Observation of Twin-free GaAs Nanowire Growth Using Template

Dübendorf, Switzerland. # Department of Electrical and Information Technology, Lund University, Box 118, SE-221 00 Lund, Sweden. Cryst. Growth De...
0 downloads 8 Views 5MB Size
Subscriber access provided by Gothenburg University Library

Article

Observation of twin-free GaAs nanowire growth using template-assisted selective epitaxy Moritz Knoedler, Nicolas Bologna, Heinz Schmid, Mattias Borg, Kirsten E Moselund, Stephan Wirths, Marta D Rossell, and Heike Riel Cryst. Growth Des., Just Accepted Manuscript • DOI: 10.1021/acs.cgd.7b00983 • Publication Date (Web): 16 Oct 2017 Downloaded from http://pubs.acs.org on October 21, 2017

Just Accepted “Just Accepted” manuscripts have been peer-reviewed and accepted for publication. They are posted online prior to technical editing, formatting for publication and author proofing. The American Chemical Society provides “Just Accepted” as a free service to the research community to expedite the dissemination of scientific material as soon as possible after acceptance. “Just Accepted” manuscripts appear in full in PDF format accompanied by an HTML abstract. “Just Accepted” manuscripts have been fully peer reviewed, but should not be considered the official version of record. They are accessible to all readers and citable by the Digital Object Identifier (DOI®). “Just Accepted” is an optional service offered to authors. Therefore, the “Just Accepted” Web site may not include all articles that will be published in the journal. After a manuscript is technically edited and formatted, it will be removed from the “Just Accepted” Web site and published as an ASAP article. Note that technical editing may introduce minor changes to the manuscript text and/or graphics which could affect content, and all legal disclaimers and ethical guidelines that apply to the journal pertain. ACS cannot be held responsible for errors or consequences arising from the use of information contained in these “Just Accepted” manuscripts.

Crystal Growth & Design is published by the American Chemical Society. 1155 Sixteenth Street N.W., Washington, DC 20036 Published by American Chemical Society. Copyright © American Chemical Society. However, no copyright claim is made to original U.S. Government works, or works produced by employees of any Commonwealth realm Crown government in the course of their duties.

Page 1 of 23

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

Crystal Growth & Design

Observation of twin-free GaAs nanowire growth using template-assisted selective epitaxy Moritz Knoedler,†,* Nicolas Bologna,†,‡,* Heinz Schmid,† Mattias Borg,†,# Kirsten E. Moselund,† Stephan Wirths,† Marta D. Rossell,†,‡ Heike Riel† †

IBM Research—Zürich, Säumerstrasse 4, 8803 Rüschlikon, Switzerland



Electron Microscopy Center, EMPA, Swiss Federal Laboratories for Materials Science and

Technology, Überlandstrasse 129, 8600 Dübendorf, Switzerland #

Department of Electrical- and Information Technology, Lund University, Box 118, SE-221 00 Lund, Sweden

1. INTRODUCTION The continuous scaling of electronic devices has brought Si based Complementary-Metal – Oxide-Semiconductor (CMOS) technology close to its limits, requiring novel materials and approaches to increase performance. Group III-V semiconductor nanowires have evolved as promising candidates due to their superior carrier mobility, saturation velocity and capability for bandgap engineering and integration in heterostructures, as well as their potential for use in active photonic devices. However, CMOS compatible, epitaxial integration of III-Vs on Si(100) remains challenging, mainly due to the formation of crystal defects, significantly reducing device performance. Selective Area Growth (SAG)1,2 and epitaxial lateral overgrowth (ELO)3–5 have both been demonstrated to reduce defects due to lattice mismatch. In a more recent method referred to as Template-Assisted Selective Epitaxy (TASE)6–10 nanostructures are grown entirely within pre-defined hollow template cavities containing a small Si seed, thus minimizing the Si/III-V interface. This avoids the formation of antiphase defects and threading dislocations. More importantly, the resulting crystal shape is entirely controlled by the template geometry allowing CMOS compatible device fabrication. Metal Organic Chemical Vapor Deposition (MOCVD) is particularly well-suited for TASE because of high selectivity of the deposition and the long surface diffusion length of the precursors, which facilitates filling of the template cavities. However, a high density of planar defects has been observed in InAs and GaAs material

ACS Paragon Plus Environment

1

Crystal Growth & Design

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

Page 2 of 23

systems,7,11 which can result in polymorphism, e.g. zincblende-wurzite (ZB-WZ) formation, or the formation of charged defects when planar defects meet and merge. Therefore, the aim of this study is to gain an understanding of the crystal growth in SiO2 templates, to study the occurrence of stacking defects and their dependence on growth conditions. Here, GaAs on Si is used as a model material system, with some results expected to be transferable to other III-V semiconductor material systems.

