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Article
Improving Resveratrol Bioaccessibility using Biopolymer Nanoparticles and Complexes: Impact of Protein-Carbohydrate Maillard Conjugation Gabriel Davidov-Pardo, Sonia Pérez-Ciordia, Maria Remedios Marín-Arroyo, and David Julian McClements J. Agric. Food Chem., Just Accepted Manuscript • DOI: 10.1021/acs.jafc.5b00777 • Publication Date (Web): 06 Apr 2015 Downloaded from http://pubs.acs.org on April 13, 2015
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Journal of Agricultural and Food Chemistry
Improving Resveratrol Bioaccessibility using Biopolymer Nanoparticles and Complexes: Impact of Protein-Carbohydrate Maillard Conjugation
Gabriel Davidov-Pardo1,2, Sonia Pérez-Ciordia2, María R. Marín-Arroyo2 and David Julian McClements1,3, *
1
Department of Food Science, University of Massachusetts, Amherst, MA, USA Department of Food Technology, Ænoltec research group, Public University of Navarre, Campus Arrosadia s/n, Pamplona 31006, Spain. 3 Department of Biochemistry, Faculty of Science, King Abdulaziz University, P. O. Box 80203 Jeddah 21589 Saudi Arabia 2
*Corresponding author:
[email protected] Department of Food Science – University of Massachusetts 102 Holdsworth Way - Chenoweth Lab, Room 228 Amherst, MA 01002 Tel.: +1-413-545-7157
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Abstract The impact of encapsulating resveratrol in biopolymer nanoparticles or biopolymer
3
complexes on its physicochemical stability and bioaccessibility was determined.
The
4
biopolymer nanoparticles consisted of a zein core surrounded by a caseinate or caseinate-
5
dextran shell. The biopolymer complexes consisted of resveratrol bound to caseinate or
6
caseinate-dextran.
7
reaction. Both the biopolymer nanoparticles and complexes protected trans-resveratrol
8
from isomerization when exposed to UV-light, with the nanoparticles being more effective.
9
Nanoparticles coated by caseinate-dextran were more stable to aggregation under simulated
10
gastrointestinal conditions than those coated by caseinate, presumably due to greater steric
11
repulsion.
12
both biopolymer nanoparticles and biopolymer complexes. These results have important
13
implications for the development of effective delivery systems for incorporating lipophilic
14
nutraceuticals into functional foods and beverages.
15
Keywords: Nanoparticles; resveratrol; encapsulation; antisolvent precipitation; Maillard;
16
bioaccessibility; biopolymers
The caseinate-dextran conjugates were formed using the Maillard
The bioaccessibility of resveratrol was enhanced when it was encapsulated in
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Journal of Agricultural and Food Chemistry
Introduction
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Resveratrol (trans-3,5,4'-trihydroxy-stilbene) is a polyphenolic compound that can
19
be extracted from wine industry by-products, especially grape skins 1. This compound has
20
been shown to have several potential benefits for human health
21
utilization as a nutraceutical ingredient within the food industry is currently limited due to
22
its poor water-solubility, low oral bioavailability, and chemical instability
23
problems can be overcome by encapsulating resveratrol within well-designed colloidal
24
delivery systems, thereby facilitating its utilization as a functional ingredient in the food
25
and other industries. In previous studies, we demonstrated that the fabrication of
26
biopolymer nanoparticles by antisolvent precipitation of zein is a simple and effective
27
means of creating colloidal delivery systems for resveratrol 8. In this case, the bioactive
28
compound and hydrophobic protein are dissolved in an ethanol solution, which is then
29
injected into water (the antisolvent), leading to the formation of nutraceutical-fortified zein
30
nanoparticles. Lipophilic bioactive compounds can also be encapsulated using other
31
approaches based on the formation of biopolymer nanoparticles, e.g., polyphenol-protein
32
complexes 9. Indeed, resveratrol has previously been shown to form complexes with
33
sodium caseinate, ß-lactoglobulin, lactoferrin, and whole buttermilk, which is driven by a
34
combination of hydrophobic, hydrogen bonding, and van der Waals interactions 10-13. In all
35
these cases, the solubility of resveratrol in aqueous solutions was increased.
2-4
. Nevertheless, its
5-7
. These
36
The stability of protein-based colloidal delivery systems is often governed by the
37
electrostatic repulsive interactions operating between the nanoparticles or complexes. A
38
major disadvantage of this kind of stabilization mechanism is that the particles tend to
39
aggregate when the surface charge is not larger enough to generate a strong repulsion,
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The aggregation of colloidal particles often leads to the formation of precipitates that
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cannot simply be redispersed. These destabilizing conditions often occur in the food
43
industry, and so there is a need to create more stable protein-based colloidal delivery
44
systems.
45
Improvements in the stability of protein-based colloidal delivery systems have been
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achieved by creating Maillard conjugates between the proteins and high molecular weight
47
polysaccharides
48
Maillard conjugates to stabilize zein nanoparticles against changes in pH, ionic strength,
49
and temperature
50
that prevents the formation of aggregates when the charge of the proteins is close to zero.
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The Maillard reaction is a non-enzymatic reaction that is greatly accelerated by heat and
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alkaline conditions
53
carbohydrate with a free amino group of a protein (either a lysine residue or an N-terminal
54
amino group). The initial stages of the reaction involved the interaction of an amino group
55
on a protein with a carbonyl group on a polysaccharide, leading to the formation of an N-
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substituted glycosylamine and then to an aldimine (Schiff base), which undergoes a a
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rearrangement that results in an Amadori rearrangement product
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stages, a series of complex chemical reactions occurs, which eventually leads to
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degradation of the Amadori products and the formation of a wide variety of reaction
60
products
61
undesirable to food quality. Therefore, it is often important to prevent the later stages of the
62
Maillard reaction from occurring when using it to stabilize proteins.
