Further studies to completely suppress the reaction by increasing the piperylene concentration were not performed.

Scheme 6. Qualitative Triplet Quenching Experiments with trans-Piperylene. O

N O

i) h ( = 366 nm), [20 mM] piperylene, (CH2Cl2) rt, 3 h

H

ii) Epimerization on silica

N

O

O

O

H O

8a

6a 5 eq of piperylene

63% (25% rsm)

10 eq of piperylene

51% (35% rsm)

The fate of the migrating hydrogen atom was studied via the deuterium-labeled enaminone 6j-d5 which was synthesized from aniline-d5 using standard reaction conditions (Scheme 2).22 After an irradiation time of 3 h, 1H NMR spectra revealed the presence of 7j-d5 and 7j-d4 in a ratio of 84:16 when the reaction was carried out in dichloromethane. In deuterated dichloromethane (CD2Cl2) the ratio increased further to 91:9 (Scheme 7). The finding provides evidence for a suprafacial [1,4] hydrogen migration after conrotatory ring closure. It is not completely clear, though, why the deuterium incorporation is not complete but the result with deuterated dichloromethane seems to indicate that the zwitterion 10a is at least partially protonated by the solvent or by a deuterated acid component in the solvent. There was no evidence for deuterium


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incorporation at the -position to the carbonyl group23 which makes it unlikely that successive [1,2] hydrogen atom migrations have occurred. This result is also in line with the calculations.

Scheme 7. Experiment with Deuterium Labeled Tertiary Enaminone 6j-d5 O

D5

h ( = 366 nm) N O

O

O

D4

[20 mM], rt, 3 h

N O

6j-d5

O

D4

H

H N

D O

O

7j-d5

H O

7j-d4

CH2Cl2

84:16

CD2Cl2

91:9

Ratio by 1H-NMR

Additional Transformations. While an acid mediated epimerization of trans-compound 7a was confirmed earlier (cf. Table 1) base mediated epimerization reactions have also been reported in the literature (Scheme 1). Following literature conditions7 the solvent was evaporated after irradiation of compound 6a and the residue was dissolved in THF under argon followed by addition of NaH (1.05 equiv) at 0 oC. After 15 min, upon quenching the enolate with water, the expected cis-hexahydrocarbazol-4-one 8a could surprisingly not be detected but a new spot was visible on TLC. Careful NMR analysis of the isolated compound and a single crystal X-ray analysis revealed that the product was C4a-hydroxy-cis-hexahydrocarbazol-4-one 11a. The compound is likely formed by diastereoselective oxygenation of the enolate upon exposure of the basic solution to air.24 The different reactivity profile of the N-alkoxycarbonyl substituted photoproducts compared to the previously reported N-alkyl photoproducts (Scheme 1) is evident by this transformation. Further optimization of the oxygenation revealed that catalytic sodium hydroxide (20 mol%) under air was sufficient to perform the transformation and the desired product 11a was isolated in 75% yield (Scheme 8). The perfect diastereoselectivity of the


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tranformation is due to the convex shape of the intermediate enolate and it was expected that other transformations would also proceed diastereoselectively. Indeed, reduction of the carbonyl group with sodium borohydride produced alcohol 12a as a single diastereoisomer in an excellent yield of 93%. Grignard addition also worked with complete diastereoselectivity to furnish the addition product 13a in 70% yield. Enolate formation with sodium hydride and quenching with methyl iodide produced C4a-methylated cis-hexahydrocarbazol-4-one 14a in 70% yield. All these transformations from compound 8a give rise to indolines with additional substituents with a potential for being used in the synthesis of libraries of biologically interesting indoline compounds.

Scheme 8. Further Diastereoselective Transformations of cis-Hexahydrocarbazol-4-one 8a. O HO

NaOH 0.2 eq (0.1 M in water) Air balloon, (THF) rt, 20 h

N

H

O

O 11a, 75%

H

NaBH4 (1.1 eq)

O

(MeOH) 78 oC, 16 h

O

N O

H N

H OH

H O

12a, 93%

OH

H H

O EtMgBr (1.3 eq) 8a

N

(Et2O) 20 oC O

H O

13a, 70%

O i) NaH (1.1 eq) (THF) 0 oC, 15 min

Me N

ii) MeI (1.2 eq) O

H O


14a, 70%

17


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CONCLUSION In summary, the introduction of an acceptor substitution, namely alkoxy- and aryloxycarbonyl, at the nitrogen atom of N-aryl-β-enaminones allowed to isolate stable cis-products from the [6] photocyclization reaction after column purification. The labile trans-products could be identified as intermediates but epimerized rapidly on silica. The mechanism of the reaction could be elucidated and further diastereoselective transformations were performed which illustrate the potential of the [6] photocyclization products. Indeed, one direction of future research relates to total synthetic applications of the reaction. Another intriguing aspect of the N-alkoxycarbony-Naryl--enaminones is their strong response to Lewis acid coordination which might enable enantioselective transformations with chiral Lewis acids.

EXPERIMENTAL SECTION General Methods: Air and moisture sensitive reactions were carried out in oven-dried glassware sealed with rubber septa under a positive pressure of dry argon. Irradiation experiments were conducted in a photochemical reactor equipped with 16 fluorescence lamps (λmax = 366 nm). Dry tetrahydrofuran (THF), dichloromethane (CH2Cl2), and diethyl ether (Et2O) were obtained from a solvent purification system. Other dry solvents, e.g. methanol (MeOH), were obtained in the highest purity available stored over molecular sieves. Solvents for photoreactions were degassed via freeze-pump-thaw method and stored over molecular sieves under inert atmosphere. Analytical thin layer chromatography (TLC) was performed on silica gel 60 (F254) glass plates. The TLC plates were visualized by either ultraviolet (UV) light (λ = 254 nm) or treatment with KMnO4 stain followed by gentle heating. Purification of products was accomplished by flash chromatography on silica gel 60 (230-400 mesh). All solvents for chromatography, e.g. ethyl ACS Paragon Plus Environment

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acetate (EtOAc), were distilled prior to use. NMR spectra were measured on either a 300, or a 400 or a 500 MHz nuclear magnetic resonance spectrometer. The NMR spectra were calibrated against the residual solvent e.g. chloroform (1H NMR: δ = 7.26 ppm,

13C{1H}

NMR: δ = 77.16

ppm). Data for 1H NMR spectra were reported as follows: chemical shift in parts per million (ppm), peak shape (s = singlet, d = dublet, t = triplet, q = quartet, quin = quintet, h = sextet, m = multiplet, br = broad, virt = virtual), coupling constant in Hertz (Hz), and integration. Infrared spectra were recorded by attenuated total reflection (ATR) technique and are reported as wave numbers ṽ (cm–1). High resolution mass spectrometry (HRMS) were performed by electrospray ionization (ESI) on a linear ion trap instrument with a Fourier transform ion cyclotron resonance detector. UV/Vis spectra were recorded on a Lambda 35 UV/Vis spectrometer using a precision cell made of quartz with a pathway of 1 mm.

General experimental procedure for the synthesis of 5a-m: A mixture of the 1,3cyclohexanedione (1.0 equiv), aniline (1.0 equiv) and Yb(OTf)3 (2 mol%) in dry acetonitrile (0.5 mL/mmol) was stirred at room temperature for overnight under argon. After completion of the reaction as indicated by thin-layer chromatography (100% EtOAc) the mixture was diluted by dichloromethane (5 mL/mmol). Insoluble catalyst removed by filtration followed by evaporation of volatiles under reduced pressure furnished residue which was triturated in pentane and EtOAc (v/v = 3:1). Filtration, washing with pentane and drying afforded 5a-m.

3-(Phenylamino)cyclohex-2-en-1-one (5a). According to the general procedure, compound 5a was synthesized starting from 1,3-cyclohexanedione (3.00 g, 26.80 mmol, 1.0 equiv) and aniline (2.44 mL, 26.8 mmol, 1.0 equiv). Yellow solid (4.66 g, 93%), m.p. 177-179 oC. TLC: Rf = 0.30 (EtOAc) [UV]. 1H NMR (500 MHz, DMSO-d6): δ 8.83 (s, 1H), 7.37 (t, J = 7.8 Hz, 2H), 7.18-


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7.11 (m, 3H), 5.31 (s, 1H), 2.51-2.49 (m, 2H), 2.16 (t, J = 6.4 Hz, 2H), 1.91-1.86 (m, 2H). 13C{1H}

NMR (100 MHz, DMSO-d6): δ 195.7, 161.9, 139.1, 129.1, 124.3, 123.0, 98.0, 36.4,

28.5, 21.5. IR (ATR): ṽ (cm-1) = 3258, 3065, 1590, 1567, 1518, 752, 702. MS (ESI): m/z (%) = 188 (100) [(M+H)+]. HRMS (ESI): calc. for C12H14NO [(M+H)+] = 188.1075; found = 188.1069. Data of this compound were in accordance with those reported in literature.11

3-[(4-Methoxyphenyl)amino]cyclohex-2-en-1-one (5b). According to the general procedure, compound 5b was synthesized starting from 1,3-cyclohexanedione (1.82 g, 16.24 mmol, 1.0 equiv) and 4-methoxyaniline (2.00 g, 16.24 mmol, 1.0 equiv). Off white solid (3.42 g, 97%), m.p. 165-167 oC. TLC: Rf = 0.24 (EtOAc) [UV]. 1H NMR (300 MHz, DMSO-d6): δ 8.67 (s, 1H), 7.10 (virt d, J = 8.9 Hz, 2H), 6.95 (virt d, J = 8.9 Hz, 2H), 5.10 (s, 1H), 3.75 (s, 3H), 2.52-2.45 (m, 2H), 2.16-2.11 (m, 2H), 1.89-1.85 (m, 2H). 13C{1H} NMR (75 MHz, DMSO-d6): δ 195.2, 162.9, 156.4, 131.63, 125.3, 114.3, 97.0, 55.2, 36.4, 28.3, 21.6. IR (ATR): ṽ (cm-1) = 3212, 3030, 2943, 1568, 1504, 1237, 802, 714. MS (ESI): m/z (%) = 218 (100) [(M+H)+]. HRMS (ESI): calc. for C13H16NO2 [(M+H)+] = 218.1183; found = 218.1175. Data of this compound were in accordance with those reported in literature.11

5,5-Dimethyl-3-(phenylamino)cyclohex-2-en-1-one (5c). According to the general procedure, compound 5c was synthesized starting from 5,5-dimethyl-1,3-cyclohexanedione (1.00 g, 7.14 mmol, 1.0 equiv) and aniline (652 µL, 7.14 mmol, 1.0 equiv). White solid (1.51 g, 98%), m.p. 181-183 oC. TLC: Rf = 0.60 (EtOAc) [UV]. 1H NMR (300 MHz, DMSO-d6): δ 8.78 (s, 1H), 7.40-7.34 (m, 2H), 7.19-7.10 (m, 3H), 5.32 (s, 1H), 2.38 (s, 2H), 2.05 (s, 2H), 1.02 (s, 6H). 13C{1H}

NMR (75 MHz, DMSO-d6): δ 195.3, 160.0, 139.1, 129.1, 124.2, 122.9, 96.7, 50.1, 42.0,

32.2, 27.9. IR (ATR): ṽ (cm-1) = 3234, 3063, 2960, 1566, 1510, 1242, 1148, 765, 704. MS (ESI):


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m/z (%) = 216 (100) [(M+H)+]. HRMS (ESI): calc. for C14H18NO [(M+H)+] = 216.1388; found = 216.1382. Data of this compound were in accordance with those reported in literature.25

3-{[3-(tert-Butyl)phenyl]amino}cyclohex-2-en-1-one (5d). According to the general procedure, compound 5d was synthesized starting from 1,3-cyclohexanedione (368 mg, 3.29 mmol, 1.0 equiv) and 3-(tert-butyl)aniline (490 mg, 3.29 mmol, 1.0 equiv). White solid (702 mg, 86%), m.p. 177-179 oC. TLC: Rf = 0.46 (EtOAc) [UV]. 1H NMR (300 MHz, DMSO-d6): δ 8.84 (s, 1H), 7.30 (t, J = 8.0 Hz, 1H), 7.18-7.15 (m, 2H), 7.00 (d, J = 8.0 Hz, 1H) 5.31 (s, 1H), 2.51-2.48 (m, 2H), 2.16 (t, J = 6.1 Hz, 2H), 1.90-1.86 (m, 2H), 1.27 (s, 9H). 13C{1H} NMR (75 MHz, DMSOd6): δ 195.6, 162.0, 151.8, 138.7, 128.8, 121.3, 120.1, 120.0, 97.8, 36.4, 34.4, 31.0, 28.5, 21.5. IR (ATR): ṽ (cm-1) = 3257, 2956, 1583, 1536, 1485, 1246, 1183, 793, 703. MS (ESI): m/z (%) = 244 (100) [(M+H)+]. HRMS (ESI): calc. for C16H22NO [(M+H)+] = 244.1701; found = 244.1695.