2. EXPERIMENTAL SECTION Template Fabrication. Templates were patterned by electron beam lithography at 100keV (EBPG 5200+, Vistec) along the [110] direction on silicon-on-insulator (SOI) wafers with (001) crystal orientation. First, silicon fins are formed using dry etching (ICP, Oxford) (Figure 1A) and covered by SiO2 using atomic layer deposition (Flexal, Oxford) and plasma enhanced chemical vapor deposition (System100, Oxford) (Figure 1B). The SiO2 is removed at one end and the Si fin within is partly back etched using tetramethylammonium hydroxide (TMAH). This results in {111}-terminated crystalline Si seed surfaces (Figure 1C). The detailed process is described elsewhere.7 For this study, the templates investigated had a thickness of 40 nm (+/- 5nm), width of 100 nm, (if not otherwise specified) and a length of approx. 1000 nm with a spacing between parallel nanowires of 100 nm. GaAs Growth. GaAs nanowire growth was performed by MOCVD using trimethylgallium (TMGa) and tertiary butylarsine (TBAs) precursors and a H2 carrier gas at a total pressure of 8000 Pa (60 Torr). The group III partial pressure was kept constant at 29 mPa, while the group V pressure was varied to obtain nominal V/III ratios between 20 and 120. Just before growth, the substrates were immersed in diluted hydrofluoric (HF) acid (1:20 in H2O) to remove the native oxide on the Si{111} seed surfaces inside the templates. Upon loading, the reactor was heated to 700 °C in a TBAs atmosphere then ramped down to a growth temperature of 500-650 °C. Growth started with introduction of a TMGa flow, with a typical growth time of 40 to 60 min. After growth, the substrates were cooled under a TBAs flow until reaching a temperature below 300 °C.

ACS Paragon Plus Environment

2

Page 3 of 23

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

Crystal Growth & Design

Structural Characterization. GaAs nanowires were characterized using a Hitachi SU8000 scanning electron microscope (SEM). The SiO2 shell surrounding the nanowires was removed using a HF solution. The GaAs structures were then closely investigated under various different angles in the SEM to determine the growth facets formed. For each growth run, a total of 60 randomly chosen nanowires were analyzed and classified into one of five types, to constitute a sufficient statistical sample. To allow for comparison of different growth runs it was further ensured that the position of the nanowires analyzed was always in the center of the growth substrate and at the same location within the growth reactor. The length of all 60 nanowires were measured and the average growth rate was calculated and matched with the corresponding faceting prototype. Data points presented in this study correspond to median values and the error bars to one standard deviation. The crystal quality of the single nanowires was investigated by scanning transmission electron microscopy (STEM) both from the front and lateral view. The sample lamellas were prepared by means of a FEI Helios Nanolab 450S focused ion beam (FIB) and inspected with a double spherical aberration-corrected JEOL JEM-ARM200F microscope operated at 200 kV. In STEM mode, a convergence semiangle of 25 mrad was used in combination with a high angle annular dark field (HAADF) detector with inner and outer collection semiangles of 90 and 170 mrad, respectively.

3. RESULTS Facet Analysis. Analysis of growth facets forming during crystal growth yields valuable insights into the underlying crystal growth mechanism. Therefore, the dependence of facet formation on the growth parameters and orientation of the mask opening in ELO was studied very early on.12 However, a detailed study on facet formation for TASE is missing so far. Here, the effect of facet formation and crystal morphology is studied by varying the growth conditions, i.e. growth temperature and nominal V/III precursor ratio, and is statistically quantified. This leads to an improved understanding of the formation of twin defects and opens up a path to reduce them.

