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Non-target screening with high resolution mass spectrometry in the environment: Ready to go? Juliane Hollender, Emma Louise Schymanski, Heinz Singer, and P. Lee Ferguson Environ. Sci. Technol., Just Accepted Manuscript • DOI: 10.1021/acs.est.7b02184 • Publication Date (Web): 06 Sep 2017 Downloaded from http://pubs.acs.org on September 7, 2017

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Non-target screening with high resolution mass spectrometry in the

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environment: Ready to go?

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Juliane Hollender1,2*, Emma L. Schymanski1, Heinz P. Singer1, P. Lee Ferguson3.

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Durham, NC, USA 27708

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* Corresponding Author

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Überlandstrasse 133, 8600 Dübendorf, Switzerland

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Eawag, Swiss Federal Institute of Aquatic Science and Technology, 8600 Dübendorf, Switzerland Institute of Biogeochemistry and Pollutant Dynamics, ETH Zürich, 8092 Zürich, Switzerland Duke University, Dept. of Civil & Environmental Engineering, Box 90287

Phone: +41 58 765 5493; e-mail: [email protected]

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Abstract

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The vast, diverse universe of organic pollutants is a formidable challenge for environmental

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sciences, engineering, and regulation. Non-target screening (NTS) based on high resolution

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mass spectrometry (HRMS) has enormous potential to help characterize this universe – but

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is it ready to go for real world applications? In this Feature article we argue that development

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of mass spectrometers with increasingly high resolution and novel couplings to both liquid

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and gas chromatography, combined with the integration of high performance computing,

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have significantly widened our analytical window and have enabled increasingly

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sophisticated data processing strategies, indicating a bright future for NTS. NTS has great

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potential for treatment assessment and pollutant prioritization within regulatory applications,

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as highlighted here by the case of real-time pollutant monitoring on the River Rhine. We

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discuss challenges for the future, including the transition from research towards solution-

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centered and robust, harmonized applications.

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Introduction

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Since the advent of large-scale commercial production of organic chemicals for use in

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industry and commerce, the release of anthropogenic chemicals into the aquatic environment

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has resulted in contamination with complex chemical mixtures that are potentially harmful to

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aquatic and human life. The publication of Silent Spring1 in 1962 was a transformative

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landmark that raised public awareness of the impact of chemical pollution on the

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environment and human health. Concurrently, new developments in analytical chemistry

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(and especially mass spectrometry) gave scientists powerful means to assess the identity

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and occurrence of these pollutants, and the pioneers of environmental chemistry quickly took

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advantage of this. Gas chromatography coupled with mass spectrometry with electron

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ionization (GC-EI-MS) rapidly became the most powerful detection technique for measuring

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environmental pollutants. By the early 1970s, the seeds of workflows for identification of

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unknown compounds, which we now call “non-target screening” (NTS), were sowed in

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studies reporting impressive structural elucidation of a myriad of heretofore unknown

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pollutants in rivers, sediments, and waste streams

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considered “legacy pollutants”: e.g., polycyclic aromatic hydrocarbons, dioxins, chlorinated

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pesticides, flame retardants, alkylphenols, surfactants, and volatile aromatic hydrocarbons.

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The reproducible and robust fragmentation afforded by GC-EI-MS, suitable for compilation of

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standard spectra in libraries, made that technique the most common “magnifying glass” of

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environmental chemists into the early 2000s. Unknown compound identification became

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easier over time with the release of large mass spectral databases such as those from NIST

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and Wiley in the late 1990s, which now contain spectra of several hundreds of thousands of

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compounds.4 However, the chemical coverage of GC-MS is generally limited to volatile

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compounds unless derivatization of non-volatiles is performed, while spectral interpretation

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beyond library searches remains largely the domain of expert analysts. The commonly

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observed absence or low intensity of molecular ions in GC-EI-MS spectra made molecular

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formula determination (and subsequent elucidation efforts) of the “unknown” compounds

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challenging.

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. Many of those compounds are now

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Three very different but critically important technological developments in analytical

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chemistry and computing that ultimately revolutionized the way structure elucidation could be

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performed in complex environmental samples occurred towards the end of the 20th century.

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These were the advent of (1) softer ionisation techniques such as electrospray (ESI) and

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atmospheric pressure chemical ionization (APCI), which enabled facile coupling of both gas

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and liquid chromatography with mass spectrometry while limiting fragmentation and

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maintaining high sensitivity; (2) robust and sensitive high resolution mass spectrometry

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(HRMS) instruments, allowing resolving of peaks with much smaller mass differences and (3)

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the internet, which has opened up completely new possibilities for researchers to exchange

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and process data, far beyond a stand-alone computer connected to a single instrument.