22
16-19
20
. For example, in a previous study we demonstrated the ability of
. The hydrophilic polysaccharide chains provide strong steric repulsion
16
. It involves the condensation of the carbonyl group of a reducing
21
. After these initial
. Some of these products have color and aroma characteristics that are
63
As mentioned earlier, one of the main limitations to using resveratrol as a nutraceutical
64
ingredient is its low oral bioavailability. Nanoparticles can often be designed to increase the
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bioavailability of the compounds encapsulated within them. The small size of the particles
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confers colloidal delivery systems with unique physicochemical characteristics that may
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enhance the bioavailability of lipophilic nutraceuticals
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may occur for a number of different reasons: enhanced solubility in intestinal fluids;
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improved protection against chemical or metabolic transformations within the
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gastrointestinal tract; prolonged residence time due to mucoadhesion of the particles to the
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intestinal wall; increased absorption by epithelium cells
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hydrolysis of Maillard conjugates by the digestive enzymes found in the gastrointestinal
73
tract is lower than the hydrolysis of native proteins
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the bioaccessibility of compounds encapsulated in conjugated or non-conjugated protein-
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based delivery systems.
18, 25
23
. This increase in bioavailability
24
. Studies have shown that the
. This could result in differences in
76
The aim of the current study was to determine the effect of encapsulation on the
77
physicochemical stability and bioaccessibility of resveratrol. Resveratrol was encapsulated
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using two different approaches: (i) within biopolymer complexes; (ii) within biopolymer
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nanoparticles. The biopolymer complexes were formed by binding the resveratrol to either
80
caseinate or caseinate-dextran. The biopolymer nanoparticles were formed by coating a
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zein core with either a caseinate or a caseinate-dextran shell. The caseinate-dextran
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complexes were formed by heating the protein and carbohydrate together under appropriate
83
conditions to induce the Maillard reaction.
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bioaccessibility of the encapsulated resveratrol were determined to establish the potential
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efficacy of these two delivery systems. The results of this study will facilitate the rational
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design of effective encapsulation technologies that can enhance both the stability and
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effectiveness of hydrophobic nutraceuticals.
The physicochemical stability and
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Material and methods
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Materials
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Resveratrol standard (purity ≥ 99%) was purchased from Extrasynthese (Lyon,
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France). Sodium dodecylsufate (SDS), o-phthalaldehyde (OPA, ≥ 99%), leucin, and 2-
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mercaptoethanol were purchased from Merck (Madrid, Spain). Dextran (40 kDa), pepsin,
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pancreatin and bile extract were purchased from Sigma-Aldrich Co. (Madrid, Spain).
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Ethanol 96% was purchased from OPPAC (Navarra, Spain). Sodium tetraborate analytical
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grade was purchased from Probus (Barcelona, Spain). Soy lecithin was purchased from
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Guinama (Valencia, Spain). Ammonium carbonate analytical grade was purchased from
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Alfa Aesar (Ward Hill, MA, USA). All other chemicals, reagents, and solvents were
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purchased from Panreac (Barcelona, Spain) and were of analytical grade unless otherwise
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stated. Resveratrol (99%) from grape skin extract was purchased from Changsha Organic
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Herb Inc. (Changsha, China). Food grade zein was purchased from Kobayashi Perfumery
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Co. (Tokio, Japan). Sodium caseinate was kindly provided by VicorQuimia (Barcelona,
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Spain).
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Maillard conjugate formation
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Sodium caseinate (2% w/v) and dextran (3.5% w/v) were solubilized overnight at 5 ºC
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in double distilled water. The completely solubilized and hydrated samples were
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subsequently spray-dried (Mini Spray Drier B-191, Büchi, Flawil, Switzerland) using an
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inlet temperature of 180 ºC, a feed rate of 7.5 mL/min, a compressed air pressure of 600
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kPa, and air flow rate of 35 m3/h. Maillard conjugation reactions were performed by
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incubating the spray-dried mixture at 60 ºC and 76% relative humidity for up to 48 h
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The relative humidity was maintained using a desiccator containing a saturated potassium
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and ground using a mortar and pestle, then stored in a desiccator prior to use.
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Maillard conjugate characterization
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Conjugation efficiency
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The conjugation efficiency was determined by measuring reduction in free amino
116
groups using the OPA assay. OPA reagent was prepared freshly prior to use according to
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Pan, Mu, Hu, Yao and Jiang
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v/v), 25 mL 0.100 M sodium tetraborate buffer (pH 9.5), 2.5 mL 20% SDS solution (w/v),
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and 0.10 mL 2-mercaptoethanol were mixed together and brought to a final volume of 50
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mL. After solubilizing the conjugates 5 mg mL-1, 0.10 mL of the dispersion was mixed with
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2.70 mL of OPA reagent and incubated for 1 min at room temperature. The absorbance at
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340 nm was then measured immediately using a UV-VIS spectrophotometer (Thermo
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Scientific Multiskan GO spectrophotometer, ThermoFisher Scientific, Vartaa, Finland).
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Calibration curves were constructed using L-leucine (0,2-5 mM) as a standard compound
125
containing an amino group 17, 26. The conjugation efficiency was defined as follows:
26
. In short, 40 mg OPA (dissolved in 1.0 mL 95% ethanol
126 127
(1) Stabilizing effect of the conjugation
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The stabilizing effect of conjugation on casein was assessed by measuring the
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reduction in turbidity of conjugated samples around the isoelectric point of the protein (pH
130
4.6). Samples were dissolved in double distilled water at concentrations of 5 mg mL-1, and
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subsequently acidified to pH 4.6 with HCl. Nephelometric Turbidity Units (NTU) of the
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samples were measured in a turbidimeter (Turbiquant 3000 IR, Merck, Darmstadt
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Germany).
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Browning
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To assess browning caused by the Maillard reaction the absorbance of conjugates was ACS Paragon Plus Environment
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measured at 420 nm. Conjugates were dissolved in double distilled water (5 mg/mL), and
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then diluted 5 times. The absorbance at 420 nm was measured using the UV-VIS
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spectrophotometer with 1 cm polystyrene cuvettes.