ACS Paragon Plus Environment

3

Crystal Growth & Design

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

Page 4 of 23

Figure 1. TASE fabrication steps, growth results and classification of nanowire end facets. (A) Si fin etching. (B)Template oxide deposition and one-sided oxide removal. (C) Si back-etching, illustrated are the two possible (111) planes. (D)Epitaxy step and removal of template. (E) Secondary electron (SE) SEM plane view images of GaAs nanowires arrays grown in SiO2 templates on a Si(001)SOI wafer. The nanowires grow in-plane and along directions. (F) SE-SEM tilted view images where the SiO2 templates have been removed. (G) Schematic illustration of the most common facet types. The flipped facets reflect the Si seed plane geometry. Type I: dominating {110} facets, small (111)B facet; Type II: small {110} facets, dominating (111)B facet; Type III: single (110) facet, no (111)B facets. Type IV with {112} facets is not illustrated.

Figure 1 displays SEM images of GaAs nanowires, where various end facets are visible. The samples were grown at different growth temperatures and nominal V/III precursor ratios. In Figure 1E the wires can be identified within the partially filled SiO2 nanotubes. Here, the GaAs appears brighter than the silicon fins, which act as nucleation centers during the epitaxy process. At different growth conditions, different facet morphologies and growth rates appear. In the topmost image an array of 20 nanowires is presented. The two SEM images in the center show facets at higher magnification and with added labels indicating the facet types. For the tilted images in Figure 1F the SiO2 oxide surrounding the nanowires was removed, allowing for a better identification of the nanowire facets. For analyzing the growth, we have classified the end facets into five groups according to their specific geometry (Type I to V), and an additional group where growth failed (Type X). Figure

ACS Paragon Plus Environment

4

Page 5 of 23

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

Crystal Growth & Design

1G displays schematic illustrations of the three most common facet types observed in this study, labelled Type I, III and III. The classifications are based on the following specific characteristics: Type I appears as a pointy tip when seen in top view along [001], forming a 90° angle of two {110} facets and a 45° angle with the template walls. Accordingly, they have two large {110} facets and a small (111)B facet, suggesting that the [111]B growth rate is high while the growth rate is low. Two different versions of the same type are often observed which differ only by either pointing up- or downward as illustrated schematically in Figure 1G for Type I and II. The formation of these two versions depends on the geometry of the Si seed surface. The Si seed surface can consist of one large or two smaller {111} planes after TMAH etching, which means there are always two possible directions of {111} planes, as illustrated in Figure 1D. In addition, GaAs can nucleate on Si in (111)A or (111)B orientation, although As termination on Si is more likely to occur in the growth conditions used. Correspondingly, (111)B facets can be formed in two directions on these Si{111} planes. Type II appears as a blurry edge forming a 90° angle with the template walls when seen in top view (Figure 1E). They have a large (111)B and two small {110} facets as illustrated in Figure 1G. In this case, the B growth rate is suppressed and the growth rate enhanced, resulting in large (111)B facets. This behavior has been attributed to a high As surface coverage at a high V/III ratio, leading to the formation of As trimers which prevents (111)B growth.13,14 Type III appears as a sharp edge in a top view image, forming a 90° angle with the template. It can be described by a single (110) growth facet, perpendicular to the nanowire tube oriented in [110]. In a study of vertical epitaxy of InAs nanowires on Si(110) via TASE, the occurrence of a (110) facet has also been observed.11 In addition to these three most common facet types, two less frequent types are observed. Type IV feature a (112) facet, forming an 18° angle with the template wall. This facet was also noted in GaSb epitaxy via TASE.15 Type V nanowires are characterized by forming a 32° angle between the facet an a base perpendicular to the [110] (growth) direction. STEM analysis revealed the presence of a large (111)B facet, and a crystal orientation rotated with respect to the Si lattice. Finally, we also observed instances where the nanowire failed to fill the entire template

ACS Paragon Plus Environment

5

Crystal Growth & Design

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

Page 6 of 23

width, or nucleation was initiated on the template sidewalls rather than the silicon seed. Both cases are classified as Type X in this study.

Structural Analysis. Structural characterization of the GaAs samples of Type I, II, III and V was performed using STEM. For all samples investigated, no threading dislocations or anti-phase boundary defects were observed. However, the presence of planar defects and stacking faults (SFs) was often abundant in Type I, II and V. Since the nanowires are grown along the [110] direction, formation of planar defects either parallel or perpendicular to the growth direction can be observed. It is therefore crucial to analyze both the lateral and front crosssections of the crystal in order to conclude whether it is free of planar defects.

