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DFT studies on the water-assisted synergistic proton dissociation mechanism for the spontaneous hydrolysis reaction of Al in aqueous solution 3+
Shaonan Dong, Wenjing Shi, Jing Zhang, and Shuping Bi ACS Earth Space Chem., Just Accepted Manuscript • DOI: 10.1021/ acsearthspacechem.7b00142 • Publication Date (Web): 29 Jan 2018 Downloaded from http://pubs.acs.org on January 31, 2018
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ACS Earth and Space Chemistry
1
DFT studies on the water-assisted synergistic proton dissociation
2
mechanism for the spontaneous hydrolysis reaction of Al3+ in
3
aqueous solution
4 Shaonan Dong, Wenjing Shi, Jing Zhang, and Shuping Bi*
5 6 7
School of Chemistry and Chemical Engineering, State Key Laboratory of Coordination Chemistry of
8
China & Key Laboratory of MOE for Life Science, Nanjing University, Nanjing 210023, China
9 10
*
11
011-86-025-86205840; Fax: +011-86-025-83317761; E-mail:
[email protected].
Corresponding author. Chemistry Department, Nanjing University, Nanjing 210023, China. Phone:
12 13
Keywords: Aluminum ion; spontaneous hydrolysis mechanism; synergistic proton dissociation;
14
water-assisted; density functional theory
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Abstract
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The kinetic mechanism of spontaneous aluminum ion (Al3+) hydrolysis reaction in aqueous solution is
17
investigated using the density functional theory – quantum chemical cluster model (DFT-CM) method.
18
Three typical reaction pathways for the spontaneous Al3+ hydrolysis reaction are modeled, including:
19
(1) the traditional spontaneous proton dissociation on the Al3+ inner-shell coordinated waters; (2) the
20
conventional bulk water-assisted proton dissociation; and (3) the second-shell water-assisted
21
synergistic dissociation of the protons on the Al3+ inner-shell waters. The results show that the
22
electrostatic effects between Al3+ and its coordinated waters alone can not fully account for the proton
23
loss on an inner-shell coordinated water. It is suggested that the main reaction pathway for natural
24
hydrolysis of aqueous Al3+ is the second-shell water-assisted synergistic proton dissociation, in which
25
the participation of the second hydration shell is crucially important. The calculated synergistic proton
26
dissociation rate constant, kH = 1.14×105 s-1, is in close agreement with the experimental results
27
(1.09×105 s-1 and 7.9×104 s-1). The first hydrolysis equilibrium constant pKa1 of Al3+ is calculated as
28
5.82, also well consistent with the literature value of 5.00. This work elucidates the molecular
29
mechanism of the spontaneous Al3+ hydrolysis reaction in natural waters, and has important
30
environmental implications.
+
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ACS Earth and Space Chemistry
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1.
32
The hydrolysis chemistry of Al3+ in natural water is critical for environmental science, material
33
chemistry and medicine.1-3 In the pH range of 3 to 7, Al3+ undergoes hydrolysis from the hexahydrate
34
Al(H2O)63+ to monomeric and polymeric hydroxyl Al species such as Al(OH)2+, Al(OH)2+, Al(OH)3,
35
Al(OH)4-, Al2(OH)2(H2O)84+ and the Keggin ion AlO4Al12(OH)24(H2O)127+.2,4 Historically, the metal
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ion hydrolysis is viewed as the stepwise removal of protons from hydrate water molecules (see S1 in
37
SI).4 Due to the complexity of the hydrolytic species of Al3+ and the experimental limitations, the
38
microscopic details of the proton removal pathways for Al3+ hydrolysis is poorly understood 2. In the
39
1960s, Eyring et al.
40
hydrolysis reaction by dielectric relaxation, while Fong and Grunwald 6 obtained the acid dissociation
41
rate constant of Al(H2O)63+, kH+ = 7.9×104 s-1 at 298 K by 1H NMR. However, these macroscopic rate
42
constants are actually measured for a collective of aqueous Al3+ ions, while the microscopic hydrolysis
43
dynamics of a single Al3+ ion can not be provided at the molecular level by these experiments.
44
Researchers have tried to draw the precise reaction pathway for aqueous Al3+ hydrolysis using
45
theoretical methods such as molecular dynamics simulations, but they did not find a pathway whose
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kH+ agrees with the experimental data (see S1 in SI).7-13 So far, there still lacks clear and unified
47
understanding on the kinetic mechanism of the Al3+ hydrolysis reaction in aqueous solution.
48 49
Introduction
5
obtained the rate constant kH+ = 1.09×105 s-1 at 298 K for the first-order Al3+
In literature, the first-order spontaneous hydrolysis reaction of Al3+ in aqueous solution is usually expressed using the following three different chemical reaction equations:
50
Al3+ + H2O → Al(OH)2+ + H+
(1)
51
Al(H2O)63+ → Al(OH)(H2O)52+ + H+
(2)
52
Al(H2O)63+ + H2O → Al(OH)(H2O)52+ + H3O+
(3)
53
Equation (1) describes that Al3+ interacts with one bulk water to form Al(OH)2+ and H+.4 In acidic
54
aqueous solutions, Al3+ mainly exists in the form of Al(H2O)63+, not in the form of naked Al3+, thus it
55
is not accurate to use equation (1) to describe the hydrolysis reaction of Al3+ in aqueous solution.