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Resveratrol solubility
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The solubility of resveratrol in the solvent was assessed by quantifying the amount of
141
resveratrol dispersed in the antisolvent phase (1% (w/v) sodium caseinate solution, pH 7)
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after 120 h storage at room temperature
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1500 µg mL-1) were dispersed in the antisolvent phase following the procedure described in
144
section 2.5 without zein. After this storage period, samples were centrifuged 10 min at 1000
145
rpm using an eppendorf centrifuge (Centrifuge 5415R, Eppendorf, Hamburg, Germany).
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An aliquot of supernatant was collected, diluted in DMSO, and measured as described in
147
section 2.7. The diluted antisolvent phase without grape skin extract was used as a blank.
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Fabrication of resveratrol-loaded core-shell nanoparticles
27
. Different amounts of grape skin extract (25-
149
Zein (3% w/v) was dissolved in 85% (v/v) ethanol by stirring for 45 min followed by
150
filtration using a filter paper. The filtered zein solution was subsequently added to the
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antisolvent at a 1:5 ratio under continuous stirring (440 rpm) at room temperature. The
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antisolvent phase consisted of aqueous sodium caseinate or Maillard conjugate solutions
153
(pH 7.0, final protein concentration of 1% w/v). After addition, the particle suspensions
154
were stirred for an additional 2 min. Ethanol was removed from the mixtures using a
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vacuum oven (Binder, Binder GmbH, Tuttligen, Germany) at 30 ºC for 1.5 h. For the
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nanoparticles loaded with resveratrol, 0.15% (w/v) of grape skin extract was dissolved in
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the solvent phase prior to particle formation. The final particle suspensions contained 0.5%
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(w/v) zein and 0.025% (w/v) resveratrol.
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Fabrication of resveratrol-loaded biopolymer complexes
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Resveratrol-loaded biopolymer complexes were prepared by mixing resveratrol (0.15%
161
(w/v) of grape skin extract in 85% (v/v) ethanol) with an aqueous solution containing
162
sodium caseinate or Maillard conjugates (Section 2.4). The final particle suspensions
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contained 1% (w/v) of sodium caseinate and 0.025% (w/v) resveratrol.
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Resveratrol quantification
165
The resveratrol level contained in the nanoparticles was measured using a UV-visible
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spectrophotometer (Thermo Scientific Multiskan GO spectrophotometer, ThermoFisher
167
Scientific, Vartaa, Finland) at a wavelength of 307 nm. Pure resveratrol was dissolved in
168
dimethyl sulfoxide (DMSO) at 100 µg/mL and then diluted to create a calibration curve
169
with concentrations ranging from 0.2 to 6.0 µg/mL.
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Characterization of nanoparticles
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Particle size and -potential
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Mean particle diameter, polydispersity index, and particle size distribution based on
173
number were obtained using a dynamic light scattering instrument (Zetasizer 3000,
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Malvern Instruments, Malvern, UK). The ζ-potential was determined by particle
175
electrophoresis using the same instrument. Samples were diluted 20 times to avoid multiple
176
scattering effects and equilibrated at 25 ˚C prior to analysis.
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Retention efficiency (RE)
178 179
The capacity of the delivery systems to retain resveratrol was determined using the following equation:
180
(2)
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Here, CT is the resveratrol contained in the suspension and CF is the amount of free
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resveratrol. The free resveratrol was determined as the amount of resveratrol that was ACS Paragon Plus Environment
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collected in the filtrate receiver after being centrifuged at 4020 g for 30 min using a using a
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bench top centrifuge (Sigma 3K30, Sigma GmbH, Osterode am Harz, Germany). The
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sample was placed in a centrifugal filter (Amicon® Ultracel-10 kDa 2 mL Millipore, Cork
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Ireland)
187
taken into account to correct the actual amount of resveratrol in the filtrate. The resveratrol
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contained in the nanoparticles and the filtrate was assessed by diluting the suspension in
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DMSO
190
resveratrol were used as blank samples.
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UV-light stability
28
29
. The recovery yield of resveratrol after passing through the filter (92%) was
prior to quantification as described in Section 2.7. The suspensions without
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The stability of trans-resveratrol to light induced isomerization was assessed using a
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UV-light lamp and cabinet. An aliquot of 5 mL of each sample was poured into a Petri dish
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(60 mm diameter) and exposed to UV-light at 365 nm for 1h 7. The remaining trans-
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resveratrol was measured as described in Section 2.7 after the sample was diluted in
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DMSO. The suspensions without resveratrol were used as blanks.
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In vitro digestion model
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A dynamic in vitro gastrointestinal model was used to study the influence of the
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biopolymer particles composition on resveratrol bioaccessibility. The gastrointestinal
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model was based on the work by Minekus, et al.
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was not included in this work since most liquids do not require an oral phase, mainly due to
202
the very short residence times in the oral cavity 30.
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Gastric phase
30
with modifications. The mouth phase
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The suspension (10 mL) was mixed with simulated gastric fluid (SGF, 10 mL) that had
205
a composition shown in Table 1. The resulting mixture was readjusted to pH 3.0 using
206
NaOH or HCl solutions, and then shaken continuously at 150 rpm and 37 ºC in an incubator
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(Incubator Mini Shaker, VWR, Radnor, PA, USA) for 2 h to mimic the temperature and
208
motility of the stomach. The samples were then transferred to the intestinal phase. An
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aliquot of the gastric phase was diluted 10 times in the simulated gastric buffer and the
210
particle size and ζ-potential were analyzed as described in Section 2.8.1.
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Intestinal phase
212
The “chyme” sample collected from the gastric phase (15 mL) was mixed with
213
simulated intestinal fluids (SIF, 15 mL) with a composition shown in Table 1. The resulting
214
mixture was then readjusted to pH 7.0 using NaOH or HCl solutions, and then shaken
215
continuously at 150 rpm and 37 ºC in an incubator (Incubator Mini Shaker, VWR, Radnor,
216
PA, USA) for 2 h to mimic the temperature and movement of the intestine. The samples
217
were then transferred to centrifugal tubes to determine the bioaccessibility of resveratrol.
