Chemistry for Everyone
Two Faces of Alkaloids Ji ˇ rí Dostál Department of Biochemistry, Masaryk University, Faculty of Medicine, Komenského námestí 2, CZ-662 43 Brno, Czech Republic;
[email protected] The term “alkaloid” was introduced around 1819 by the German pharmacist Wilhelm Meissner (cited in ref 1). The Arabic–Greek compound al-kal-oid means literally alkali like. Indeed, most alkaloids are basic compounds, although there is a small group of nonbasic alkaloids (see below). The traditional definitions of alkaloids (2, 3), emphasizing their bitter taste, basicity, plant origin, and physiological actions, have been gradually modified to become more general and rational. For example, Pelletier created a simple definition of an alkaloid as “a cyclic organic compound containing nitrogen in a negative oxidation state which is of limited distribution among living organisms” (4 ). The presence of at least one nitrogen atom is a general chemical feature of the alkaloids. A nitrogen atom in an organic molecule can be trivalent and electroneutral or tetravalent with a positive charge. Depending on the pH, alkaloids occur in two principal forms: an ionic ammonium salt or a neutral free base. These forms differ substantially in their physicochemical properties, appearance, occurrence, practical uses, and bioavailability. They are interconvertible; that is, the alkalization of the salt yields the free base and the acidification of the free base reconstitutes the salt. This reversible acid–base reaction has become a key principle in the isolation of alkaloids from plant extracts (5, 6 ). Alkaloids occur in plants as polar salts of various organic acids and they can therefore be easily extracted with polar solvents, typically methanol. The free bases of alkaloids are compounds having basic properties: their aqueous or aqueous-alcoholic solutions are alkaline to litmus. The degree of basicity is expressed by the
pKb and depends on the chemical nature of the alkaloid. The free bases are formed by treating the salt with one of various alkalizing agents such as NaOH, Ca(OH)2, Na2CO3, NH3, or lower amines, depending on the pKa of an ammonium salt. Generally, the pH must be adjusted at least one pH unit above the pKa of a protonated form. The free bases of most of the alkaloids are water-insoluble substances, and there are two general methods for preparing them. In Method A, an aqueous solution of the alkaloid salt is made alkaline and the precipitate thus formed is separated, washed with water, and dried. The product is an amorphous material obtained almost quantitatively. Method B involves one additional step. The precipitate is extracted with a nonpolar solvent such as diethyl ether, benzene, or chloroform. The organic layer is separated, concentrated, and allowed to stand until it crystallizes. In this article, the dualism of several well-known alkaloids is discussed in detail. Nicotine, morphine, and cocaine are the examples of typical alkaloids. Sanguinarine, allocryptopine, and magnoflorine are included because they are very common in plants, and although their acid–base behavior is different, they illustrate the richness of structural motifs in natural products. Textbooks of (bio)organic chemistry (e.g., 7–9) usually do not distinguish between these forms explicitly. Undergraduate students who are not majoring in chemistry, especially those in medical schools, are apt to encounter a number of important alkaloids as medicines, drugs, or toxins, and often become confused about this. This article addresses such issues. Therapeutic uses for such compounds are given in Table 1.
Table 1. An Illustrative List of Alkaloids Used in Human Medicine Alkaloid
Plant or Fungal Source a
The Usual Form
Atropine
Atropa belladona
Sulfate
Therapeutic Category Cholinergic antagonist, spasmolytic
Cocaine b
Erythroxylon coca
Hydrochloride
Local anesthetic
Codeine b
Papaver somniferum
Phosphate
Antitussive
Colchicine
Colchicum autumnale
Colchicine
Antimitotic, gout suppressant
Emetine
Cephaelis ipecacuanha
Hydrochloride
Antiamebic, emetic
Ephedrine
Ephedra vulgaris
Hydrochloride
Adrenergic agonist, bronchodilator
Ergotamine
Claviceps purpurea
Tartrate
Antimigraine
Morphine b
Papaver somniferum
Hydrochloride, sulfate Analgesic
Papaverine
Papaver somniferum
Hydrochloride
Spasmolytic
Pilocarpine
Pilocarpus jaborandi
Hydrochloride
Cholinergic agonist
Pseudoephedrine
Ephedra vulgaris
Hydrochloride
Adrenergic agonist, vasoconstrictor
Quinidine
Cinchona officinalis
Sulfate
Antiarrhytmic
Quinine
Cinchona officinalis
Sulfate
Antimalarial
Sanguinarine
Sanguinaria canadensis
Chloride
Antiplaque agent
Scopolamine
Scopolia carniolica
Hydrobromide
Cholinergic antagonist, antiemetic
Vincristine
Vinca rosea
Hydrochloride
Antineoplastic
Yohimbine
Corynanthe yohimbe
Hydrochloride
Adrenergic antagonist, aphrodisiac
aOnly
common examples are given. bControlled substance.
