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Modeling of Pharmaceutical Biotransformation by Enriched Nitrifying Culture under Different Metabolic Conditions Yifeng Xu, Xueming Chen, Zhiguo Yuan, and Bing-Jie Ni Environ. Sci. Technol., Just Accepted Manuscript • DOI: 10.1021/acs.est.8b00705 • Publication Date (Web): 15 Feb 2018 Downloaded from http://pubs.acs.org on February 19, 2018
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Environmental Science & Technology
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Modeling of Pharmaceutical Biotransformation by Enriched Nitrifying Culture under
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Different Metabolic Conditions
3 Yifeng Xu1, Xueming Chen1,2, Zhiguo Yuan1, Bing-Jie Ni1,*
4 5 6
1
Advanced Water Management Centre, The University of Queensland, St. Lucia, Brisbane, QLD 4072, Australia
7 8 9
2
Process and Systems Engineering Center (PROSYS), Department of Chemical and
Biochemical Engineering, Technical University of Denmark, 2800 Kgs. Lyngby, Denmark
10 11 12
*Corresponding author: Phone: + 61 7 3346 3219; Fax: +61 7 3365 4726; E-mail:
[email protected] 13 14 15
Table of Contents (TOC) Art
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Abstract
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Pharmaceutical removal could be significantly enhanced through cometabolism during
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nitrification processes. So far pharmaceutical biotransformation models have not considered
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the formation of transformation products associated with the metabolic type of
22
microorganisms. Here we reported a comprehensive model to describe and evaluate the
23
biodegradation of pharmaceuticals and the formation of their biotransformation products by
24
enriched nitrifying cultures. The biotransformation of parent compounds was linked to the
25
microbial processes via cometabolism induced by ammonium oxidizing bacteria (AOB)
26
growth, metabolism by AOB, cometabolism by heterotrophs (HET) growth and metabolism
27
by HET in the model framework. The model was calibrated and validated using experimental
28
data from pharmaceuticals biodegradation experiments at realistic levels, taking two
29
pharmaceuticals as examples, i.e., atenolol and acyclovir. Results demonstrated the good
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prediction performance of the established biotransformation model under different metabolic
31
conditions, as well as the reliability of the established model in predicting different
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pharmaceuticals biotransformations. The linear positive correlation between ammonia
33
oxidation rate and pharmaceutical degradation rate confirmed the major role of cometabolism
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induced by AOB in the pharmaceutical removal. Dissolved oxygen was also revealed to be
35
capable of regulating the pharmaceutical biotransformation cometabolically and the substrate
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competition between ammonium and pharmaceuticals existed especially at high ammonium
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concentrations.
38 Cometabolism,
pharmaceutical,
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Keywords:
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biotransformation product, substrate competition
model,
ammonia
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oxidizing
bacteria,
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Introduction
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The ubiquitous occurrence and fate of pharmaceuticals in the environment and
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engineering systems have attracted the concerns of the scientists and the public for decades
45
due to their potential ecotoxic impact on aquatic ecosystems.1,2 These organic compounds
46
were present in the wastewater at concentrations ranging from pg L-1 to µg L-1.3,4 As the
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wastewater treatment plants (WWTPs) were originally designed for chemical oxygen demand
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and other nutrients removal, the incomplete removal was found for pharmaceuticals in the
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treatment processes, being a major pathway for pharmaceuticals to enter the environment.5
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Autotrophic biomass (e.g., enriched nitrifying sludge) was capable of transforming the
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pharmaceuticals cometabolically during the wastewater treatment process and thus the
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pharmaceutical removal was reported to be positively correlated to nitrification rate.6,7
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Ammonia oxidizing bacteria (AOB) in the nitrifying biomass could degrade a broad range of
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substrates including aromatic and aliphatic compounds due to the non-specific enzyme
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ammonia monooxygenase (AMO).8-10 The presence of the growth substrate (i.e. ammonium)
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was required for cometabolism which should be taken into account when predicting the fate
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of pharmaceuticals.11 In addition to cometabolism, pharmaceuticals could also be degraded as
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the energy and carbon source for microorganisms through metabolic biotransformation.11
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Furthermore, the formed biotransformation products might be more toxic and persistent.12
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Hence the biotransformation products should be considered for a more comprehensive
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understanding of the fate of pharmaceuticals in the nitrifying activated sludge.
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Mathematical modeling offers a useful tool and is adopted widely to analyze complicated
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metabolic pathways. Cometabolic biotransformations were previously modeled through first-
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order kinetics and mixed order kinetics like Monod expression13-15 and have evolved from
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only considering the cometabolic substrates to incorporating the relationships between
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cometabolic substrates and growth substrates, such as competitive interaction and toxicity
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inhibition.15 However, the previous literature has rarely considered the formation of
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biotransformation products in the cometabolic biotransformation models for pharmaceuticals.
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The aim of this work is to develop and test a comprehensive modeling framework to
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describe the pharmaceuticals biotransformation at realistic levels as well as the formation of
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their biotransformation products by the enriched nitrifying sludge under different metabolic
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conditions. Microbial processes contributing to the pharmaceutical biotransformation were
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considered as follows: growth-linked cometabolism by AOB, metabolic transformation by
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AOB, growth-linked cometabolism by heterotrophs (HET) and metabolic transformation by
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HET. To this end, atenolol and acyclovir were selected as the model compounds in this study
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as they were frequently found in the wastewater with the highest concentrations of 25 and 1.8
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µg L-1, respectively, which have been reported to be increasingly removed under nitrifying
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conditions.16-18 It has been reported that they can be biotransformed into atenolol acid and
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carboxy-acyclovir, respectively.18,19 Model calibration and validation were carried out with
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experimental data using atenolol as parent compounds under different metabolic conditions.
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Model evaluation was also conducted using the experimental data from acyclovir
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biotransformation. The effects of dissolved oxygen (DO) and ammonium concentrations on
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pharmaceutical biotransformation were investigated using the validated model to provide
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insights into the process dynamics. The reported model in this work is expected to be used as
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a tool to fully understand the fate of pharmaceuticals associated with different metabolisms
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by responsible microorganisms in the complicated activated sludge system.