Figure 2. HAADF-STEM images of a nanowire with end facet Type I. (A) Lateral overview of the nanowire. (B) Interface between GaAs and Si showing the presence of SFs (marked with red lines). The angle between the (110) and (11-1) planes is indicated. (C) Atomic resolution image of a highly defective region with red semi-transparent sections highlighting the change in orientation of the GaAs dumbbells due to the presence of planar defects. (D) Nanowire end facet exhibiting an inclined growth front (dashed white line). (E) Number of twin defects per nm along the length of the nanowire with an average of 1.1 twins/nm. The results are representative for Type II as well (not shown).

The STEM analysis of a Type I nanowire is shown in Figure 2. Figure 2A shows a low magnification image of the entire nanowire while panel (B) illustrates the interface between GaAs and the Si with the Si(111) seed facets resulting from the TMAH etch step described above. Several planar defects are observed at the interface region, highlighted with red lines. Figure 2C presents an atomic resolution image of a representative region with a high density of planar defects. The clearly resolved GaAs dumbbells switch orientation during growth

ACS Paragon Plus Environment

6

Page 7 of 23

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

Crystal Growth & Design

by the formation of planar defects (both twin boundaries and intrinsic and extrinsic SFs) in the semi-transparent red regions. In this paper, we adopt the definition of Caroff et al.16 where two sequential twin planes are considered to form a single wurtzite segment. This interrupts the stacking sequence, thus creating a single SF. Figure 2D presents the growth front of this Type I nanowire. The two coinciding {110} facets form a wedge when seen from the side along [-110], as indicated by the white dashed line. The (111)B facet cannot be distinguished in this crosssection. In Figure 2E the twin defect density (number of twins per nanometer) along the entire nanowire is displayed. We observe an average twin density of 1.1 twins/nm along the entire nanowire. Very similar results were obtained for Type II samples, also showing a similar density of planar defects along the whole structure.

Figure 3. HAADF-STEM images of nanowires with end facet Type III, grown at 550 °C and V/III ratio 120. (A) Lateral overview of the nanowire. (B) Si/GaAs interface. Four twin defects are directly located at the interface region. (C) No additional planar defects are present along the nanowire. (D) End of the nanowire with a (110) facet. (E) Front view overview of a similar nanowire grown at identical conditions. The darker shell around the GaAs nanowire is depleted in As (as identified by energy dispersive X-ray spectroscopy) caused by sample heating during optical spectroscopic experiments. (F) Enlarged view of the square indicated in panel E. The clearly resolved GaAs dumbbells in this image are an evidence for the absence of buried planar defects

The structural analysis of a Type III nanowire with a (110) growth front is presented in Figure 3. Figures 3A and E show an overview of the lateral and front cross-sections of the nanowire, respectively. Directly at the interface, a total of four twin defects are detected with the rest of the nanowire appearing entirely defect-free. Planar defects running along the [110] direction were observed in a previous work on InAs nanowires [8] and expected to occur here as well. Therefore, high resolution images from both viewing directions were acquired as shown in Figure 3C and Figure 3F. In these images, the GaAs dumbbells are clearly resolved in both

ACS Paragon Plus Environment

7

Crystal Growth & Design

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

Page 8 of 23

viewing directions, clearly demonstrating the absence of any buried planar defects within the STEM lamella. Figure 3D shows the nanowire (110) front facet, which appears sharp when viewed along the [1-10] viewing direction. The overlying brighter spots in this area are Pt residues deposited on top of the nanowire during the FIB lamella preparation. The selected STEM results presented in Figure 2 and 3 could be confirmed for a total of 10, 12, 9 and one nanowire with facet Type I, II, III and V respectively. No defect analysis was performed for nanowires with {112} facets (Type IV), as their occurrence was very small. Overall, we observe that nanowires having a (111)B facet, i.e. Type I, II and V, are highly twinned, irrespective of the (111)B facet size. Nanowires where such a facet is absent, i.e. Type III, are found defect-free.

Statistics on Facet Types and Dependence on Growth Parameters. Having identified Type III as a preferred structure to result in a defect-free GaAs crystal, it is obviously desirable to find a parameter space to yield a high number of nanowires with Type III facets. A series of epitaxy runs was accordingly designed. Most relevant in the epitaxy process are nominal V/III precursor ratio and temperature in the MOCVD chamber. Table 1 lists the growth runs performed for this study.