3-(Phenylamino)cyclopent-2-en-1-one (5e). According to the general procedure, compound 5e was synthesized starting from 1,3-cyclopentanedione (350 mg, 3.57 mmol, 1.0 equiv) and aniline (326 µL, 3.57 mmol, 1.0 equiv). White solid (610 mg, 98%), m.p. 222-224 oC. TLC: Rf = 0.22 (EtOAc) [UV]. 1H NMR (400 MHz, DMSO-d6): δ 9.57 (s, 1H), 7.37-7.33 (m, 2H), 7.19 (d, J = 7.9 Hz, 2H), 7.09-7.06 (m, 1H), 5.41 (s, 1H), 2.73-2.70 (m, 2H), 2.24-2.21 (m, 2H). 13C{1H}

NMR (100 MHz, DMSO-d6): δ 203.9, 171.8, 140.4, 129.2, 123.4, 119.9, 100.9, 32.8,

28.4. IR (ATR): ṽ (cm-1) = 2990, 2950, 1738, 1704, 1598, 1481, 1443, 1276, 1055, 755. MS (ESI): m/z (%) = 174 (100) [(M+H)+]. HRMS (ESI): calc. for C11H12NO [(M+H)+] = 174.0919; found = 174.0913.


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3-[(4-Bromophenyl)amino]-5,5-dimethylcyclohex-2-en-1-one (5f). According to the general procedure, compound 5f was synthesized starting from 5,5-dimethyl-1,3-cyclohexanedione (800 mg, 5.70 mmol, 1.0 equiv) and 4-Bromoaniline (981 mg, 5.70 mmol, 1.0 equiv). White solid (1.52 g, 89%), m.p. 217-219 oC. TLC: Rf = 0.63 (EtOAc) [UV]. 1H NMR (400 MHz, DMSO-d6): δ 8.84 (s, 1H), 7.52 (virt d, J = 8.6 Hz, 2H), 7.15 (virt d, J = 8.6 Hz, 2H), 5.35 (s, 1H), 2.38 (s, 2H), 2.07 (s, 2H), 1.03 (s, 6H).

13C{1H}

NMR (100 MHz, DMSO-d6): δ 195.6, 159.3, 138.7,

132.0, 124.5, 115.8, 97.3, 50.1, 42.0, 32.2, 27.9. IR (ATR): ṽ (cm-1) = 3239, 3172, 2957, 1568, 1401, 1147, 807, 718 MS (ESI): m/z (%) = 335 (15) [(M+H+MeCN)+], 294 (100) [(M+H)+]. HRMS (ESI): calc. for C14H17BrNO [(M+H)+] = 294.0494; found = 294.0487. Data of this compound were in accordance with those reported in literature.25

4-[(5,5-Dimethyl-3-oxocyclohex-1-en-1-yl)amino]benzonitrile (5g). According to the general procedure, compound 5g was synthesized starting from 5,5-dimethyl-1,3-cyclohexanedione (1.13 g, 8.06 mmol, 1.0 equiv) and 4-aminobenzonitrile (952 mg, 8.06 mmol, 1.0 equiv). White solid (1.90 g, 98%), m.p. 214-216 oC. TLC: Rf = 0.62 (EtOAc) [UV]. 1H NMR (300 MHz, DMSO-d6): δ 9.14 (s, 1H), 7.80-7.77 (m, 2H), 7.34-7.32 (m, 2H), 5.58 (s, 1H), 2.42 (s, 2H), 2.12 (s, 2H), 1.03 (s, 6H). 13C{1H} NMR (75 MHz, DMSO-d6): δ 196.3, 157.8, 144.1, 133.5, 121.2, 118.9, 101.6, 100.0, 50.0, 42.1, 32.25, 27.8. IR (ATR): ṽ (cm-1) = 3260, 3185, 3101, 2957, 2226, 1606, 1573, 1510, 1243, 831, 717. MS (ESI): m/z (%) = 341 (65) [(M+H+NH4+2MeCN)+], 282 (25) [(M+H+MeCN)+], 241 (100) [(M+H)+]. HRMS (ESI): calc. for C15H17N2O [(M+H)+] = 241.1341; found = 241.1335. Data of this compound were in accordance with those reported in literature.26


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3-[(4-Hydroxyphenyl)amino]cyclohex-2-en-1-one (5h). According to the general procedure, compound 5h was synthesized starting from 1,3-cyclohexanedione (978 mg, 8.73 mmol, 1.0 equiv) and 4-hydroxyaniline (952 mg, 8.73 mmol, 1.0 equiv). Off white solid (1.77 g, 98%), m.p. 208-210 oC. TLC: Rf = 0.24 (EtOAc) [UV]. 1H NMR (300 MHz, DMSO-d6): δ 9.45 (s, 1H), 8.58 (s, 1H), 6.97 (virt d, J = 8.6 Hz, 2H), 6.77 (virt d, J = 8.6 Hz, 2H), 5.04 (s, 1H), 2.47-2.43 (m, 2H), 2.14-2.10 (m, 2H), 1.90-1.82 (m, 2H). 13C{1H} NMR (75 MHz, DMSO-d6): δ 195.1, 163.3, 154.8, 129.9, 125.6, 115.6, 96.8, 36.4, 28.3, 21.6. IR (ATR): ṽ (cm-1) = 3216, 3058, 2943, 2800, 1491, 1232, 1185, 819, 716. MS (ESI): m/z (%) = 245 (10) [(M+H+MeCN)+], 204 (100) [(M+H)+]. HRMS (ESI): calc. for C12H14NO2 [(M+H)+] = 204.1025; found = 204.1019. Data of this compound were in accordance with those reported in literature.25

3-[(5-Methylpyridin-2-yl)amino]cyclohex-2-en-1-one (5i). To a solution of 5-methyl-2aminopyridine (500 mg, 4.63 mmol, 1.0 equiv) in toluene (20 mL) at room temperature were added 1,3-cyclohexanedione (648 mg, 5.78 mmol, 1.25 equiv) and p-toluene sulfonic acid monohydrate (176 mg, 0.93 mmol, 0.2 equiv).27 Reaction mixture was refluxed for 5 h and complete conversion was confirmed by thin-layer chromatography (methanol/EtOAc 5:95). Reaction mixture treated with 5% aqueous NaHCO3 (30 mL) and extracted with dichloromethance (40 mL x 3). Combined organic layers dried over anhydrous sodium sulfate and evaporated under reduced pressure to obtain residue which was dry loaded on silica gel column chromatography and purified (methanol/EtOAc 1:50). Compound 5i was isolated as light yellow solid (625 mg, 67%), m.p. 159-151 oC. TLC: Rf = 0.30 (EtOAc) [UV]. 1H NMR (300 MHz, DMSO-d6): δ 9.16 (s, 1H), 813-8.12 (m, 1H), 7.53 (ddd, J = 8.4, 2.4, 0.5 Hz, 1H), 6.95 (d, J = 8.4 Hz, 1H), 6.73 (s, 1H), 2.55-2.50 (m, 2H), 2.22-2.16 (m, 5H), 1.95-1.86 (m, 2H). 13C{1H}

NMR (75 MHz, DMSO-d6): δ 197.2, 158.2, 152.0, 147.0, 138.4, 126.2, 113.4, 104.0,


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36.4, 28.7, 21.6, 17.2. IR (ATR): ṽ (cm-1) = 3287, 3197, 2934, 1574, 1475, 1284, 1137, 827, 738. MS (ESI): m/z (%) = 203 (100) [(M+H)+]. HRMS (ESI): calc. for C12H15N2O [(M+H)+] = 203.1184; found = 203.1178. Data of this compound were in accordance with those reported in literature.27

3-(Naphthalen-1-ylamino)cyclohex-2-en-1-one (5j). According to the general procedure, compound 5j was synthesized starting from 1,3-cyclohexanedione (785 mg, 7.00 mmol, 1.0 equiv) and 1-naphthylamine (1.00 g, 7.00 mmol, 1.0 equiv). Light yellow solid (1.52 g, 92%), m.p. 182-184 oC. TLC: Rf = 0.35 (EtOAc) [UV]. 1H NMR (300 MHz, DMSO-d6): δ 9.02 (s, 1H), 8.01-7.87 (m, 3H), 7.59-7.53 (m, 3H), 7.40 (d, J = 7.3 Hz, 1H), 4.67 (s, 1H), 2.69-2.65 (m, 2H), 2.18-2.13 (m, 2H), 1.99-1.91 (m, 2H).

13C{1H}

NMR (75 MHz, DMSO-d6): δ 195.1, 164.6,

134.6, 134.0, 129.0, 128.2, 126.6, 126.3, 126.3, 125.7, 124.0, 122.9, 98.0, 36.4, 28.0, 21.6. IR (ATR): ṽ (cm-1) = 3235, 3029, 1564, 1514, 1246, 1184, 1140, 774. MS (ESI): m/z (%) = 238 (100) [(M+H)+]. HRMS (ESI): calc. for C16H16NO [(M+H)+] = 238.1232; found = 238.1226. Data of this compound were in accordance with those reported in literature.28

3-(Quinolin-8-ylamino)cyclohex-2-en-1-one (5k). According to the procedure used for 5i, compound 5k was synthesized starting from 1,3-cyclohexanedione (353 mg, 3.15 mmol, 1.0 equiv) and 8-aminoquinoline (500 mg, 3.47 mmol, 1.1 equiv). Light brown solid (566 mg, 68%), m.p. 117-119 oC. TLC: Rf = 0.35 (EtOAc) [UV]. 1H NMR (300 MHz, DMSO-d6): δ 9.05 (s, 1H), 8.94 (dd, J = 4.2, 1.7 Hz, 1H), 8.42 (dd, J = 8.3, 1.7 Hz, 1H), 7.75-7.58 (m, 4H), 5.60 (s, 1H), 2.72 (t, J = 6.1 Hz, 2H), 2.25-2.21 (m, 2H), 1.99-1.90 (m, 2H). 13C{1H} NMR (75 MHz, DMSOd6): δ 196.2, 161.1, 149.3, 140.5, 136.5, 135.4, 128.5, 126.6, 123.0, 122.2, 120.3, 100.0, 36.4, 28.9, 21.6. IR (ATR): ṽ (cm-1) = 3171, 3003, 2945, 1587, 1530, 1322, 1244, 1186, 792, 767. MS


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(ESI): m/z (%) = 239 (100) [(M+H)+]. HRMS (ESI): calc. for C15H15N2O [(M+H)+] = 239.1184; found = 239.1178. Data of this compound were in accordance with those reported in literature.29

3-[(2-Fluorophenyl)amino]-5,5-dimethylcyclohex-2-en-1-one (5l). According to the general procedure, compound 5l was synthesized starting from 5,5-dimethyl-1,3-cyclohexanedione (1.20 g, 8.57 mmol, 1.0 equiv) and 2-fluoroaniline (827 µL, 8.57 mmol, 1.0 equiv). White solid (1.89 g, 94%), m.p. 139-141 oC. TLC: Rf = 0.67 (EtOAc) [UV]. 1H NMR (300 MHz, DMSO-d6): δ 8.65 (s, 1H), 7.35-7.23 (m, 4H), 4.86 (s, 1H), 2.40 (s, 2H), 2.05 (s, 2H), 1.03 (s, 6H). 13C{1H}

NMR (75 MHz, DMSO-d6): δ 195.1, 161.2, 156.0 (d, J = 247 Hz), 127.6 (d, J = 1.5 Hz),

127.5 (d, J = 7.7 Hz), 126.2 (d, J = 12.3 Hz), 124.9 (d, J = 3.6 Hz), 116.4 (d, J = 19.7 Hz), 97.0, 50.1, 41.4, 32.4, 27.9. IR (ATR): ṽ (cm-1) = 3235, 3052, 2961, 1572, 1491, 1227, 1146, 757, 682. MS (ESI): m/z (%) = 234 (100) [(M+H)+] HRMS (ESI): calc. for C14H17FNO [(M+H)+] = 234.1294; found = 234.1288. Data of this compound were in accordance with those reported in literature.30

3-[(2,3,4,5-Tetrafluorophenyl)amino]cyclohex-2-en-1-one (5m). According to the general procedure, compound 5m was synthesized starting from 1,3-cyclohexanedione (1.36 g, 12.12 mmol, 1.0 equiv) and 2,3,4,5-tetrafluoroaniline (2.00 g, 12.12 mmol, 1.0 equiv). Off white solid (2.85 g, 91%), m.p. 184-186 oC. TLC: Rf = 0.50 (EtOAc) [UV]. 1H NMR (300 MHz, DMSO-d6): δ 8.84 (s, 1H), 7.44-7.34 (m, 1H), 4.97 (s, 1H), 2.53-2.49 (m, 2H) 2.20-2.15 (m, 2H), 1.94-1.86 (m, 2H). 13C{1H} NMR (75 MHz, DMSO-d6): δ 195.9, 162.2, 147.8-144.3 (m), 143.7-140.2 (m), 142.6-139.4 (m), 138.8-135.8 (m), 123.4 (m), 109.5 (dd, J = 20.5, 2.1 Hz), 99.7, 36.3, 27.7, 21.4. IR (ATR): ṽ (cm-1) = 3205, 3059, 2962, 1573, 1518, 1488, 1187, 1135, 1063, 949, 715. MS


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(ESI): m/z (%) = 301 (60) [(M+H+MeCN)+], 260 (100) [(M+H)+]. HRMS (ESI): calc. for C12H10F4NO [(M+H)+] = 260.0699; found = 260.0692.