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An aliquot of the intestinal phase was diluted 5 times in the simulated intestinal buffer and
219
the particle size and ζ-potential were analyzed as described in Section 2.8.1.
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Bioaccessibility determination
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The bioaccessibility of resveratrol was evaluated after the samples had passed through
222
the simulated small intestine phase of the gastrointestinal model. Aliquots of 10 mL of the
223
samples were centrifuged (10000 g for 40 min at 10 ºC) using a bench top centrifuge
224
(Sigma 3K30, Sigma GmbH, Osterode am Harz, Germany). After centrifugation, the
225
samples separated into a sediment phase at the bottom and a clear micelle phase at the top.
226
Aliquots (5 mL) were collected from the supernatant (“micelle phase”) and filtered using a
227
syringe filter (17 mm, 0.45 µm, PVDF, ThermoFisher Scientific, Rockwood, TN USA).
228
After filtration the samples were diluted in DMSO and the resveratrol was measured
229
according to Section 2.7. The bioaccessibility (BA) was determined using the following
230
equation:
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(3)
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where, CM is the resveratrol concentration in the micelle phase and CI is the initial
233
concentration of resveratrol in the suspension 27. The suspensions without resveratrol were
234
used as blanks.
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Data analysis
236
All experiments were performed in triplicate and the results are given as mean values ±
237
standard deviation. Differences among the treatments were determined using an analysis of
238
variance (ANOVA) and a post-hoc Tukey test with a confidence level of 95%. The
239
analyses were made using SPSS software (IBM Corporation., Armonk NY, USA).
240
Results and Discussion
241
Conjugation characterization
242
Initially, we carried out a series of experiments to assess the time-dependence of the
243
formation of protein-carbohydrate conjugates through the Maillard reaction (Figure 1).
244
The conjugation efficiency of the reaction of sodium caseinate with dextran was analyzed
245
using the OPA test, which quantifies the amount of unreacted amino groups remaining on
246
the protein after conjugation (Figure 1A). The effect of conjugation on the aggregation
247
stability of the sodium caseinate was assessed by measuring the turbidity of the conjugate
248
solutions at the isoelectric point of the protein, i.e., pH 4.6 (Figure 1B). The formation of
249
brown colors in the samples as a result of the later stages of the Maillard reaction was
250
determined by measuring the solution absorbance at 420 nm (Figure 1C).
251
The conjugation efficiency increased with increasing incubation time during the first
252
24 h, and then reached a relatively constant level. The average number of amino groups per
253
caseinate molecule available to react with reducing sugars of the polysaccharides has been
254
reported to be 13.6
17, 26
. This suggests that the number of dextran molecules attached per ACS Paragon Plus Environment
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caseinate molecule was about 5.0 after 24 h incubation (37% efficiency), and about 5.5
256
after 48 h incubation (41% efficiency). The reduction in the conjugation rate with
257
incubation time can be attributed to two effects: (i) a reduction in the number of amino
258
groups available to react; (ii) steric hindrance caused by already attached dextran molecules
259
17
260
near the isoelectric point of sodium caseinate. The absence of a net charge on the protein
261
molecules reduces the electrostatic repulsion, which leads to the formation of protein
262
aggregates
263
protein aggregates were of a size that scattered light strongly (Figure 1B Insert)
264
observed reduction in turbidity of the caseinate solutions after conjugation with dextran
265
(Figure 1B), suggested that the carbohydrate chains inhibited protein aggregation near the
266
isoelectric point. This stabilization can be attributed to an increase in the steric repulsion
267
between the molecules after conjugation. The turbidity decreased sharply from 0 to 8 h
268
incubation, which indicated that this was sufficient time to form stable protein-carbohydrate
269
conjugates. Finally, the presence of a brown color in the solutions due to the formation of
270
secondary Maillard reaction products was determined by measuring changes in their
271
absorbance at 420 nm
272
quality perspective, and should therefore be minimized. In addition the appearance of color
273
is the result of the degradation of the Amadori product
274
Maillard reaction can lead to dissociation of the protein-carbohydrate conjugate. Therefore,
275
it is important to keep the browning as low as possible. The absorbance of the samples
276
continued to increase throughout the incubation period (Figure 1C), and therefore it is
277
advantageous to use as short a conjugation time as possible.
. The turbidity of the samples at pH 4.6 is related to the formation of protein aggregates
31
. Solutions containing aggregated caseinate appeared turbid because the
22, 33
32
. The
. This type of brown color is usually undesirable for a food
22
, which in advance stages of the
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Overall, our results suggest that a 24 h incubation period was an optimum compromise
279
between increasing conjugation efficiency and decreasing browning reactions. Although
280
there is a sharp increase in absorbance between 16 and 24 h, it is not until 24 that the
281
conjugation efficiency and turbidity reached plateau values with no changes observed
282
between 24 and 36 h. We therefore used this time to fabricate the conjugates for the rest of
283
the experiments described in this study.
284
Resveratrol solubility
285
One of the factors that determine the efficacy of a delivery system is the maximum
286
amount of the functional ingredient that can be incorporated into it. The amount of
287
resveratrol that could be incorporated into aqueous solutions was therefore determined.