87 88
Materials and Methods
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Model development
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A multi-species and multi-substrate model was developed to describe the pharmaceutical
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biotransformation processes by the enriched nitrifying sludge. This biotransformation model
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comprehensively considered the consumption of the pharmaceuticals and the formation of
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transformation products accompanied with the simultaneous nitrification in the enriched
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nitrifying sludge. It describes the relationships among eight soluble substrates as defined in
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Table S1 in Supporting Information (SI), i.e., ammonium (SNH4 ), nitrite (SNO2 ), nitrate (SNO3 ),
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readily biodegradable substrates (SS ), oxygen (SO2 ), pharmaceutical (parent compound, PC,
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SPC ), primary biotransformation product (BP, SBP ) and other biotransformation products (OP,
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SOP ), and five particulate species, i.e., AOB (XAOB ), HET (XHET ), NOB (nitrite oxidizing
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bacteria, XNOB ), slowly biodegradable substrates (XS ) and inert biomass (XI ). Nine processes
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are considered: (1) metabolic transformation of PC by AOB; (2) cometabolic transformation
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of PC coupled to growth of AOB; (3) endogenous decay of AOB; (4) hydrolysis; (5)
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metabolic transformation of PC by HET; (6) cometabolic transformation of PC coupled to
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growth of HET; (7) endogenous decay of HET; (8) growth of NOB; and (9) endogenous
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decay of NOB. The kinetic expressions and the stoichiometric matrix of the proposed
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biotransformation model are summarized in Tables S2 and S3 in SI, respectively. The
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definitions, values, units and sources of all parameters used in the biotransformation model
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are listed in Table S4 in SI.
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Pharmaceutical biodegradation was reported to be linked to AOB due to the non-specific
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enzyme AMO as well as HET, which was not related to the activity of NOB.20 In this model,
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the microbial growth-linked kinetic expressions (processes 2 and 6 in Table S2 in SI) are
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described
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biotransformation of pharmaceuticals.20 The concentration of growth substrates SNH4 and SS
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is also involved in the Monod equations. The basis of the cometabolic biotransformation
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expressions is the concept of transformation coefficient parameters such as AOB growth-
using the
Monod
equations,
which are associated with
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c c and HET growth-linked TPC-HET . The pharmaceutical biotransformation linked TPC-AOB
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reactions directly conducted via metabolism by AOB and HET are described by pseudo-first
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order kinetic expressions (processes 1 and 5 in Table S2 in SI). For each reaction, the rate is
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expressed by an explicit function of the concentrations of relevant pharmaceuticals in the
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process. For microbial metabolic biodegradation of PC, the key parameters are biomass
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normalized PC degradation rate coefficients in the absence of AOB and HET growth, i.e.
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kPC-AOB and kPC-HET . Processes 1, 2, 5 and 6 together contribute to pharmaceutical
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biotransformation in the enriched nitrifying sludge.
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The formation of biotransformation products is modeled using the specific stoichiometry
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m c coefficients in processes 1, 2, 5 and 6. The coefficients αBP and αBP indicate the
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transformation of PC to BP under metabolism and cometabolism conditions by AOB,
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m c respectively. Similarly, the coefficients βBP and βBP present the transformation of PC to BP
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under metabolism and cometabolism conditions by HET, respectively.
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Atenolol and acyclovir biotransformation experiments
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Experimental data from our previous biodegradation experiments of atenolol (Case I)
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and acyclovir (Case II) under different conditions by an enriched nitrifying sludge were used
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for model evaluation in this work.21,22 The chemicals used in the batch experiments and the
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enrichment of nitrifying cultures in the sequencing batch reactor (SBR) are described in Text
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S1 and S2 in SI. Details of the experimental conditions applied in different scenarios are
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provided in Table S5 in SI. Briefly, 4-L beaker was used as the batch reactor with enriched
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nitrifying cultures inoculated to degrade parent compounds at an initial 15 µg L-1. The mixed
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liquid suspended solid (MLVSS) concentration was kept at approximately 1 g L-1. All the
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batch experiments were conducted in duplicates. The designs for Experiments 1-3 were same
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for atenolol (Case I) and acyclovir (Case II). In Experiment 1, 30 mg L-1 allylthiourea (ATU) 6 ACS Paragon Plus Environment
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was added to inhibit nitrifying activities,20,23,24 leading to the dominant contribution from
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HET to pharmaceutical biotransformation.11 Initial ammonium concentration was provided at
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50 mg-N L-1. No external ammonium was supplied during the entire experimental period
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(240 h). In Experiment 2, no initial and external ammonium was provided during 240 h. In
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Experiment 3, constant ammonium concentration was maintained at 50 mg-N L-1 by dosing a
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mixture of ammonium bicarbonate and potassium bicarbonate as ammonium feeding solution
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and pH buffer at the same time, which could ensure the cometabolic biotransformation by
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AOB. The Experiment 4 was exclusively designed for atenolol biotransformation, where
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constant ammonium concentrations of 25 mg-N L-1 were provided using the dosing method
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in Experiment 3 during the experimental period. Samples were collected periodically to
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analyse mixed liquid suspended solid (MLSS) concentration and its volatile fraction (i.e.,
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MLVSS), NH4+, NO2-, NO3-, atenolol, acyclovir and their biotransformation products
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atenolol acid and carboxy-acyclovir. The detailed chemical analysis procedures could be
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found in the previous work.21,22,25
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The contribution of sorption to removal of atenolol and acyclovir was insignificant based
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on our previous studies.22,25 This is in consistent with low sorption coefficient KD (0.04) of
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atenolol and low octanol-water partition coefficient Log KOW (0.16) of atenolol as well as Log
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KOW (-1.59) of acyclovir.26-28 Volatilization was considered negligible given the low values of
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Henry’s law constants for atenolol (1.37×10-18 atm m3 mol-1) and acyclovir (3.2×10-22 atm m3
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mol-1).29 Hydrolysis would not contribute to the degradation of atenolol and acyclovir, which
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was confirmed previously and was in consistent with the absence of their transformation
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products.22,25 Photodegradation was also insignificant considering the turbidity of the sludge
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and the aluminum foil covering the reactor. Therefore, microbially induced biodegradation
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should be the main mechanism for pharmaceutical removal in both atenolol and acyclovir
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biotransformation experiments.