56
Equation (2) describes that a proton in Al(H2O)63+ dissociates into the bulk water to form
57
Al(OH)(H2O)52+ and H+,14 which reflects a traditional view of the metal ion hydrolysis mechanism,
58
that is, the coordination of a metal ion to water molecules polarizes the water molecules and makes the
59
spontaneous proton loss easier by electrostatics (Scheme 1(a)).14 Equation (3) describes that a proton in 3
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Al(H2O)63+ dissociates and binds with a bulk solvent water molecule to form H3O+,15 which reflects
61
another conventional view of the metal ion hydrolysis mechanism, that is, the hydrolysis reactions
62
occur when the acidity of the protons on the coordinated water molecules reaches a level when a
63
surrounding free solvent water molecule itself becomes a sufficient Brønsted base to remove a proton
64
to form a hydroxyl metal species and H3O+ (Scheme 1(b)).16 Thus, equation (3) can also be viewed as a
65
bulk water-assisted proton dissociation mechanism of the Al3+ hydrolysis.
66
H O H
(a) H2O
e
Al
(b)
H
OH2 O
H2O
H
O
H
OH2
H2O OH2
OH2
67
e
Al
OH2
H2O
H
OH2
68
Scheme 1
Schematic representations of (a) the traditional spontaneous proton dissociation
69
mechanism and (b) the conventional bulk water-assisted proton dissociation mechanism of the
70
first-order hydrolysis reaction of Al3+
71 72
In previous general Car-Parrinello molecular-dynamics (CPMD) simulations of the Al3+
73
hydrolysis pathways under ambient conditions, no event of the proton dissociation has been observed
74
during the simulation timescale of tens of picoseconds,11-13 which is believed to due to the fact that the
75
spontaneous Al3+ hydrolysis is a rare event, and is far beyond the simulation timescale accessible by
76
present-day ab initio molecular dynamics.9,11 In this study, typical kinetic reaction pathways for Al3+
77
hydrolysis in aqueous solution are modeled using the density functional theory – quantum chemical
78
cluster model (DFT-CM) method, which has been proved feasible for any desired reaction pathways
79
independent of the reactivity of the systems, including fast and slow reactions on picoseconds to
80
seconds timescale.17-19 The purpose of this study is to clarify the reasonable reaction pathways for Al3+
81
hydrolysis in aqueous solution, and to lay a good foundation for further investigating the Al3+
82
hydrolysis and polymerization mechanisms.
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2.
84
2.1. Test three reaction pathways for Al3+ hydrolysis
85
Referring to the different mechanisms of the Al3+ hydrolysis reaction in aqueous solution in literature,
86
the following three reaction pathways for the first-order Al3+ hydrolysis would be tested in this work:
87 88
Computational method
Pathway-I: the traditional hydrolysis mechanism of the spontaneous proton dissociation from a coordinated water in Al(H2O)63+, in which the proton moves directly into the bulk water;
89
Pathway-II: the conventional hydrolysis mechanism of the bulk water-assisted proton dissociation
90
from a coordinated water in Al(H2O)63+, in which the proton moves into a bulk solvent water molecule
91
which acts as the Brønsted base to accept the dissociated proton. In both pathway-I and -II, only one
92
proton dissociates from the inner-shell of Al(H2O)63+;
93
Pathway-III: the second-shell water-assisted synergistic proton dissociation between the inner-
94
and second-hydration shells of Al3+. One solvent water molecule accepts the dissociating proton from
95
an inner-shell water, and donates one of its own protons to another solvent water molecule in the
96
second hydration shell. Two protons dissociate synergistically, which is quite different from pathway-I
97
and –II.
98 99
2.2. Treatment of the solvent effects
100
Four different solvation models including the gas phase model (GP), the gas phase-polarizable
101
continuum model (GP-PCM), the gas phase-supermolecule model (GP-SM) and the gas
102
phase-supermolecule-polarizable continuum model (GP-SM-PCM) are used to simulate the three Al3+
103
hydrolysis reaction pathways. The short-range H-bond interactions between Al(H2O)63+ and its
104
surrounding solvents are considered by adding explicit solvent water molecules in the second
105
hydration shell of the gas phase Al(H2O)63+ and constructing the gas phase-supermolecule (GP-SM)
106
clusters,20-22 while the long-range bulk solvent effect is considered by performing the optimizations
107
and energy calculations of the GP-SM clusters in the polarizable continuum model (PCM).23,24 The
108
results with GP-SM-PCM are discussed in the text while the testing results with GP, GP-PCM and
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GP-SM are summarized in S2.1 in SI. In modeling different Al3+ hydrolysis pathways, the numbers
110
(Nm’) and the arrangements of the explicit solvent water molecules added in the second hydration shell
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of Al3+ are determined accordingly. The influences of different Nm’ on the three Al3+ hydrolysis
112
pathways are systematically examined and the results are shown in S2.2 in SI.