288
Increasing amounts of grape skin extract were dispersed in a 1% (w/v) sodium caseinate
289
solution (Figure 2). The dispersions were prepared using the same procedure as used to
290
produce the nanoparticles by antisolvent precipitation (Section 2.5), and then the mixtures
291
were stored for 120 h at room temperature to allow the crystallization of any undissolved
292
resveratrol 34. The mixtures were then centrifuged, which caused the resveratrol crystals to
293
form a sediment at the bottom of the tubes, leaving a supernatant containing the dissolved
294
resveratrol. The amount of dissolved resveratrol was then measured using a
295
spectrophotometer. Adding up to 250 µg mL-1 of grape skin extract to the aqueous solution
296
resulted in complete solubility of the resveratrol, indicated by the similarity of the added
297
and measured resveratrol amounts. In this region the solution was either saturated or super-
298
saturated with resveratrol. When 500 µg mL-1 of grape skin extract was added the amount
299
of measured resveratrol was only about 83% of the added resveratrol, which indicates that
300
part of the resveratrol crystalized and precipitated. With a further increase in the amount of
301
grade skin extract added, the measured resveratrol concentration actually decreased and the
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variability of the data became larger. This effect can be attributed to the fact that some of
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the supersaturated resveratrol crystallized, so that the amount of resveratrol remaining
304
dissolved in the aqueous solution was equal to the equilibrium solubility.
305
The relatively high supersaturation of resveratrol in the aqueous solutions can be
306
attributed to the presence of the sodium caseinate. It is known that proteins can act as
307
nucleation and crystallization inhibitors by forming complexes with hydrophobic bioactive
308
compounds, thus decreasing the nucleation rate
309
caseinate are known to form complexes through hydrophobic interactions and hydrogen
310
bonding
311
aqueous solution was insufficient to bind all the resveratrol leading to the formation of
312
nuclei and crystals during the storage period 34, 35. From Figure 2 it can be deduced that the
313
nucleation rate at grape skin extract concentrations above 500 µg mL-1 was faster than the
314
ability of the proteins to bind resveratrol leading to sudden precipitation and lower amounts
315
of resveratrol in the supernatant.
10
34
. In particular resveratrol and sodium
. At 500 µg mL-1 of added grape skin extract, the amount of protein in the
316
If a hydrophobic crystalline bioactive compound is going to be incorporated into an
317
aqueous based system, then it is important to ensure that it is present at a level below the
318
loading capacity of the delivery system.
319
concentration will not be exceeded and so bioactive precipitation during production,
320
storage, or utilization will be avoided. For this reason, the grape skin extract concentration
321
used in the remainder of this study was 250 µg mL-1, i.e. below the saturation level (Figure
322
2). Another important consideration when working with bioactive compounds, is to reach
323
the minimum concentration to promote a health benefit. In this case 250 µg mL-1 of grape
324
skin extract in the colloidal dispersions represents 25 times the concentration typically
325
found in wine (5 mg/l 36).
Under these conditions, the saturation
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Retention efficiency
327
In this study, the retention efficiency means the amount of resveratrol associated within
328
the biopolymer nanoparticles or complexes. The retention efficiency is important because it
329
determines the fraction of the bioactive compound within a delivery system that is
330
protected from degradation by external conditions, such as heat, light, or oxygen. The
331
delivery systems could be classified into two groups according to their measured retention
332
efficiencies (Figure 3), with the biopolymer nanoparticles (RE ≈ 83%) having a
333
significantly higher retention efficiency (p < 0.05) than the biopolymer complexes (RE ≈
334
68%). The retention efficiency of the biopolymer nanoparticles measured in this work was
335
similar to that obtained in our previous study where resveratrol was also encapsulated in
336
zein nanoparticles formed by antisolvent precipitation 8. All the biopolymer nanoparticles
337
formed in the current study had an inner core of zein surrounded by an outer layer of
338
caseinate molecules. However, in some cases the caseinate molecules were covalently
339
attached to dextran molecules through the Maillard reaction.
340
The retention efficiency was similar for protein nanoparticles, protein nanoparticles
341
coated by Maillard conjugates, and a physical mixture of dextran and protein nanoparticles
342
(p > 0.05). These results suggest that it was the protein core (zein and caseinate) that was
343
primarily responsible for encapsulating the resveratrol, rather than the carbohydrate shell.
344
Presumably, the non-polar resveratrol molecules were trapped within the hydrophobic core
345
formed by zein and caseinate. The retention efficiency of the biopolymer complexes was
346
about 15% lower than that of biopolymer nanoparticles (Figure 3). For these systems, the
347
retention efficiency was similar for caseinate alone, caseinate conjugated to dextran, and a
348
physical mixture of dextran and caseinate (p > 0.05), which suggested that it was the
349
caseinate that was primarily responsible for resveratrol binding. Hydrophobic forces are
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10
350
known to play an important role in the binding of polyphenols to proteins
351
account for the fact that dextran did not play an important role in determining the binding
352
of the resveratrol to the caseinate molecules.
353
efficiency was higher for the biopolymer nanoparticles than the biopolymer complexes may
354
have been because zein has a higher hydrophobicity than caseinate.
355
UV-light stability
356
. This would
In addition, the fact that the retention
UV-light triggers the isomerization of trans-resveratrol to cis-resveratrol 7, which 37, 38
357
results in a loss of biological activity
. The stability of the various delivery systems
358
against isomerization was assessed by exposing them to UV-light (365 nm) for 60 min in
359
Petri dishes. Resveratrol dissolved in dimethyl sulfoxide at the same concentration was
360
used as a control. There was a significant difference (p < 0.05) in the amount of trans-
361
resveratrol remaining among the different samples after exposure (Figure 4). Both the
362
biopolymer nanoparticles and complexes were able to protect the resveratrol against
363
isomerization, with the nanoparticles being more effective. Conjugation of the caseinate
364
with dextran, or the addition of free dextran, did not have a significant (p > 0.05) effect on
365
the protection of resveratrol in either type of delivery system. The protection of resveratrol
366
against exposure to light may have occurred through a number of different mechanisms.
367
Proteins absorb UV-light due to the presence of aromatic groups and double bonds
368
which would reduce the intensity of light waves reaching the resveratrol. The suspensions
369
of biopolymer nanoparticles contained 50% (w/w) more protein than the suspensions of
370
biopolymer complexes, which may account for their better ability to inhibit isomerization.