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Model calibration and validation
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The biotransformation model used in this work consists of 9 biochemical processes and
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27 stoichiometric and kinetic parameters (as shown in Tables S2 and S4 in SI). Most of these
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parameters were well established in previous literature, therefore the reported values were
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directly used in this developed model. However, the information on biomass growth-linked
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PC
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transformation coefficients kPC-AOB and kPC-HET was limited.20 Considering the key role of
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cometabolism induced by AOB growth in biotransformation, the maximum specific growth
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rate of AOB µmax, AOB was of significance to the developed model. Furthermore, the
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c sensitivity analysis suggested the four key parameters kPC-AOB, kPC-HET , TPC-AOB and µmax, AOB
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are highly sensitive to the biotransformation processes in terms of the experimental
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measurements (examples shown in Figure S1 in SI). Model calibration was therefore
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c conducted to estimate the values of kPC-AOB , kPC-HET , TPC-AOB and µmax, AOB based on
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experimental measurements through minimizing the sum of squares of the deviations
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between the measured and modeled values for the concentrations of parent compounds and
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biotransformation products under different conditions. In addition, the four stoichiometric
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m c m c coefficients, i.e., αBP , αBP , βBP and βBP , for the transformation of PC to BP under metabolism
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and cometabolism conditions could be determined based on the respective molecular mass
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and concentrations of BP and PC measured in the experiments.
transformation
c c coefficients TPC-AOB and TPC-HET and
microbial
endogenous
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Experimental data from atenolol biotransformation (Case I) of Experiments 1-3 were
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firstly used for model calibration. Concentrations of ammonium, nitrite, DO, atenolol and
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atenolol acid from Experiment 1 and Experiment 2 were fitted by model simulations to
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estimate kPC-HET andkPC-AOB , respectively, whereas concentrations of ammonium, nitrite, DO,
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c , atenolol and atenolol acid from Experiment 3 were fitted to estimate µmax, AOB and TPC-AOB
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using the kPC-HET and kPC-AOB values obtained in previous experiments (Experiment 1 and
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Experiment 2). Model validation was then carried out with the calibrated parameters using
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the independent experimental data sets from atenolol biotransformation of Experiment 4.21
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Specifically, in Experiment 4, batch experiments with atenolol as the parent compound at an
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initial concentration of 15 µg L-1 were conducted using the same enriched nitrifying sludge
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(i.e., same microbial composition) in the constant presence of ammonium of 25 mg-N L-1 and
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at DO of around 2.5 mg L-1. There were no significant gaps between batch experiments,
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leading to insignificant biomass changes. The ammonium and DO concentrations applied
199
were different from of Experiment 3 at ammonium of 50 mg-N L-1 and DO of 3.0 mg L-1
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(Table S5 in SI). To further verify the validity and applicability of the model, the model was
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also applied to evaluating the acyclovir biotransformation data from Case II of Experiments
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1-3. The key model parameters were recalibrated for Case II using the three sets of batch
203
experimental data (Table S5 in SI).
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The sensitivity analysis, parameter estimation, parameter uncertainty evaluation and
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model simulations were done through employing a modified version of software AQUASIM
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2.1d according to Batstone et al.30, with a 95% confidence level for significance testing and
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parameter uncertainty analysis. The standard errors and 95% confidence intervals of
208
individual parameter estimates were calculated from the mean square fitting errors and the
209
sensitivity of the model to the parameters. Residual sum of squares (RSS) between the
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objective data and model was used as the objective function.
211 212
Results
213 214
Model calibration with experimental data from atenolol biotransformation 9 ACS Paragon Plus Environment
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As atenolol acid was the sole biotransformation products with no other products
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identified in all batch experiments, the dynamics of the substrate ܵை was not modeled herein.
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The model was first calibrated to illustrate the biotransformation of atenolol catalysed solely
218
by HET in Experiment 1 (i.e. with addition of ATU to inhibit the nitrifying activity). Given
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that no exogenous organic carbon was supplied during culture enrichment and the only
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organic carbon in the batch experiments was pharmaceuticals, the growth of HET was
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considered extremely low and the cometabolic transformation rate of pharmaecuticals linked
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c to growth of HET was not modeled with TPC-HET omitted for estimation.20 With AOB related
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c parameters kPC-AOB and TPC-AOB set to zero, only the parameter ݇ିுா் was estimated with
224
its best-fit value shown in Table 1 for Experiment 1. The predicted atenolol and atenolol acid
225
concentration profiles with the established model were demonstrated in Figure 1A, along
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with the measured experimental values. Atenolol experienced a continuous decrease by 94.3%
227
from the beginning to the end of experiments accompanied with a gradual increase of
228
atenolol acid until 168 h and a stable stage until 240 h at a conversion efficiency of 62.6%
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(Figure 1A), which was well captured by the model predictions.
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The experimental data obtained from Experiment 2 (i.e., in the absence of ammonium)
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were used to further calibrate the developed model in terms of atenolol and atenolol acid
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dynamics. Without the presence of the growth substrate, the ammonium released from cell
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lysis process during bacterial decay was minor and AOB growth-linked cometabolism would
234
be considered to have negligible contribution to atenolol biotransformation. Therefore, only
235
the metabolic biotransformation by AOB and HET were involved in the biotransformation of
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atenolol for Experiment 2. The parameter value of kPC-HET obtained in Experiment 1 was
237
used directly without any modification. Another key model parameter kPC-AOB related to AOB
238
metabolism was thus reliably estimated during atenolol biotransformation (value as shown in
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Table 1). As shown in Figure 1B, although atenolol demonstrated a sharp decrease by 97.4% 10 ACS Paragon Plus Environment
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over the whole experimental period, the production of atenolol acid indicated a lower
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transformation efficiency in the absence of ammonium (29.1%) compared with the
242
experiments with addition of ATU (see Figure 1A), again well matching the model
243
predictions.