Table 1. Investigated Growth Parameters for GaAs Nanowire Epitaxy by Varying Temperature and V/III Precursor Ratio

ACS Paragon Plus Environment

8

Page 9 of 23

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

Crystal Growth & Design

Figure 4. Facet occurrence (%) as function of V/III ratio at 550 °C (A) and 650 °C (B). Each data point represents 60 nanowires. Type I: large {110} facets, small (111)B facet; Type II: small {110} facets, large (111)B facet; Type III: single (110) facet, no (111)B facet; Type IV: {112} facets; Type V: large {111} facet, unidentified small facets; Type X: non-epitaxial growth and/or template not filled.

First, the influence of the V/III ratio for two growth temperatures was investigated. The results are displayed in Figure 4. The occurrence of the various types in percent is plotted for three different V/III ratios at 550 °C (A) and 650 °C (B). All facet types containing (111)B facets, which were observed in STEM to be highly twinned, are displayed in different shades of red, e.g. Type I, II and V. Nanowires with facets of Type III, observed as twin-free, are displayed in green. Overall the nanowire yield is consistently very high, as indicated by only few nanowires denoted as Type X. However at 550 °C yield drops significantly with increasing V/III ratio, as nanowires fail to fill out the complete 100 nm wide template. A clear shift from Type II being prominent at 550 °C to Type I at 650 °C is observed. This indicates an abrupt change of these facet types with temperature and is more detailed in Figure 5 at constant V/III ratio 120. The facet type abruptly changes from Type II to I between 600 °C and 625 °C.

ACS Paragon Plus Environment

9

Crystal Growth & Design

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

Page 10 of 23

Figure 5. SEM plane view images illustrating the transition from nanowire facet Type II to Type I with increasing growth temperature. Facet types are indicated. An increase of 25 °C leads to a well-defined transition from Type II to Type I. V/III ratio 120, t=60 min.

Figure 6. Facet types and average growth rates as a function of growth temperature at V/III ratio 20 (A) and 120 (B). Each data point represents 60 nanowires, with each error bar corresponding to one standard deviation. Definition facets same as in Fig 4. Temperature dependent growth rates of Type I, -II and- III at V/III = 20 (C) and V/III= 120 (D)

A more detailed analysis of the influence of growth temperature and V/III ratio is shown in Figure 6A and B. The influence of the growth temperature from 500 °C to 650 °C on facet occurrence is displayed for V/III 20 and 120 respectively. At both high and low V/III ratio the change from Type I facets to Type II occurs abruptly, being shifted 50 °C higher at high V/III ratio. We expect the occurrence of type I or II facets to be governed by the degree of As trimer formation on the (111)B facet of the nanowire, which prevents growth on this facet.13,14 The

ACS Paragon Plus Environment

10

Page 11 of 23

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

Crystal Growth & Design

desorption of As from the (111)B facet is an activation energy driven process with an exponential dependence on the growth temperature. The sudden change from facet type II to I with increased temperature thus reflects the onset of significant As trimer desorption from the (111)B facet. A higher V/III ratio, shifts this onset to higher temperatures, where As desorption outweighs the higher As pressure. From this we can conclude that a shift from V/III ratio 20 to 120 roughly corresponds to the effect of a temperature change of roughly 50 °C at the nanowire growth front. The overall yield of nanowire growth drops with decreasing growth temperatures. This effect is more pronounced at a high V/III ratio, occurring at higher growth temperatures in Figure 6B. Yield for twin-free nanowires (Type III) is highest at a low growth temperature and low V/III ratio, where the (110) facet nanowires become the prevailing facet type with approx. 40% yield. However, we cannot deduce a simple trend of Type III formation with growth condition. In Figure 6C and D the corresponding growth rates for nanowire Types I+II and Type III are presented. The growth rate of nanowires with a {111} facet (Type I+II) increases with higher temperature, for nanowires with a single (110) facet (Type III) it decreases. This is similar at both high and low V/III ratio, however growth rates for Type I+II are slightly increased at low V/III. This effect is attributed to the increasing As-trimer formation on As-terminated (111)B facets at lower temperatures and higher V/III ratios, as described above. For {110} facets, both Ga- and As-terminated, the opposite effect occurs and growth rates are enhanced for a high As coverage. It should be noted that nanowire growth rates are significantly more inhomogeneous at low V/III ratio, resulting in larger error bars in Figure 6C. Overall, highest growth rates for nanowires with Type III facets are obtained at low growth temperatures. As such, it is favorable to grow Type III at a low growth temperature and a low V/III ratio.