3-[(Phenyl-d5)amino]cyclohex-2-en-1-one (5a-d5). According to the general procedure, compound 5a-d5 was synthesized starting from 1,3-cyclohexanedione (343 mg, 3.06 mmol, 1.0 equiv) and aniline-d5 (279 µL, 3.06 mmol, 1.0 equiv). Yellow solid (555 mg, 94%), m.p. 177-179 oC.

TLC: Rf = 0.30 (EtOAc) [UV]. 1H NMR (300 MHz, DMSO-d6): δ 8.82 (s, 1H), 5.31 (s, 1H),

2.51-2.49 (m, 2H), 2.19-2.14 (m, 2H), 1.93-1.85 (m, 2H). 13C{1H} NMR (75 MHz, DMSO-d6): δ 195.7, 161.8, 138.9, 128.5 (t, J = 25.0 Hz), 122.9-122.2 (m), 97.9, 36.4, 28.5, 21.5. IR (ATR): ṽ (cm-1) = 3258, 3065, 1590, 1567, 1518, 752, 702. MS (ESI): m/z (%) = 193 (100) [(M+H)+]. HRMS (ESI): calc. for C121H92H5NO [(M+H)+] = 193.1389; found = 193.1383.

General experimental procedure for the synthesis of 6 (Procedure A): To a solution of 5 (1.0 equiv) in tetrahydrofuran (5 mL/mmol) was added n-butyllithium (2.5 M in hexane, 1.03 equiv) dropwise at 78 oC and stirred at this temperature for 20 min. Chloroformate (1.2 equiv) added dropwise followed by stirring for 1 h at 78 oC temperature was allowed to rise to room temperature. After completion of the reaction as indicated by thin-layer chromatography (100% EtOAc) the solvent was removed under reduced pressure and the residue was dissolved in dichloromethane (20 mL/mmol). Washed with water (50 mL) and brine (50 mL), dried over anhydrous sodium sulfate and evaporated to obtain residue. Column chromatographic purification (dry loading, pentane/EtOAc eluent system) afforded tertiary enaminones 6.

General experimental procedure for the synthesis of 6 (Procedure B): To a solution of 5 (1.0 equiv) in anhydrous acetonitrile (5 mL/mmol) was added dimethylaminopyridine (10 mol%) and ACS Paragon Plus Environment

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di-tert-butyl dicarbonate (1.5 equiv) at 0 oC and mixture stirred at this temperature for 15 min. Temperature allowed to rise to room temperature and mixture stirred for overnight. After completion of the reaction as indicated by thin-layer chromatography (100% EtOAc) the solvent was removed under reduced pressure and the residue was dissolved in dichloromethane (20 mL/mmol). Washing with water (50 mL) and brine (50 mL) followed by drying on sodium sulfate and evaporation of volatiles afforded residue. Column chromatographic purification (dry loading, pentane/EtOAc eluent system) afforded tertiary enaminones 6.

Methyl N-(3-oxocyclohex-1-en-1-yl)-N-(phenyl)carbamate (6a). According to the general procedure A, compound 6a was synthesized starting from 5a (4.00 g, 21.36 mmol, 1.0 equiv) and methylchloroformate (1.98 mL, 25.63 mmol, 1.2 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 1:1, UV) afforded the product as white solid (4.20 g, 80%), m.p. 100-102 oC.

TLC: Rf = 0.53 (pentane/EtOAc 1:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.44-7.32 (m,

3H), 7.14-7.10 (m, 2H), 5.45 (s, 1H), 3.70 (s, 3H), 2.85-2.80 (m, 2H), 2.38-2.34 (m, 2H), 2.071.98 (m, 2H). 13C{1H} NMR (75 MHz, CDCl3): δ 199.2, 162.2, 153.9, 139.8, 129.6, 128.2, 128.0, 117.4, 53.6, 36.7, 29.3, 22.8. IR (ATR): ṽ (cm-1) = 2955, 1717, 1656, 1590, 1439, 1292, 1237, 760, 706. MS (ESI): m/z (%) = 246 (100) [(M+H)+]. HRMS (ESI): calc. for C14H16NO3 [(M+H)+] = 246.1130; found = 246.1124.

Allyl N-(3-oxocyclohex-1-en-1-yl)-N-(phenyl)carbamate (6b). According to the general procedure A, compound 6b was synthesized starting from 5a (1.00 g, 5.34 mmol, 1.0 equiv) and allyl chloroformate (681 µL, 6.41 mmol, 1.2 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 1:1, UV) afforded the product as oil (978 mg, 67%). TLC: Rf = 0.24 (pentane/EtOAc 4:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.44-7.32 (m, 3H), 7.15-7.11 (m,


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2H), 5.80 (ddt, J = 17.1, 10.6, 5.3 Hz, 1H), 5.46 (s, 1H), 5.16-5.05 (m, 2H), 4.59 (dt, J = 5.3, 1.5 Hz, 2H), 2.86-2.81 (m, 2H), 2.39-2.34 (m, 2H), 2.07-1.98 (m, 2H).

13C{1H}

NMR (75 MHz,

CDCl3): δ 199.3, 162.4, 153.2, 139.9, 131.6, 129.7, 128.4, 128.2, 118.1, 117.5, 67.1, 36.8, 29.4, 22.9. IR (ATR): ṽ (cm-1) = 2949, 1722, 1654, 1586, 1233, 1192, 760, 705. MS (ESI): m/z (%) = 272 (100) [(M+H)+]. HRMS (ESI): calc. for C16H18NO3 [(M+H)+] = 272.1287; found = 272.1280.

(1R,2S,5R)-2-isopropyl-5-methylcyclohexyl

N-(3-oxocyclohex-1-en-1-yl)-N-(phenyl)carba-

mate (6c). According to the general procedure A, compound 6c was synthesized starting from 5a (0.50

g,

2.67

mmol,

1.0

equiv)

and

(1R,2S,5R)-2-isopropyl-5-methylcyclohexyl

carbonochloridate (687 µL, 3.20 mmol, 1.2 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 2:1, UV) afforded the product as white solid (730 mg, 74%). TLC: Rf = 0.55 (pentane/EtOAc 4:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.42-7.30 (m, 3H), 7.11-7.06 (m, 2H), 5.39 (s, 1H), 4.56 (td, J = 10.7, 4.3 Hz, 1H), 2.88-2.84 (m, 2H), 2.38-2.34 (m, 2H), 2.091.98 (m, 3H), 1.65-1.55 (m, 3H), 1.51-1.38 (m, 1H), 1.16-1.06 (m, 1H), 1.04-0.93 (m, 1H), 0.910.84 (m, 4H), 0.82-0.71 (m, 7H). 13C{1H} NMR (75 MHz, CDCl3): δ 199.4, 162.8, 153.2, 140.0, 129.6, 128.2, 128.2, 116.5, 46.9, 40.8, 36.8, 34.1, 31.4, 29.5, 26.3, 23.4, 23.0, 22.0, 20.7, 16.4. IR (ATR): ṽ (cm-1) = 2950, 2928, 2869, 1721, 1652, 1584, 1241, 1203, 971, 760, 704. MS (ESI): m/z (%) = 433 (20) [(M+Na+MeCN)+], 370 (40) [(M+H)+], 188 (100) [(M-C11H19O2+2H)+]. HRMS (ESI): calc. for C23H32NO3 [(M+H)+] = 370.2382; found = 370.2376.

(9H-Fluoren-9-yl)methyl N-(4-methoxyphenyl)-N-(3-oxocyclohex-1-en-1-yl)carbamate (6d). According to the general procedure A, compound 6d was synthesized starting from 5b (0.50 g, 2.3 mmol, 1.0 equiv) and (9H-fluoren-9-yl)methyl carbonochloridate (714 mg, 2.76 mmol, 1.2


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equiv). Column chromatographic purification (SiO2, pentane/EtOAc 1:1, UV) afforded the product as white solid (836 mg, 83%). TLC: Rf = 0.13 (pentane/EtOAc 4:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.69 (virt d, J = 7.5 Hz, 2H), 7.38-7.33 (m, 2H), 7.19 (td, J = 7.4, 1.1 Hz, 2H), 7.14-7.11 (m, 2H), 6.99-6.88 (m, 4H), 5.42 (s, 1H), 4.43 (d, J = 6.7 Hz, 2H), 4.03 (t, J = 6.6 Hz, 1H), 3.87 (s, 3H), 2.79-2.75 (m, 2H), 2.35-2.31 (m, 2H), 2.01-1.93 (m, 2H). 13C{1H} NMR (75 MHz, CDCl3): δ 199.4, 162.7, 159.4, 153.5, 143.3, 141.3, 132.3, 129.3, 127.8, 127.0, 124.9, 120.0, 116.4, 115.0, 68.2, 55.7, 46.8, 36.7, 29.2, 22.9. IR (ATR): ṽ (cm-1) = 2950, 1723, 1648, 1586, 1508, 1236, 1192, 738. MS (ESI): m/z (%) = 901 (10) [(2M+Na)+], 503 (10) [(M+Na+MeCN)+], 440 (15) [(M+H)+], 218 (100) [(M-C15H11O2+2H)+]. HRMS (ESI): calc. for C28H26NO4 [(M+H)+] = 440.1862; found = 440.1854.

Phenyl N-(5,5-dimethyl-3-oxocyclohex-1-en-1-yl)-N-(phenyl)carbamate (6e). According to the general procedure A, compound 6e was synthesized starting from 5c (0.50 g, 2.32 mmol, 1.0 equiv) and phenylchloroformate (350 µL, 2.79 mmol, 1.2 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 3:1, UV) afforded the product as white solid (606 mg, 78%), m.p. 90-92 oC. TLC: Rf = 0.46 (pentane/EtOAc 4:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.487.41 (m, 2H), 7.40-7.30 (m, 3H), 7.26-7.17 (m, 3H), 7.07-7.03 (m, 2H), 5.51 (s, 1H), 2.79 (s, 2H), 2.24 (s, 2H), 1.10 (s, 6H).

13C{1H}

NMR (75 MHz, CDCl3): δ 199.3, 160.4, 152.0, 150.6,

140.0, 129.9, 129.5, 128.6, 128.0, 126.1, 121.3, 118.2, 50.6, 43.2, 34.0, 28.2. IR (ATR): ṽ (cm-1) = 2960, 1735, 1651, 1593, 1434, 1266, 1197, 744, 704. MS (ESI): m/z (%) = 336 (100) [(M+H)+]. HRMS (ESI): calc. for C21H22NO3 [(M+H)+] = 336.1600; found = 336.1594.