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Once John Fenn developed electrospray ionization,5 the tools were available to look beyond

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volatile substances into more polar, water-soluble, and larger organic molecules such as

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pesticides, pharmaceuticals, food additives, natural toxins, and drugs of abuse.

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chromatography (LC) coupled to MS and MS/MS (to provide additional fragment information)

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took their place beside GC-MS in the analyst’s toolkit, and a vital step was taken towards

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comprehensive organic pollutant analysis in the environment. HRMS instruments suitable for

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routine analysis are now capable of near simultaneous, sensitive untargeted detection of

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thousands of substances within the short time frames necessary for chromatographic

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separation. These instruments have high mass accuracy (± 0.001 Da), high mass resolution

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(ratio of mass to mass difference ≥ 20,000) and wide mass range (simultaneous acquisition

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of ions (full scan) up to 2000 Da).

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The 2000s also saw the advent of openly accessible online chemical compound databases

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such as ChemSpider and PubChem containing structures and properties of millions of

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natural and synthetic organic chemicals, while the 2010s have yielded an explosion of online

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mass spectral libraries (e.g. MassBank, METLIN, mzCloud) and software packages aimed at

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processing the mountains of data generated by these HR-MS/MS instruments.

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convergence of these technological developments has led to a fortuitous situation indeed:

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Liquid

The

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the analytical capabilities available to the environmental analytical chemist today are finally

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ready to tackle the complexity of environmental samples.

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When we ask the question of which anthropogenic organic compounds contaminate the

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environment, we must first define the boundary condition: can we capture the universe of

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anthropogenic organic chemicals? The Chemical Abstract Services (CAS) now contains

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over 100 million entries. Reporting under the Registration, Evaluation, Authorisation and

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Restriction of Chemicals (REACH) legislation in the European Union indicates that Europe

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produces or imports around 140,000 substances, while the analogous Toxic Substances

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Control Act (TSCA) in the United States contains around 85,000 chemicals. Estimates

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indicate that between 30,000 and 70,000 compounds such as pharmaceuticals, biocides and

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surfactants are used in households alone.6 Modelling approaches, such as those pioneered

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by Howard and Muir,7 have attempted to estimate the quantities and fate of these myriad

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chemicals in our environment. However, incomplete or confidential production/use

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information as well as the generation of transformation products through environmental biotic

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and abiotic processes complicate such predictions. Despite the immense number of

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chemicals in production and use, regulatory monitoring is still restricted to only a small

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number of well-known contaminants, such as 76 priority substances, 17 “watch list”

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candidates and selected “river basin specific pollutants” for European wide monitoring within

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the Water Framework Directive. Meanwhile, the United States Clean Water Act regulates

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126 priority pollutants. While several thousand substances have been detected to date in the

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environment,8,9 the number of chemicals in production and use suggests that this number is

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only the tip of the iceberg. The adoption of NTS with HRMS is increasing rapidly at institutes

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and commercial laboratories.10-12 However, a single measurement of a complex

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environmental sample typically contains many thousands of signals,13,14 so that even with the

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most sophisticated instruments and data analysis workflows, it is currently not feasible to

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identify all the chemical structures present in such samples.

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In this Feature we focus on the recent application of NTS with HRMS coupled to

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chromatography and show that it is ready to help solve real world problems, opening up ACS Paragon Plus Environment

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many opportunities for characterization of processes and identification of heretofore unknown

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pollutants. The utility of NTS for the aquatic environment is highlighted with a case study of

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real-time pollutant monitoring in the River Rhine. Aspects of NTS requiring further refinement

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and improvement for broader, successful application in environmental science and

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technology are covered, including future needs and opportunities within regulatory

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frameworks.

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Generic Non-target Screening Workflow

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Figure 1 outlines a general scheme for NTS of typical environmental samples. As with every

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investigation, NTS starts with appropriate sampling to answer the study question. Sampling,

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enrichment and analysis should be planned considering the volatility and polarity of the

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substance classes of interest. Water soluble, semi-volatile or non-volatile organic pollutants

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in water are commonly analyzed with solid-phase extraction followed by reversed phase

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liquid chromatography (LC) combined with electrospray and HRMS (e.g. Time-of-flight or

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Orbitrap). Typically, HRMS analysis involves acquisition of full scan MS data, containing

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mostly protonated or deprotonated molecular ions (or other adducts), plus MS/MS (or MSn)

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data where collision-induced fragmentation of the molecules yields additional structural

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information. A key advantage to NTS workflows compared to target analysis with low

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resolution MS is that in addition to storing the physical environmental samples for later

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analysis (“sample archive”, Fig. 1), data files from current-state full scan HRMS analyses can

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also be archived and exploited retrospectively, if new questions or new knowledge arise

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(“digital archive”, Fig. 1).