4. DISCUSSION In early discussions on defect formation in planar epitaxial growth,17 and in more recent work18,19 it was shown that impurities located on the (hetero-) epitaxial interface can trigger bonding errors and SFs in {111} planes. The considered impurities can be extrinsic, e.g. carbon contamination, or intrinsic from a group III overdose, e.g. Ga cluster. Therefore, rigorous surface cleaning and adjusted growth conditions were found to be critical to achieve defect-free

ACS Paragon Plus Environment

11

Crystal Growth & Design

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

Page 12 of 23

epitaxy.18,19 In ELO the crystal grows laterally over a SiO2 stripe and thus follows a SiO2 - III-V interface, which could also trigger SFs. For InP ELO on InP no SFs were observed in the overgrown layers, while in the heteroepitaxial case on a Si(001) substrate, rare occurrence of SFs was noticed20 and suggested to stem from residual stress of the Si-InP heterojunction area. Similarly, for GaSb ELO on (001) substrates no SFs for homoepitaxy as well as for heteroepitaxy on GaAs substrates were observed.21 In TASE, SF-free growth of GaSb and InP was shown.8,13 These observations indicate that impurities located on the SiO2 surface are less critical as compared to impurities on semiconducting growth substrates. The absence of available chemical bonds on the oxide surface, as compared to the growth surface, might reduce the susceptibility for perturbing nucleation or distorted bond formation. In a mixed ELO/SAG approach of InGaAs on Si(111),22 a shift from highly-twinned to a twin-free InGaAs layer was observed by increasing the Ga flux during growth. The examples above have in common that the structure (growth plane) was ≥ 1 µm long and appears less affected by twin defects than smaller ones, likely because large and off-cut surfaces facilitate step-flow growth, which supresses planar defect formation. The demonstration of a twin-free InGaAs layer on oriented InGaAs was ascribed to the transition from a layer-by-layer to an island-like growth at high Ga flux.22 Nanowire structures were not reported using ELO, but for SAG typically employing oriented substrates. Under the assumption that the SiO2 interface is not dominating twin formation, results from SAG experiments can provide valuable information on the occurrence of twinning in nanostructures. The origin of twin formation in SAG GaAs nanowires was investigated and attributed to growth parameter dependent surface reconstructions on the (111)B surface23 and critical size of the nucleus24. While twin-free nanowires were not achieved, a transition to twin-free material for larger structures and for higher growth temperatures was predicted. A more general approach to supress twins is modifying the material composition, as was shown by adding Sb to InAs which suppressed twin-defect formation in InAsSb nanowires25. However, while effective, this approach is not always desirable.1 For our nanowire structures studied here, we observe a strong correlation of twin-defects with growth conditions that form (111)B growth facets. The twinning energy of the small GaAs 1

SAG on (111)A,26 resulted in defect-free (wurtzite) InP nanowires, also defect-free nanowires based on (self-) catalyzed vapor-liquid-solid growth are reported in literature, which is beyond the topic discussed here.

ACS Paragon Plus Environment

12

Page 13 of 23

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

Crystal Growth & Design

(111)B surface is apparently not high enough to lead to twin-free nanowires. We find that a (110) growth facet results in defect-free nanowires, since twins are not formed on this plane. The facet dependent material defectivity further indicates that formation of twins is unlikely to derive from strain effects due thermal expansion mismatch or SiO2 (template wall)-GaAs interactions or surface impurities. As the formation of nanowires with (111)B planes could not be completely suppressed under the conditions investigated in this work, further studies could explore the diameter dependence and/or surface preparation strategies for efficient formation of nuclei with a single (110) plane towards a high yield of twin-free nanowires.

5. CONCLUSION We conducted a comprehensive study on in-plane GaAs nanowire growth on Si(100) substrates along the [110] direction via TASE. Growth parameters (V/III ratio and temperature) were correlated with crystal growth facets and structural analysis. The resulting nanowires were classified into five groups based on the shape of the end facets. STEM analysis revealed that nanowires containing a (111)B facet are always highly twinned, while exclusively those with a Type III single (110) facet were found to be defect-free. Yield for Type III nanowires was highest (40 %) at low growth temperature and V/III ratio. However, a simple correlation of Type III facets with the growth parameters explored could not be established. Overall, these observations strongly indicate that twin formation does not derive from strain effects, SiO2-GaAs interactions or surface impurities, but are solely the result of the underlying growth mechanism, more specifically to the high susceptibility of the (111)B surface to twinning.