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Nicotine
Table 2. Some Properties of Two Forms of Nicotine
Nicotine (1a) has been known since 1809. It occurs in tobacco leaves (Nicotiana tabacum, Nicotiana rustica) in a protonated form (1b) accompanied by physiological anions such as malate, citrate, or tartrate. Nicotine free base (1a) is an oily liquid (Table 2), which can be isolated by either alkalinesteam distillation or alkaline-chloroform extraction. The isolation of nicotine from cigarettes is a common laboratory experiment in high schools and colleges (10, 11). An aqueous solution of nicotine is alkaline to litmus. Nicotine possesses the methylated pyrrolidine nitrogen (pKb = 6.16) and the less basic pyridine nitrogen (pKb = 10.96). To liberate free nicotine (1a) the pH of a tobacco extract must be adjusted above the pKa of the protonated N-methylpyrrolidinium (8.08, 15 °C). This condition is readily fulfilled by using NaOH, Ca(OH)2, or Ba(OH)2 solutions (10, 11). 1
2
Property
Nicotine (1a) (Free Base)
Nicotine Ditartrate (1b) (X = Y = Tartrate)
Molecular formula
C10H14N2
C10H14N2⭈ 2C4H6O6
Molecular weight
162.23
462.41
Appearance
Colorless oily liquida Colorless crystals
Melting point (°C)
᎑79b
pKb (15 °C)
6.16;c 10.96d
—
Solubility in water
Soluble
Soluble
93–95
Solubility in benzene Soluble
Insoluble
Tobacco smokee
Occurrence
Tobacco
darkens upon exposure to air. bBoiling point 243–248 °C. cPyrrolidine moiety. dPyridine moiety. eThe forms of nicotine depend on the smoke’s acidity. aSlowly
Table 3. Some Properties of Two Forms of Morphine Y− N H + CH3
N CH3
N 1a
X−
N+ H
1b
During smoking, approximately one-third of the nicotine salts present in dry tobacco is pyrolyzed into simpler derivatives. The remaining two-thirds distills into the smoke, which is inhaled. Depending on the acidity of the smoke, nicotine can be predominantly either protonated (most cigarettes) or un-ionized (pipes, cigars). Nicotine passes quickly from the lungs to the blood and reaches nicotine acetylcholine receptors in the brain and other tissues. After binding to the receptor, a conformational change induces the opening of a Na+/K+ channel for microseconds. Sodium ions enter the cell and trigger a cascade of further events, which eventually result in the release of neurotransmitters including dopamine, serotonin, and β-endorphin. Nicotine’s ability to make people feel good seems to be linked to dopamine liberation. The almost instantaneous relationship between a single puff and central nervous system effects allows smokers to modulate the actions of nicotine to a desirable level. This is probably behind the high addictiveness of smoking. Other effects of nicotine can be described as cardiovascular (vasoconstriction, rise in blood pressure), endocrine (cortisol release, risk of osteoporosis), and metabolic (increased metabolic rate, catecholamine release, “silent stress”). They all seriously contribute to smoking-related health dangers and illnesses.
Property
Morphinea (2a) (Free Base)
Molecular formula
C17H19NO3
C17H19NO3⭈ HCl
Molecular weight
285.33
321.79
Appearance
Colorless crystals
Colorless crystals
Melting point (°C)
253–254
285–300
pKb (20 °C)
6.13
—
Solubility in water
Insoluble
Soluble
Solubility in benzene
Slightly soluble
Insoluble
Medically useful
No
Yes
aControlled
substance.