113 114
2.3. Computational details
115
All DFT-CM calculations are performed using Gaussian 03 suite of programs.25 In the tested Al3+
116
hydrolysis pathways, the optimizations and frequency calculations of the reactants (R), transition states
117
(TS) and products (P) are carried out in PCM using DFT at B3LYP/6-311+G(d,p) level.26,27 The TS
118
structures with one imaginary frequency are obtained from Berny optimizations, while the stable
119
structures of R and P with no imaginary frequencies are obtained by further optimizing the structures
120
achieved from the intrinsic reaction coordinate (IRC) calculations.28,29 All optimizations and frequency
121
calculations are conducted at 0 K. The electronic energies Eelect(0K) of the aqueous reaction species at 0
122
K are obtained from the single-point PCM calculations on the GP-SM clusters using
123
MP2/6-311+G(d,p) method. The thermodynamic parameters of the aqueous reaction species at 298.15
124
K such as the total energies E298, enthalpies H298 and Gibbs free energies G298 are calculated by adding
125
zero-point energies EZPE(0K), thermal corrections Ecorr, enthalpy corrections Hcorr, and entropy
126
corrections –TS298 onto Eelect(0K).25,30 EZPE(0K) is obtained from frequency calculations, while Ecorr, Hcorr
127
and S298 are obtained from the thermochemistry analysis performed at 298.15 K and 1 atm. The UAKS
128
radius and the dielectric constant ε = 78.39 are used for water in the PCM calculations.31
129
The rate constants kH+ of the reaction pathways are estimated with the transmission coefficients
130
γH+ and the transition state rate constants kTST using kH+ = γH kTST. The kTST value is calculated using the
131
Eyring equation:
132
kTST =
+
≠
≠
≠
ΔG298, a ΔS ΔH 298, a k BT kT exp(− ) = B exp( 298, a − ) h RT h R RT
(4)
133
where kB, T, h, R, ΔG298,a≠, ΔS298,a≠ and ΔH298,a≠ are Boltzmann’s constant, temperature, Planck’s
134
constant, gas constant, activation Gibbs free energy, activation entropy and activation enthalpy,
135
respectively. The transition coefficient γH+ includes three factors: the tunneling factor κ, the recrossing
136
factor Γ, and the non-equilibrium factor g, that is, γH+ = κΓg.32 In proton transfer reactions, the
137
tunneling effect on the reaction rate constant can be expected to be more significant due to the small
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ACS Earth and Space Chemistry
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mass of the proton.33 Thus, the recrossing factor Γ and non-equilibrium factor g are assumed to be 1 in
139
this study. The tunneling factor κ can be estimated with the Wigner tunneling approximation: 33,34
140
κ = 1+
1 h |ν ≠ | 2 ( ) 24 k BT
(5)
141
where v≠ is the imaginary frequency of TS. Although equation (5) describes approximately the nature
142
of the tunneling effect, it is sufficient since it usually yields the correct order of magnitude.35-37 The
143
hydrolysis constant pKa of Al3+ in aqueous solution is estimated from the total Gibbs free energy
144
change ΔGT° of the overall hydrolysis reaction:38,39
145
pKa =ΔGT°/2.303RT
(6)
146
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3.
148
3.1. The traditional spontaneous proton dissociation mechanism (pathway-I)
149
The spontaneous proton dissociation pathway is obtained with eleven explicit solvent waters (Nm’ =
150
11). The solvent waters are arranged based on a complete second hydration shell of Al3+ containing
151
twelve solvent waters with S6 symmetry,40 by removing one solvent water molecule in the proton
152
dissociation direction to leave a hole for the dissociating proton moving from the inner hydration shell
153
into the bulk water. The optimized configurations of the R, TS and P species are listed in Figure 1, and
154
the structural parameters are listed in Table 1. In R, the distance R(O-H(I)) between the coordinated O
155
atom and the dissociating proton-(I) is 0.977 Å. As the reaction begins, proton-(I) moves towards the
156
bulk water through the leaving hole. In TS, the distance R(O-H(I)) stretches to 1.428 Å. Nevertheless,
157
in the following P, the proton binds back to its initially bonded O atom instead of further moving into
158
the bulk water, and the distance R(O-H(I)) shrinks to 0.977 Å. Table 2 lists the relative thermodynamic
159
parameters. The zero-point contributions and tunneling are both important quantum effects in
160
calculating reaction rate constants. For pathway-I, the zero-point contribution (ΔEZPE(0K),a≠ = -18.1
161
kJ/mol) and tunneling effect (κ = 11.415) each increases the kH+ by 3 and 1 orders of magnitude.
162
However, the electronic energy barrier is so high (ΔEelect(0K),a≠ = 126 kJ/mol) that even the two
163
quantum effects apparently accelerate the reaction rate constant, the estimated kH+ (6.52×10-6 s-1) from
164
γH+ and ΔG298,a≠ (109 kJ/mol, including the zero-point energy term) is far smaller than the experimental
165
data (~105 s-1).5,6 The results indicate that the probability of the protons on the Al3+ coordinated waters
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spontaneously dissociating into the bulk water is quite small, since the ionized protons will soon return
167
to coordinated O atoms.
