Natural Tannin Wood Extracts as a Potential Food Ingredient in the

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NATURAL TANNINS WOOD EXTRACTS AS POTENTIAL INGREDIENT IN FOOD INDUSTRY Silvia Molino, Natalia Andrea Casanova, José A. RufiánHenares, and Mariano Enrique Fernandez Miyakawa J. Agric. Food Chem., Just Accepted Manuscript • Publication Date (Web): 22 May 2019 Downloaded from http://pubs.acs.org on May 30, 2019

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Journal of Agricultural and Food Chemistry

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NATURAL TANNINS WOOD EXTRACTS AS POTENTIAL FOOD INGREDIENT IN FOOD INDUSTRY

4 5 6

Silvia Molinoa, Natalia Andrea Casanovab, José Ángel Rufián Henaresa,c, Mariano Enrique

7

Fernandez Miyakawab,d

8 9

a

Departamento de Nutrición y Bromatología, Instituto de Nutrición y Tecnología de los Alimentos,

10

Centro de Investigación Biomédica, Universidad de Granada, Avda. del Conocimiento S/N,

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Armilla (Granada), Spain

12

b Instituto

13 14 15

de Patobiología, Centro de Investigación en Ciencias Veterinarias y Agronómicas, Instituto Nacional de Tecnología Agropecuaria, Buenos Aires, Argentina

c Instituto

d

de Investigación Biosanitaria ibs. GRANADA, Universidad de Granada, Spain.

Consejo Nacional de Investigaciones Científicas y Técnicas, Buenos Aires, Argentina

16 17

*Corresponding Author

18

Dr. José Ángel Rufián Henares

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Departamento de Nutrición y Bromatología, Instituto de Nutrición y Tecnología de los Alimentos,

20

Centro de Investigación Biomédica, Universidad de Granada, Avda. del Conocimiento S/N, 18100,

21

Armilla (Granada), Spain

22 23

Tel: 0034 958242841

Fax: 0034 958249577

E-mail address: [email protected]

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Abstract

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Wood extracts are one of the most important natural sources of industrially obtained tannins. Their

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use in the food industry could be one of the biggest (most important) recent innovations in food

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science due to their multiple (many) possible applications. The use of tannins wood extracts (TWE)

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as additives directly added in foods or in their packaging meets an ever-increasing consumer

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demand for innovative approaches to sustainability. The latest research is focusing on new ways to

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include them directly in food, to take advantage of their specific actions to prevent individual

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pathological conditions. The present review begins with the biology of TWE and then explores their

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chemistry, specific sensorial properties and current application in food production. Moreover, this

34

review is intended to cover recent studies dealing with the potential use of TWE as a starting point

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for novel food ingredients.

36 37

Keywords

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Tannins, wood extracts, foods, food supplements, gut microbiota.

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Journal of Agricultural and Food Chemistry

INTRODUCTION

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In 1796, A. Seguin proposed the term “tannin” to define the extractable substance used to

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convert animal skin to leather, demonstrating the capacity of these compounds to precipitate

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gelatine from solution.1 Bate-Smith and Swain in 1962 gave a more specific description of tannins

44

as “water soluble phenolic compounds having molecular weights between 500-3000 Da and,

45

besides giving the usual phenolic reactions, they have special properties such as the ability to

46

precipitate alkaloids, gelatin and other proteins”.2 According to their structural characteristics

47

(Figure 1), tannins are divided into: gallotannins, ellagitannins, condensed tannins, complex

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tannins, and phlorotannins (from brown algae).3,4 The first two groups are the traditionally known

49

as hydrolysable tannins, since these compounds are hydrolysed by weak acids to yield sugar

50

(mainly glucose), and acid derivate, gallic and ellagic acids, respectively. Complex tannins are

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composed by a unit of hydrolysable tannins bound to a catechin unit.3 Meanwhile, condensed

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tannins, also referred as proanthocyanidins, are oligomers or polymers of flavan-3-ols.

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Tannins are widely distributed in many plant species as they are present in the leaves, buds,

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stem, bark, wood, roots, fruits and seeds.5 These compounds are normally present in fruits and

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vegetables included in the human diet. Nevertheless, only a minority of plants consumed by human

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beings constitute a major source of tannins, since the parts containing these compounds are a small

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fraction of the edible part (e.g. walnut skin) or because they are not eaten at all. For this reason,

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tannins extracted from wood and bark, normally applied in the process of leather tanning, are now

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finding new relevant applications in the food sector, among others. Furthermore, there is an

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increasing market demand for more “natural” and “ecological” food products and production

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processes, and a reduced demand for products of chemical synthesis.

62

Due to their unique chemical properties, TWE are utilized to improve food quality by

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several modes of actions and in a wide variety of products. Astringency and bitterness are the most

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recognized and sought-after properties of tannins for food quality, i.e., the perceived mouthfeel

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occurring in food products such as aged wines and spirits. Indeed, tannic acid (a commercial

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available gallotannin), is a European Union (EU) recognized food flavouring.6 On the other hand,

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new tendencies of food processing are driving the application of green technologies, including the

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concept of natural food preservatives. In this sense, advantage may be taken of the well-known

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antioxidant4 and antimicrobial5 properties of tannins to ensure minimal food processing, and also

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protect from spoilage and contamination.