value it follows that morphine should be extracted at pH ~9. Moreover, morphine bears one phenolic hydroxyl with pKa 9.85. Therefore, at pH > 10, formation of the phenolate will prevent morphine from passing into nonpolar solvent. HO
HO
O
O N
HO
Morphine (2a), discovered in 1817, is the principal alkaloid of the opium poppy (Papaver somniferum), a plant species that has been cultivated all over the world for more than 2,000 years (12). Morphine is obtained from opium, the dried latex of the unripe capsules, where it is found largely as the salt of meconic acid. Morphine has also been isolated as a minor alkaloid from the closely related species Papaver setigerum (13) and Papaver decaisnei (14). A saturated aqueous solution of morphine is alkaline to litmus. The pKb constant of morphine (2a) is 6.13 and the pKa of morphinium (2b) is 7.94 (20 °C). From the latter
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H X− N + CH3
CH3 HO
2a
Morphine
Morphinea Hydrochloride (2b) (X = Cl)
2b
Morphine is used in medicine as a potent analgesic, especially in the treatment of severe chronic pain. Morphine free base (2a), whose formula is frequently presented in chemistry textbooks (e.g. 7–9), is extraordinarily insoluble in water and is consequently therapeutically useless. As much as 5 L of water is required to dissolve 1 g of morphine (15). In contrast, morphine hydrochloride (2b, X = Cl) is highly water soluble (1 g dissolves in 17.5 mL of H2O). Morphine hydrochloride is administered mainly by injection. Recently, enteric-coated tablets containing morphine sulfate (2b, X = 1 ⁄2 SO4) have been introduced. Table 3 shows some properties of morphine free base and its hydrochloride.
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Table 4. Some Properties of Two Forms of Cocaine a
Property
Cocaine (3a) (Free Base)
Molecular formula
C1 7 H2 1 NO4
C1 7 H2 1 NO4 ⭈ HCl
Molecular weight
303.35
339.81
Cocaine Hydrochloridea (3b) (X = Cl)
Appearance
White powder
Colorless crystals
Melting point (°C)
95–98
195–202
pKb (15 °C)
5.59
—
Solubility in water
Slightly soluble
Soluble
Solubility in benzene
Soluble
Insoluble
Abused by
Smoking
Snorting, injection
aIllegal
substance.
Table 5. Some Properties of Two Forms of Sanguinarine Property
Sanguinarine (Free Base) (4b)
Sanguinarine Chloride (4a)
Molecular formula
C4 0 H2 8 N2 O9
C2 0 H1 4 NO4 + Cl ᎑
Molecular weight
680.68
332.34 (cation)
Appearance
Colorless crystals
Copper-red crystals
Melting point (°C)
258–260
282–283
pK (25 °C)
—
8.05
Solubility in water
Insoluble
Soluble
Solubility in chloroform
Soluble
Insoluble
Cocaine, one of the most widespread stimulant drugs, is a very dangerous, illegal, and highly addictive substance (18). Cocaine hydrochloride (3b, X = Cl) is its water-soluble ammonium salt. It is abused by snorting because it is absorbed through the nasal mucosa or, less frequently, injected intravenously (19). The so-called “crack” cocaine became available in the early 1980s. Chemically, crack is the free base of cocaine (3a) (20). Crack cocaine, a low-melting substance rather volatile above 90 ºC, is abused by smoking (Table 4). In contrast, cocaine hydrochloride decomposes in the burning process. Sanguinarine In 1827, the alkaloid sanguinarine (4a) was discovered as the main red constituent of the North American herb Sanguinaria canadensis (21). When cut, S. canadensis exudes an intensely red latex containing salts of sanguinarine (4a) and the related benzo[c]phenanthridine alkaloids (22). For this reason the plant is known colloquially as “bloodroot”. In Europe, the only related species producing sanguinarine is greater celandine (Chelidonium majus). Owing to its antimicrobial, antiplaque, and antiinflammatory properties, sanguinarine is used as a component in numerous toothpastes, dental gels, and oral rinses (23). O O N +
O O
CH3
O
X−
O 4a N
CH3
O O
Cocaine Cocaine (3a) is the main alkaloid of the South American coca shrub (Erythroxylon coca) (16 ). It has been known since 1860. The popular beverage Coca-Cola, invented in 1886 by John Pemberton (17), originally contained extracts from coca leaves in addition to the essence of cola nuts (Cola acuminata). In 1904, American authorities outlawed the coca ingredient. Today, the only reminder of cocaine in Coca-Cola is the first part of the compound name. An aqueous solution of cocaine is alkaline to litmus. The pKb of cocaine (3a) is 5.59 and the pKa of the conjugate acid (3b) is 8.65 (15 °C). CH3
N
COOCH3 O
C O
3a
H CH3
N+
X−
COOCH3 O 3b
C O
O
O O
CH3
N
O O 4b
Sanguinarine is an iminium cation with the nitrogen atom as part of an aromatic ring. The molecular weight of the sanguinarine free base is more than twice that of the cation (Table 5). The acid–base process here is more complex than for the previous alkaloids (24 ). The hydroxide ion adds to the electron-deficient carbon of the C=N+ bond, yielding an unstable hydroxy adduct, which immediately undergoes a condensation reaction to give bis(dihydrosanguinarinyl) ether (4b). The equilibrium between the quaternary cation and a tertiary free base is described by a pK = 8.05 which is analogous to pKa for Brønsted acids (25, 26 ). It means that at pH ~ 10 the conversion of sanguinarine to its free base is complete. Because of the breakdown of its conjugation, the free base is colorless. The process is essentially reversible; treating the base 4b with an acid gives the quaternary salt 4a. This brings out another interesting feature: sanguinarine acts as an acid–base indicator. In acidic solution it is red; in an alkaline environment, colorless.