Results and discussion
168
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ACS Earth and Space Chemistry
1.861 1.651
1.911
0.977
1.670
1.859 1.710
1.680
1.688
1.701
1.882 1.880
1.946
proton-(I)
1.588
1.904
1.684
1.690
1.980
1.711 1.666
1.684
1.876
1.925
1.921
1.913
1.727 1.679
1.710
1.932 1.911 1.909
1.699 1.680
1.968
1.705
0.977
1.670
1.960
1.607
1.651
1.910
proton-(I)
1.913
1.698
1.883
1.946
1.930
1.863 1.889
1.666
1.879 1.930 1.918
1.927
1.711
1.684 1.684
1.682
1.701
1.992
1.862 1.730
1.428
1.705
1.916
1.588
1.913 1.881
proton-(I)
1.932 1.908 1.911 1.921 1.904
1.699 1.959
1.845
1.773
1.888
1.883
169 170
TS (3272.52i cm-1)
R
P (The dissociating proton returns)
171
Figure 1. The optimized reactant, transition state and product configurations in the spontaneous
172
proton dissociation pathway-I (Nm’ = 11)
173 174
Table 1
175
pathway-I (Å) R(Al-OH2)II d ⎯R(Al-OH2)II e 4.030, 3.958, 3.917, 3.970, 3.900, 3.966, 3.949 3.922, 3.947, 3.913, 3.941, 3.975 TS 1.918, 1.913, 1.927, 1.930, 1.930, 1.879 1.916 1.428 3.990, 3.979, 3.955, 4.008, 3.926, 3.985, 3.969 3.959, 3.989, 3.933, 4.001, 3.946 P 1.909, 1.904, 1.913, 1.921, 1.911, 1.932 1.915 0.977 4.031, 3.957, 3.919, 3.970, 3.900, 3.965, 3.949 3.922, 3.947, 3.913, 3.941, 3.976 a The distances between Al3+ and the inner-shell coordination waters; b The average distance between Al3+ and the inner-shell coordination waters; c The distance between the coordinated O atom and the dissociation proton; d The distances between Al3+ and the second hydration shell solvent waters; e The average distance between Al3+ and the second hydration shell solvent waters. R(Al-OH2)I a 1.908, 1.904, 1.913, 1.921, 1.911, 1.932
Species R
176 177 178 179
Structural parameters of the reaction species in the spontaneous proton dissociation
180
Table 2
181
dissociation pathway-I a Species
182 183
⎯R(Al-OH2)I b 1.915
R(O-H(I)) c 0.977
Relative thermodynamic parameters and reaction rate constant for the spontaneous proton
ΔEelect(0K) (kJ/mol)
ΔEZPE(0K) (kJ/mol)
ΔE0(0K) (kJ/mol)
ΔE298 (kJ/mol)
ΔH298 (kJ/mol)
ΔS298 (J/mol-K)
ΔG298
R
0.0
0.0
0.0
0.0
0.0
0.0
0.0
TS P
126 0.0
-18.1 0.1
108 0.1
107 0.1
107 0.1
-4.7 0.6
109 -0.1
a
γH+
kTST (s-1)
kH+ (s-1)
kH+(expt) 5,6 (s-1)
11.415
5.71×10-7
6.52×10-6
1.09×105, 7.9×104
(kJ/mol)
The thermodynamic values are relative to R.
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184
3.2. The conventional bulk water-assisted proton dissociation mechanism (pathway-II)
185
The conventional bulk water-assisted proton dissociation mechanism is proposed to model using the
186
Al(H2O)63+·12H2O cluster which has a complete second hydration shell with S6 symmetry (Nm’ =
187
12).40 In this cluster, the solvent water molecule which is adjacent to the leaving proton is selected as
188
an approximation of the bulk water that assists the proton dissociation. The TS structure for the proton
189
on the coordinated water of Al3+ dissociating into the adjacent solvent water molecule is not found,
190
because the proton always comes back to its initially bonded O atom during the optimizations and
191
forms the stable Al(H2O)63+·12H2O structure without imaginary frequencies (Figure 2(a)). In order to
192
verify whether the conventional bulk water-assisted proton dissociation pathway can occur or not, we
193
break an O-H bond in Al(H2O)63+ and move the proton to an adjacent solvent water molecule to
194
construct the Al(OH)(H2O)52+·H3O+(H2O)11 cluster which is close to the product configuration for the
195
proton dissociation, and then optimize the structure to its stable configuration. It turns out that the
196
proton which is enforced to dissociate comes back and binds to the inner-shell OH- in the final
197
optimized stable configuration, reforming the initial Al(H2O)63+·12H2O geometry again (Figure 2(b)).