Benzyl N-(3-oxocyclohex-1-en-1-yl)-N-(phenyl)carbamate (6f). According to the general procedure A, compound 6f was synthesized starting from 5a (0.30 g, 1.60 mmol, 1.0 equiv) and


29


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benzylchloroformate (275 µL, 1.92 mmol, 1.2 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 1:1, UV) afforded the product as off white solid (365 mg, 71%), m.p. 6466 oC. TLC: Rf = 0.24 (pentane/EtOAc 4:1) [UV]. 1H NMR (400 MHz, CDCl3): δ 7.43-7.35 (m, 3H), 7.33-7.28 (m, 3H), 7.17-7.10 (m, 4H), 5.45 (s, 1H), 5.14 (s, 2H), 2.85-2.82 (m, 2H), 2.372.34 (m, 2H), 2.05-1.98 (m, 2H). 13C{1H} NMR (100 MHz, CDCl3): δ 199.4, 162.4, 153.3, 139.9, 135.5, 129.7, 128.6, 128.4, 128.3, 128.2, 127.7, 117.4, 68.2, 36.8, 29.4, 22.9. IR (ATR): ṽ (cm-1) = 3062, 3035, 2953, 1717, 1657, 1589, 1235, 1203, 759, 690. MS (ESI): m/z (%) = 385 (50) [(M+Na+MeCN)+], 322 (35) [(M+H)+], 188 (100) [(M-C8H7O2+2H)+]. HRMS (ESI): calc. for C20H20NO3 [(M+H)+] = 322.1443; found = 322.1437.

Prop-2-yn-1-yl N-(3-oxocyclohex-1-en-1-yl)-N-(phenyl)carbamate (6g). According to the general procedure A, compound 6g was synthesized starting from 5a (0.50 g, 2.67 mmol, 1.0 equiv) and prop-2-yn-1-yl carbonochloridate (313 µL, 3.20 mmol, 1.2 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 1:1, UV) afforded the product as light brown solid (482 mg, 67%), m.p. 83-85 oC. TLC: Rf = 0.24 (pentane/EtOAc 4:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.45-7.33 (m, 3H), 7.16-7.13 (m, 2H), 5.48 (s, 1H), 4.68 (d, J = 2.4 Hz, 2H), 2.85-2.81 (m, 2H), 2.46 (t, J = 2.4 Hz, 1H), 2.39-2.35 (m, 2H), 2.08-1.99 (m, 2H). 13C{1H} NMR (75 MHz, CDCl3): δ 199.3, 162.1, 152.7, 139.6, 128.8, 128.5, 128.1, 118.3, 75.4, 54.0, 36.8, 29.4, 22.9. IR (ATR): ṽ (cm-1) = 3174, 2945, 2118, 1729, 1642, 1589, 1235, 1192, 714, 694. MS (ESI): m/z (%) = 270 (100) [(M+H)+]. HRMS (ESI): calc. for C16H16NO3 [(M+H)+] = 270.1130; found = 270.1124.

Methyl N-[3-(tert-butyl)phenyl]-N-(3-oxocyclohex-1-en-1-yl)carbamate (6h). According to the general procedure A, compound 6h was synthesized starting from 5d (0.30 g, 1.23 mmol, 1.0


30

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equiv) and methylchloroformate (114 µL, 1.48 mmol, 1.2 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 1:1, UV) afforded the product as an oil (330 mg, 89%). TLC: Rf = 0.37 (pentane/EtOAc 4:1) [UV]. 1H NMR (400 MHz, CDCl3): δ 7.39-7.36 (m, 1H), 7.32 (t, J = 7.5 Hz, 1H), 7.10 (t, J = 1.9 Hz, 1H), 6.92 (ddd, J = 7.5, 1.9, 1.9 Hz, 1H), 5.45 (s, 1H), 3.70 (s, 3H), 2.84-2.81 (m, 2H), 2.38-2.35 (m, 2H), 2.06-1.99 (m, 2H), 1.31 (s, 9H).

13C{1H}

NMR

(100 MHz, CDCl3): δ 199.5, 162.6, 154.2, 153.3, 139.3, 139.7, 129.3, 125.4, 125.1, 125.1, 117.3, 53.7, 36.8, 34.9, 31.3, 29.4, 23.0. IR (ATR): ṽ (cm-1) = 2955, 1727, 1651, 1594, 1437, 1294, 1235, 1199, 1068, 768, 699. MS (ESI): m/z (%) = 365 (8) [(M+Na+MeCN)+], 302 (100) [(M+H)+]. HRMS (ESI): calc. for C18H24NO3 [(M+H)+] = 302.1756; found = 302.1750.

Methyl N-(3-oxocyclopent-1-en-1-yl)-N-(phenyl)carbamate (6i). According to the general procedure A, compound 6i was synthesized starting from 5e (0.50 g, 2.89 mmol, 1.0 equiv) and methylchloroformate (268 µL, 3.47 mmol, 1.2 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 1:2, UV) afforded the product as oil (534 mg, 80%). TLC: Rf = 0.70 (EtOAc) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.49-7.41 (m, 3H), 7.20-7.15 (m, 2H), 5.49 (t, J = 1.4 Hz, 1H), 3.73 (s, 3H), 2.98-2.95 (m, 2H), 2.43-2.40 (m, 2H).

13C{1H}

NMR (75 MHz,

CDCl3): δ 206.4, 173.6, 153.6, 139.6, 129.8, 129.0, 128.0, 115.3, 54.0, 34.4, 30.3. IR (ATR): ṽ (cm-1) = 2955, 1736, 1673, 1569, 1436, 1281, 1241, 1171, 1057, 765, 693. MS (ESI): m/z (%) = 273 (10) [(M+H+MeCN)+], 232 (35) [(M+H)+], 174 (100) [(M-C2H3O2+2H)+]. HRMS (ESI): calc. for C13H14NO3 [(M+H)+] = 232.0974; found = 232.0968.

tert-Butyl N-(3-oxocyclohex-1-en-1-yl)-N-(phenyl)carbamate (6j). According to the general procedure B, compound 6j was synthesized starting from 5a (0.50 g, 2.67 mmol, 1.0 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 1:1, UV) afforded the product as


31


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white solid (514 mg, 67%), m.p. 131-133 oC. TLC: Rf = 0.30 (pentane/EtOAc 4:1) [UV]. 1H NMR (500 MHz, CDCl3): δ 7.39-7.36 (m, 2H), 7.32-7.28 (m, 1H), 7.10-7.08 (m, 2H), 5.41 (s, 1H), 2.82-2.80 (m, 2H), 2.37-2.34 (m, 2H), 2.04-1.99 (m, 2H), 1.38 (s, 9H). 13C{1H} NMR (75 MHz, CDCl3): δ 199.4, 162.8, 152.5, 140.7, 129.5, 128.1, 127.9, 117.0, 82.7, 36.8, 29.7, 28.0, 23.0. IR (ATR): ṽ (cm-1) = 2972, 1719, 1642, 1582, 1297, 1243, 1151, 758, 702. MS (ESI): m/z (%) = 575 (40) [(2M+H)+], 351 (35) [(M+Na+MeCN)+], 288 (100) [(M+H)+]. HRMS (ESI): calc. for C17H22NO3 [(M+H)+] = 288.1600; found = 288.1593.

tert-Butyl

N-(4-bromophenyl)-N-(5,5-dimethyl-3-oxocyclohex-1-en-1-yl)carbamate

(6k).

According to the general procedure B, compound 6k was synthesized starting from 5f (0.50 g, 1.70 mmol, 1.0 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 2:1, UV) afforded the product as white solid (466 mg, 69%), m.p. 115-117 oC. TLC: Rf = 0.66 (pentane/EtOAc 4:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.51 (virt d, J = 8.7 Hz, 2H), 6.97 (virt d, J = 8.7 Hz, 2H), 5.38 (s, 1H), 2.66 (s, 2H), 2.22 (s, 2H), 1.41 (s, 9H), 1.09 (s, 6H). 13C{1H}

NMR (75 MHz, CDCl3): δ 199.2, 160.4, 152.1, 140.0, 132.8, 129.7, 121.6, 117.2, 83.2,

50.5, 43.5, 34.0, 28.2, 28.1. IR (ATR): ṽ (cm-1) = 2960, 1717, 1653, 1608, 1476, 1239, 1145, 834, 759. MS (ESI): m/z (%) = 789 (30) [(2M+H)+], 394 (100) [(M+H)+]. HRMS (ESI): calc. for C19H25BrNO3 [(M+H)+] = 394.1018; found = 394.1012.

tert-Butyl

N-(4-cyanophenyl)-N-(5,5-dimethyl-3-oxocyclohex-1-en-1-yl)carbamate

(6l).

According to the general procedure B, compound 6l was synthesized starting from 5g (0.50 g, 2.08 mmol, 1.0 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 2:1, UV) afforded the product as light yellow solid (440 mg, 62%), m.p. 94-96 oC. TLC: Rf = 0.46 (pentane/EtOAc 4:1) [UV]. 1H NMR (400 MHz, CDCl3): δ 7.69 (virt d, J = 8.7 Hz, 2H), 7.24


32

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(virt d, J = 8.7 Hz, 2H), 5.41 (s, 1H), 2.62 (s, 2H), 2.24 (s, 2H), 1.42 (s, 9H), 1.10 (s, 6H). 13C{1H}

NMR (100 MHz, CDCl3): δ 198.9, 159.6, 151.6, 145.0, 133.4, 128.5, 119.3, 118.1,

111.4, 83.8, 50.6, 43.5, 34.0, 28.2, 28.1. IR (ATR): ṽ (cm-1) = 2980, 2227, 1711, 1651, 1592, 1272, 1241, 1147, 834, 766. MS (ESI): m/z (%) = 681 (25) [(2M+H)+], 341 (20) [(M+H)+], 241 (100) [(M-C5H9O2+2H)+]. HRMS (ESI): calc. for C20H25N2O3 [(M+H)+] = 341.1865; found = 341.1859.

tert-Butyl N-(5,5-dimethyl-3-oxocyclohex-1-en-1-yl)-N-(phenyl)carbamatete (6m). According to the general procedure B, compound 6m was synthesized starting from 5c (0.50 g, 2.32 mmol, 1.0 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 2:1, UV) afforded the product as white solid (571 mg, 78%), m.p. 111-113 oC. TLC: Rf = 0.50 (pentane/EtOAc 4:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.40-7.27 (m, 3H), 7.09-7.06 (m, 2H), 5.39 (s, 1H), 2.69 (s, 2H), 2.21 (s, 2H), 1.39 (s, 9H), 1.09 (s, 6H).

13C{1H}

NMR (75 MHz, CDCl3): δ 199.3, 160.9,

152.5, 140.9, 129.5, 128.0, 127.8, 116.7, 82.7, 50.6, 43.6, 34.0, 28.2, 28.1. IR (ATR): ṽ (cm-1) = 2957, 1718, 1647, 1590, 1241, 1145, 758, 702. MS (ESI): m/z (%) = 631 (50) [(2M+H)+], 379 (10) [(M+Na+MeCN)+], 316 (100) [(M+H)+]. HRMS (ESI): calc. for C19H26NO3 [(M+H)+] = 316.1913; found = 316.1907.

tert-Butyl

N-{4-[(tert-butoxycarbonyl)oxy]phenyl}-N-(3-oxocyclohex-1-en-1-yl)carbamate

(6n). According to the general procedure B, compound 6n was synthesized starting from 5h (0.50 g, 2.46 mmol, 1.0 equiv) and Boc2O (1.34 g, 6.15 mmol, 2.5 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 1:1, UV) afforded the product as white solid (675 mg, 68%), m.p. 153-155 oC. TLC: Rf = 0.30 (pentane/EtOAc 2:1) [UV]. 1H NMR (400 MHz, CDCl3): δ 7.20 (virt d, J = 8.9 Hz, 2H), 7.10 (virt d, J = 8.9 Hz, 2H), 5.50 (s, 1H), 2.76-2.73 (m, 2H), 2.37-2.33


33


(m, 2H), 2.04-1.97 (m, 2H), 1.56 (s, 9H), 1.38 (s, 9H).