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Tannin compounds can have a large influence on the nutritive value of many foods eaten by

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humans, as well as feedstuffs eaten by animals. They are considered as bioactive compounds due to

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their capacity of modulate metabolic process and promote health.7 Different TWE showed strong

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biological activities in the form of anti-tumor, anti-mutagenic, anti-diabetic, anti-proliferative, anti-

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bacterial and anti-mycotic properties, both in human beings and in animals. For this reason, the

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tannin-food interaction could be exploited in food systems to benefit human nutrition and health,

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with technological applications to deliver specific compounds,8 or exert specific functions (e.g. to

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reduce the caloric impact of foods).9

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Wood tannins satisfy the characteristics that Lorenzo et al.10 established in order to be used

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as food additives. These compounds are economical, ensure stability during processing, extend

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shelf-life, are compatible with foods and can be effective at low concentrations (to affect the

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sensory properties of food).10 TWE are therefore not only a novel product of interest for consumers,

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but also for food producers and product developers. The present review focused in all the results

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obtained regarding the potential use of TWE as starting point for novel food ingredients.

85 86

Digestion of tannins

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The first requisite for a bioactive compound is to be absorbed after digestion, or to be

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unabsorbed and then reach the colon where it can be further metabolized by the gut microbiota. The

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absorption and the metabolism of each type of tannin differs greatly and, although the gut

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microbiota has a clear impact on the metabolism of plant tannins, to date little is known of its

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specific effects.11

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Due to the structure and buffering effect of the food bolus in the gut, condensed tannins are

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not degraded in acidic conditions of the stomach.12 As a result of digestion in the small intestinal,

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smaller compounds can be more readily absorbed (monomeric, dimeric, and trimeric catechins),

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which suggests that polymerization impairs intestinal absorption.13 With hydrolysable tannins, free

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ellagic acid and gallic acid (from ellagitannins and gallotannins, respectively) are released after acid

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hydrolysis. Konishi et al. demonstrated that gallic acid is permeated via the paracellular route in

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Caco-2 cells.14 No ellagitannins in intact form were detected in human plasma samples, while

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ellagic acid was detected in human plasma in low concentrations after oral administration.15

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A large part of ingested tannins reach the large intestine, where the gut microbiota convert

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them

into

metabolites.

More

specifically,

5-(30-hydroxyphenyl)-valerolactone,

3-(3-

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hydroxyphenyl)-propionic acid, 3,4-dihydroxyphenylacetic acid, 3-hydroxyphenylacetic acid are

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produced from the catabolism of monomeric and oligomeric condensed tannins. Ellagic acid is

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converted into urolithins.16

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Once metabolic products have crossed the intestinal barrier, they reach the liver through the

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portal vein, where they are further metabolized, to form O-glucuronides, sulphate esters and O-

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methyl ether; no free aglycones are found in plasma.13,17 The new conjugates can reach the blood

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stream or return to the intestinal tract through bile excretion. Here, gut microbiota may exert

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enzymatic activity to deconjugate O-glycosides and O-glucuronides and further metabolize the

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compounds. Several studies reported that the bioactivity of tannins metabolites could differ or be

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weakened from the functions exerted by parent compounds. Urolithins were determined to have

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higher physiological activity than ellagitannin and ellagic acid.16

113 114

Biological effects of tannins

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The biological effects of tannins, including their antioxidant and radical scavenging,

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antimutagenic or antigenotoxic, antimicrobial, metabolic or immunomodulatory properties, among

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others, are closely related to their chemical structure and degree of polymerization. Moreover, the

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outcome depends not only on the species of plant but also on the specific part from which they were

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derived.4,18,19 Several studies described the beneficial effects of tannin-rich fractions; however,

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results are sometimes controversial due to the use of non-standardized extracts and techniques.19

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Furthermore, information on the activities of tannins derived exclusively from wood is relatively

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less abundant or accessible from the literature.

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Antioxidant and antitumor properties.

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At the present moment the mechanisms by which tannins exert their antioxidant and

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antitumor activities are not fully elucidated. Some authors suggest that these effects are mainly due

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to direct impact on cell structures, the modulation of pro/anti-oxidant enzymes (such as superoxide

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dismutase, catalase and lipoxygenases) and the scavenging of hydroxyl, superoxide and peroxyl

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radicals, which in turn decrease proteins and lipids oxidation and normalize cell redox balance.20–23

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In the case of

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procyanidins B1 and B3 exhibited stronger antioxidant activity than ascorbic acid and α-tocopherol.

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An increase in antioxidant ability is observed with the low degree of polymerization of

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proanthocyanidins.24

the antioxidant effects of proanthocyanidins, isolated compounds such as

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Tannins derived from wood (casuarictin, castalagin, vescalagin, cinnamtannin B-1 and B-2,

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grandinin, epicatechin 3-O-gallate) as well as proanthocyanidins and procyanidin-rich fractions

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inhibit cell proliferation and induce apoptosis of neoplastic cells,25–27 and prevent this mechanism in

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normal cells by reducing caspase activation and translocation.28,29

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Physiological and metabolic activities.

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Relatively high tannin concentrations may result in potential gastrointestinal problems due

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to the great affinity of tannins for proteins, which may result in an inhibition of digestive

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enzymes.30,31 So, the property of tannins to bind proteins could interfere with the absorption of

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nutrients such as proteins, carbohydrates and metals.24 However, the ability of tannins to bind

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gluten proteins could be exploited as a potential therapeutic approach for celiac disease.32 Dias et

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al.33 revealed that tannins (in particular epigallo-catechin-3-gallate) could have a potential role in

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modulating some molecular processes associated with celiac disease. In their in vitro transwell cells

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experiments on Caco-2, they found that epigallo-catechin-3-gallate reduced the translocation of the

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immune reactive peptide involved in celiac pathogenesis, across the simulated intestinal epithelial

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barrier. In addition, in vitro studies showed the ability of procyanidin B3, procyanidin trimers,

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procyanidin tetramers and an oligomeric mixture of high molecular weight procyanidins to bind to

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wheat gliadins.34

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Tannins also exert antidiabetic potential due to: i)

The improvement of the levels of insulin and pro-insulin in blood. The affinity of

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tannins to bind polysaccharides determines a delay and a decrease of availability of

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glucose in the gastrointestinal tract. Moreover, several studies reported the potential of

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inhibition of -amylase and -glucosidase activity by hydrolysable tannins and

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condensed tannins, respectively.4

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ii)

specific components of the intracellular insulin-signaling pathway.35

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The insulin-like effect on insulin-sensitive tissues. Procyanidins can act on certain

iii)

The regulation of the antioxidant environment of pancreatic β-cells. It is assumed that

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oxidative stress plays a role in diabetes, as it determines apoptosis of β-cells.