371
On the other hand, the higher protection of the nanoparticle systems might be because they
372
scattered light more effectively, and thereby allowed less light to reach the resveratrol
373
This effect is seen in the insert to Figure 4, which compares the appearance of suspensions
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32
,
.
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374
of biopolymer nanoparticles (turbid) and biopolymer complexes (clear).
Finally, the
375
retention efficiency of the systems (Figure 3) is closely related to the protection of
376
resveratrol, being more protective the systems with higher retention efficiency. The
377
treatments with lower retention efficiency have a higher amount of free resveratrol
378
dispersed in the aqueous solution, which results in less protection from exposure to UV-
379
light.
380
In vitro digestion model
381
The biopolymer nanoparticles and complexes were passed through the simulated
382
gastrointestinal tract to assess resveratrol bioaccessibility. Changes in the size and charge
383
of the biopolymer nanoparticles were measured throughout the simulated GIT, and the
384
bioaccessibility of resveratrol for both type of biopolymer delivery systems was measured
385
at the end.
386
Initial biopolymer nanoparticles
387
The non-conjugated biopolymer nanoparticles had similar diameters in the absence
388
(238 nm) and presence (237 nm) of non-adsorbed dextran, which suggested that this
389
carbohydrate did not directly influence their particle size (Figure 5A). In addition, the ζ-
390
potential of the non-conjugated biopolymer nanoparticles was similar in the absence (-50
391
mV) and presence (-50 mV) of non-adsorbed dextran (Figure 5B), which suggested that
392
this carbohydrate did not appreciably modify interfacial properties. The conjugation of the
393
caseinate with dextran did have an effect on particle size and charge, with the mean
394
diameter falling to 224 nm and the ζ-potential falling to -47 mV. Particle size distribution
395
measurements of the suspensions indicated that they had monomodal and narrow
396
distributions (Figure 6). The slight reduction in particle size upon Maillard conjugation
397
suggests that there is a change in the packing of the caseinate molecules at the droplet
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. The slight reduction in the ζ-
398
interfaces due to the presence of the carbohydrate chains
399
potential can be explained by a reduction of the number of ionizable amino groups on the
400
protein after conjugation with dextran. In addition, the presence of the dextran may have
401
increased the thickness of the hydration layer around the protein nanoparticles where the
402
charge is measured, thereby leading to a decrease in surface potential
403
that there were no flocs or aggregates in the initial conjugated or non-conjugated
404
nanoparticle suspensions.
405
Gastric phase
406
18
. Figure 7 shows
Samples were exposed directly to the gastric phase because liquids typically only 30
407
spend a very short time in the oral cavity before swallowing
408
non-conjugated nanoparticle suspensions increased greatly (d > 1000 nm) after exposure to
409
the simulated gastric phase (Figure 5A). Conversely, the increase in particle size of the
410
conjugated nanoparticle suspensions was much less (d ≈ 530 nm). The ζ-potential of the
411
particles in the gastric “chyme” was slightly positive (Figure 5B), which can be attributed
412
to the fact that both caseinate and zein were below their isoelectric point. The particle size
413
distribution
414
nanoparticles, but only moderate aggregation of the conjugated ones after exposure to
415
gastric fluids (Figure 6). The destabilization of protein-based colloidal delivery systems
416
under simulated gastric conditions may occur for a number of reasons, including loss of
417
charge due to pH changes, electrostatic screening due to an increased ionic strength, and
418
proteolysis by pepsin 18. Further information about the relative importance of pepsin on the
419
stability of the nanoparticle systems was obtained by omitting pepsin from the gastric
420
fluids. The particle diameter did not increase for the conjugated nanoparticles and only
measurements
shows
extensive
aggregation
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of
the
non-conjugated
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421
increased by about 50 nm for the non-conjugated ones (data not shown), suggesting that the
422
hydrolysis of the proteins by pepsin was an important destabilizing factor during this phase.
423
The observed increase in particle size can be attributed to aggregation of the protein
424
nanoparticles (Figure 7). The lower reactivity of digestive enzymes toward the conjugated
425
nanoparticles can be attributed to the steric hindrance exerted by the dextran molecules
426
attached to their exteriors
427
proteolysis of certain amino acids due to glycation 25.
428
Intestinal phase
40
. Another possible explanation is the reduction of the
429
After the gastric phase, the resulting “chyme” was mixed with small intestinal fluids
430
(SIF) and then incubated for 2 h. After exposure to simulated intestinal conditions, all the
431
nanoparticle systems had fairly similar size distributions and mean diameters (d ≈ 750 nm)
432
(Figures 5A and 6). Furthermore the ζ-potential of all the samples became highly negative
433
(Figure 5B), which can be attributed to the fact that the pH was above the isoelectric point
434
of the proteins, and due to the presence of anionic bile salts in the SIF. The fact that all the
435
samples had relatively similar particle sizes and charges suggests that they all contained
436
fairly similar types of particle after digestion
437
mixed micelles and liposome kind of structures formed by bile salts and/or aggregated
438
peptides remaining after digestion of the proteins by proteases. To confirm if the bile salts
439
or the pancreatin were responsible for the changes in size and distribution, a digestion made
440
with only pancreatin or bile extract was performed for the conjugated biopolymer
441
nanoparticles (data non shown). The results indicated that the digestion with only bile salts
442
resulted in the same size and distributions than the ones showed in Figure 5A and 6.