244
In Experiment 3, the presence of ammonium at 50 mg-N L-1 was provided constantly to
245
ensure the cometabolic biodegradation of atenolol by both AOB and HET at DO of 3.0 mg L-
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1
. Together with the rest of the parameters involved, the parameter values of kPC-HET and
247
kPC-AOB estimated in the previous two experiments were applied in the biotransformation
248
c model. The key parameters related to AOB induced cometabolism, i.e., TPC-AOB and µmax, AOB,
249
were then estimated with the optimum values listed in Table 1. Figure S2A in SI showed the
250
well agreement between predicted and measured concentrations of ammonium, nitrite and
251
DO based on the proposed model, supporting the capability of the model to describe the two-
252
step nitrification processes in terms of nitrite accumulation, as well as the suitability of the
253
selected parameters related to DO dynamics for the cometabolic biodegradation processes by
254
the enriched nitrifying culture (i.e., the KO2 ,AOB and KO2 ,HET values for AOB and HET). It
255
should be noted that the nitrate concentrations were not specifically modeled, which were
256
slightly higher than that in the SBR in all experiments since the biomass in batch experiments
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was taken directly from SBR with a background nitrate concentration up to 1000 mg L-1. As
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shown in Figure 1C, concomitant with the gradual decrease of atenolol at a removal
259
efficiency of 88.0%, atenolol acid was formed at an increasing trend with 86.9% conversion
260
efficiency. This was obviously higher than the experiments in the absence of ammonium and
261
with the addition of ATU, indicating a positive role of AOB induced cometabolism in
262
atenolol transformation. The model described these observations reasonably well.
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Overall, the developed model could satisfactorily capture all dynamics associated with
264
atenolol and atenolol acid in all batch biodegradation experiments under different metabolic 11 ACS Paragon Plus Environment
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conditions. The good agreement between model simulations and measured data in Figure 1
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supports the capability of the developed model in describing the microbial growth related
267
biotransformation of atenolol in enriched nitrifying cultures. The obtained parameter linked
268
to AOB growth during ammonia oxidation, i.e., AOB-induced cometabolic atenolol
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c , was estimated at 0.012 ± 0.000036 m3 g COD-1. It was transformation coefficient TPC-AOB
270
lower than the reported value of 0.0715 ± 0.0227 m3 g COD-1 for atenolol biodegradation by
271
an enriched nitrifying sludge.20 The non-growth metabolism by HET and the non-growth
272
metabolism by AOB on atenolol biodegradation also described the experimental data with the
273
addition of ATU and in the absence of ammonium well. The estimated parameters of kPC-HET
274
and kPC-AOB were 0.000180 ± 0.000017 and 0.000140 ± 0.000012 m3 g COD-1 h-1, which were
275
lower than but in the same order of magnitude as the literature reported values (0.00093 ±
276
0.00018 and 0.00067 ± 0.00023 m3 g COD-1 h-1, respectively).20 The discrepancy in these
277
parameters values could be probably ascribed to the difference in the community structure in
278
the adopted nitrifying cultures or different operating conditions. The model could be
279
potentially applied to a widespread extent despite that the parameter values would vary
280
according to the experimental conditions. As suggested, it was difficult to compare these
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c coefficients ( kPC-HET , kPC-AOB and TPC-AOB ) with other pharmaceuticals as most existing
282
models did not consider the specific biochemical processes.20
283 284
Model validation with atenolol biotransformation under different conditions
285
In order to further confirm the validity and reliability of the developed model, model
286
validation was carried out to compare the model simulations to the independent experimental
287
data, which were not used for model calibration. Based on the measured concentrations of
288
c m atenolol and atenolol acid, the stoichiometric coefficients αBP and αBP were calculated as 0.58
289
and 0.58, respectively. Applied with previously calibrated parameters in Table 1, the 12 ACS Paragon Plus Environment
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proposed biotransformation model was used to predict dynamics of ammonium, nitrite, DO,
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atenolol and atenolol acid in the presence of ammonium at a constant concentration of 25 mg-
292
N L-1 and at DO of around 2.5 mg L-1 (significantly different from the ammonium of 50 mg-
293
N L-1 and DO of 3.0 mg L-1 used for model calibration). The model captured the dynamics of
294
ammonium, nitrite and DO, again suggesting the validity of the two-step nitrification model
295
and the suitability of the selected parameters related to DO (see Figure S2B). As shown in
296
Figure 2, atenolol continuously dropped from initial 15 µg L-1 with a final degradation
297
efficiency of 92.9%. The conversion rate of atenolol acid transformed from atenolol was
298
calculated as 57.9%. The model predictions could capture these trends of atenolol
299
degradation and atenolol acid formation very well, which again supports the validity of the
300
developed model for atenolol biotransformation.
301 302
Model evaluation with experimental data from acyclovir biotransformation
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The experimental results obtained with Case II for biotransformation of acyclovir were
304
used to further evaluate the developed model. The developed biotransformation model was
305
recalibrated for acyclovir biodegradation and carboxy-acyclovir formation dynamics under
306
different conditions. Most of the literature reported model parameters were employed at same
307
m c m c values as the case of atenolol except the stoichiometry coefficients (αBP , αBP , βBP , βBP ) for
308
formation of carboxy-acyclovir associated with specific biochemical processes (as shown in
309
Table S4 in SI), which were calculated based on the experimental data. The values for the
310
c three key parameters kPC-HET, kPC-AOB and TPC-AOB were recalibrated, which were associated
311
with the investigated parent compound. As the enriched nitrifying biomass utilized in the
312
batch biodegradation experiments of acyclovir were same as those in case of atenolol, the
313
maximum growth rate of AOB µmax, AOB was set to be the same as in case of atenolol during
314
model calibration for acyclovir biotransformation in the presence of ammonium. The 13 ACS Paragon Plus Environment
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obtained parameter values for acyclovir biotransformation were 0.00035 ± 0.00002 m3 g
316
COD-1 h-1 (kPC-HET ), 0.00005 ± 0.00003 m3 g COD-1 h-1 (kPC-AOB) and 0.00093 ± 0.00049 m3 g
317
c COD-1 (TPC-AOB ).