6. AUTHOR INFORMATION Corresponding Author Email: [email protected] Author Contributions

ACS Paragon Plus Environment

13

Crystal Growth & Design

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

Page 14 of 23

*These authors contributed equally to this work. 7. ACKNOWLEDGMENT The authors gratefully acknowledge A. Olziersky, Ute Drechsler, Davide Cutaia, Anna Fontcuberta I Morral, and W. Riess. The work presented here has received funding from the European Union H2020 program Nano-Tandem (Grant Agreement No. 641023), Marie Curie program MODES (4026) and by the Swiss National Science Foundation under project number 200021_156746.

8. REFERENCES (1)

Tomioka, K.; Ikejiri, K.; Tanaka, T.; Motohisa, J.; Hara, S.; Hiruma, K.; Fukui, T. J. Mater. Res. 2011, 26, 2127–2141.

(2)

Hiruma, K.; Yazawa, M.; Katsuyama, T.; Ogawa, K.; Haraguchi, K.; Koguchi, M.; Kakibayashi, H. J. Appl. Phys. 1995, 77, 447–462.

(3)

Naritsuka, S.; Nishinaga, T.; Tachikawa, M.; Mori, H. Japanese J. Appl. Phys. Part 2Letters 1995, 34, L1432–L1435.

(4)

Nishinaga, T. J. Cryst. Growth 2002, 237–239, 1410–1417.

(5)

Jastrzebski, L. J. Electrochem. Soc. 1983, 130, 1571.

(6)

Schmid, H.; Cutaia, D.; Gooth, J.; Wirths, S.; Bologna, N.; Moselund, K. E.; Riel, H. Tech. Dig. - Int. Electron Devices Meet. IEDM 2017, 3.6.1-3.6.4.

(7)

Schmid, H.; Borg, M.; Moselund, K.; Gignac, L.; Breslin, C. M.; Bruley, J.; Cutaia, D.; Riel, H. Appl. Phys. Lett. 2015, 106, 233101.

(8)

Borg, M.; Schmid, H.; Moselund, K. E.; Signorello, G.; Gignac, L.; Bruley, J.; Breslin, C.; Das Kanungo, P.; Werner, P.; Riel, H. Nano Lett. 2014, 4, 1914–1920.

(9)

Kanungo, P. D.; Schmid, H.; Bjork, M. T.; Gignac, L. M.; Breslin, C.; Bruley, J.; Bessire, C. D.; Riel, H. Nanotechnology 2013, 22, 225304.

(10)

Czornomaz, L.; Uccelli, E.; Sousa, M.; Deshpande, V.; Djara, V.; Caimi, D.; Rossell, M. D.; Erni, R.; Fompeyrine, J. Dig. Tech. Pap. - Symp. VLSI Technol. 2015, 2015–Aug, T172–T173.

(11)

Borg, M.; Schmid, H.; Moselund, K. E.; Cutaia, D.; Riel, H. J. Appl. Phys. 2015, 14, 144303.

(12)

Asai, H.; Seigo, A. J. Electrochem. Soc. 1985, 10, 2445–2453.

(13)

Asai, H. J. Cryst. Growth 1987, 2, 425–433.

(14)

Tomioka, K.; Mohan, P.; Noborisaka, J.; Hara, S.; Motohisa, J.; Fukui, T. J. Cryst.

ACS Paragon Plus Environment

14

Page 15 of 23

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

Crystal Growth & Design

Growth 2007, 298 (SPEC. ISS), 644–647. (15)

Borg, M.; Schmid, H.; Gooth, J.; Rossell, M. D.; Cutaia, D.; Knoedler, M.; Bologna, N.; Wirths, S.; Moselund, K. E.; Riel, H. ACS Nano 2017, 3, 2554–2560.

(16)

Caroff, P.; Dick, K. a; Johansson, J.; Messing, M. E.; Deppert, K.; Samuelson, L. Nat. Nanotechnol. 2009, 1, 50–55.

(17)

Ernst, F.; Pirouz, P. J. Appl. Phys. 1988, 9, 4526–4530.

(18)

Beyer, A.; Németh, I.; Liebich, S.; Ohlmann, J.; Stolz, W.; Volz, K. J. Appl. Phys. 2011, 109, 083529.