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This property can be easily demonstrated using an overhead projector and an oral rinse containing sanguinarine. I used Santoin (CZ), but the demonstration should work similarly with other sanguinarine dental rinses such as Viadent, Dentosan S, or Perioguard. A Petri dish (60 mm o.d.) is placed on the projector stage. A small amount (5–10 mL) of a rinse is poured in and its typical coloring is projected on a screen. Then 6 M NaOH is added dropwise (stir gently) until the color disappears. The addition of 6 M HCl reconstitutes the quaternary salt of sanguinarine and the original color reemerges. Other components in oral rinse formulas (ethanol, glycerol, menthol, thymol, zinc chloride, sodium saccharine, etc.) do not disturb the reaction. The color change is striking, and at the same time, the experiment may stimulate students’ interest in oral hygiene.
Table 6. Some Properties of Two Forms of Allocr yptopine
Property
Allocryptopine (5a) (Free Base)
Allocryptopine Hydrochloride (5b) (X = Cl)
Molecular formula
C2 1 H2 3 NO5
C2 1 H2 3 NO5 ⭈ HCl
Molecular weight
369.40
405.86
Appearance
Colorless crystals
Colorless crystals
Melting point (°C)
160–161a 171–172b
210–212
pKb (25 °C)
4.89
—
Solubility in water
Insoluble
Soluble
Solubility in chloroform Soluble
Insoluble
Feature IR band (cm᎑1 )c 1646 (C=O)
3377 (OH)
α-allocryptopine. β-allocryptopine (crystal modification). cKBr pellets. aFor bFor
Allocryptopine Allocryptopine (5a) is a protopine alkaloid, ubiquitous in plants of the Papaveraceae and Fumariaceae families (27, 28). It has been known since 1890. The structural formula 5a with a nonphysiological 10-membered heterocycle depicts its free base. X-ray analysis of the base shows that the distance between the nitrogen atom and the carbonyl carbon opposite is 2.44 Å. This is substantially less than the sum of the van der Waals radii of these atoms (3.15 Å) (29). This indicates a strong electrostatic interaction, which probably stabilizes the conformation of this unusual heterocycle. The action of acid triggers a transannular nucleophilic addition of the tertiary nitrogen to the carbonyl carbon. The resulting allocryptopine salt (5b) is a tetracyclic system with a hydroxyl group and an ammonium nitrogen (30, 31) (Table 6). It is, in fact, the natural skeleton of the protoberberines, another interesting group of isoquinoline alkaloids (32, 33). Allocryptopine free base is readily extractable into ether after alkalization with sodium carbonate at pH 10–11 (34 ). O N +
O
CH3 X −
HO OCH3 O
5b N
O
OCH3
CH3
O OCH3
Table 7. Some Properties of Two Forms of Magnoflorine Property
Magnoflorine Iodide (6a) (X = I)
Magnoflorine "Free Base" (6b)
Molecular formula
C2 0 H2 4 NO4 + I ᎑
C2 0 H2 2 NO4 ᎑
Molecular weight
342.40 (cation)
340.40
Appearance
Colorless crystals
Not known
Melting point (°C)
264–266
Not known
Solubility in water
Soluble
Soluble
Solubility in chloroform
Poorly soluble
Insoluble
charged phenolate-ammonium species is water soluble and cannot pass into nonpolar solvents as do most other alkaloids (Table 7). Standard isolation procedures fail in the case of magnoflorine. Difficulty with the “free base” of magnoflorine was apparently the reason why this alkaloid was discovered only in 1954, considerably later than the other alkaloids discussed here (38, 39). Magnoflorine used to be obtained by precipitation with styphnate, Mayer, or Reineckate reagent (6, 35), but the method is rather tedious and provides a low yield. The more efficient method of extracting magnoflorine iodide (6a, X = I) into chloroform at pH 6–7 has been introduced (36, 37 ). With this more effective extraction and purification scheme now at hand new and useful properties and uses may emerge for this widely distributed alkaloid. CH3O
CH3O CH3
5a OCH3
N X− + CH3
HO
CH3 N + CH3
−O −O
HO
Magnoflorine CH3O
Magnoflorine (6a) is a strongly polar quaternary aporphine alkaloid widely distributed in plants of the Papaveraceae, Magnoliaceae, Berberidaceae, Ranunculaceae, and several other families (35–37 ). It possesses a dimethylammonium group and two phenolic hydroxyl groups. In acidic or neutral solutions, it exists in the form of the salt 6a, which is also present in plant tissues. When a solution of the salt is made strongly alkaline (pH > 11) magnoflorine takes the form of a phenolate anion, 6b. This
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CH3O 6a
6b
Conclusions 1. Depending on the pH value, alkaloids can occur in two forms denoted as ammonium/iminium salts and free bases. The properties of these two forms differ substantially. The transformation of one form into another is a reversible acid–base reaction.