318
The model predictions of acyclovir biotransformation matched the experimental results
319
well under different conditions (Figure 3), further demonstrating the validity of the
320
established model. Parameters values giving the optimum fits with the experimental data
321
were difficult to compare reliably with literature values as this study firstly reported the AOB
322
c cometabolic acyclovir transform coefficient TPC-AOB . However, compared to other reported
323
c compounds, e.g. atenolol,20 it was obvious that parameters kPC-AOB and TPC-AOB for acyclovir
324
were lower than those values for atenolol (Table 1), indicating a stronger degradation ability
325
of the AOB culture studied on atenolol than acyclovir. Considering the molecular differences
326
between these two pharmaceuticals, this may imply an affinity property of AOB for different
327
compounds probably due to a preferential substrate selection to AMO active sites.31 The
328
parameter kPC-HET for acyclovir was 0.00035 ± 0.00002 m3 g COD-1 h-1, which was in the
329
same order of magnitude of the value estimated in this study (0.000180 ± 0.000017 m3 g
330
COD-1 h-1) for atenolol. The conversion efficiencies from acyclovir to carboxy-acyclovir
331
were 83.9%, 43.0% and 29.9% in Experiments 1, 2 and 3, respectively (see Figure 3). These
332
results indicated the importance of metabolism of acyclovir by HET. Oxidation of acyclovir
333
to carboxy-acyclovir might be dominated by unspecific monoxygenase from HET,32 which
334
needs to be confirmed in the further work.
335 336
Discussion
337
In this work, a comprehensive mathematical model is developed to describe the
338
biotransformation of pharmaceuticals and the formation of their products by enriched
339
nitrifying cultures. In the proposed model, processes 1 and 2 (Table S2 in SI) depict the 14 ACS Paragon Plus Environment
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340
AOB-induced cometabolic and metabolic biotransformation of pharmaceuticals, while
341
processes 5 and 6 (Table S2 in SI) describe the HET-induced cometabolic and metabolic
342
biotransformation of pharmaceuticals, respectively. Sensitivity analysis indicated that four
343
c and µmax, AOB were critical to the model output and key parameters kPC-HET, kPC-AOB, TPC-AOB
344
therefore estimated through model calibration. The validity of this biotransformation model is
345
confirmed by independent atenolol biodegradation data and further evaluated by acyclovir
346
biotransformation experiments. Compared to the previous studies where atenolol
347
biodegradation was investigated through experiments and modeling approaches,20,21 the
348
proposed model in this work considers the formation of biotransformation products and
349
describes biotransformation of different pharmaceuticals under different metabolic conditions.
350
This microbial processes-linked biotransformation model could enhance our ability to predict
351
the fate of pharmaceuticals and their transformation products during wastewater treatment
352
processes.
353
Since we estimated four model parameters for fitting the experimental data, parameter
354
uniqueness is important, since it is possible that different parameter combinations can give
355
similar simulation accuracy. In our work, we applied a least-squared analysis and evaluated
356
standard errors and 95% confidence intervals of individual parameter estimates. The
357
parameter confidence intervals showed a well-defined range in which the optimum values of
358
parameters reside (Table 1), which indicates good uniqueness of these parameters. In addition
359
to the analysis of the confidence intervals, two other aspects of our experimental design
360
support the uniqueness of the parameter values. First, we used five different experimental
361
parameters (ammonium, nitrite, DO, parent compound, and biotransformation product),
362
which reflect different aspects of the kinetics of the two-step nitrification and pharmaceutical
363
biotransformation by enriched nitrifying culture. Second, we carried out independent
364
experiments to validate the estimated parameters. In particular, the good correspondence for 15 ACS Paragon Plus Environment
Environmental Science & Technology
365
independent experimental data supports the validity of the new model and the uniqueness of
366
the parameters for pharmaceutical biotransformation.
367
The modeling results in this work suggested the cometabolism induced by AOB could
368
play an important role in the pharmaceutical removal in the studied ratio ranges of
369
pharmaceuticals to ammonia for cometabolism. Indeed a positive linear relationship was
370
observed between ammonia oxidation rate and pharmaceutical degradation rates in terms of
371
atenolol and acyclovir based on the validated model (Figure 4A). The atenolol degradation
372
rate increased from 0.012 to 0.16 µg g VSS-1 h-1 while the nitrification rate increased from
373
2.84 to 59.15 mg NH4+-N g VSS-1 h-1. With respect to acyclovir, the degradation rate changed
374
from 0.014 to 0.10 µg g VSS-1 h-1 whereas the ammonia oxidation rate showed an increase
375
from 2.37 to 36.63 mg NH4+-N g VSS-1 h-1. Such a positive correlation was also reported in
376
previous literature under certain conditions,7,22,25 supporting the notion that majority of
377
atenolol and acyclovir could be cometabolically degraded in the enriched nitrifying cultures.
378
A further assessment on the wide application of the relationship was carried out by
379
simulating the concentration profiles of pharmaceuticals after 240 h. The molar ratios of
380
atenolol to ammonia from 8.42×10-7 to 1.91 ×10-5 calculated based on their concentrations
381
was observed to be still within the range for a linearly positive relationship regarding the
382
cometabolic biodegradation of atenolol by the enriched nitrifying cultures used in this work,
383
and the relationship maintained at a same slope (Black solid squares in Figure 4A
384
demonstrated the predicted atenolol degradation rate after 240 h). However, a different slope
385
was found for the relationship between ammonia oxidation rate and the acyclovir degradation
386
rate after 240 h predicted using the developed model (Figure 4B). If the ammonia oxidation
387
rate was higher than the critical value (2.3 mg NH4+-N g VSS-1 h-1 in this study), the lower
388
slope might indicate a slower increasing trend in acyclovir degradation rate with an
389
increasing ammonia oxidation rate (Figure 4A). Compared with the situation at the lower
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390
ammonia oxidation rate, a higher increasing trend in acyclovir degradation rate would arise at
391
higher slope (Figure 4B). The observation that pharmaceutical would not be degraded until
392
the ammonia was depleted33 revealed a higher pharmaceutical degradation rate at lower
393
ammonia oxidation rate, which supported the findings in this study. Regardless of the
394
different slopes for the relationship, the molar ratios of acyclovir to ammonia ranging from
395
1.62×10-11 to 2.26×10-5 was obtained to be a valid application range for the cometabolic
396
biodegradation of acyclovir by the enriched nitrifying cultures used in this work.