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Fig. 1: Workflow for non-target screening of environmental samples

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Following data acquisition, pre-processing is extremely important to reduce data quantity and

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complexity. This typically includes peak detection, annotation or subtraction of compounds

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present in blanks as well as “componentization” via grouping of isotopes, adducts, multi-

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charged ions and in-source fragments to define components (i.e., grouping all signals that

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likely belong to one unique molecular structure). Instrumental noise can be filtered out using

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replicate measurements.15 As typical environmental samples contain hundreds of homologue

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series (related substances with varying chain length) such as surfactants or polymers, these

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can be linked through constant mass and retention time shifts using algorithms such as

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envihomolog.13,16

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Alignment of components into profiles across several samples along gradients of time, space

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or treatment enables prioritization of specific profiles for further evaluation. This includes

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statistical methods such as principal component analysis, clustering and regression

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analysis.17 These data reduction routines are critical for prioritizing the most relevant and

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interesting components in sample sets, and form the basis for hypothesis generation or

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testing within the context of, for example, treatment technology assessment. Full

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identification might not even be critical in some cases. For example, to assess treatment

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options, bulk characterisation parameters such as peak numbers, overall reduction in mass,

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retention times, or functional groups may provide sufficient valuable information to give

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insight into treatment effectiveness.

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Finally, identification of prioritized components involves all information available from MS and

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MS/MS (molecular ion, isotope pattern, and fragments), spectra and compound databases

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as well as meta information such as the environmental context (e.g., water or soil) and the

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emission source or context (e.g., agricultural, household, industrial). Although NTS enables

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tentative identification without requiring reference standards in advance, such standards are

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needed for unequivocal confirmation and quantification and to ensure the newly-discovered

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knowledge is verified for use (potentially as target substances) in subsequent investigations.

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Emerging Analytical Technologies for NTS

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Although GC-MS and other techniques have been used for NTS for many years, as

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mentioned above, one of the most important new technologies for NTS of environmental

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organic pollutants in complex matrices is HRMS.

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resolution, and accuracy of mass spectrometers provide continuous improvements in the

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assignment of tentative identities to components in complex environmental media. A critical

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checkpoint in NTS for identification of an individual component is molecular formula

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assignment. Molecular formula assignment is facilitated by recent improvements to the mass

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accuracy and resolution of bench-top instruments such as ultra-high field Orbitrap mass

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spectrometers (resolution > 450,000 at m/z 200, mass accuracies < 1 ppm), plus the

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associated fine isotopic structure (e.g. observation of C,N,O, and S isotopomers directly),18

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and (where possible) fragment information.

Refinements in the speed, sensitivity,

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While LC-ESI-HRMS/MS is a common choice for NTS, many compounds are not observed

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due to inefficient ionization or incomplete separation. Thus, alternative and complementary

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separation and ionization methods widen the “analytical window” for NTS screening and give ACS Paragon Plus Environment

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additional, confirmatory information. Two-dimensional GC (GCxGC) methods coupled with

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HRMS have been used with great success for NTS of nonpolar, bioaccumulative compounds

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in the environment.19 Coupling of GC with HRMS through “softer” ionization methods such

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as atmospheric pressure chemical ionization

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application of HRMS identification workflows, providing complementary information to the

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established GC-EI-MS workflows described in the introduction. Because EI-MS databases

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are much larger and the spectra are more reproducible than MS/MS spectra, spectral match

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searching with EI-MS, especially coupled with retention index information, often yields good

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tentative identifications. While MS/MS libraries still suffer from a lack of broad coverage

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(several thousand compounds, versus hundreds of thousands in EI-MS libraries), these are

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growing rapidly.4

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In the case of LC separations, limitations arise with the typical reverse phase

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chromatography due to excessive polarity of analytes or (in complex samples) extensive

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component co-elution and consequent matrix effects.23

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addressed using alternative liquid separation approaches such as HILIC chromatography24,

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ion chromatography or capillary electrophoresis25 coupled to ESI-HRMS. Multidimensional

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liquid chromatography (LCxLC) using either two different reverse-phase columns26 or

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comprehensive separation with size exclusion coupled to reverse-phase columns can be

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used to address analyte co-elution prior to HRMS analysis.