13C{1H}

Page 34 of 59

NMR (100 MHz, CDCl3): δ

199.3, 162.4, 152.3, 151.4, 150.4, 137.9, 129.0, 122.2, 117.4, 84.0, 83.0, 36.8, 29.7, 28.0, 27.8, 22.9. IR (ATR): ṽ (cm-1) = 2976, 1762, 1725, 1657, 1592, 1509, 1251, 1144, 767. MS (ESI): m/z (%) = 829 (80) [(2M+Na)+], 467 (80) [(M+Na+MeCN)+], 426 (70) [(M+Na)+], 404 (100) [(M+H)+]. HRMS (ESI): calc. for C22H30NO6 [(M+H)+] = 404.2073; found = 404.2067.

tert-Butyl N-(4-hydroxyphenyl)-N-(3-oxocyclohex-1-en-1-yl)carbamate (6o). According to the general procedure B, compound 6o was synthesized starting from 5h (0.50 g, 2.46 mmol, 1.0 equiv) and Boc2O (805 mg, 3.69 mmol, 1.5 equiv). Column chromatographic purification (SiO2, EtOAc/MeOH 98:2, UV) afforded the product as light yellow solid (360 mg, 68%) while 6n was also isolated in 22% yield, m.p. 155-157 oC. TLC: Rf = 0.30 (EtOAc) [UV]. 1H NMR (400 MHz, CDCl3): δ 7.13 (s, 4H), 6.46 (br, 1H), 5.49 (s, 1H), 2.48 (t, J = 6.2 Hz, 2H), 2.36-2.32 (m, 2H), 2.05-1.98 (m, 2H), 1.55 (s, 9H). 13C{1H} NMR (100 MHz, CDCl3): δ 198.3, 162.2, 151.8, 148.5, 135.6, 125.2, 122.3, 100.1, 83.9, 36.8, 29.7, 27.8, 21.9. IR (ATR): ṽ (cm-1) = 3201, 2979, 2943, 1752, 1503, 1136, 828, 780. MS (ESI): m/z (%) = 629 (15) [(2M+Na)+], 304 (40) [(M+H)+], 204 (100) [(M-C5H9O2+2H)+]. HRMS (ESI): calc. for C17H22NO4 [(M+H)+] = 304.1549; found = 304.1542.

Methyl N-(5-methylpyridin-2-yl)-N-(3-oxocyclohex-1-en-1-yl)carbamate (6p). According to the general procedure A, compound 6p was synthesized starting from 5i (0.50 g, 2.47 mmol, 1.0 equiv) and methylchloroformate (286 µL, 3.70 mmol, 1.5 equiv). Column chromatographic purification (SiO2, EtOAc, UV) afforded the product as an oil (586 mg, 91%). TLC: Rf = 0.16 (Pentane/EtOAc 2:1) [UV]. 1H NMR (400 MHz, CDCl3): δ 8.34-8.33 (m, 1H), 7.58 (ddd, J = 8.1, 2.4, 0.7 Hz, 1H), 7.13 (d, J = 8.1 Hz, 1H), 5.41 (s, 1H), 3.72 (s, 3H), 2.80-2.76 (m, 2H), 2.38-2.35


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(m, 5H), 2.07-2.01 (m, 2H).

13C{1H}

NMR (100 MHz, CDCl3): δ 199.4, 161.4, 153.6, 150.5,

150.0, 139.3, 133.3, 122.2, 118.0, 53.8, 36.8, 29.1, 22.6, 18.1. IR (ATR): ṽ (cm-1) = 2953, 1729, 1654, 1589, 1478, 1233, 1204, 759. MS (ESI): m/z (%) = 543 (8) [(2M+Na)+], 324 (10) [(M+Na+MeCN)+], 261 (100) [(M+H)+]. HRMS (ESI): calc. for C14H17N2O3 [(M+H)+] = 261.1239; found = 261.1232.

Methyl N-(naphthalen-1-yl)-N-(3-oxocyclohex-1-en-1-yl)carbamate (6q). According to the general procedure A, compound 6q was synthesized starting from 5j (0.50 g, 2.10 mmol, 1.0 equiv) and methylchloroformate (195 µL, 2.52 mmol, 1.2 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 1:1, UV) afforded the product as off white solid (494 mg, 79%), m.p. 130-132 oC. TLC: Rf = 0.25 (pentane/EtOAc 4:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.93-7.87 (m, 2H), 7.68-7.63 (m, 1H), 7.55-7.47 (m, 3H), 7.31 (dd, J = 7.2, 1.1 Hz, 1H), 5.40 (s, 1H), 3.62 (s, 3H), 3.06-2.85 (m, 2H), 2.37-2.33 (m, 2H), 2.08-1.99 (m, 2H).

13C{1H}

NMR

(75 MHz, CDCl3): δ 199.4, 162.3, 154.4, 136.1, 134.7, 130.3, 129.3, 128.8, 127.6, 126.7, 126.5, 125.7, 121.8, 116.1, 53.9, 36.8, 29.1, 23.0. IR (ATR): ṽ (cm-1) = 2949, 1728, 1649, 1591, 1293, 1235, 1027, 784. MS (ESI): m/z (%) = 337 (5) [(M+H+MeCN)+], 296 (100) [(M+H)+]. HRMS (ESI): calc. for C18H18NO3 [(M+H)+] = 296.1287; found = 296.1280.

Methyl N-(3-oxocyclohex-1-en-1-yl)-N-(quinolin-8-yl)carbamate (6r). According to the general procedure A, compound 6r was synthesized starting from 5k (0.50 g, 2.10 mmol, 1.0 equiv) and methylchloroformate (195 µL, 2.52 mmol, 1.2 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 1:4, UV) afforded the product as light brown solid (365 mg, 58%), m.p. 97-99 oC. TLC: Rf = 0.16 (pentane/EtOAc 2:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 8.89 (dd, J = 4.2, 1.7 Hz, 1H), 8.19 (dd, J = 8.3, 1.7 Hz, 1H), 7.88-7.83 (m, 1H), 7.57-7.55 (m,


35


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2H), 7.44 (dd, J = 8.3, 4.2 Hz, 1H), 5.15 (s, 1H), 3.61 (s, 3H), 3.08 (br, 2H), 2.37-2.33 (m, 2H), 2.12-2.04 (m, 2H). 13C{1H} NMR (75 MHz, CDCl3): δ 199.7, 164.1, 154.6, 151.2, 144.2, 137.9, 136.3, 129.5, 129.2, 128.9, 126.5, 122.0, 116.4, 53.7, 36.9, 29.4, 23.2. IR (ATR): ṽ (cm-1) = 2958, 1727, 1640, 1582, 1432, 1237, 1201, 1185 1029, 791, 759. MS (ESI): m/z (%) = 360 (15) [(M+Na+MeCN)+], 297 (70) [(M+H)+], 265 (100) [(M-OMe)+]. HRMS (ESI): calc. for C17H17N2O3 [(M+H)+] = 297.1239; found = 297.1232.

tert-Butyl

N-(5,5-dimethyl-3-oxocyclohex-1-en-1-yl)-N-(2-fluorophenyl)carbamate

(6s).

According to the general procedure B, compound 6s was synthesized starting from 5l (0.50 g, 2.14 mmol, 1.0 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 2:1, UV) afforded the product as white solid (550 mg, 77%), m.p. 92-94

oC.

TLC: Rf = 0.67

(pentane/EtOAc 4:1) [UV]. 1H NMR (400 MHz, CDCl3): δ 7.35-7.29 (m, 1H), 7.18-7.09 (m, 3H), 5.35 (s, 1H), 2.76 (br, 2H), 2.22 (s, 2H), 1.39 (s, 9H), 1.10 (s, 6H).

13C{1H}

NMR (100

MHz, CDCl3): δ 199.4, 160.6, 157.9 (d, J = 250.5 Hz), 151.8, 130.0, 129.9, 128.7 (d, J = 13.2 Hz), 124.9 (d, J = 4.0 Hz), 116.7 (d, J = 19.9 Hz), 115.8, 83.1, 50.6, 43.6, 34.0, 28.2, 28.0. 19F NMR (376 MHz, CDCl3): δ -121.8. IR (ATR): ṽ (cm-1) = 2959, 1721, 1650, 1597, 1238, 1141, 754. MS (ESI): m/z (%) = 667 (40) [(2M+H)+], 397 (10) [(M+Na+MeCN)+], 334 (100) [(M+H)+]. HRMS (ESI): calc. for C19H25FNO3 [(M+H)+] = 334.1818; found = 334.1812.

tert-Butyl

N-(3-oxocyclohex-1-en-1-yl)-N-(2,3,4,5-tetrafluorophenyl)carbamate

(6t).

According to the general procedure B, compound 6t was synthesized starting from 5m (0.50 g, 1.93 mmol, 1.0 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 2:1, UV) afforded the product as white solid (645 mg, 93%), m.p. 79-81

oC.

TLC: Rf = 0.63

(pentane/EtOAc 4:1) [UV]. 1H NMR (400 MHz, CDCl3): δ 6.90-6.83 (m, 1H), 5.36 (s, 1H), 2.85-


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2.81 (m, 2H), 2.40-2.36 (m, 2H), 2.08-2.02 (m, 2H), 1.43 (s, 9H).

13C{1H}

NMR (75 MHz,

CDCl3): δ 198.9, 161.4, 150.9, 148.3-145.6 (m), 145.5-142.9 (m), 142.9-140.1 (m), 142.0-139.2 (m), 124.8-124.6 (m), 117.5, 111.9 (dd, J = 20.1, 3.4 Hz), 84.3, 36.8, 29.3, 27.9, 22.9. 19F NMR (376 MHz, CDCl3): δ -138.1 (qd, J = 10.7, 1.8 Hz, 1F), -144.4 (qd, J = 10.7, 3.8 Hz, 1F), -153.6 (td, J = 20.2, 1.8 Hz, 1F), -154.1 (m, 1F). IR (ATR): ṽ (cm-1) = 3018, 1730, 1650, 1609, 1521, 1289, 1148, 1126, 752. MS (ESI): m/z (%) = 719 (5) [(2M+H)+], 360 (100) [(M+H)+]. HRMS (ESI): calc. for C17H18F4NO3 [(M+H)+] = 360.1223; found = 360.1217.

Methyl N-(5,5-dimethyl-3-oxocyclohex-1-en-1-yl)-N-(phenyl)carbamate (6u). According to the general procedure A, compound 6u was synthesized starting from 5c (0.50 g, 2.32 mmol, 1.0 equiv) and methylchloroformate (215 µL, 2.79 mmol, 1.2 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 2:1, UV) afforded the product as light yellow solid (608 mg, 96%), m.p. 77-79 oC. TLC: Rf = 0.40 (pentane/EtOAc 4:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.34-7.21 (m, 3H), 7.02-6.99 (m, 2H), 5.33 (s, 1H), 3.60 (s, 3H), 2.60 (s, 2H), 2.12 (s, 2H), 0.98 (s, 6H).

13C{1H}

NMR (75 MHz, CDCl3): δ 199.3, 160.5, 154.1, 140.2, 129.8, 128.3, 128.1,

117.3, 53.7, 50.5, 43.3, 34.0, 28.2. IR (ATR): ṽ (cm-1) = 2954, 1718, 1651, 1583, 1434, 1265, 1242, 1060, 709. MS (ESI): m/z (%) = 274 (100) [(M+H)+]. HRMS (ESI): calc. for C16H20NO3 [(M+H)+] = 274.1443; found = 274.1437.

tert-Butyl N-(3-oxocyclohex-1-en-1-yl)-N-(phenyl-d5)carbamate (6j-d5). According to the general procedure B, compound 6j-d5 was synthesized starting from 5a-d5 (300 mg, 1.56 mmol, 1.0 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 1:1, UV) afforded the product as white solid (245 mg, 54%), m.p. 131-133 oC. TLC: Rf = 0.30 (pentane/EtOAc 4:1) [UV]. 1H NMR (400 MHz, CDCl3): δ 5.41 (s, 1H), 2.82-2.79 (m, 2H), 2.37-2.34 (m, 2H), 2.05-


37


1.99 (m, 2H), 1.38 (s, 9H).

13C{1H}

Page 38 of 59

NMR (100 MHz, CDCl3): δ 199.4, 162.9, 152.5, 140.6,

129.0 (t, J = 24.4 Hz), 127.9-127.0 (m), 117.0, 82.7, 36.8, 29.7, 28.0, 23.0. IR (ATR): ṽ (cm-1) = 2972, 1719, 1642, 1582, 1297, 1243, 1151, 758, 702. MS (ESI): m/z (%) = 293 (100) [(M+H)+]. HRMS (ESI): calc. for C171H172H5NO3 [(M+H)+] = 293.1914; found = 293.1909.

General experimental procedure for the photochemical reaction: The substrate (0.20 mmol, 1.0 equiv) was placed in an oven dried Duran phototube (diameter: 1 cm, volume: 12 mL). Three cycles of vacuum/argon were applied and 10 mL of DCM (dry and degassed) were added. The mixture was irradiated at λ = 366 nm at room temperature until full conversion confirmed by thin layer chromatography. All volatiles were removed under reduced pressure and the crude transphotoproduct was wet loaded (1 mL DCM) for silica gel column chromatography to isolate cishexahydrocarbazol-4-ones 8.