397
The proposed model framework was expected to be a useful tool to predict the
398
biotransformation of pharmaceuticals and the formation of transformation products under
399
varying conditions, therefore providing the guidance in designing, upgrading and optimizing
400
of the relevant biological wastewater treatment processes. The influence of DO on
401
pharmaceutical biotransformation was investigated by performing model simulations in the
402
enriched nitrifying systems. The pharmaceutical removal efficiencies at 240 h at different DO
403
concentrations ranging from 0 to 4 mg L-1 with ammonium concentration of 50 mg-N L-1 are
404
shown in Figure 5. Overall DO concentration had a positive effect on pharmaceutical
405
removal efficiencies. The concentrations of atenolol and acyclovir decreased rapidly with a
406
prompt increase of atenolol acid and carboxy-acyclovir as DO increased to 1 mg L-1. With
407
DO further increased to 4 mg L-1, a gradual decrease of pharmaceutical concentrations was
408
observed accompanied with a slight increase of their biotransformation products. The
409
degradation efficiencies for atenolol at DO concentrations of 0, 1 and 4 mg L-1 were 44.3%,
410
83.2% and 94.0%, respectively. With regard to acyclovir, its degradation efficiencies were
411
observed to be 36.2%, 81.2% and 87.3%, respectively at DO of 0, 1 and 4 mg L-1. The
412
simulation results revealed that the DO concentration would play an important role in
413
pharmaceutical biotransformation. This was contrary to the previous report that DO in the
414
WWTP had no influence on oxidative biotransformation of selected micropollutants.34 The
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415
possible reason could be that the experiments conducted in this study were nitrifying culture
416
based instead of the regular activated sludge in WWTP, suggesting that DO might regulate
417
the pharmaceutical biotransformation cometabolically. It should be noted that the simulation
418
results are to provide insight into the potential impact of DO on pharmaceutical
419
biotransformation by enriched nitrifying culture rather than to accurately predict the reality,
420
which remain to be verified in future work.
421
The growth substrate might also have an impact on the pharmaceutical biotransformation.
422
Different ammonium concentrations ranging from 0 to 100 mg L-1 were applied in the model
423
simulations at different DO concentrations as shown in Figure 6. It was obvious that the
424
degradation efficiencies of studied pharmaceuticals and the formation rates of their
425
transformation products would increase dramatically when ammonium concentrations
426
increase from 0 to 20 mg-N L-1, especially in case of atenolol suggesting the importance of
427
cometabolism on its biotransformation. However, there was no significant enhancement with
428
the increase of ammonium concentrations from 20 to 250 mg-N L-1 (data of 100-250 mg-N L-
429
1
430
the selected pharmaceuticals were enhanced at higher initial ammonium concentrations.35
431
This could be probably due to the substrate competition between growth substrate
432
(ammonium) and cometabolic substrates (e.g. atenolol or acyclovir). Pharmaceutical levels
433
applied in this study were several orders of magnitude lower than the investigated ammonium
434
concentrations, leading to a competition for AMO active sites and therefore potential
435
decreasing degradation rates at higher ammonium concentrations.31,33
were not shown). This was contrary to the previous report where the removal efficiencies of
436
In summary, a comprehensive model that considers all microbial processes contributing
437
to pharmaceutical biotransformation as well as the formation of biotransformation products
438
by the enriched nitrifying cultures is developed in this work. The proposed model was
439
successfully calibrated and validated using the biotransformation experiments of atenolol and
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440
acyclovir under different metabolic conditions. The linear positive correlation between
441
ammonia oxidation rate and pharmaceutical degradation rate confirmed the major role of
442
cometabolism induced by AOB in the pharmaceutical removal. DO was revealed to be
443
capable of regulating the pharmaceutical biotransformation cometabolically and the substrate
444
competition between ammonium and pharmaceuticals existed at high ammonium
445
concentrations. More verification should be conducted using other pharmaceuticals’
446
biotransformation data for this developed model to facilitate its application as a useful tool in
447
prediction of pharmaceutical fate, especially in the real municipal wastewater systems, where
448
other processes (e.g., the competition between different parent compounds on the enzyme
449
active sites) need to be considered in future work.
450 451
Acknowledgement
452
This study was supported by the Australian Research Council (ARC) through Future
453
Fellowship FT160100195. Dr. Bing-Jie Ni acknowledges the support of ARC Discovery
454
Project DP130103147.
455 456
Supporting Information
457
Additional texts, tables and figures are shown in Supporting Information.
458 459
Reference
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(14) Oldenhuis, R.; Vink, R. L. J. M.; Janssen, D. B.; Witholt, B., Degradation of chlorinated aliphatic hydrocarbons by Methylosinus trichosporium OB3b expressing soluble methane monooxygenase. Appl. Environ. Microbiol. 1989, 55 (11), 2819-2826.
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(16) Verlicchi, P.; Al Aukidy, M.; Zambello, E., Occurrence of pharmaceutical compounds in urban wastewater: Removal, mass load and environmental risk after a secondary treatment—A review. Sci. Total Environ. 2012, 429, 123-155. 20 ACS Paragon Plus Environment
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(17) Prasse, C.; Schlüsener, M. P.; Schulz, R.; Ternes, T. A., Antiviral drugs in wastewater and surface waters: a new pharmaceutical class of environmental relevance? Environ. Sci. Technol. 2010, 44 (5), 1728-1735.
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(18) Prasse, C.; Wagner, M.; Schulz, R.; Ternes, T. A., Biotransformation of the antiviral drugs acyclovir and penciclovir in activated sludge treatment. Environ. Sci. Technol. 2011, 45 (7), 2761-2769.
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(19) Radjenović, J.; Pérez, S.; Petrović, M.; Barceló, D., Identification and structural characterization of biodegradation products of atenolol and glibenclamide by liquid chromatography coupled to hybrid quadrupole time-of-flight and quadrupole ion trap mass spectrometry. J. Chromatogr. A 2008, 1210 (2), 142-153.
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(20) Sathyamoorthy, S.; Chandran, K.; Ramsburg, C. A., Biodegradation and cometabolic modeling of selected beta blockers during ammonia oxidation. Environ. Sci. Technol. 2013, 47 (22), 12835-12843.
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(21) Xu, Y.; Yuan, Z.; Ni, B.-J., Impact of Ammonium Availability on Atenolol Biotransformation during Nitrification. ACS Sustainable Chem. Eng. 2017, 5 (8), 71377144.
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(22) Xu, Y.; Yuan, Z.; Ni, B.-J., Biotransformation of acyclovir by an enriched nitrifying culture. Chemosphere 2017, 170, 25-32.
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(23) Ginestet, P.; Audic, J. M.; Urbain, V.; Block, J. C., Estimation of nitrifying bacterial activities by measuring oxygen uptake in the presence of the metabolic inhibitors allylthiourea and azide. Appl. Environ. Microbiol. 1998, 64 (6), 2266-2268.