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chromatographic methods improve separation power, major challenges remain for integrating

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the resulting data into conventional NTS data processing workflows, due to the high

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dimensionality of the data produced by these techniques.

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Methods beyond MS also hold promise for NTS. Nuclear Magnetic Resonance Spectroscopy

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coupled to LC is used in natural product and metabolomics applications, but has not been

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widely applied in environmental applications due to low sensitivity.11 High-resolution ion

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mobility spectrometers are capable of separating geometric isomers of molecules, which is

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not possible with co-eluting isobars in MS regardless of resolution. Commercial integration

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or electron capture ionization

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enables

The former problem has been

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of high resolution ion mobility spectrometers with HR-MS/MS has recently enabled the

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separation and analysis of isobaric pollutants in wastewater.27

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Challenges in Prioritization

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The enormous effort for a true unknown identification, which can easily last several months,

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requires rigorous prioritization approaches to focus on the most relevant sample components

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(e.g. those that are toxic, persistent, or transformed). Table 1 compiles common prioritization

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strategies for monitoring studies, assessment of treatment processes and complementary

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laboratory experiments. Simple approaches include ranking of signal intensity, frequency of

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occurrence in a dataset, as well as “suspect screening” - searching for masses of

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compounds that are expected in the sample without the use of reference standards.

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Fragmentation information helps find structurally related compounds, often applied for

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identification of transformation products. In silico pathway prediction systems such as

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enviPath (formerly UM-PPS) predict potential transformation products and these masses

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can then be searched in NTS data using “suspect screening” approaches. Microbial,

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oxidative or electrochemical laboratory experiments generate potential transformation

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products with sufficient concentration to record high quality mass spectra to enable

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subsequent discovery in environmental samples.

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Increasingly, statistical approaches are used to prioritize components across related

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samples, from spatial and time trends through to “before and after” comparison of treatment

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technologies. This has expanded from time trends in laboratory-based biotransformation

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experiments28 with increasing recognition that computational methods are essential to

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support analytical efforts. For example, recently, NTS using LC-HRMS was essential during

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evaluation of a pilot scale advanced oxidation process (AOP) reactor to treat wastewater to

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fill gaps remaining after target analysis.29 For a full scale plant, overall component

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characteristics such as retention time and mass changes were indicative of elimination

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processes of organic compounds during activated sludge treatment, without full

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The combination of controlled laboratory experiments with real world monitoring often

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facilitates prioritization by adding new information.31,32 For example, in lab experiments

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Kolkmann et al.31 traced mutagenic nitrogenous disinfection byproducts (N-DBPs) formed

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with reactive N species during UV drinking water treatment by adding

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Comparison of the labeled and unlabeled samples revealed 84 N-DBPs amongst the

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thousands of signals, one quarter of which were later detected in samples from actual water

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treatment facilities and prioritized for identification efforts.

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One current limitation in such prioritization efforts is analytical matrix effects. Comparison of

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samples with varying matrices (e.g. wastewater influent and effluent) is hampered by

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suppression of signals in matrix-rich samples. Currently, isotopic labelled internal standards

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are often used for correction, but robust methods to correct comprehensively for these

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influences for unknown compounds with various functional groups and thus varying

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ionization efficiencies are a definite future need.

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N-labeled nitrate.

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Table 1. Summary of prioritization approaches used for NTS, with selected examples.

Data-driven Frequency, signal intensity of masses 14,33

Experiment-driven Persistence34, elimination/formation29 process

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Component with characteristic isotope pattern Reaction-based search of transformation (C, Cl, Br, N, O, S)13,19,35 products to link masses before and after treatment30 Part of homologue series (mass difference, Biological28, electrochemical38, 13,36,37 Kendrick mass defect) transformation product formation

oxidative32

Suspect screening (looking for “known” or Reaction with isotopically-labelled reagents31 predicted chemicals without standard) 39,40 Specific functional groups derivatisation, neutral loss) 41,42

(MS/MS, Effect-directed selection of masses in toxic fractions 43,44

Temporal or spatial profile over several samples 24,33

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A second limitation is accounting for potential toxicity during prioritization. Approaches such

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as effect-directed analysis use biological effect tests to prioritize chromatographic fractions

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with unknown components associated with specific toxic effects for identification. However, ACS Paragon Plus Environment

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the fractionation process can be very time consuming and linking effects to unknown

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compounds remains difficult. Success stories up to now have been the identification of