Methyl 4-oxo-1,2,3,4,4a,9a-trans-hexahydro-9H-carbazole-9-carboxylate (7a). According to general irradiation conditions after complete conversion, solvent was evaporated under reduced pressure and the residue was dissolved in methanol-d4 and 1H NMR measured for the crude sample. The coupling constants were clear with Methanol-d4 but compound decomposes over the time thus we only report 1H NMR in this solvent. 1H NMR (500 MHz, Methanol-d4): δ 7.71 (d, J = 8.1 Hz, 1H), 7.51-7.50 (m, 1H), 7.22-7.18 (m, 1H), 7.02 (td, J = 7.5, 0.9 Hz, 1H), 3.96 (d, J = 14.3 Hz, 1H), 3.85 (s, 3H), 3.78 (ddd, J = 14.3, 11.1, 3.3 Hz, 1H), 3.09-3.04 (m, 1H), 2.61-2.53 (m, 1H), 2.40 (ddd, J = 14.9, 5.4, 3.0 Hz, 1H), 2.26-2.20 (m, 1H), 2.11-2.03 (m, 1H), 1.87-1.78 (m, 1H). In chloroform-d1 coupling is not clear but compound is stable for longer time providing better carbon spectra. 1H NMR (300 MHz, CDCl3): δ 7.72 (d, J = 8.2 Hz, 1H), 7.56-7.54 (m, 1H), 7.24-7.19 (m, 1H), 7.04 (td, J = 7.4. 1.0 Hz, 1H), 3.86 (s, 3H), 3.79-3.76 (m, 2H), 3.15-3.07 (m,


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1H), 2.49-2.44 (m, 2H), 2.27-2.17 (m, 1H), 2.08-1.95 (m, 1H), 1.90-1.74 (m, 1H). 13C{1H} NMR (75 MHz, CDCl3): δ 204.9, 155.0, 143.2, 128.3, 125.7, 125.0, 123.3, 114.9, 67.0, 57.3, 52.7, 40.8, 30.6, 23.4.

tert-Butyl 4-oxo-1,2,3,4,4a,9a-trans-hexahydro-9H-carbazole-9-carboxylate-5,6,7,8,9a-d5 (7jd5). General irradiation conditions were followed, but CD2Cl2 was used as a reaction solvent, after complete conversion, solvent was evaporated under reduced pressure and the residue was dissolved in methanol-d4 and 1H NMR measured for the crude sample. Ratio of 7j-d5 to 7j-d4 was found to be 91:9. 1H NMR (500 MHz, Methanol-d4): δ 3.87 (s, 1H), 3.69 (ddd, J = 14.3, 11.1, 3.3 Hz, 0.09H), 3.07-3.03 (m, 1H), 2.58-2.52 (m, 1H), 2.41-2.36 (m, 1H), 2.24-2.19 (m, 1H), 2.062.01 (m, 1H), 1.86-1.77 (m, 1H), 1.60 (s, 9H).

Methyl 4-oxo-1,2,3,4,4a,9a-cis-hexahydro-9H-carbazole-9-carboxylate (8a). According to the general procedure compound 8a was synthesized starting from 6a (49 mg, 0.20 mmol, 1.0 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 3:1, UV) afforded the product as white solid (48 mg, 98%), m.p. 102-104 oC. TLC: Rf = 0.35 (pentane/EtOAc 4:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.76 (br, 1H), 7.27-7.22 (m, 1H), 7.13-7.11 (m, 1H), 7.01-6.96 (m, 1H), 4.84-4.77 (m, 1H), 4.13 (d, J = 9.2 Hz, 1H), 3.87 (s, 3H), 2.50-2.16 (m, 3H), 1.93-1.83 (m, 1H), 1.74-1.58 (m, 2H). 13C{1H} NMR (75 MHz, CDCl3): δ 208.1, 153.2, 141.6, 128.9, 127.5, 124.2, 123.4, 115.6, 61.3, 53.8, 52.8, 38.8, 27.7, 18.8. IR (ATR): ṽ (cm-1) = 2947, 1696, 1478, 1443, 1391, 756. MS (ESI): m/z (%) = 506 (100) [(2M+NH4-2H)+], 244 (10) [(M-H)+]. HRMS (ESI): calc. for C14H14NO3 [(M-H)+] = 244.0974; found = 244.0968. Structure of this compound was also confirmed by single crystal-XRD analysis (CCDC 1877642).


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Allyl 4-oxo-1,2,3,4,4a,9a-cis-hexahydro-9H-carbazole-9-carboxylate (8b). According to the general procedure compound 8b was synthesized starting from 6b (54 mg, 0.20 mmol, 1.0 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 2:1, UV) afforded the product as white solid (46 mg, 85%), m.p. 67-69 oC. TLC: Rf = 0.54 (pentane/EtOAc 4:1) [UV]. 1H

NMR (300 MHz, CDCl3): δ 7.82 (br, 1H), 7.26 (m, 1H), 7.14-7.11 (m, 1H), 7.02-6.97 (m,

1H), 6.03 (ddt, J = 16.2, 10.8, 5.7 Hz, 1H), 5.42-5.36 (m, 1H), 5.31-5.27 (m, 1H), 4.88-4.76 (m, 3H), 4.14 (d, J = 9.2 Hz, 1H), 2.51-2.18 (m, 3H), 1.94-1.84 (m, 1H), 1.76-1.63 (m, 2H). 13C{1H}

NMR (75 MHz, CDCl3): δ 208.1, 152.5, 132.5, 129.0, 127.6, 124.2, 123.5, 120.7, 118.5,

115.7, 66.5, 61.4, 53.8, 38.8, 27.7, 18.8. IR (ATR): ṽ (cm-1) = 2950, 1699, 1479, 1396, 1259, 753. MS (ESI): m/z (%) = 624 (100) [(2M+2MeCN)+], 270 (10) [(M-H)+]. HRMS (ESI): calc. for C16H16NO3 [(M-H)+] = 270.1130; found = 270.1124.

(1R,2S,5R)-2-Isopropyl-5-methylcyclohexyl

4-oxo-1,2,3,4,4a,9a-cis-hexahydro-9H-carba-

zole-9-carboxylate (8c). According to the general procedure compound 8c was synthesized starting from 6c (74 mg, 0.20 mmol, 1.0 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 3:1, UV) afforded the product as white solid (70 mg, 1:1 dr, 95%). TLC: Rf = 0.60 (pentane/EtOAc 4:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.75 (br, 2H), 7.27-7.22 (m, 2H), 7.13-7.10 (m, 2H), 7.00-6.95 (m, 2H), 4.85-4.74 (m, 4H), 4.13 (d, J = 9.2 Hz, 2H), 2.50-2.27 (m, 4H), 2.19-2.12 (m, 4H), 2.04-1.84 (m, 4H), 1.76-1.63 (m, 8H), 1.56-1.46 (m, 4H), 1.19-1.02 (m, 4H), 0.98-0.91 (m, 14H), 0.84-0.81 (m, 6H).

13C{1H}

NMR (75 MHz, CDCl3): δ 208.3, 208.2,

152.6, 129.0, 128.9, 127.7, 124.2, 123.2, 115.7, 115.6, 96.9, 61.2, 61.2, 53.8, 47.6, 47.5, 41.7, 41.5, 38.8, 34.4, 31.6, 26.6, 26.3, 23.7, 23.3, 22.1, 21.1, 21.0, 18.9, 16.6, 16.3. IR (ATR): ṽ (cm-1) = 2953, 2868, 1701, 1479, 1396, 1259, 751. MS (ESI): m/z (%) = 368 (100) [(M-H)+]. HRMS (ESI): calc. for C23H30NO3 [(M-H)+] = 368.2226; found = 368.2219.


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(9H-Fluoren-9-yl)methyl

6-methoxy-4-oxo-1,2,3,4,4a,9a-cis-hexahydro-9H-carbazole-9-

carboxylate (8d). According to the general procedure compound 8d was synthesized starting from 6d (88 mg, 0.20 mmol, 1.0 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 2:1, UV) afforded the product as white solid (77 mg, 87%), m.p. 139-141 oC. TLC: Rf = 0.30 (pentane/EtOAc 4:1) [UV]. 1H NMR (400 MHz, CDCl3): δ 7.79-7.76 (m, 1H), 7.71-7.59 (m, 3H), 7.44-7.38 (m, 2H), 7.36-7.31 (m, 2H), 6.76-6.51 (m, 2H), 4.73 (m, 2H), 4.324.27 (m, 2H), 3.98 (br, 1H), 3.72 (s, 3H), 2.47-2.37 (m, 1H), 2.26-2.20 (m, 1H), 1.79-1.34 (m, 4H). 13C{1H} NMR (100 MHz, CDCl3): δ 208.1, 156.3, 152.3, 143.9, 141.7, 141.6, 127.9, 127.9, 127.3, 124.7, 120.1, 116.2, 114.3, 109.8, 66.7, 61.4, 55.8, 53.7, 47.4, 38.8, 27.1, 18.8. IR (ATR): ṽ (cm-1) = 2948, 1700, 1488, 1267, 739. MS (ESI): m/z (%) = 440 (100) [(M+H)+]. HRMS (ESI): calc. for C28H26NO4 [(M+H)+] = 440.1862; found = 440.1855.

Phenyl

2,2-dimethyl-4-oxo-1,2,3,4,4a,9a-cis-hexahydro-9H-carbazole-9-carboxylate

(8e).

According to the general procedure compound 8e was synthesized starting from 6e (68 mg, 0.20 mmol, 1.0 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 1:1, UV) afforded the product as white solid (64 mg, 94%), m.p. 110-112 oC. TLC: Rf = 0.34 (pentane/EtOAc 4:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.92-7.66 (m, 1H), 7.46-7.41 (m, 2H), 7.33-7.22 (m, 4H), 7.17-7.15 (m, 1H), 7.09-7.03 (m, 1H), 5.12-5.05 (m, 1H), 4.19-4.16 (m, 1H), 2.38-2.27 (m, 3H), 1.66-1.48 (m, 1H), 1.05-1.03 (m, 6H).

13C{1H}

NMR (75 MHz, CDCl3): δ 207.7, 150.7, 140.8,

129.6, 129.2, 127.8, 125.9, 124.0, 121.8, 116.3, 60.4, 52.8, 52.1, 40.4, 32.1, 31.1, 25.3. IR (ATR): ṽ (cm-1) = 2957, 1703, 1475, 1385, 1203, 752. MS (ESI): m/z (%) = 399 (300) [(MH+Na+MeCN)+], 357 (100) [(M-H+Na)+]. HRMS (ESI): calc. for C21H20NO3 [(M-H)+] = 334.1443; found = 334.1438.


41


Page 42 of 59

Benzyl 4-oxo-1,2,3,4,4a,9a-cis-hexahydro-9H-carbazole-9-carboxylate (8f). According to the general procedure compound 8f was synthesized starting from 6f (64 mg, 0.20 mmol, 1.0 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 1:1, UV) afforded the product as oil (51 mg, 80%). TLC: Rf = 0.28 (pentane/EtOAc 4:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.38 (br, 1H), 7.45-7.32 (m, 5H), 7.26-7.22 (m, 1H), 7.14-7.11 (m, 1H), 7.02-6.96 (m, 1H), 5.31 (s, 2H), 4.89-4.81 (m, 1H), 4.13 (d, J = 9.2 Hz, 1H), 2.49-2.18 (m, 3H), 1.92-1.82 (m, 1H), 1.751.61 (m, 2H). 13C{1H} NMR (75 MHz, CDCl3): δ 208.0, 152.5, 136.1, 129.0, 128.7, 128.4, 128.3, 127.6, 124.2, 123.5, 115.7, 67.6, 61.4, 53.8, 38.7, 27.7, 18.8. IR (ATR): ṽ (cm-1) = 2952, 1703, 1399, 1295, 1048, 751, 696. MS (ESI): m/z (%) = 320 (100) [(M-H)+]. HRMS (ESI): calc. for C20H18NO3 [(M-H)+] = 320.1287; found = 320.1282.

Prop-2-yn-1-yl

4-oxo-1,2,3,4,4a,9a-cis-hexahydro-9H-carbazole-9-carboxylate

(8g).