198
In the CPMD simulations by Coskuner et al., Liu et al. and Ikeda et al., it is observed that the protons
199
on the coordinated waters diffuse to their nearest water and form Zundel-like or H3O+-like structures
200
occasionally, and then the protons come back very quickly.8,9,11 In the AIMD simulations by Lubin et
201
al., the protons on the coordinated waters dissociate into surrounding solvent water molecules to form
202
H3O+ only at elevated temperatures of about 800 K.13 In summary, our calculation results and the
203
literature simulations demonstrate that it is hard for a proton on the inner-shell coordinated water of
204
Al3+ to dissociate into the bulk water through the spontaneous or the bulk water-assisted proton
205
dissociation mechanisms, indicating that the electrostatic effects between Al3+ and its coordinated
206
waters alone can not fully account for the spontaneous hydrolysis of Al3+.7
207
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ACS Earth and Space Chemistry
1.968
1.899
1.875 1.184
1.676
1.898
1.693
1.713
1.875
1.500
1.613
1.004
1.665 1.897
1.915 1.914 1.915
1.680
1.954
1.915
1.694
1.692
1.914
1.954
1.918
1.917
1.919
1.918
1.694
1.675
1.876
1.676
1.698
1.890
1.696
1.682 1.877
1.697
1.678 1.866
1.970
1.889
1.931
1.689
1.920
2.469 1.676
1.689
1.947 1.965
1.677
1.915 1.891
1.890 1.903
208 209
Initial structure for TS
210
Finally optimized structure for TS
(a) TS for the bulk water-assisted proton dissociation
1.890 1.897
1.677 1.721
1.692
1.968
1.915
1.693
1.676
1.914
2.469
1.694 1.898
1.916 1.917 1.915 1.915
1.693
1.692
1.916
1.678
1.947
1.916 1.876
1.680
1.676
1.678
1.946 1.954
1.899 1.693
1.692 1.875
1.695
1.915
1.682 0.994
1.690
1.888
1.942
1.879
1.680
1.877
1.696
1.914 1.915 1.915
1.675
1.947
1.956 0.980
1.680 1.694
1.891
1.943
1.954
1.681 1.690
1.878
1.879
211 Initial structure for Al(OH)(H2O)52+·H3O+(H2O)11
212
Finally optimized stable structure for Al(OH)(H2O)52+·H3O+(H2O)11
213
(b) The Al(OH)(H2O)52+·H3O+(H2O)11 cluster
214
The optimization results for TS and the Al(OH)(H2O)52+·H3O+(H2O)11 cluster in the bulk
215
Figure 2.
216
water-assisted proton dissociation pathway-II (Nm’ = 12)
217 218
3.3. The second-shell water-assisted synergistic proton dissociation mechanism (pathway-III)
219
For pathway-III, eight explicit solvent water molecules are added in the second hydration shell of Al3+
220
to consider the short-range solvent effects (Nm’ = 8). The arrangement of the eight waters meets the
221
condition that the dissociating proton is H-bonded to the O atom of a solvent water, and a proton on
222
this solvent water is H-bonded to the O atom of another solvent water. Figure 3 lists the optimized
223
configurations of the R, TS and R species and Table 3 lists their structural parameters.
224
In R, Al(H2O)63+ is an approximate octahedral. The bond length between Al3+ and the coordinated
225
water on which the dissociating proton-(I) readies to leave is 1.919 Å. The distance R(O-H(I)) between 11
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226
the coordinated O atom and proton-(I) is 1.006 Å, and the distance between proton-(I) to the O atom of
227
its acceptor, the solvent water-a, R(H(I)-Oa) = 1.611 Å. On water-a, proton-(II) is about to dissociate
228
synergistically with proton-(I), and it has a distance of R(Oa-H(II)) = 0.981 Å to the O atom of water-a
229
and a distance of R(H(II)-Ob) = 1.844 Å to the O atom of its acceptor, the solvent water-b. As the
230
synergistic proton dissociation begins, proton-(I) and proton-(II) move synchronously along the
231
H-bond wire from their donator waters to their acceptor waters, respectively. In TS, the coordinated
232
water on which proton-(I) dissociates transforms into OH-, and its distance to the central Al3+ shrinks
233
to 1.808 Å. The formation of OH- results in several O-Al-O bond angles in the octahedral deviating
234
from 90°. The distances R(O-H(I)) and R(H(I)-Oa) are 1.481 and 1.040 Å, respectively. The old O-H
235
bond between the coordinated O atom and proton-(I) is broken and the new O-H bond between
236
proton-(I) and the O atom of the solvent water-a is nearly formed. The distances R(Oa-H(II)) and
237
R(H(II)-Ob) are 1.318 and 1.116 Å, respectively. At this point, proton-(II) locates between the two O
238
atoms of the solvent water-a and -b, and this local structure is similar to the Zundel ion. In P, the
239
distance R(H(I)-Oa) further shortens to 1.016 Å, and the new O-H bond forms. The distance R(H(II)-Ob)
240
decreases to 1.057 Å, and the Zundel-like structure converts into H3O+-like structure. The overall
241
second-shell water-assisted synergistic proton dissociation process is similar to the Grotthuss
242
mechanism which describes the motion of an excess proton in water along a network of H-bonds.41
243
After the H3O+ forms in P, it leaves the second hydration shell and enters the bulk water in the
244
next step. It is assumed that the solvent water-a and the protonated water-b move into the bulk water
245
together
246
Al(OH)(H2O)53+·4H2O clusters are optimized to stable species, respectively (see S2.2 in SI). The
247
inner-shell of Al(OH)(H2O)53+·4H2O is a distorted octahedral with an Al-OH bond length of 1.772 Å.