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Furthermore, the expression of genes related with antioxidant enzymes in the pancreas is

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low. The high antioxidant capacity of tannins can counteract the pathogenesis of

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diabetes mellitus.4,18

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The antidiabetic potential of a TWE (Pterocarpus marsupium wood extract) in rats was 36.

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reported by Mishra et al.

In particular, among other compounds, the authors identified an

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active antidiabetic component in epicatechin, which improved the oral glucose tolerance post

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sucrose load and exerted regenerative activity on pancreatic  cells. Normal and streptozotocin-

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induced diabetic rats treated with wood extracts presented a decline in blood glucose and

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increased insulin levels in diabetic rats. Subsequent results confirm the effects of P. marsupium

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wood extract showing a dose-dependent antioxidant, antidiabetic, anti-inflammatory and

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analgesic activities in a mice model.37 Likewise, cinnamtannin, condensed tannin from bay

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wood, also showed antidiabetic properties by decreasing some complications in type 2 diabetes,

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such as platelet hyperactivity and hyperaggregability, which lead to the development of micro-

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and macroangiopathy.38

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Other TWE (bark and wood extracts of Castanea sativa) have been shown to behave as

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cardioprotective agents in rat culture cells,39 to have antispasmodic action induced by modulation of

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cholinergic receptors and calcium channels,40 to prevent DNA damage reducing oxidative stress in

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pigs,41 and to afford neuroprotection when added to neuroblastoma cells before oxidative stress

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mediated-damage.26

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Antimicrobial activity.

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There are several mechanisms involved in tannin antimicrobial activity, including metal chelation

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required from microbial growth (mainly iron), interactions with proteins and cell wall/membrane

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(leading to structural destabilization) and enzymes inhibition.5 Gram-positive bacteria are more

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sensitive to tannins; however, these effects have been proved against Gram-negative bacteria,

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viruses and parasites (Table 1).

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Sweet chestnut (Castanea sativa) and red quebracho (Schinopsis lorentzii) are a

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representative commercial source of hydrolysable and condensed tannins, respectively. Commercial

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tannins of wood extracts and castalagin (an isolated tannin from chestnut) had antimicrobial effects

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against food-borne pathogenic bacteria such as Campylobacter jejuni,42 Salmonella Typhymurium,43

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S. aureus, Salmonella spp, enteropathogenic E. coli and Vibrio spp44. Inhibition of Salmonella

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Typhymurium growth in vitro by commercial tannins from chestnut was observed, with no effect in

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fecal excretion or colonization of internal organs in a pig model.45 Likewise, Min et al.46 reported

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that hydrolysable tannins exerted in vitro bacteriostatic and bactericidal effects against E. coli

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O157:H7 and reduced the shedding of generic E. coli in steers fed tannins. Another Gram-positive

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bacterium, Clostridium perfringens, was inhibited in a dose-dependent pattern by both types of

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tannins and their combination, having also anti-toxin effects.47 Comparative analysis showed that

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chestnut derived tannins exerted a stronger antibacterial effect. These results are in accordance with

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those obtained by others who observed that chestnut and quebracho extracts were efficient in

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controlling the proliferation of C. perfringens in vivo and in reducing its excretion and the severity

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of lesions in treated animals respect to infected control.48 Antiviral effects of chestnut and

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quebracho wood extracts49 and isolated tannins of chestnut50, such as castalagin and vescalagin,

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were described. Quebracho tannins also exhibited inhibitory effects against parasites like

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helminthes51–53 and coccidia54.

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Many other tree species were studied in relation to their antimicrobial properties. Tannins

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from wood and bark of Pterocarpus marsupium,37 Punica granatum, Elaeocarpus sylvestris var.

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ellipticus,44 Uncaria tomentosa27 and Ceriops decandra55 showed antibacterial activity against

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Enterococcus faecalis, S. aureus and Bacillus spp. Regarding Gram negative bacteria, condensed

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and hydrolysable tannins isolated from woody plants displayed antimicrobial effects against E. coli

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and E. coli O157:H7,55,56 Pseudomonas aeruginosa,27,57 Proteus vulgaris55 and Porphyromonas

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gingivalis58,59. Antiviral activities were also established for tannins derived from wood of

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Xanthoceras sorbifolia,60 Quercus robur50 and Terminalia spp61.

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Impact on gut microbiota.

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Tannins exert local and systemic effects owing to interactions between absorbable tannins

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(low molecular weight) and their metabolites with tissues.21 Non-absorbable tannins (high

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molecular weight) reach the colonic gut microbiota, exhibiting a prebiotic effect. Herein, the

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compounds are metabolized by microorganisms, resulting in metabolites with different

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bioavailability, activity, or functional effect compared to the parent molecule. On the other hand,

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tannins can modulate gut microbial composition and function, inhibiting selectively pathogens and

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promoting growth of beneficial bacteria.62 Some studies demonstrate the causal effect of gut

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microbes in chronic pathologies. Tannins may have an indirect impact in these diseases.