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unknown compounds exhibiting estrogenic and glucocorticoid activity.45,46

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chromatography47 and/or high-throughput multidimensional micro- and nanofractionation43,48

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speed up effect-directed analysis immensely and facilitate NTS in the fractions. Virtual effect-

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directed-analysis attempts to prioritize pollutants for identification with a given effect via

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statistically correlating chemicals and effects data over a samples set instead of using

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extensive fractionation.49

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Identification

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The identification of components in NTS requires gathering evidence from many different

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sources. “Suspect screening” (see Table 1) is now a common way to expedite NTS.50 The

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Suspect Exchange from the NORMAN Network of reference laboratories, and research

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centers for monitoring of emerging environmental substances now contains many different

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suspect lists. Large compound databases such as PubChem and ChemSpider or the US

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EPA CompTox Chemistry Dashboard contain many more potential candidates than those on

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suspect lists. They also contain useful additional data to support identification, such as

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literature references, patent data, functional uses and toxicological/bioassay data. In general

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for suspect screening, an exact mass match is not sufficient for identification alone.51 MS/MS

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libraries are constantly growing

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are now in the scientific domain. Open digital repositories with continuous screening of

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spectral libraries such as GNPS52 will likely play a vital role in the future of retrospective

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screening of HR-MS/MS data (digital archive, Figure 1), but this is not yet used widely in

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environmental contexts.

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Beyond spectral libraries, in silico fragmentation techniques assist in the discovery of “known

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unknowns” (i.e. those chemicals in large compound databases) with NTS. The most

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sophisticated in silico fragmentation approaches ranked the correct candidate in first place

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one-third of the time (with an exact mass search of ChemSpider).53 Adding environmental

4,52

Thin layer

and over 1 million MS/MS spectra of >20,000 chemicals

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context or “meta data” improved this immensely, to over 70%, greatly increasing the success

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rate for environmental investigations.53,54 True unknowns that have not yet been documented

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anywhere (e.g. novel transformation products) will require structure generation of candidates.

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While this is not yet ready for routine application, some successful examples exist for very

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small molecules where sufficient structural information is available.55

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A number of challenges remain in candidate selection for non-target identification. Prediction

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of ionization properties (i.e. which substances ionize under what conditions), has been

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generally limited to rules based on a certain subset of functional groups,14,39 while broader

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prediction methods are greatly needed. Retention time indices, while established for gas

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chromatography and peptides in proteomics research, are not yet established for LC-based

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techniques and are undergoing collaborative assessment (e.g. within the NORMAN

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Network). While effect prediction has been incorporated into candidate selection in certain

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cases, further prediction improvements are needed in terms of modes of action, applicability

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domains and calculation speed before this is suitable for routine application in toxicant

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identification.

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A NTS Case-Study: Real-time monitoring of the Rhine River

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While NTS is complex, it is suitable for routine monitoring applications if given time and cost

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constraints allow. Processing dozens to hundreds of field study samples within a reasonable

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period is resource intensive, especially the data evaluation. However, proper workflow

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optimization and careful data prioritization can enable successful NTS under real world

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conditions. This is showcased by the international Rhine monitoring station close to Basel on

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the border of Switzerland and Germany, which is one of stations along the river organized

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within the International Commission for the Protection of the River Rhine.

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The Rhine is one of the most important rivers in central Europe, as it is a source of drinking

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water for 20 million people. The Rhine station at Basel is responsible for daily monitoring of

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river water quality (including long-term trend monitoring and the detection of accidental spills

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originating from industry, municipalities, or agriculture) in order to protect downstream

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populations. The monitoring strategy encompasses daily LC-HRMS and GC-MS screening

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analysis (Figure 2); so that downstream drinking water suppliers can be warned of spills

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within the same day and shut down their production before spills reach the drinking water

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extraction wells.

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The LC-HRMS monitoring concept entails: (i) automated (semi-)quantitative screening of 320

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target compounds (with standards) for long-term trend analysis; (ii) screening of 1500

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suspected compounds (based on usage in the Rhine catchment) to identify peak events and

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continuous emission patterns; and (iii) NTS to detect accidental spills of previously

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undetected or unanticipated compounds. Sample measurement is performed within a few

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hours33 and the subsequent target, suspect and non-target data processing with time trend

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analysis uses the streamlined software pipeline enviMass to provide final results by the end

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of each day.

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In 2014, 90 of 320 targets (mainly pharmaceuticals, pesticides and their transformation

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products) were detected regularly above their limit of quantification (