According to the general procedure compound 8g was synthesized starting from 6g (54 mg, 0.20 mmol, 1.0 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 3:1, UV) afforded the product as white solid (37 mg, 68%), m.p. 97-99 oC. TLC: Rf = 0.44 (pentane/EtOAc 4:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.87 (br, 1H), 7.32-7.26 (m, 1H), 7.17-7.14 (m, 1H), 7.03 (td, J = 7.4, 1.0 Hz, 1H), 4.94-4.83 (m, 3H), 4.16 (d, J = 9.1 Hz, 1H), 2.55 (t, J = 2.4 Hz, 1H), 2.53-2.22 (m, 3H), 1.97-1.85 (m, 1H), 1.77-1.65 (m, 2H).

13C{1H}

NMR (75 MHz, CDCl3): δ

207.9, 151.7, 141.4, 129.0, 127.6, 124.2, 123.8, 115.8, 77.9, 75.3, 61.4, 53.7, 53.2, 38.7, 27.6, 18.8. IR (ATR): ṽ (cm-1) = 3282, 2952, 2130, 1706, 1695, 1480, 1405, 1140, 1046, 762. MS (ESI): m/z (%) = 309 (800) [(M-H+MeCN)+], 268 (100) [(M-H)+]. HRMS (ESI): calc. for C16H14NO3 [(M-H)+] = 268.0974; found = 268.0969.


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Methyl 7-(tert-butyl)-4-oxo-1,2,3,4,4a,9a-cis-hexahydro-9H-carbazole-9-carboxylate (8h). According to the general procedure compound 8h was synthesized starting from 6h (60 mg, 0.20 mmol, 1.0 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 4:1, UV) afforded the product as oil (57 mg, 95%). TLC: Rf = 0.60 (pentane/EtOAc 4:1) [UV]. 1H NMR (500 MHz, Acetone-d6): δ 7.91 (br, 1H), 7.05 (dd, J = 7.9, 1.8 Hz, 1H), 6.99 (dd, J = 7.9, 1.1 Hz, 1H), 4.86 (dt, J = 9.1, 5.6 Hz, 1H), 4.06 (d, J = 9.1 Hz, 1H), 3.83 (s, 3H), 2.41-2.35 (m, 1H), 2.32-2.20 (m, 2H), 1.86-1.80 (m, 1H), 1.76-1.67 (m, 1H), 1.62-1.54 (m, 1H), 1.31 (s, 9H). 13C{1H} NMR (126 MHz, Acetone-d6): δ 206.4, 152.5, 151.6, 125.1, 123.1, 119.7, 112.2, 61.2, 53.9, 52.7, 51.8, 38.1, 34.4, 30.7, 27.2, 18.2. IR (ATR): ṽ (cm-1) = 2955, 1702, 1494, 1441, 1296, 1094, 761. MS (ESI): m/z (%) = 300 (100) [(M-H)+]. HRMS (ESI): calc. for C18H22NO3 [(M-H)+] = 300.1600; found = 300.1594.

Methyl 1-oxo-2,3,3a,8b-cis-tetrahydrocyclopenta[b]indole-4(1H)-carboxylate (8i). According to the general procedure compound 8i was synthesized starting from 6i (46 mg, 0.20 mmol, 1.0 equiv) with little change. Irradiation wavelength of 300 nm and 20 h irradiation time was required. Column chromatographic purification (SiO2, pentane/EtOAc 3:2, UV) afforded the product as white solid (24 mg, 52%), m.p. 138-140 oC. TLC: Rf = 0.70 (pentane/EtOAc 1:1) [UV]. 1H NMR (400 MHz, CDCl3): δ 7.87 (br, 1H), 7.39-7.38 (m, 1H), 7.27-7.23 (m, 1H), 7.01 (td, J = 7.5, 1.0 Hz, 1H), 5.09 (br, 1H), 3.92-3.90 (m, 4H), 2.59-2.50 (m, 1H), 2.35-2.31 (m, 2H), 2.21 (br, 1H).

13C{1H}

NMR (100 MHz, CDCl3): δ 214.1, 167.4, 141.6, 129.0, 126.1, 124.9,

123.5, 115.2, 61.6, 53.2, 52.9, 35.8, 29.0. IR (ATR): ṽ (cm-1) = 2990, 2950, 1738, 1704, 1481, 1443, 1389, 1276, 1055, 755. MS (ESI): m/z (%) = 273 (20) [(M+H+MeCN)+], 229 (100) [(M2H)+]. HRMS (ESI): calc. for C13H14NO3 [(M+H)+] = 232.0974; found = 232.0969.


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tert-Butyl 4-oxo-1,2,3,4,4a,9a-cis-hexahydro-9H-carbazole-9-carboxylate (8j). According to the general procedure compound 8j was synthesized starting from 6j (58 mg, 0.20 mmol, 1.0 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 3:1, UV) afforded the product as oil (55 mg, 95%). TLC: Rf = 0.67 (pentane/EtOAc 4:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.72 (br, 1H), 7.25-7.20 (m, 1H), 7.11-7.09 (m, 1H), 6.96 (td, J = 7.5, 0.9 Hz, 1H), 4.78-4.76 (m, 1H), 4.11 (d, J = 9.0 Hz, 1H), 2.49-2.32 (m, 2H), 2.23-2.17 (m, 1H), 1.93-1.82 (m, 1H), 1.70-1.64 (m, 2H), 1.58 (s, 9H).

13C{1H}

NMR (75 MHz, CDCl3): δ 208.4, 151.8, 141.8,

128.9, 127.8, 124.2, 123.0, 115.6, 61.3, 60.5, 53.7, 38.8, 28.6, 27.7, 18.9. IR (ATR): ṽ (cm-1) = 2974, 1697, 1478, 1386, 1142, 751. MS (ESI): m/z (%) = 327 (20) [(M-H+MeCN)+], 286 (100) [(M-H)+]. HRMS (ESI): calc. for C17H20NO3 [(M-H)+] = 286.1443; found = 286.1437.

tert-Butyl

6-bromo-2,2-dimethyl-4-oxo-1,2,3,4,4a,9a-cis-hexahydro-9H-carbazole-9-

carboxylate (8k). According to the general procedure compound 8k was synthesized starting from 6k (79 mg, 0.20 mmol, 1.0 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 2:1, UV) afforded the product light yellow solid (35 mg, 44%). TLC: Rf = 0.60 (pentane/EtOAc 4:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.70 (br, 1H), 7.33 (d, J = 7.6 Hz, 1H), 7.22-7.21 (m, 1H), 4.81 (br, 1H), 4.01 (d, J = 8.9 Hz, 1H), 2.29-2.17 (m, 3H), 1.58 (s, 9H), 1.44-1.36 (m, 1H), 1.02 (s, 3H), 0.98 (s, 3H). 13C{1H} NMR (75 MHz, CDCl3): δ 207.7, 151.4, 131.8, 129.7, 127.1, 117.3, 115.3, 60.0, 52.3, 52.0, 40.1, 31.9, 31.2, 28.5, 25.4. IR (ATR): ṽ (cm1)

= 2957, 1705, 1473, 1137, 764. MS (ESI): m/z (%) = 786 (100) [(2M-2H)+], 392 (50) [(M-

H)+]. HRMS (ESI): calc. for C19H23BrNO3 [(M-H)+] = 392.0861; found = 392.0857.

tert-Butyl

6-cyano-2,2-dimethyl-4-oxo-1,2,3,4,4a,9a-cis-hexahydro-9H-carbazole-9-

carboxylate (8l). According to the general procedure compound 8l was synthesized starting from


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6l (68 mg, 0.20 mmol, 1.0 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 2:1, UV) afforded the product as white solid (62 mg, 91%). TLC: Rf = 0.60 (pentane/EtOAc 4:1) [UV]. 1H NMR (400 MHz, CDCl3): δ 7.84 (br, 1H), 7.53-7.51 (m, 1H), 7.39-7.38 (m, 1H), 4.87 (br, 1H), 4.02 (d, J = 9.1 Hz, 1H), 2.31-2.27 (m, 1H), 2.20-2.16 (m, 2H), 1.58 (s, 9H), 1.37 (t, J = 12.2 Hz, 1H), 1.03 (s, 3H), 1.00 (s, 3H).

13C{1H}

NMR (100 MHz, CDCl3): δ 206.9, 151.1,

145.2, 133.9, 128.9, 127.8, 119.0, 116.0, 105.9, 82.8, 60.1, 52.3, 51.4, 40.1, 31.7, 31.1, 28.4, 25.5. IR (ATR): ṽ (cm-1) = 2955, 2223, 1715, 1482, 1382, 1145, 840, 764. MS (ESI): m/z (%) = 281 (100) [(M-tBu-2H)+], 239 (700) [(M-Boc)+]. HRMS (ESI): calc. for C20H23N2O3 [(M-H)+] = 339.1709; found = 339.1702.

tert-Butyl 2,2-dimethyl-4-oxo-1,2,3,4,4a,9a-cis-hexahydro-9H-carbazole-9-carboxylate (8m). According to the general procedure compound 8m was synthesized starting from 6m (64 mg, 0.20 mmol, 1.0 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 4:1, UV) afforded the product as oil (51 mg, 80%). TLC: Rf = 0.84 (pentane/EtOAc 4:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.85-7.45 (m, 1H), 7.25-7.20 (m, 1H), 7.09-7.06 (m, 1H), 6.95 (td, J = 7.5, 1.0 Hz, 1H), 4.83 (br, 1H), 4.03 (d, J = 8.8 Hz, 1H), 2.28-2.14 (m, 3H), 1.58 (s, 9H), 1.46-1.37 (m, 1H), 1.00 (s, 3H), 0.98 (s, 3H).

13C{1H}

NMR (75 MHz, CDCl3): δ 208.4, 151.7, 141.3,

128.9, 127.7, 124.0, 123.0, 115.9, 59.9, 52.5, 52.2, 39.9, 32.0, 31.2, 28.5, 25.3. IR (ATR): ṽ (cm1)

= 2955, 1697, 1478, 1388, 1162, 750. MS (ESI): m/z (%) = 628 (10) [(2M-2H)+], 416 (100)

[(M+2MeCN+NH4+H)+], 314 (30) [(M-H)+], 214 (15) [(M-Boc)+]. HRMS (ESI): calc. for C19H24NO3 [(M-H)+] = 314.1756; found = 314.1750.

tert-Butyl

6-[(tert-butoxycarbonyl)oxy]-4-oxo-1,2,3,4,4a,9a-cis-hexahydro-9H-carbazole-9-

carboxylate (8n). According to the general procedure compound 8n was synthesized starting


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from 6n (80 mg, 0.20 mmol, 1.0 equiv). Column chromatographic purification (SiO2, pentane/EtOAc 2:1) [UV] afforded the product as white solid (65 mg, 81%). TLC: Rf = 0.50 (pentane/EtOAc 4:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.67 (br, 1H), 7.01-6.97 (m, 1H), 6.94-6.92 (m, 1H), 4.78-4.75 (m, 1H), 4.09 (d, J = 9.4 Hz, 1H), 2.49-2.16 (m, 3H), 1.94-1.83 (m, 1H), 1.68-1.62 (m, 2H), 1.56 (s, 9H), 1.52 (s, 9H).

13C{1H}

NMR (75 MHz, CDCl3): δ 207.8,

151.1, 151.6, 146.7, 139.5, 128.7, 121.5, 117.6, 115.7, 83.5, 81.6, 61.5, 53.2, 38.8, 28.5, 27.8, 27.5, 18.7. IR (ATR): ṽ (cm-1) = 2977, 1754, 1698, 1483, 1389, 1240, 1132, 748. MS (ESI): m/z (%) = 824 (40) [(2M+NH4)+], 467 (20) [(M+Na+MeCN)+], 421 (100) [(M+NH4)+]. HRMS (ESI): calc. for C22H28NO6 [(M-H)+] = 402.1917; found = 402.1911.

Methyl 4-oxo-1,2,3,4-tetrahydro-9H-carbazole-9-carboxylate (9a). This is the byproduct formed upon longer irradiation (Table 1, entry 4). Column chromatographic purification (SiO2, pentane/EtOAc 1:1) [UV] afforded the byproduct as white solid (6 mg, 12%). TLC: Rf = 0.50 (pentane/EtOAc 1:1). 1H NMR (300 MHz, CDCl3): δ 8.30-8.27 (m, 1H), 8.09-8.06 (m, 1H), 7.377.31 (m, 2H), 4.10 (s, 3H), 3.32 (t, J = 6.2 Hz, 2H), 2.62-2.57 (m, 2H), 2.29-2.20 (m, 2H). 13C{1H}

NMR (75 MHz, CDCl3): δ 195.5, 152.1, 151.9, 135.7, 125.9, 125.2, 124.8, 121.7, 117.9,

115.2, 54.3, 38.0, 25.7, 23.3. IR (ATR): ṽ (cm-1) = 2955, 1743, 1655, 1556, 1143, 758. MS (ESI): m/z (%) = 244 (100) [(M+H)+]. HRMS (ESI): calc. for C14H14NO3 [(M+H)+] = 244.0974; found = 244.0968.