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Mechanisms of these actions are still not completely understood, but it is highly likely that their

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dietary intake can be beneficial for human health and immunity.63 Ellagitannins from extracts of

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berries resulted in strong inhibitory compounds which were effective against Staphylococcus

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bacteria, but they did not alter probiotic strains, i.e. Lactobacillus rhamnosus.64 The study of

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Masumoto et al.65 found that in mice feed high-fat/high-sucrose diet, non-absorbable apple

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procyanidins induced a decrease of the Firmicutes/Bacteroidetes ratio. On the other hand, the

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realtive abundance of Verrucomicrobia and, in particular, A. muciniphila increased A. muciniphila

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(and more in general Verrucomicrobia) have been recently investigated as markers of healthy gut

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since they possess antinflammatory properties, increase insulin sensitivity and boost the gut barrier

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function.65

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Short chain fatty acids (SCFAs) are produced by metabolism of the gut microbiota and play

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a critical role in the human health. SCFAs can modulate cell metabolism in humans and fine tune

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the immune repsonse, in addition to contribuing as an energy source.66 In the study of Molino et

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al.67 the application of their in vitro digestion and fermentation model in which quebracho and

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chestnut TWE were used gave increased production of SCFAs.A similar release of total SCFAs by

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grape and apple proanthocyanidins was decribed by Aura et al.68. Tannins have been proposed as

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prebiotic subtrates for the gut microbiota, due to their stimulation of SCFAs production, growth-

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promoting effects for beneficial bacteria, and/or by activation of their metabolic functions.16,69

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In addition, the combination of proanthocyanidins and polysaccharides (such as pectin)

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present in the food matrix could result in an additive effect.68 Proanthocyanidins associated with

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polysaccharides, poorly bioavailable in the upper intestine, reach the colon, where the gut

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microbiota convert these fermentable substrates into active metabolites, potentially absorbable.31

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The conversion rate increases when proanthocyanidins are associated with the food matrix, likely

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because polysaccharides act as a nutrient for microbiota, which metabolizes more efficiently those

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proanthocyanidins

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proanthocyanidin chain length determinea competition mechanism between the inhibition of

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microbial enzymes by these molecules and the capacity of colonic microorganisms to metabolize

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such tannins. As regards ellagitannins in combination with fructooligosaccharides, the literature is

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unclear as to whether their role is beneficial or counterproductive in the production of SCFAs in

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animals.16

linked

to

polysaccharides.

Bazzocco

and

co-workers31

found

that

254

Finally, some studies reported that tannins can also promote the adhesion and the

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colonization of probiotic bacteria resulting in an ulterior beneficial effect. Kawabata and co-workers

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found that procyanidins and epigallocatechin induced the adhesion of acid lactic bacteria in an in

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vitro intestinal epitelial tissue model.16 All the mentioned results suggest a bi-directional

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relationship between tannins and gut microbiota.

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Tannin interactions with macromolecules: relationship with sensory properties

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Tannins – polysaccharides

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Interactions between tannins, particularly condensed tannins, and polysaccharides have been

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studied and widely demonstrated in the context of clarification and of astringency control of

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beverages.70 In fact, the most investigated models for tannin-polysaccharide interactions are

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represented by grapes, apples and pears (rich in proanthocyanidins) used for the production of

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ciders and wine.70,71 Proanthocyanidins-polysaccharides associations are spontaneous, quick and

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direct binding events that occur during vegetables and fruit processing.71,72 These bindings are

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mediated by hydrogen bonds and hydrophobic interactions, which are boosted by ionic strength and

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lower temperature.73 Moreover, a high degree of polymerization corresponds to higher affinities.73

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The complexation mechanisms are similar to the aggregation between proanthocyanidins and

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proteins; nevertheless, both phenomena are distinguished by different kinetics and colloidal

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consequences.74

273 274

Tannins - proteins

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Tannins have a distinctive tendency to bind to proteins, by establishing crosslinks with the

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implication of different nature of bonds. The main driving forces involved are hydrophobic

277

interactions and hydrogen bonds.75 Model studies suggested that three specific steps determine the

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combination between tannins and proteins (Figure 2). 1) The earliest interactions are characterized

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by hydrogen bounds and hydrophobic interactions, resulting in the generation of protein-tannin

280

complexes. Hydrophobic interactions comprise entropy-driven Van der Waals forces, while

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hydrogen bonds are enthalpy-driven electrostatic interactions. Tannins are able to bind to multiple

282

sites on the protein, leading to a condensation of the protein-tannin complex and resulting in a

283

spherical structure.75,76 2) Cross-links between protein-tannin complexes determine a self-

284

association, so that the formation of bigger structures.75,76 3) The association of the large aggregates

285

produces colloidal size particles, which induces the precipitation of protein-tannin complexes.75,76

286

Proteins and tannins binding occur in a specific and selective way. Some factors related with

287

proteins may influence such interactions: protein size, charge, side chains and conformation.