248
The average bond length of the five inner-shell Al-OH2 bonds is 1.952 Å, longer than that of the six
249
Al-OH2 bonds in Al(H2O)63+ in R (1.913 Å), reflecting the labilizing effect of OH- on other inner-shell
250
coordinated waters. In the H3O+(H2O)3 cluster, H3O+ is unsymmetrical as the three O-H bond lengths
251
are 1.035, 0.979 and 1.052 Å, respectively, which is due to that the three O-H bonds have different
252
solvation environments.
with
their
directly
H-bonded
solvent
water-c
and
-d.
The
H3O+(H2O)3
and
253
Table 4 indicates that the ΔG298,a≠ for the second-shell water-assisted synergistic proton
254
dissociation is 44.2 kJ/mol and the estimated reaction rate constant kH (= γH kTST) is 1.14×105 s-1, in +
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255
close agreement with the experimental values of 1.09×105 and 7.9×104 s-1.5,6 The zero-point
256
contribution (ΔEZPE(0K),a≠ = -9.0 kJ/mol) accelerates the reaction rate constant by about 2 orders of
257
magnitude, while the tunneling effect (κ = 1.023) has very little influence on kH . Comparing with the
258
single proton dissociation pathway-I, the quantum effects show less influences on the synergistic
259
proton dissociation pathway-III, while the smaller electronic energy barrier for pathway-III
260
(ΔEelect(0K),a≠ = 54.2 kJ/mol) is the root cause for its much higher rate constant.
+
261
The ΔG298,r≠ from R to P is -19.2 kJ/mol, while ΔG° for the H3O+(H2O)3 cluster to move from the
262
second hydration shell of Al3+ in P into the bulk water is 52.4 kJ/mol. The total chemical reaction
263
equation for the second-shell water-assisted synergistic proton dissociation mechanism of the
264
first-order Al3+ hydrolysis reaction can be written as:
265
Al(H2O)63+·2H2O → Al(OH)(H2O)52+ + H3O+·H2O
(7)
266
Using similar approaches in literature,42,43 the total Gibbs free energy change ΔGT° for the overall
267
reaction pathway of equation (7) equals the sum of ΔG298,r≠ and ΔG°, and is calculated as 33.2 kJ/mol.
268
Based on equation (6), the pKa1 for the first-order hydrolysis of Al3+ is calculated as 5.82, which agrees
269
with the literature value of 5.00.15
270
Therefore, it is proposed that in acidic aqueous solution, the main reaction mechanism for natural
271
Al3+ hydrolysis is the second-shell water-assisted synergistic proton dissociation. This pathway is also
272
supported by cross-validation calculations with the BLYP optimization method (see S3 in SI for
273
details). The participation of the solvent water molecules in the second hydration shell of Al3+ is
274
crucially important in the synergistic proton dissociation pathway, and this is a characteristic difference
275
between the hydrolysis mechanisms of Al3+ and other metal ions (such as Fe3+ and Cr3+).7
276
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a
proton-(I) 1.942
c
1.982
1.611
proton-(I)
0.975 0.981
1.908
1.600
3.935 1.919
1.696
1.481
1.724
1.882
d
1.968
1.731
1.003 1.041 1.479
1.981
d
d
1.917
1.882
1.734
1.735
1.575
b
1.057
1.905 1.882
proton-(II)
1.443
4.548
1.799 1.955
1.917
1.502
1.885
1.939
1.702
1.563
0.990
1.570
1.900
1.901
a
3.877
0.976 1.033
4.546
1.808 1.911 1.954 1.962 1.984
b
0.995 1.686
1.626
b
1.116
c 1.911 1.016
proton-(II)
1.318
3.837
0.975 1.591
1.893
0.973
1.844
3.919
1.897 1.930 1.933 1.915
1.616
proton-(I)
a
1.040
proton-(II)
1.006
2.120
c
Page 14 of 26
1.585
277 278
TS (152.40i cm-1)
R
a
proton-(I)
1.648
0.979
0.979 2.028
1.772 1.923 1.974
1.750
proton-(II)
1.496
c
1.947
1.035
1.983
1.931
b
0.979 1.052
1.775 1.896
P
1.794 1.430
1.599
d
279 Al(OH)(H2O)52+·4H2O
280 281
H3O+·3H2O
282
Figure 3
The optimized reactant, transition state, product configurations in the second-shell
283
water-assisted synergistic proton dissociation process and the finally formed stable Al(OH)(H2O)52+
284
and H3O+ configurations (Nm’ = 8) (The solvent waters that move into the bulk water are labeled gray)
285 286
Table 3
287
proton dissociation pathway-III (Å)
Structural parameters of the reaction species in the second-shell water-assisted synergistic
1.930, 1.915, 1.882, 1.936, 1.897, 1.919 1.954, 1.984, 1.900, 1.962, 1.911 1.955, 1.981, 1.905, 1.968, 1.917 1.947, 1.983, 1.931, 1.974, 1.923 -
P 2+
Al(OH)(H2O)5 ·4H2O +
295
H3O ·3H2O
b
R(Al-OH)I
c
R(O-H(I))
d
R(H(I)-Oa)
e
R(Oa-H(II))
f
R(H(II)-Ob)
1.913
-
1.006
1.611
0.981
1.844
1.942
1.808
1.481
1.040
1.318
1.116
g
R(Al-OH2)II
h
⎯R(Al-OH2)II
1.945
1.799
1.570
1.016
1.443
1.057
1.952
1.772
-
-
-
-
3.921, 3.942, 4.130, 3.808, 3.931, 4.698, 3.935, 3.919 3.909, 3.963, 4.144, 3.822, 3.965, 4.590, 3.837, 4.546 3.911, 3.985, 4.166, 3.808, 3.946, 4.602, 3.877, 4.548 3.782, 3.984, 4.195, 4.014
-
-
-
0.979
1.496
1.035
-
i
4.036 4.097 4.105 3.994 -
a
The distances between Al3+ and the inner-shell coordination waters; b The average distance between Al3+ and the inner-shell coordination waters; c The distance between Al3+ and the inner-shell OH-; d The distance between the coordinated O atom and the dissociation proton-(I); e The distance between the dissociation proton-(I) atom and the O atom of the solvent water-a; f The distance between the O atom of solvent water-a and the dissociation proton-(II); g The distance between the dissociation proton-(II) atom and the O atom of the solvent water-b; h The distances between Al3+ and the second hydration shell solvent waters; i The average distance between Al3+ and the second hydration shell solvent waters.