41
. Presumably, these particles consisted of
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443
Bioaccessibility
444
Finally, the bioaccessibility of resveratrol encapsulated within the biopolymer nanoparticles
445
or bound to the biopolymer complexes was determined by measuring the amount of
446
resveratrol in the micelle phase after the intestinal step of the in vitro digestion model. It is
447
assumed that only resveratrol incorporated within the mixed micelles is available for
448
absorption within the small intestine, i.e., is bioaccessible 23. Figure 8 shows the percentage
449
of resveratrol present in the micelle phase after the small intestine stage. In the absence of
450
lipids, the mixed micelle phase will primarily be composed of micelles and liposomes
451
formed by bile salts and phospholipids in the gastrointestinal fluids, as well as any
452
undigested soluble proteins and peptides. Thus, the resveratrol measured in the mixed
453
micelle phase could be present within micelles or liposomes
454
peptides 10. It can be seen that there was a significant difference (p < 0.05) in the resveratrol
455
contained in the mixed micelle phase between the different delivery systems and the
456
resveratrol dispersed in water at the same concentration. When resveratrol was directly
457
added to water it immediately formed crystals that could be seen by the naked eye (Figure
458
8, Insert). Conversely, the resveratrol encapsulated within the biopolymer nanoparticles or
459
complexes did not form any visible crystals. The crystallization and precipitation of
460
resveratrol could explain the lower bioaccessibility of the free bioactive component
461
compared to the encapsulated ones 27. Nevertheless, the bioaccessibility of resveratrol was
462
still above 50%, it has been demonstrated by fluorescence quenching studies that
463
polyphenols can bind to the enzymes present in the gastric and intestinal fluids increasing
464
their solubility in the micelle phase
465
nanoparticles did not affect the bioaccessibility of resveratrol when compared to the ones
466
bound to sodium caseinate. Neither the conjugation nor the presence of dextran had a
44
42, 43
, or bound to proteins or
. The encapsulation of grape skin extract in the
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467
significant effect (p > 0.05). Previous studies have shown that other types of caseinate-
468
based and zein-based delivery systems are also able to retain hydrophobic nutraceuticals
469
under simulated gastrointestinal conditions
470
retained within the colloidal particles in the gastrointestinal tract, presumably accounts for
471
the fact that it did not crystallize and was available to be solubilized within mixed micelles
472
or to bind to peptides or proteins after digestion. The fact that all the biopolymer
473
nanoparticle samples had similar characteristics after the small intestine phase (Figures 5A,
474
5B and 6) can account for the lack of differences in the bioaccessibility among the different
475
delivery systems. It is known from in vivo studies that resveratrol undergoes extensive
476
metabolism within the gastrointestinal track and liver mainly due to glucorination and
477
sulfonation, and that only traces reach the circulatory system in an active form 1. One can
478
speculate that these delivery systems may slow down or prevent the extensive metabolism
479
and increase the bioactivity of resveratrol after consumption. Further research is clearly
480
needed to test this hypothesis.
17, 28, 45, 46
. The fact that the resveratrol is
481
Both biopolymer nanoparticles (consisting of a zein core and a caseinate or caseinate-
482
dextran shell) and biopolymer complexes (consisting of caseinate or caseinate-dextran)
483
protected resveratrol against isomerization and increased its bioaccessibility, but the
484
biopolymer particles were more effective. In conclusion both delivery systems have the
485
potential for application in functional food and beverage products.
486
complexes are easier to form and can be incorporated into transparent products, whereas the
487
biopolymer nanoparticles are more difficult to form, can only be used in turbid or opaque
488
products, but are more effective.
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21. Ames, J. M., Control of the Maillard reaction in food systems. Trends in Food Science &Technology 1990, 1, 150-154.
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28. Luo, Y. C.; Zhang, B. C.; Whent, M.; Yu, L. L.; Wang, Q., Preparation and characterization of zein/chitosan complex for encapsulation of alpha-tocopherol, and its in vitro controlled release study. Colloids Surf., B 2011, 85, 145-152.
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34. McClements, D. J., Crystals and crystallization in oil-in-water emulsions: Implications for emulsion-based delivery systems. Adv. Colloid Interface Sci. 2012, 174, 1-30.
35. Joye, I. J.; McClements, D. J., Production of nanoparticles by anti-solvent precipitation for use in food systems. Trends Food Sci. Technol. 2013, 34, 109-123.
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38. Rius, C.; Abu-Taha, M.; Hermenegildo, C.; Piqueras, L.; Cerda-Nicolas, J. M.; Issekutz, A. C.; Estan, L.; Cortijo, J.; Morcillo, E. J.; Orallo, F.; Sanz, M. J., Trans- but Not Cis-Resveratrol Impairs Angiotensin-II-Mediated Vascular Inflammation through Inhibition of NF-kappa B Activation and Peroxisome Proliferator-Activated Receptorgamma Upregulation. J. Immunol. 2010, 185, 3718-3727.
39. Luo, Y. C.; Wang, T. T. Y.; Teng, Z.; Chen, P.; Sun, J. H.; Wang, Q., Encapsulation of indole-3-carbinol and 3,3 '-diindolylmethane in zein/carboxymethyl chitosan nanoparticles with controlled release property and improved stability. Food Chem. 2013, 139, 224-230. ACS Paragon Plus Environment
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43. Bonechi, C.; Martini, S.; Ciani, L.; Lamponi, S.; Rebmann, H.; Rossi, C.; Ristori, S., Using liposomes as carriers for polyphenolic compounds: The case of transresveratrol. PLoS One 2012, 7.
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Note Dr. Gabriel Davidov-Pardo is recipient of a post-doctoral fellowship by the Secretaría de Ciencia Tecnología e Innovación del Distrito Federal (SECITI, Mexico City).
This
material is partly based upon work supported by United States Department of Agriculture, NRI Grants (2011-03539, 2013-03795, 2011-67021, and 2014-67021).
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Figure captions Figure 1. A) Conjugation efficiency; B) Turbidity at pH 4.6; C) Absorbance at 420 nm of the conjugates of sodium caseinate to dextran 40 kDa. Insert: appearance of the solutions (5 mg mL-1) at pH 4.6, from left to right 0, 8, 16, 24, 32, 40, 48 h of conjugation. The conjugation was induced at 60 ºC with 76% relative humidity for 48 h. The sampling was in intervals of 8 h. The ratio of dextran to sodium caseinate was 1.75 to 1.0.
Figure 2. Dependence of the added and the dissolved grape skin extract in a 1% (w/v) of sodium caseinate solution. The dissolved resveratrol measurements were made at 307 nm after centrifuging the samples to remove any crystals.