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Independently to the protein structure, both tannins molecular weight and degree of galloylation

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enhance their affinity for proteins, probably because tannins size determines the number of

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interaction sites. Nevertheless, larger tannin structures can cause steric hindrance and impede the

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access to binding sites, then limiting solubility.77

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Polysaccharides (i.e. arabic gum, pectin, gellan, polygalacturonic acid and xanthan) could

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obstruct protein-tannin interaction, preventing their precipitation.78 Two mechanisms have been

294

proposed to describe the inhibition of protein-tannin interactions (Figure 2): (i) formation of a

295

ternary soluble complex among protein, tannin and polysaccharide,79 or (ii) encapsulation of tannins

296

by polysaccharides, competing with protein aggregation.80 However, some authors showed that the

297

presence of polysaccharides, in particular mannoproteins, inhibits the evolution of tannin aggregates

298

particle size, but not their generation.81

299

In the mouth, salivary tannin-protein interactions are influenced by the concentration of the

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proteins.82 Several environmental factors, including temperature, pH and ionic strength influence

301

the formation of salivary-protein aggregates or their precipitation.82 In saliva, among numerous

302

proteins, there is a predominance of proteins rich in proline (PRPs) and in minor proportion glycine

303

and glutamic/glutamine residues.83 PRPs are very efficient in complexing tannins and, in particular,

304

the presence of repeated proline region increase binding affinity. It has been reported that histatins 3

305

and 5, other salivary proteins, increase precipitation of condensed tannins more than histatin 1 due

306

to a different content of histidine and phosphoserine.84 Moreover, a study reported that quebracho

307

tannins and tannic acid are more efficiently precipitating salivary histatin 5 than PRP-1, at pH 7.4.75

308

The tannin-protein binding does not impair the bioavailability of tannins and some authors

309

suggested proteins as carriers of these bioactive compounds.85,86

310 311

Astringency and bitterness

312

Tannins contribute directly to several sensorial aspects of food, including astringency and

313

bitter taste. Astringency has been defined as the taste experience corresponding to dryness and

314

puckering mouthfeel all over the oral surface.87 This complex group of sensations results from the

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interaction between tannins and salivary proteins, leading to physical changes in the salivary

316

mixture, particularly a deep decrease in viscosity. The mechanoreceptors perceive the sensation of

317

roughness as the food comes in contact with the tongue, while the tongue is moving over the palate.

318

This sensation is determined by two types of mechanisms: i) decrease of saliva viscosity and

319

increasing of friction due to the interaction between tannins and salivary protein-rich proteins; ii)

320

perception in the oral texture of the protein-tannin precipitates as discrete particles. The last process

321

determines a drying and grainy sensation, that differ on the concentration and dimension of the

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colloidal aggregates, additionally to the hardness of the precipitate.

323

Astringency is influenced by tannins structure and degree of polymerization, since high

324

molecular weight structures favors the interaction with salivary proteins. Several studies highlighted

325

that proanthocyanidins are the major contributors of astringency intensity, while smaller compounds

326

are not considerably astringent, probably because small dimensions don’t allow to form cross-

327

linking bounds.88,89 Nevertheless, some authors stated a relationship between low molecular weight

328

compounds present in food that could play a role in astringency perception.90,91 As mentioned

329

above, the presence of specific amino acids, such as proline and hydroxyproline, impacts the

330

perception of astringency, being a target for proanthocyanidin reactions.77,92

331

Some authors highlighted that the astringent sensation is not always necessarily correlated to

332

the precipitation of tannin-protein complexes. Indeed, the study of Obreque-Slier et al.93 showed

333

that soluble aggregates of hydrolysable tannins and gelatine were perceived with a marked

334

astringent mouthfeel by sensory panelists, but in vitro they failed to determine precipitation.

335

Moreover, it has been reported that unbound remaining tannins could interact with the epithelial

336

cells of the oral surface, resulting in an increased perceived astringency, especially at lower pH.94

337

Some external factors could also impact the astringent mouth feel (like acidic pH) that

338

determines higher puckering sensation.95 The presence of polysaccharides in the food matrix lead to

339

a smoothing of the astringency by inhibiting protein-tannin interactions. In fact, some studies

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showed that the presence of water-soluble pectin could prevent the formation of aggregates between

341

tannins and proteins in the mouth, determining an altered astringency response.96,97 In this sense,

342

polysaccharides could be applied in oenology to improve astringent sensation, giving conversely

343

and increase of roundness and sweetness of wine.98

344

In the mouth, tannins could also interact with taste receptors and give a bitter flavor to food.

345

Soares et al.99 showed that bitterness is a matter of combinatorial pattern of TAS2Rs activation.

346

More specifically, the concentration of natural tannins in food is responsible of a different grade of

347

bitter taste by specifically activating TAS2R5 (condensed tannins) or TAS2R7 (hydrolysable

348

ellagitannins). In general, it is well accepted that larger tannins are less bitter than those with a

349

smaller structure, even though some authors obtained conflicting results.99 The bitterness is

350

influenced by different factors and the evaluation of bitterness may vary based on the type of the

351

assay. The absence of salivary proteins in in vitro taste receptor activation assays could determine

352

discrepancies with the taste threshold of sensory assays.99 The authors hypothesize that the presence

353

of saliva (i.e. salivary proteins) could interact with tannins and induce an in vivo decrease of

354

perceived bitterness. The bitter-making potential of tannins could be reduced also by proteins

355

present in food.100 Finally, the interaction with salivary proteins could reduce the activation of

356

TAS2Rs and determine a perception more astringent than bitter of some tannins.101

357 358

Food Industry Applications

359

Wine

360

Natural occurring tannins contribute to the overall taste and mouthfeel in hydroalcoholic

361

beverages like wine and beers, giving bitterness and astringency. These compounds are naturally

362

present in raw ingredients, while the addition of exogenous tannins is a longstanding technological

363

practice, applied at different times and in a number of forms during the processes of production.

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364

Exogenous tannins (added to improve food quality) can be added in the form of wood chips, mainly

365

form oak, or as lyophilized extracts, to the grape must or to finished wine.

366

Today’s wine market typically presents a wide range of tannins used for wine making, also

367

called oenotannis or oenological tannins, which are derived from a broad range of plants and wood.