Table 4
Relative thermodynamic parameters and reaction rate constant for the second-shell
water-assisted synergistic proton dissociation pathway-III a Species
ΔEelect(0K)
ΔEZPE(0K)
ΔE0(0K)
ΔE298
ΔH298
ΔS298
ΔG298
(kJ/mol)
(kJ/mol)
(kJ/mol)
(kJ/mol)
(kJ/mol)
(J/mol-K)
(kJ/mol)
R
0.0
0.0
0.0
0.0
0.0
0.0
0.0
TS
54.2
-9.0
45.2
43.4
43.4
-2.7
44.2
P
-6.2
-13.1
-19.3
-19.7
-19.7
-1.8
-19.2
127
-21.7
105
111
113
268
33.2
2+
296 297
⎯R(Al-OH2)I
R(Al-OH2)I
R TS
288 289 290 291 292 293 294
a
Species
+
Al(OH)(H2O)5 ·4H2O + H3O ·3H2O
b
a
+
γH
-1
(s ) 1.023
1.11×10
+
kH
-1
(s )
+ 5,6 (expt)
kH
kTST
-1
(s ) 5
1.14×10
5
5
1.09×10 , 7.9×10
4
The thermodynamic values are relative to R; b The thermodynamic parameters of the reaction system after the H3O+·3H2O moving into the bulk water relative to R.
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298 299
3.4. Environmental significance
300
The results in this study have important environmental implications:
301
(1) Generally, environmental processes like the proton transfer reactions in the Al3+ hydrolysis are
302
difficult to simulate with molecular dynamics methods, due to that the reactions in aqueous solution
303
are sensitive to details of the solvation and H-bonding networks, and more importantly, most
304
environmental processes are rare events that are too infrequent to be simulated in a dynamic
305
calculation.44 In this study, the estimated kH for the second-shell water-assisted synergistic proton
306
dissociation reaction and the pKa calculated for Al3+ with the same pathway are both in excellent
307
agreement with the reported experimental values, demonstrating that the DFT-CM method is well
308
applicable in modeling rare events and aqueous reactions in the natural environment;
+
309
(2) The proton dissociation pathway for the spontaneous Al3+ hydrolysis is proposed to have the
310
important characteristics of synergistic and water-assisted. It is noticeable that this molecular
311
mechanism is quite different from the traditional view that only the inner-shell proton in Al(H2O)63+
312
dissociates to form Al(OH)(H2O)52+. It is actually difficult for the inner-shell protons to dissociate
313
without the synergistic proton dissociation on its H-bonded adjacent solvent water. The role of adjacent
314
solvent waters was indeed undervalued in the past. In other environmental processes, similar
315
water-assisted synergistic proton dissociation pathway has also been found for the acid-base reactions
316
such as the hydrolysis of SO2 and the formation of NH4HSO4.45,46 It is reasonable to believe that the
317
simple elementary reaction steps may have more complicated reaction mechanisms than expected;
318
(3) The results in this study are helpful in future deep investigating a series of fundamental issues
319
in the hydrolysis and polymerization chemistry of the aqueous Al species, such as the proton
320
dissociation mechanisms of the Al(OH)2+ to form Al(OH)2+, Al(OH)3, Al(OH)4- and further
321
polymerizes to Al2(OH)2(H2O)84+, Keggin-AlO4Al12(OH)24(H2O)127+ as well as other species. It is also
322
advantageous for the researches on the influences of the titration rates and OH- concentration on the
323
Al3+ hydrolysis and polymerization pathways in base titration processes, as well as the reverse
324
protonation mechanisms of the hydrolyzed Al species in the acidification reactions.47-49 For example,
325
in the polyoxocation Keggin-AlO4Al12(OH)24(H2O)127+, there are one type of oxo-bridge and two types
326
of hydroxo-bridges, but their formation pathways have not been known yet. We expect that studying 15
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327
the proton dissociation kinetics on the coordinated O atoms will be helpful in establishing the
328
formation mechanisms of the oxo- and hydroxo-bridges in the Al polyoxocations. In addition, there are
329
three sets of structurally distinct protons in Keggin-AlO4Al12(OH)24(H2O)127+, and their lifetimes have
330
been estimated from 1H NMR experiments which is helpful in constraining the proton dynamics on
331
aluminum-hydroxide material surfaces.50 The lifetime of a proton on a bound water in
332
Keggin-AlO4Al12(OH)24(H2O)127+ is about 2×10-4 s at 298 K,50 about 1 order of magnitude larger than
333
the lifetime of a proton in Al(H2O)63+ (~10-5 s).5,6 Despite the small magnitude difference between the
334
two lifetimes, the protons on the Keggin-AlO4Al12(OH)24(H2O)127+ bound waters and the Al(H2O)63+
335