Methyl 4a-hydroxy-4-oxo-1,2,3,4,4a,9a-cis-hexahydro-9H-carbazole-9-carboxylate (11a). To a solution of 8a (50 mg, 0.20 mmol, 1.0 equiv) in THF (20 mL/mmol) was added 0.1 M aqueous sodium hydroxide (410 µL, 0.02 mmol, 20 mol%) and the reaction mixture was stirred under Air (balloon) at room temperature for 18 h. After completion of the reaction as indicated by thin-


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layer chromatography (pentane/EtOAc 7:3) [UV], the reaction was diluted with water (20 mL) and extracted by ethyl acetate (2 x 20 mL). Combined organic layers washed with brine (20 mL), dried over anhydrous sodium sulfate and evaporated to obtain residue. Column chromatographic purification (dry loading, pentane/EtOAc 1:1) [UV] afforded compound 11a as white solid (38 mg, 75%). m.p. 111-113 oC. TLC: Rf = 0.22 (pentane/EtOAc 4:1) [UV]. 1H NMR (300 MHz, CDCl3): δ 7.96-7.57 (m, 1H), 7.38 (t, J = 7.4 Hz, 1H), 7.05-7.00 (m, 1H), 6.99-6.96 (m, 1H), 4.57 (br, 1H), 4.50 (s, 1H), 3.86 (br, 3H), 2.55 (dt, J = 17.2, 6.7 Hz, 1H), 2.37 (dt, J = 17.2, 6.7 Hz, 1H), 2.10-2.04 (m, 1H), 1.89-1.64 (m, 3H).

13C{1H}

NMR (75 MHz, CDCl3): δ 209.3, 152.9,

131.2, 130.2, 123.6, 123.4, 116.1, 110.1, 82.2, 69.3, 52.9, 37.0, 29.2, 18.7. IR (ATR): ṽ (cm-1) = 3412, 2972, 1713, 1682, 1474, 1448, 1392, 1055, 770. MS (ESI): m/z (%) = 547 (40) [(2MOH+H+MeCN)+], 506 (100) [(2M-OH+H)+], 244 (20) [(M-OH)+]. HRMS (ESI): calc. for C14H14NO3 [(M-OH)+] = 244.0974; found = 244.0968. Structure of this compound was also confirmed by single crystal-XRD analysis (CCDC 1877643).

Methyl 4-hydroxy-1,2,3,4,4a,9a-cis-hexahydro-9H-carbazole-9-carboxylate (12a). To a solution of 8a (50 mg, 0.20 mmol, 1.0 equiv) in MeOH (20 mL/mmol) was added sodium borohydride (8.50 mg, 0.22 mmol, 1.1 equiv) at 78 oC. After one hour stirring, temperature was allowed to rise to room temperature and reaction stirred for another 16 h. After completion of the reaction as indicated by thin-layer chromatography (pentane/EtOAc 1:1) [UV], the reaction was diluted with water (20 mL) and extracted by EtOAc (2 x 20 mL). Combined organic layers washed with brine (20 mL), dried over anhydrous sodium sulfate and evaporated to obtain residue. Column chromatographic purification (wet loading with 1 mL DCM, pentane/EtOAc 1:1) [UV] afforded compound 12a as an oil (47 mg, 93%). TLC: Rf = 0.15 (pentane/EtOAc 4:1) [UV]. 1H NMR (500 MHz, CDCl3): δ 7.85-7.52 (m, 2H), 7.21-7.18 (m, 1H), 6.97 (td, J = 7.4, 0.9 ACS Paragon Plus Environment

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Hz, 1H), 4.43-4.42 (m, 1H), 4.22-4.18 (m, 1H), 3.83 (s, 3H), 3.75 (t, J = 6.6 Hz, 1H), 2.04-1.90 (m, 2H), 1.83-1.78 (m, 1H), 1.70-1.64 (m, 1H), 1.59-1.51 (m, 1H), 1.34-1.17 (m, 2H). 13C{1H}

NMR (126 MHz, CDCl3): δ 153.4, 142.1, 131.5, 127.7, 126.3, 123.0, 115.6, 70.7, 60.7,

52.6, 46.1, 29.5, 26.0, 19.9. IR (ATR): ṽ (cm-1) = 3427, 2940, 2860, 1686, 1441, 1386, 1083, 753. MS (ESI): m/z (%) = 248 (100) [(M+H)+]. HRMS (ESI): calc. for C14H18NO3 [(M+H)+] = 248.1287; found = 248.1281.

Methyl 4-ethyl-4-hydroxy-1,2,3,4,4a,9a-hexahydro-9H-carbazole-9-carboxylate (13a). To a solution of 8a (50 mg, 0.20 mmol, 1.0 equiv) in Et2O (20 mL/mmol) was added Ethylmagnesium bromide (1 M in THF, 265 µL, 0.27 mmol, 1.3 equiv) at 20 oC. After one hour stirring, temperature was allowed to rise to room temperature and reaction stirred for another 16 h. After completion of the reaction as indicated by thin-layer chromatography (pentane/EtOAc 3:1) [UV], the reaction was diluted with water (20 mL) and extracted by EtOAc (2 x 20 mL). Combined organic layers washed with brine (20 mL), dried over anhydrous sodium sulfate and evaporated to obtain residue. Column chromatographic purification (wet loading with 1 mL DCM, pentane/EtOAc 2:1) [UV] afforded compound 13a as white solid (35 mg, 70%). m.p. 88-90 oC. TLC: Rf = 0.40 (pentane/EtOAc 4:1) [UV]. 1H NMR (500 MHz, Acetone-d6): δ 7.94-7.92 (m, 1H), 7.69 (br, 1H), 7.15-7.12 (m, 1H), 6.94-6.91 (m, 1H), 4.43-4.38 (m, 1H), 3.78 (s, 3H), 3.74 (s, 1H), 3.42 (d, J = 7.3 Hz, 1H), 1.98-1.95 (m, 1H), 1.85-1.78 (m, 1H), 1.71-1.64 (m, 2H), 1.561.50 (m, 2H), 1.40-1.29 (m, 1H), 1.12-1.03 (m, 1H), 0.97 (t, J = 7.4 Hz, 3H). 13C{1H} NMR (126 MHz, Acetone-d6): δ 152.6, 141.9, 132.8, 126.8, 126.6, 122.2, 114.7, 72.9, 60.2, 51.5, 50.2, 32.8, 31.1, 26.0, 19.2, 6.03. IR (ATR): ṽ (cm-1) = 3460, 2937, 2867, 1683, 1476, 1441, 1263, 1141, 1087, 753. MS (ESI): m/z (%) = 313 (80) [(M+2NH4+2H)+], 295 (100) [(M+NH4+2H)+]. HRMS (ESI): calc. for C16H22NO3 [(M+H)+] = 276.1600; found = 276.1595. ACS Paragon Plus Environment

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Methyl 4a-methyl-4-oxo-1,2,3,4,4a,9a-cis-hexahydro-9H-carbazole-9-carboxylate (14a). To a solution of 8a (50 mg, 0.20 mmol, 1.0 equiv) in THF (20 mL/mmol) was added Sodium hydride (60% on mineral oil, 9mg, 0.22 mmol, 1.1 equiv) at 0 oC. After 15 min MeI (14 µL, 0.22 mmol, 1.1 equiv) was added and temperature was allowed to rise to room temperature and reaction stirred for 2 h. After completion of the reaction as indicated by thin-layer chromatography (pentane/EtOAc 4:1) [UV], the reaction was diluted with water (20 mL) and extracted by EtOAc (2 x 20 mL). Combined organic layers washed with brine (20 mL), dried over anhydrous sodium sulfate and evaporated to obtain residue. Column chromatographic purification (wet loading with 1 mL DCM, pentane/EtOAc 1:1) [UV] afforded compound 14a as an oil (37 mg, 70%). TLC: Rf = 0.33 (pentane/EtOAc 4:1) [UV]. 1H NMR (400 MHz, CDCl3): δ 7.79 (br, 1H), 7.26-7.22 (m, 1H), 7.00-6.95 (m, 2H), 4.38 (br, 1H), 3.88 (s, 3H), 2.45-2.38 (m, 1H), 2.35-2.27 (m, 1H), 2.092.02 (m, 1H), 1.85-1.74 (m, 2H), 1.69-1.60 (m, 1H), 1.35 (s, 3H).

13C{1H}

NMR (100 MHz,

CDCl3): δ 209.9, 153.4, 141.1, 133.8, 129.0, 123.5, 123.3, 115.5, 69.0, 56.3, 52.8, 38.5, 28.5, 25.3, 18.6. IR (ATR): ṽ (cm-1) = 2954, 1699, 1479, 1439, 1387, 1287, 1087, 753. MS (ESI): m/z (%) = 260 (100) [(M+H)+]. HRMS (ESI): calc. for C15H18NO3 [(M+H)+] = 260.1287; found = 260.1281.

ACKNOWLEDGEMENT Dedicated to Professor Anamik K. Shah, Vice Chancellor of Gujarat Vidyapith, on the occasion of his 65th birthday. Financial support by the European Research Council under the European Union’s Horizon 2020 research and innovation programme (grant agreement No 665951 ELICOS) is gratefully acknowledged. S. G. M. thanks the Alexander von Humboldt foundation and Carl Friedrich von Siemens foundation for a post-doctoral fellowship.


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SUPPORTING INFORMATION 1H

and

13C{1H}

NMR spectra for all compounds, UV/Vis spectra of compounds 1a, 6a and 6i,

details for SC-XRD determination of compound 8a and 11a, and computational chemistry details.


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References: 1

Reviews: (a) Bach, T.; Hehn, J. P. Photochemical Reactions as Key Steps in Natural Product

Synthesis. Angew. Chem. Int. Ed. 2011, 50, 1000-1045. (b) Hoffmann, N. Photochemical Reactions as Key Steps in Organic Synthesis. Chem. Rev. 2008, 108, 1052-1103. 2

Examples: (a) Liu, D.; Zaho, G.; Xiang, L. Diverse Strategies for the Synthesis of the Indoline

Scaffold. Eur. J. Org. Chem. 2010, 3975-3984. (b) Modha, S. G.; Kumar, A.; Vachhani, D. D.; Jacobs, J.; Sharma, S. K.; Parmar, V. S.; van Meervelt, L.; Van der Eycken, E. V. A DiversityOriented Approach to Spiroindolines: Post-Ugi Gold-Catalyzed Diastereoselective Domino Cyclization. Angew. Chem. Int. Ed. 2012, 51, 9572-9575. (c) Kumar, A.; Vachhani, D. D.; Modha, S. G.; Sharma, S. K.; Parmar, V. S.; Van der Eycken, E. V. Post-Ugi Gold-Catalyzed Diastereoselective Domino Cyclization for the Synthesis of Diversely Substituted Spiroindolines. Beilstein J. Org. Chem. 2013, 9, 2097-2102. (d) Wang, Y.; Xie, F.; Lin, B.; Cheng, M.; Liu, Y. Synthetic Approaches to Tetracyclic Indolines as Versatile Building Blocks of Diverse Indole Alkaloids. Chem. Eur. J. 2018, 24, 14302-14315. 3

(a) Chapman, O. L.; Eian, G. L. Photochemical Synthesis of 2,3-Dihydroindoles from N-Aryl

Enamines. J. Am. Chem. Soc. 1968, 90, 5329-5330. (b) Chapman, O. L.; Eian, G. L.; Bloom, A.; Clardy, J. Nonoxidative Photocyclization of N-Aryl Enamines. A Facile Synthetic Entry to transHexahydrocarbazoles. J. Am. Chem. Soc. 1971, 93, 2918-2928. 4

(a) Schultz, A. G.; Lucci, R. D. Heteroatom Directed Photoarylation. Photochemistry of

Aryloxyenones. J. Org. Chem. 1975, 40, 1371-1372. (b) Schultz, A. G.; Lucci, R. D.; Fu, W. Y.; Berger, M. H.; Erhardt, J.; Hagmann, W. K. Heteroatom Directed Photoarylation. Synthetic Potential of the Heteroatom Oxygen. J. Am. Chem. Soc. 1978, 100, 2150-2162.


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