368

Wood commercial preparations are sourced from chestnut, oak and exotic woods (such as

369

quebracho ‘Schinopsis lorentzii’ and ‘Schinopsis balansae’).102 In 1986, Salagoity-Auguste et al.103

370

proposed a classification discriminating the different botanical origin based on the distribution of

371

gallic acid and its derivatives. The different botanical origin and chemical nature of oenotannis

372

determine specific characteristics, so they are added at different stages of winemaking to achieve

373

color stabilization, to improve the organoleptic characteristics, to enhance the aging capacity and

374

the antioxidant capacity, inhibiting the growth of microorganisms and the control of laccase

375

activity.104 The OIV International Oenological Codex stated that procyanthocyanidic oenotannins

376

should contain a catechin equivalent >10 mg/g, while hydrolysable ellagic tannins should have at

377

least 20 mg/g castalagin equivalents. However, the dosage of exogenous tannins should be

378

conscientiously considered. An over-addition of tannins affects negatively mouth feel, resulting in a

379

dramatic increase of perception of sensory characteristics like bitterness, astringency and brown

380

colour.105 Vivas et al.106 estimated the sensory threshold for astringency, which resulted 50 and 80

381

mg/L for oak and chestnut tannin extracts, respectively.

382

The pre-fermentative addition of a small amount of oak and quebracho tannins to young red

383

wines drove to an improvement of the aroma complexity and color stability.107,108 In particular,

384

condensed tannins improve color stabilization by forming anthocyanin-acetaldehyde-flavonoid

385

polymers,109 whilst the role of hydrolysable tannins as color enhancers and stabilizers is still

386

unclear.110 It is also important to underline that exogenous tannins can’t be added as coloring

387

agents.106

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Several studies using oak wood chips showed that the high concentration of hydrolysable

389

tannins, gave structure to wine (roundness and mouthfeel) and flavor depending upon the chemical

390

composition of the wood.110,111 In fact, it has been reported that oak wood ellagitannins are

391

responsible of the regulation the oxidative process in wine and hasten the condensation between

392

tannins and anthocyanins, that lead to the final sensorial properties of the wine product.

393

Ellagitannins also boost tannin polymerization, decreasing wine astringency.111,112 The addition of

394

oak wood tannins before, or, after fermentation diminishes the floral and fruity notes of wine, while

395

increasing vanilla, spicy, woody or oak-like flavors due to the presence of vanillin, guaiacol, methyl

396

guaiacol and ellagitannins.110–112

397 398

Gelatin

399

Commercial gelatin is a fibrous protein obtained by partial degradation or thermal

400

denaturation of collagen from mammalian skins and bones. However, a growing number of

401

consumers is rejecting gelatins from land animals due to religious or ethical concerns. The

402

occurrence of foot-and-mouth disease (FMD), avian influenza (AI), bovine spongiform

403

encephalopathy (BSE) also contributed to a further skepticism about the use of gelatin-based

404

products of land animal origin. The use of fish processing by-products e.g., swim bladder or fish

405

skins has been suggested as an alternative. These by-products have a downside which is a lower

406

bloom strength, because of their poor imino acid content.113 To overcome the problem, several

407

enzymatic modifications114,115 and physical treatments116 have been applied to improve the

408

properties of fish gelatins. In recent years, polyphenols, in particular tannins, have been proposed as

409

an alternative, as “natural mean” in processing food. Since Balange and Benjakul reported that the

410

addition of tannic acid could increase the gel strength of mackerel surimi,117 the attention focused

411

on natural TWE cutting by-products (kiam tree and bark from cashew tree) or food wastes (coconut

412

husk). Parts of the kiam tree wood and cashew tree bark have been traditionally used in tropical

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413

countries to prevent or retard microbial fermentation in palm sap storage.118 Temdee et al.119 found

414

that the addition of a 0.15% of kiam tannin wood extract to surimi (in proportion to the proteins

415

content) improves the product quality since tannins can cross-link with proteins. Another study

416

reported that kiam wood (439 g tannic acid equivalent/kg) and cashew bark extracts (254 g tannic

417

acid equivalent/kg) could improve gel formation through enhancing gel strength and forming large

418

strands with the interconnected structure.120

419

Coconut husk, similar in chemical composition to hard wood, is particularly rich among

420

other phenolics in tannic acid and condensed tannins and its extract contents 460 mg tannin/g

421

approximately.121 The reutilization of this food waste could be used as the alternation protein cross-

422

linker, which strengthens the gel network of gelatin. In a study of the gelatin microstructure, it was

423

found that sardine surimi enriched with coconut husk extract showed an increased strand density

424

and connectivity at a range of concentration % between 0.75 and 0.125, based on protein content,

425

compared to the control gel. The abundance of hydroxyl groups in tannins, could strengthen gel via

426

hydrogen bond and other interactions. In addition to improving the gel breaking force, coconut husk

427

extract increased the acceptability of the product, through the enhancement of sensory and textural

428

characteristics.122 Nevertheless, an excess of tannins could be detrimental and determine a darker

429

color of the gel while decreasing the natural color of the food product.120 In addition, high

430

concentration of tannins from wood extracts could also decrease whiteness.122 While the effects of

431

other light-colored tannins such as tara tannins may have potential in this application, this

432

application will require further study and refinement.