coordinated waters may have similar dissociation mechanisms. The lifetimes of the protons on the two
336
distinct sets of hydroxo-bridges are 0.013 and 0.2 s, respectively.50 However, these two kinds of
337
hydroxyl protons can not be distinguished in experiments. If the DFT-CM method is used to model the
338
kinetic dissociation reactions of the two kinds of hydroxyl protons, it would be possible to identify
339
their lifetimes reasonably. In future applications, the DFT-CM method can be extended to study the
340
micromorphology and elementary reaction kinetics of Al and other metal ion species in heterogeneous
341
or non-aqueous environments, such as mineral or material surfaces, aerosols, flocs and sediments, as
342
well as the biological organisms, to explore the problems that are difficult to solve with traditional
343
experimental methods.51-57
344 345
4.
346
In this study, the density functional calculations elucidate a second-shell water-assisted synergistic
347
proton dissociation mechanism as the main mechanism for the first-order spontaneous hydrolysis of
348
Al3+ in aqueous solution. The reaction pathway proceeds via a concerted dissociation of two protons
349
from two H-bonded inner- and second-shell waters. The magnitudes of the estimated proton
350
dissociation rate constant (kH+ = 1.14×105 s-1) and equilibrium constant (pKa1 = 5.82) are in good
351
agreement with the experimental data. The calculation results show that the electrostatic effects
352
between Al3+ and its coordinated waters alone can not fully account for the spontaneous hydrolysis of
353
Al3+, and the traditional spontaneous dissociation mechanism of a single inner-shell coordinated water
354
proton (direct dissociation or assisted by a bulk solvent water) is very unlikely to occur in real aqueous
355
solution. The results in this study provide new insights into the microscopic molecular mechanism of
Conclusion
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356
the elementary hydrolysis reaction of aqueous Al3+, and lay foundation for future deep investigating
357
the hydrolysis and polymerization chemistry of aqueous Al species.
358 359
Acknowledgements
360
This project is supported by the National Natural Science Foundation of China (No. 21177054). We are
361
grateful to the High Performance Computing Center of Nanjing University for doing the numerical
362
calculations in this paper on its Blade cluster system.
363 364
Appendix Supporting Information (SI)
365
S1.
Summarization for previous theoretical studies of the Al3+ hydrolysis pathway in literature
366
S2.
Testing results with different solvation models
367
S3.
Testing results with BLYP method
368
S4.
Cartesian coordinates of all reaction species in Al3+ hydrolysis reaction pathways (Å)
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The main reaction pathway for natural hydrolysis of Al3+ in aqueous solution is the second-shell water-assisted synergistic proton dissociation on the Al3+ inner-shell coordinated water.
24
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Table of Contents
DFT studies on the water-assisted synergistic proton dissociation mechanism for the spontaneous hydrolysis reaction of Al3+ in aqueous solution Shaonan Dong, Wenjing Shi, Jing Zhang and Shuping Bi* School of Chemistry and Chemical Engineering, State Key Laboratory of Coordination Chemistry of China & Key Laboratory of MOE for Life Science, Nanjing University, Nanjing 210023, China a
proton-(I) 1.942
c
1.982
1.611 3.935 3.919
1.591
b
0.995 1.686
1.724
1.808 1.911 1.954 1.962 1.984
1.626
b
0.976 1.033
d
1.731
1.968
(II)
proton-(II)
1.057
b
1.003 1.041
4.548
1.479
1.981
d
d 1.882
1.917
1.882 1.734
1.735
1.575
1.443
1.905
1.885
1.939 1.702
(I) 3.877
1.799 1.917 1.955
1.502
a 0.990
1.570
1.900
1.882 1.901 1.563
1.116
4.546
c 1.911 1.016
proton-(II)
1.318
1.481
1.616
1.893
0.973
3.837
0.975
1.930 1.897 1.933 1.915
2.120 1.040
1.844
1.919
1.696
c 1.908 proton-(II)
1.006
1.600
proton-(I)
a
proton-(I)
0.975 0.981
1.585
R
TS
P
The main reaction pathway for natural hydrolysis of Al3+ in aqueous solution is the second-shell water-assisted synergistic proton dissociation on the Al3+ inner-shell coordinated water.
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Table of Content
The main reaction pathway for natural hydrolysis of Al3+ in aqueous solution is the second-shell water-assisted synergistic proton dissociation on the Al3+ inner-shell coordinated water.
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