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(24) Ali, T. U.; Kim, M.; Kim, D. J., Selective inhibition of ammonia oxidation and nitrite oxidation linked to n2o emission with activated sludge and enriched nitrifiers. J. Microbiol. Biotechnol. 2013, 23 (5), 719-723.
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(25) Xu, Y.; Radjenovic, J.; Yuan, Z.; Ni, B. J., Biodegradation of atenolol by an enriched nitrifying sludge: Products and pathways. Chem. Eng. J. 2017, 312, 351-359.
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(26) Kasim, N. A.; Whitehouse, M.; Ramachandran, C.; Bermejo, M.; Lennernäs, H.; Hussain, A. S.; Junginger, H. E.; Stavchansky, S. A.; Midha, K. K.; Shah, V. P.; Amidon, G. L., Molecular properties of WHO essential drugs and provisional biopharmaceutical classification. Mol. Pharmaceutics 2004, 1 (1), 85-96.
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(27) Maurer, M.; Escher, B. I.; Richle, P.; Schaffner, C.; Alder, A. C., Elimination of βblockers in sewage treatment plants. Water Res. 2007, 41 (7), 1614-1622.
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(28) Mohsen-Nia, M.; Ebrahimabadi, A. H.; Niknahad, B., Partition coefficient noctanol/water of propranolol and atenolol at different temperatures: Experimental and theoretical studies. J. Chem. Thermodyn. 2012, 54, 393-397.
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(29) Küster, A.; Alder, A. C.; Escher, B. I.; Duis, K.; Fenner, K.; Garric, J.; Hutchinson, T. H.; Lapen, D. R.; Péry, A.; Römbke, J.; Snape, J.; Ternes, T.; Topp, E.; Wehrhan, A.; Knackerk, T., Environmental risk assessment of human pharmaceuticals in the European union: A case study with the β-blocker atenolol. Integr. Environ. Assess. Manage. 2010, 6 (SUPPL. 1), 514-523. 21 ACS Paragon Plus Environment
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(30) Batstone, D. J.; Pind, P. F.; Angelidaki, I., Kinetics of thermophilic anaerobic oxidation of straight and branched chain butyrate and valerate. Biotechnol. Bioeng. 2003, 84 (2), 195-204.
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(31) Fernandez-Fontaina, E.; Omil, F.; Lema, J. M.; Carballa, M., Influence of nitrifying conditions on the biodegradation and sorption of emerging micropollutants. Water Res. 2012, 46 (16), 5434-5444.
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(32) Men, Y.; Han, P.; Helbling, D. E.; Jehmlich, N.; Herbold, C.; Gulde, R.; OnnisHayden, A.; Gu, A. Z.; Johnson, D. R.; Wagner, M.; Fenner, K., Biotransformation of Two Pharmaceuticals by the Ammonia-Oxidizing Archaeon Nitrososphaera gargensis. Environ. Sci. Technol. 2016, 50 (9), 4682-4692.
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(33) Dawas-Massalha, A.; Gur-Reznik, S.; Lerman, S.; Sabbah, I.; Dosoretz, C. G., Cometabolic oxidation of pharmaceutical compounds by a nitrifying bacterial enrichment. Bioresour. Technol. 2014, 167, 336-342.
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(34) Helbling, D. E.; Johnson, D. R.; Honti, M.; Fenner, K., Micropollutant biotransformation kinetics associate with WWTP process parameters and microbial community characteristics. Environ. Sci. Technol. 2012, 46 (19), 10579-10588.
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(35) Tran, N. H.; Urase, T.; Kusakabe, O., The characteristics of enriched nitrifier culture in the degradation of selected pharmaceutically active compounds. J. Hazard. Mater. 2009, 171 (1–3), 1051-1057.
564 565
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Table and Figure Legends
567 568
Table 1. Estimated parameter values for the biotransformation model in this study
569 570
Figure 1. Model calibration with experimental data from atenolol biodegradation: (A)
571
Experiment 1, with addition of allylthiourea (ATU); (B) Experiment 2, in the absence of
572
ammonium; and (C) Experiment 3, in the presence of ammonium (50 mg NH4+-N L-1).
573 574
Figure 2. Model validation results of atenolol biotransformation by the enriched nitrifying
575
culture in the presence of ammonium of 25 mg-N L-1 (Experiment 4).
576 577
Figure 3. Model evaluation with experimental data from acyclovir biodegradation: (A)
578
Experiment 1, with addition of allylthiourea (ATU), (B) Experiment 2, in the absence of
579
ammonium and (C) Experiment 3, in the presence of ammonium (50 mg NH4+-N L-1).
580 581
Figure 4. (A) The relationship between ammonia oxidizing rate and the pharmaceutical
582
degradation rates in terms of atenolol and acyclovir (black solid squares indicate the atenolol
583
degradation rates after 240 h); and (B) The relationship between ammonia oxidizing rate and
584
the acyclovir degradation rate after 240 h at a different linear fit slope.
585 586
Figure 5. Predicted final concentrations of (A) atenolol and atenolol acid and (B) acyclovir
587
and carboxy-acyclovir at time of 240 h at different concentrations of dissolved oxygen (DO)
588
in the enriched nitrifying culture system.
589 590
Figure 6. Predicted concentrations of pharmaceuticals and their transformation products at
591
time of 240 h at initial concentrations of 15 µg L-1 with different ammonium concentrations
592
ranging from 0 to 100 mg-N L-1 at different DO levels.