433 434

Meat production

435

One of the major issues of fresh and processed meat is oxidation. The oxidation of proteins,

436

in particular the heme pigment, leads to a conversion of the initial cherry red color to brown. The

437

deterioration of meat is also strongly related to lipid oxidation, which lead to a decline of the quality

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438

of the product and its sensory characteristics.123,124 Lipid oxidation affects in a faster and more

439

intense way the unsaturated fatty acid fraction of the meat in a more rapid and intense manner

440

which is a function on the degree of unsaturation, resulting in hydroperoxides and secondary

441

products.124 Hence, lipid oxidation alters the shelf-life of fresh and processed meats causing off-

442

flavors and altered colour.125 Synthetic antioxidant compounds (e.g. butylated hydroxyanisole and

443

butylated hydroxytoluene) can be added to meat products to prevent or retard these undesirable

444

effects, but they are being examined for their carcinogenic and toxicological effects.126 As a result,

445

producers and consumers are seeking alternative safer natural food additives that can be blended

446

during product formulation, used as a coating or combined into the packaging. Since antioxidants

447

can be used during the period of fattening the animal, there is an increasing proportion of

448

consumers buying meat that prefers the use of natural additives in animal feeds. In this sense, the

449

positive biological effects on animals,127,128 the capacity to maintain meat color stability, extending

450

its self-life129 and the low production costs can make TWE an effective feed additive.

451

Several studies on ruminants and monogastric animals showed that administration of TWE

452

from different sources may improve fatty acid profile by increasing the proportion of PUFA

453

(polyunsaturated fatty acids), in addition to improvements in other meat characteristics such as

454

reduction of cooking weight loss or meat tenderness. Supplementation with chestnut tannins

455

reduced carcass fat deposition in pigs, resulting in a higher proportion of PUFA in fat tissue.130

456

Another study indicated that dietary supplementation with quebracho tree tannins may inhibit lipid

457

peroxidation also in meat of rabbit reared under high temperatures (33 °C).131 Nevertheless,

458

inconsistent findings are found in the scientific literature. Dalle Zotte et al.132 couldn’t demonstrate

459

the effectiveness of dietary addition of tannin in improving oxidative stress or fatty acid profile on

460

raw or cooked rabbit meat. The authors attribute the negative results to the inefficacy of tannins

461

metabolites to reach the target tissue. Even though the doses of 1 and 3% of quebracho tannins in

462

rabbit diets had beneficial effects on live performance, these levels of supplementation did not

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463

impact the antioxidant status of meat in this study.133 The addition of pine bark condensed tannins

464

to diets fed to meat goats did not improve meat quality s and fatty acid profile.134 Due to the

465

controversial results present in literature, other authors proposed adding tannins directly to raw meat

466

(during product formulation) in order to create a coating.10 Certainly, more research is needed to

467

better understand the potential of TWE to impact the organoleptic characteristics of meat and

468

enhance shelf life in in the super market.

469 470

Packaging

471

Almost all food products present in markets are wrapped, in direct contact with packaging

472

materials. In this sense, natural products may be a better choice, avoiding the eventual absorption of

473

harmful substances from synthetic materials. Food packaging not only constitutes a simple physic-

474

mechanical barrier, but they are required to provide new features, such as to extend the shelf-life of

475

the products. For this reason these new materials are also called “active packaging”.135 Food

476

packaging is a key component for preservation from external contamination and from physical

477

damage of food products. The shelf life of food depends on many factors like oxidative degradation

478

(due to ultraviolet ‘UV’ light and O2), and/or microbial deterioration. Tannins are recognized by

479

FDA as Generally Recognized As Safe (GRAS) food additives, generally applied to preserve food

480

against microbial spoilage and oxidative degradation.136 Therefore, tannins properties such as

481

antioxidant capacity, antibacterial/antifungal activity and UV-absorption suggest their useful

482

application for functional films in food packaging. In this sense, alternative antioxidant packaging

483

films also resistant to UV radiations have been studied.137 The application of new green materials

484

received a great attention in last years.138 Condensed tannins have been successfully mixed with

485

polylactic acid (PLA), one of the most important polymers in bioplastic engineering.139 In

486

particular, García et al.140 studied the application of tannins from Pinus radiata bark and their

487

modifications. The inclusion of wood tannins resulted in inducing PLA-crystallization in a high

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Journal of Agricultural and Food Chemistry

488

extent, influencing the flexural performance and the thermal stability. The modified tannins resulted

489

in higher compatibility with PLA-based blends. Condensed tannins from larch bark have been

490

successfully blended with polyvinyl alcohol (PVA), a high-strength biodegradable polymer,

491

obtaining new membranes with antioxidative ability and anti-UV properties.141 Furthermore, the

492

good compatibility of tannins with PVA allowed to maintain the basic features of PVA membranes,

493

such as the mechanical strength and crystallization properties.

494

A growing interest is focusing also in synthetize new biodegradable gelatin films for meat

495

preservation and commercialization, in order to avoid the synthetic polymeric counterparts. Some

496

authors evaluated the addition of 10% w/w hydrolysable chestnut tannins to gelatin films plasticized

497

by glycerol.142 The incorporation of tannins had a good impact to the tensile properties and water

498

repellence, and more interestingly, enhanced the radical scavenging activity of the films, which

499

exhibited moderate growth-inhibitory microbial activity.

500 501

Future perspectives

502

Due to their numerous biological and chemical properties, TWE have excellent potential for

503

innovative applications in food production. The highly effective antimicrobial activity of wood

504

tannins has been widely documented, as has their use as stabilizing and preservative agents in order

505

of replace those synthetic compounds currently under use of foodstuffs of different origins. A

506

particularly interesting, as yet, not fully explored, field of application could be food preservation.