(19)

Ping Wang, Y.; Stodolna, J.; Bahri, M.; Kuyyalil, J.; Nguyen Thanh, T.; Almosni, S.; Bernard, R.; Tremblay, R.; Da Silva, M.; Letoublon, A.; Rohel, T.; Tavernier, K.; Largeau, L.; Patriarche, G.; Le Corre, A.; Ponchet, A.; Magen, C.; Cornet, C.; Durand, O. Appl. Phys. Lett. 2015, 107, 1–6.

(20)

Junesand, C.; Kataria, H.; Metaferia, W.; Julian, N.; Wang, Z.; Sun, Y.-T.; Bowers, J.; Pozina, G.; Hultman, L.; Lourdudoss, S. Opt. Mater. Express 2013, 3, 1960–1973.

(21)

Zaima, K.; Hashimoto, R.; Ezaki, M.; Nishioka, M.; Arakawa, Y. J. Cryst. Growth 2008, 310, 4843–4845.

(22)

Deura M, Kondo Y, Takenaka M, Takagi S, Nakano Y, S. M. J. Cryst. Growth 2010, 312, 1353–1358.

(23)

Yoshida, H.; Ikejiri, K.; Sato, T.; Hara, S.; Hiruma, K.; Motohisa, J.; Fukui, T. J. Cryst. Growth 2009, 312, 52–57.

(24)

Shapiro, J. N.; Lin, A.; Ratsch, C.; Huffaker, D. L. Nanotechnology 2013, 24, 475601.

(25)

Sourribes, M. J. L.; Isakov, I.; Pan, M.; Liu, H.; Warburton, P. A. Nano Lett. 2014, 14, 1643–1650.

(26)

Gao, Q.; Saxena, D.; Wang, F.; Fu, L.; Mokkapati, S.; Guo, Y.; Li, L.; Wong-Leung, J.; Caroff, P.; Tan, H. H.; Jagadish, C. Nano Lett. 2014, 14, 5206–5211.

ACS Paragon Plus Environment

15

Crystal Growth & Design

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

Page 16 of 23

“For Table of Contents Use Only, ” Observation of twin-free GaAs nanowire growth using template-assisted selective epitaxy, Moritz Knoedler, Nicolas Bologna, Heinz Schmid, Mattias Borg, Kirsten E. Moselund, Stephan Wirths, Marta D. Rossell, Heike Riel

ABSTRACT: We report on the structural characterization of GaAs nanowires integrated on Si (100) by template-assisted selective epitaxy (TASE). The nanowires were grown in lateral SiO2 templates along [110] with varying V/III ratios and temperatures using metal-organic chemical vapor deposition (MOCVD). The nanowires have been categorized depending on the growth facets which typically consisted of (110) and (111)B planes. Nanowires exhibiting a (111)B growth facet were found to have a high density planar defects for all growth conditions investigated. However, GaAs nanowires with a single (110) growth facet were grown without the formation of planar stacking faults, resulting in a pure zinc blende crystal.

ACS Paragon Plus Environment

16

Page 17 of 23

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42

Crystal Growth & Design

ACS Paragon Plus Environment

Crystal Growth & Design

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42

(A)

Si

GaAs

100 nm

(B)

(C)

(D)

[001] [110]

Si

GaAs

[-110]

35.3°

2 nm

10 nm

ACS Paragon Plus Environment

Page 18 of 23

Page 19 of 23

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42

Crystal Growth & Design

[001]

(A)

[-110]

[110]

(E)

GaAs

[001] [-1-10]

[-110]

GaAs

100 nm

(B)

(C)

(D) (F)

SiO2

[-110]

Si

SiO2

Si

GaAs

ACS Paragon Plus Environment

Crystal Growth & Design

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42

(A)

(B)

ACS Paragon Plus Environment

Page 20 of 23

Page 21 of 23

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42

Crystal Growth & Design

550°C 500nm

III II II II

625°C

600°C

II

III II II II

ΔT

650°C

I G

I

I

I

ACS Paragon Plus Environment

I

I

I I III

Crystal Growth & Design

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42

ACS Paragon Plus Environment

Page 22 of 23

Page 23 of 23

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

Crystal Growth & Design

I

Si

GaAs

I

I I

I

III

GaAs Si

I

I

II

(111)B

III (110) (111)B

ACS Paragon Plus Environment