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2. The structural differences between these two forms vary from simple proton transfer (nicotine, morphine, cocaine) to fundamental skeleton alterations (sanguinarine, allocryptopine). In most alkaloids, the two forms represent a conjugate pair; that is, they differ in one covalently bonded proton on the nitrogen. 3. Almost all medically important alkaloids are applied exclusively in the forms of their salts of various organic or inorganic acids (Table 1). The alkaloid colchicine (7), used in the treatment of gout, is an exception (see below). The salt–base pair provides a good and interesting example of a conjugate acid–base pair in general chemistry courses. Students can be given the formula of an alkaloid base and asked to write the formula and the name of a salt. 4. Both forms of alkaloids should be carefully distinguished for students and their opposing properties emphasized. Different intermolecular forces in two alkaloid forms are one aspect of general chemistry that can be demonstrated. Weak London dispersion forces and dipole–dipole forces are usually the only interactions in alkaloid free bases. Much stronger electrostatic attractions in alkaloid salts result in their having higher melting points than their corresponding free base. Typical examples are nicotine (Table 2, ∆mp = 174 °C) and cocaine (Table 4, ∆mp = 107 °C). Other nice examples are (᎑)-ephedrine free base (mp 36 °C) vs (᎑)-ephedrine hydrochloride (mp 220 °C, ∆mp = 184 °C) and papaverine free base (mp 147 °C) vs papaverine hydrochloride (mp 225 °C, ∆mp = 78 °C). In morphine, sanguinarine, and allocryptopine, this feature is less pronounced. 5. Another useful concept is the application of the “like dissolves like” (similia similibus solvuntur) rule, which states that a solvent will dissolve a solute if the two have similar properties. As nonpolar species, alkaloid free bases are readily soluble in nonpolar solvents (morphine is an exception). The salts of alkaloids are ionic compounds, which dissolve well in polar solvents. It is understood that only polar alkaloid salts are distributed in a polar aqueous environment of blood plasma and other body fluids and therefore only these forms are used in medicine. 6. In some cases, the free base of an alkaloid is hard to obtain (magnoflorine). Under specific conditions, some alkaloids may decompose upon alkalization; for example, the hydrolysis of an ester bond in some pyrrolizidine or aconitum alkaloids or the more complex conversions in some other alkaloids (berberine). 7. The free bases of alkaloids may be considered as a kind of artifact because they do not occur in more or less acidic plant tissues. 8. The group of nonbasic alkaloids is limited. In view of the title of this article they could be portrayed as “one-face” alkaloids. Chemically, these belong to the amides—for example, colchicine (7) from meadow-saffron (Colchicum autumnale), piperine (8) and related alkaloids of black pepper (Piper nigrum) (40), and capsaicin (9) from red pepper (Capsicum annuum) (41); the lactams—oxosanguinarine (10); the substituted aromatic amines—dihydrosanguinarine (11); the zwitterionic species—narceine (12); and some other groups. They are virtually nonbasic and occur as such in plants. Unlike the basic alkaloids, they can be extracted from acidic or neutral solutions with nonpolar solvents.
CH3O NHCOCH3 CH3O CH3O O 7
OCH3
O O
N
O
8
O CH3O
N H
9
HO
O O N CH3
O O
O 10 O O N CH3
O O
11
CH3 +N
CH3
H O COO −
O CH3O
O 12
OCH3
OCH3
Acknowledgment I thank Professor Ji rˇí Slavík of Masaryk University Brno for valuable comments and suggestions. Literature Cited 1. 2. 3. 4.
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