507

The addition of a tannin bark extract from Albizia myriophylla determined the extension of shelf life

508

stability of “atingba”, a fermented rice beer.143 In addition to increasing the antioxidant activity of

509

the fortified beer, the extract behaved as potent antimicrobial agent by decreasing the growth of

510

Staphylococcus aureus, E. coli, and

511

atingba.143

generally decreasing aerobe count, respectively, in the

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512

An issue of relevance for food industry is post-cooking contamination of meat. A possible

513

application of wood tannins could be their incorporation in films. A recent study showed that

514

hydrolysable tannins added to gelatin mitigated E. coli O157:H7 growth.142 Other authors better

515

suggest that bioactive antioxidant compounds be incorporated directly during product formulation,

516

or produce a coating on the food surface.144

517

In support of the beneficial biological activities cited in the prior text, several in vivo studies

518

have reported the effective use of TWE as food supplements in nutraceutical applications. A focal

519

point is the use of tannins in celiac disease, as reported in the studies of Dias et al.

520

sense, TWE could be applied for the formulation of nutraceuticals for special categories, such as

521

celiac patients. Another potential nutraceutical application could aim to control type-2 diabetes.

522

Encapsulation of sorghum condensed tannins in kafirin microparticles showed inhibitory activity

523

against amylase, preventing hyperglycaemia symptoms.33

32–34.

In this

524

Some industries are already commercializing TWE as nutraceuticals, not incorporated in

525

food. The wood extract of the French oak (Quercus robur) Robuvit® French Oak Extract offers a

526

well-documented scientific literature and is offered on Amazon among other vendors. Its

527

formulation is focused on reducing fatigue, boost energy and improve both physical performance

528

and mood. Multiple clinical studies conducted on different classes of population (e.g. elderly

529

individuals, athletes and patients affected by chronic fatigue syndrome) reported that Robuvit® use

530

resulted in an improvement of mental concentration, sleep, and recovery from fatigue and physical

531

performances.145–147 Even though these commercial products present several beneficial effects, they

532

are still considered as dietary supplements taken in form of capsule or tablets, similar to a drug.

533

Since consumers could have an issue with the consumption of a product in this form, future

534

investigations should be directed to the inclusion of TWE in food as a solution and a potential

535

positive factor of acceptance to take advantage of their varied potential health and nutrition effects.

536

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Journal of Agricultural and Food Chemistry

537

Abbreviations

538

AI, avian influenza, BSE, Bovine Spongiform Encephalopathy; FDA, Food and Drug

539

Administration; FMD, Foot-and-Mouth Disease; GRAS, Generally Recognized As Safe; OIV,

540

International Organisation of Vine and Wine; PRP, Proteins Rich in Proline; PUFA,

541

Polyunsaturated Fatty Acid; PLA, Polylactic Acid; PVA, Polyvinyl Alcohol; SCFAs, Shortchain

542

Fatty Acidis; TWE, Tannin Wood Extracts.

543 544

Acknowledgements

545

This paper will form part of the doctoral thesis of Silvia Molino, conducted within the context of the

546

‘‘Nutrition and Food Sciences Programme” at the University of Granada.

547 548 549 550 551

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Page 24 of 48

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Figure captions Figure 1. Classification of Tannins Figure 2. Scheme of Tannin-Protein and Tannin-Polysaccharide Interactions

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Figure 1

TANNINS

Hydrolysable Tannins Ellagitannins Precursor structure

Hexahydroxydiphenic acid

Condensed Tannins

Complex Tannins

Precursor structures (+)-catechin (–)-epicatechin (+)-afzelechin (–)-epiafzelechin (–)-gallocatechin (–)-epigallocatechin

Structures which contain catechin unit bound to either an ellagitannin or a gallotannin unit.

(+)-catechin

Gallotannins Example of complex tannins: Acutissimin A

Precursor structure

Gallic acid

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Phlorotannins

Phloroglucinol

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Figure 2

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Table 1. Antimicrobial Effects Of Tannins Wood Extracts

Plant species

Micro-organism targeted

References

Anadenanthera colubrine (bark)

Pseudomonas aeruginosa

57

Castanea sativa (wood and bark)

Clostridium perfringens

47,48

Salmonella Typhimurium

43,45

Campylobacter jejuni

42

Escherichia coli, Escherichia coli O157:H7

46

Staphylococcus aureus, Vibrio spp, Salmonella spp, enteropathogenic Escherichia coli

44

Avian reovirus and metapneumovirus

49

Herpes simplex virus

50

Ceriops decandra (wood and bark)

Bacillus subtilis, Bacillus coagulans, Escherichia coli, Proteus vulgaris

55

Combretum hartmannianum (bark)

Porphyromonas gingivalis

59

Commiphora leptophloeos (bark)

Pseudomonas aeruginosa

57

Elaeocarpus sylvestris var. Ellipticus (wood)

Staphylococcus aureus, Vibrio spp, Salmonella spp, Escherichia coli

44

Myracrodruon urundeuva (bark)

Pseudomonas aeruginosa

57

Pterocarpus marsupium (wood)

Staphylococcus aureus, Bacillus cereus

37

Punica granatum (rind)

Staphylococcus aureus, Vibrio spp, Salmonella spp, Escherichia coli

44

Quercus robur (wood)

Herpes simplex virus

50

Schinopsis lorentzii (wood)

Clostridium perfringens

47

Salmonella Typhimurium

43

Campylobacter jejuni

42

Helminthes

51–53

Eimeria spp

54

Avian reovirus, metapneumoviru

49

Porphyromonas gingivalis

59

Terminalia spp (wood and bark)

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Ulmi macrocarpa (cortex)

Herpes simplex virus type 2

61

Uncaria tomentosa (wood and bark)

Porphyromonas gingivalis, Treponema denticola

58

Walsura robusta (wood)

Staphylococcus aureus, Enterococcus faecalis, Pseudomonas aeruginosa

27

Xanthoceras sorbifolia (wood)

Escherichia coli O157:H7

56

Terminalia spp (wood and bark)

Human Immunodeficiency Virus

60

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Graphic for Table Of Content

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