Figure 3. Retention efficiency of resveratrol in biopolymer nanoparticles (BnP) and biopolymer complexes (BC) loaded with grape skin extract prepared with conjugated (Con) and non-conjugated (No-con) sodium caseinate in the antisolvent [1.0% (w/v)]. The ratio of dextran to sodium caseinate was 1.75 to 1.0. Zein and grape skin extract concentration in the particle suspensions were 0.5 and 0.025% (w/v), respectively.
a-b
Different letters are
significantly different for each extract separately (p < 0.05)
Figure 4. UV-light stability of trans-resveratrol encapsulated in biopolymer nanoparticles (BnP) and biopolymer complexes (BC) loaded with grape skin extract prepared with conjugated (Con) and non-conjugated (No-con) sodium caseinate in the antisolvent [1.0% (w/v)]. The ratio of dextran to sodium caseinate was 1.75 to 1.0. Zein and grape skin extract concentration in the particle suspensions were 0.5 and 0.025% (w/v), respectively. Insert:
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left to right appearance of one treatment containing zein and one without it.
Page 32 of 43
a-c
Different
letters are significantly different for each extract separately (p < 0.05)
Figure 5. Effect of the in vitro digestion phase on the mean diameter (A) and zeta-potential (B) of grape skin extract loaded biopolymer nanoparticles (BnP) prepared with conjugated and non-conjugated sodium caseinate in the antisolvent [1.0% (w/v)]. The ratio of dextran to sodium caseinate was 1.75 to 1.0. Zein and grape skin extract concentration in the particle suspensions were 0.5 and 0.025% (w/v), respectively.
Figure 6. Effect of the in vitro digestion phase on the particle size distribution based on number of grape skin extract loaded biopolymer nanoparticles (BnP) prepared with conjugated and non-conjugated sodium caseinate in the antisolvent [1.0% (w/v)]. The ratio of dextran to sodium caseinate was 1.75 to 1.0. Zein and GSE concentration in the particle suspensions were 0.5 and 0.025% (w/v), respectively.
The distributions shown are
representative ones for each treatment.
Figure 7. Microscopic images (40X) of grape skin extract loaded biopolymer nanoparticles (BnP) prepared with conjugated and non-conjugated sodium caseinate in the antisolvent [1.0% (w/v)] after each phase of the in vitro digestion. The ratio of dextran to sodium caseinate was 1.75 to 1.0. Zein and grape skin extract concentration in the particle suspensions were 0.5 and 0.025% (w/v), respectively. Scale bar 20 µm.
Figure 8. In vitro bioaccesability of resveratrol in biopolymer nanoparticles (BnP) and biopolymer complexes (BC) loaded with grape skin extract prepared with conjugated and
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non-conjugated sodium caseinate in the antisolvent [1.0% (w/v)]. The ratio of dextran to sodium caseinate was 1.75 to 1.0. Zein and grape skin extract concentration in the particle suspensions were 0.5 and 0.025% (w/v), respectively. Insert: Appearance of grape skin extract dispersed in water at 0.025% (w/v). a-b Different letters are significantly different for each extract separately (p < 0.05).
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Table 1. Final Concentrations of Constituents Before Addition to the Sample of the Simulated Gastric and Intestinal Fluids. Simulated gastric fluid Simulated intestinal fluid pH 3 pH 7 Constituent mmol L-1 KCl 5.52 5.44 KH2PO4 0.72 0.64 NaHCO3 20.00 68.00 NaCl 37.76 30.72 MgCl2(H2O)6 0.08 0.26 (NH4)2CO3 0.40 --NaOH --3.73 HCl 22.48 6.72 CaCl2(H2O)2 0.07 0.30 Lecithina 0.17 --U mL-1 Pepsinb 2000.00 --c Pancreatin --100.00 mg mL-1 Bile extract --6.25 a -1 b Based on the average molecular weight of lecithin (787 g mol ) Made up in SGF. c Made up in SIF and based on the protolithic activity
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Conjugation efficiency (%)
FIGURE 1
100 80 60 40 20 0
A
0
10
20
30
40
50
Conjugation time (h) B
10000
NTU
1000 100 10
1 0
10
20
30
40
50
Conjugation time (h) C
Absorbance 420 nm
0.08 0.06 0.04 0.02 0.00 0
10
20
30
40
50
Conjugation time (h) ACS Paragon Plus Environment
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FIGURE 2
450
Measured GSE (µg/ml)
400 350 300
250 200 150 100 50 0 0
250
500
750 1000 1250 1500
Added GSE (µg/ml)
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FIGURE 3
100
Retention efficiency (%)
90 80
a
a
a
b
b
b
70 60 50 40 30 20
10 0
Treatment
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Remaining trans-resveratrol (%)
FIGURE 4
80 70
60
a
a
a b
b
b c
50 40 30 20 10 0
Treatment
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Mean Particle Diameter (nm)
FIGURE 5
1200 1000
A
Inital Gastric phase Intestinal phase
800 600 400 200 0
Treatment Zeta potential (mV)
B 5 -5 -15 -25 -35 -45
-55 Initial Gastric phase
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FIGURE 6
160
Initial Gastric Phase
140
Intestinal phase
Relative Number (%)
120
No-con BnP+Dex
100 80 60
Con BnP
40
20 No-con BnP
0 10
100
1000
Size (nm)
10000
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FIGURE 7
DIGESTION PHASE
TREATMENT Non-con BnP
Con BnP
Initial
Gastric phase
Intestinal phase
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FIGURE 8
Remaining resveratrol in the micelle phase (%)
100 90 80
a
a
a
a
a
a
70 b
60 50 40 30 20 10 0
Treatment
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TOC
Simulated Gastric Fluid
Simulated Intestinal Fluid
Centrifugation
Mixed Micelle phase
Concentration Analysis
BIOACCESSIBILITY
Sediment phase
Zein Core
Sodium caseinate
Dextran
Resveratrol
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