23 ACS Paragon Plus Environment
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593
Page 24 of 30
Table 1. Estimated parameter values for the biotransformation model in this study Definition
Parameters
kPC-HET
kPC-AOB
Estimated
Unit
Heterotrophs (HET) transformation coefficient
atenolol 0.000180
3
-1
m g COD h
Ammonia oxidizing bacteria (AOB) transformation coefficient
0.000140 m3 g COD-1 h-1
± 0.000012
coefficient rate linked to AOB m3 g COD-1 growth (cometabolism)
µmax, AOB
± 0.000017
Parent compound biotransformation c TPC-AOB
-1
Maximum specific growth rate of AOB
h-1
594
24 ACS Paragon Plus Environment
acyclovir 0.00035 ± 0.00002 0.00005 ± 0.00003
0.012 ±
0.00093 ±
0.000036
0.00049
0.012 ± 0.0023
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Environmental Science & Technology
15.0
Atenolol modeled Atenolol measured Atenolol acid modeled Atenolol acid measured
(A)
-1
Concentration (µg L )
12.5 10.0 7.5 5.0 2.5 0.0 0
24
48
72
96
120 144 168 192 216 240
Time (h) 24
Atenolol modeled Atenolol measured Atenolol acid modeled Atenolol acid measured
(B)
-1
Concentration (µg L )
20 16 12 8 4 0
0
24
48
72
96
120 144 168 192 216 240
Time (h) 22.5
-1
Concentration (µg L )
Atenolol modeled Atenolol measured Atenolol acid modeled Atenolol acid measured
(C)
20.0 17.5 15.0 12.5 10.0 7.5 5.0 2.5 0.0
0
24
48
72
96
120 144 168 192 216 240
Time (h)
595 596
Figure 1. Model calibration with experimental data from atenolol biodegradation: (A)
597
Experiment 1, with addition of allylthiourea (ATU); (B) Experiment 2, in the absence of
598
ammonium; and (C) Experiment 3, in the presence of ammonium (50 mg NH4+-N L-1).
25 ACS Paragon Plus Environment
Environmental Science & Technology
20.0
Atenolol modeled Atenolol measured Atenolol acid modeled Atenolol acid measured
17.5
Concentration (µg L-1)
Page 26 of 30
15.0 12.5
R2=0.96
10.0 7.5 5.0
R2=0.99
2.5 0.0 0
599
24
48
72
96
120 144 168 192 216 240
Time (h)
600 601
Figure 2. Model validation results of atenolol biotransformation by the enriched nitrifying
602
culture in the presence of ammonium of 25 mg-N L-1 (Experiment 4).
603
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15.0
Acyclovir modeled Acyclovir measured Carboxy-acyclovir modeled Carboxy-acyclovir measured
(A)
Concentration (µg L-1)
12.5 10.0 7.5 5.0 2.5 0.0 0
24
48
72
96
120 144 168 192 216 240
Time (h) 30
Acyclovir modeled Acyclovir measured Carboxy-acyclovir modeled Carboxy-acyclovir measured
(B)
Concentration (µg L-1)
25 20 15 10 5 0 0
24
48
72
96
120 144 168 192 216 240
Time (h) 22.5
Concentration (µg L-1)
Acyclovir modeled Acyclovir measured Carboxy-acyclovir modeled Carboxy-acyclovir measured
(C)
20.0 17.5 15.0 12.5 10.0 7.5 5.0 2.5 0.0
0
24
48
72
96
120 144 168 192 216 240
Time (h)
604 605 606
Figure 3. Model evaluation with experimental data from acyclovir biodegradation: (A)
607
Experiment 1, with addition of allylthiourea (ATU), (B) Experiment 2, in the absence of
608
ammonium and (C) Experiment 3, in the presence of ammonium (50 mg NH4+-N L-1).
27 ACS Paragon Plus Environment
0.24
Acyclovir degradation rate (µg g VSS-1 h-1)
Pharmaceutical degradation rate (µg g VSS-1 h-1)
Environmental Science & Technology
Atenolol Acyclovir
(A) 0.20 0.16 y=0.0029x+0.0085 R2=0.95
0.12
y=0.0025x-0.0016 R2=0.99
0.08 0.04 0.00
0
10
20
30
40
50
60
Ammonia oxidizing rate (mg NH+4-N g VSS-1 h-1)
Page 28 of 30
0.012 0.010
(B)
0.008 0.006 y=0.0066x-0.0083 R2=0.99
0.004 0.002 0.000 -0.002 1.2
1.4
1.6
1.8
2.0
2.2
2.4
2.6
2.8
3.0
3.2
Ammonia oxidizing rate (mg NH+4-N g VSS-1 h-1)
609 610
Figure 4. (A) The relationship between ammonia oxidizing rate and the pharmaceutical
611
degradation rates in terms of atenolol and acyclovir (black solid squares indicate the atenolol
612
degradation rates after 240 h); and (B) The relationship between ammonia oxidizing rate and
613
the acyclovir degradation rate after 240 h at a different linear fit slope.
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16
(B)
Atenolol Atenolol acid
12
Acyclovir Carboxy-acyclovir
10
12
Concentration (µg L-1)
Concentration (µg L-1)
(A)
8
4
8 6 4 2
0
0
1
2
3
0
4
0
-1
614
1
2
3
4
DO (mg L-1)
DO (mg L )
615
Figure 5. Predicted final concentrations of (A) atenolol and atenolol acid and (B) acyclovir
616
and carboxy-acyclovir at time of 240 h at different concentrations of dissolved oxygen (DO)
617
in the enriched nitrifying culture system.
29 ACS Paragon Plus Environment
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12
12
(B)
10
Acyclovir concentration (µg L-1)
Atenolol concentration (µg L-1)
(A)
8
6
4
2
0 0.0
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0.5
1.0
1.5
2.0
2.5
3.0
3.5
10
8
6
4
2
4.0
0.0
0.5
1.0
1.5
DO (mg L-1)
(C) Atenolol acid concentration (µg L-1)
2.5
3.0
3.5
4.0
2.5
3.0
3.5
4.0
5.0
Cayboxy-acyclovir concentration (µg L-1)
16
14
12
10
8
6 0.0
2.0
DO (mg L-1)
0.5
1.0
1.5
2.0
2.5
3.0
3.5
4.0
(D) 4.5 4.0 3.5 3.0 2.5 2.0 1.5
0.0
0.5
-1
NH+4-N=0 mg L-1
1.0
1.5
2.0
DO (mg L-1)
DO (mg L ) NH+4-N=5 mg L-1
NH+4-N=10 mg L-1
NH+4-N=20 mg L-1
NH+4-N=50 mg L-1
NH+4-N=100 mg L-1
618 619
Figure 6. Predicted concentrations of pharmaceuticals and their transformation products at
620
time of 240 h at initial concentrations of 15 µg L-1 with different ammonium concentrations
621
ranging from 0 to 100 mg-N L-1 at different DO levels.
30 ACS Paragon Plus Environment