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Optimizing nucleophilic depolymerization of proanthocyanidins in grape seeds to dimeric proanthocyanidin B1 or B2 kui-shan wen, xiao ruan, jing wang, li yang, Feng Wei, ying-xian zhao, and qiang wang J. Agric. Food Chem., Just Accepted Manuscript • DOI: 10.1021/acs.jafc.9b01188 • Publication Date (Web): 09 May 2019 Downloaded from http://pubs.acs.org on May 9, 2019
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Journal of Agricultural and Food Chemistry
Optimizing nucleophilic depolymerization of proanthocyanidins in grape seeds to dimeric proanthocyanidin B1 or B2
Kui-Shan WEN
a,b,
Xiao RUAN
a,b,
Jing WANG c, Li YANG
a,b,
Feng WEI
a,b,
Ying-Xian ZHAO
a,b,
and
Qiang WANG a,b *
a Ningbo
Institute of Technology, Zhejiang University, Ningbo 315100, China;
b Ningbo
Research Institute, Zhejiang University, Ningbo 315100, China;
c Ningbo
Osaki Biotech Co., Ltd, Ningbo 315800, China;
Corresponding author:
[email protected];
Tel.: +86-13777135491
1
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Abstract: Depolymerization of polymeric proanthocyanidins (PPC) in grape seeds into oligomeric
2
proanthocyanidins (OPC), especially the dimers, has important academic significance and practical
3
value. Reaction conditions including nucleophilicreagent/PPC mass ratio, HCl concentration,
4
reaction time and temperature were systematically optimized by central composite design to
5
maximize the yield of the dimeric product B2 or B1. The yield of B2 reached 3.35 mg mL-1 under
6
the conditions of (-)-epicatechin/PPC mass ratio = 2.8, HCl concentration= 0.06 mol, reaction time
7
= 16 min and temperature = 36 °C, and that of B1 reached 3.64 mg mL-1 under the conditions of
8
(+)-catechin /PPC mass ratio = 2.8, HCl concentration= 0.07 mol, reaction time = 17 min and
9
temperature = 34 °C. Overall, this study has provided a theoretical guidance and practical approach
10
to improve reaction process and economic value of proanthocyanidins in GSPE.
11
Keywords: grape seed proanthocyanidins extract (GSPE), polymeric proanthocyanidins (PPC),
12
depolymerization, mechanism, optimization
13 14 15 16 17 18 19 20 21 2
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Journal of Agricultural and Food Chemistry
Introduction
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As a group of very important polyphenolic compounds with vital functions to resist microbial
24
pathogens [1], insect pests[2] and larger herbivores[3], proanthocyanidins are widely present in natural
25
plants of grape, cranberry, cocoa, etc., particularly in skin and seed of these plants [4]. Up to now, a
26
great deal of research interests have been generated for proanthocyanidins due to their important
27
roles in stabilizing color and enhancing mouth-feel of red wines
28
sources of proanthocyanidins in nature, grape seed contains much richer polyphenolic compounds
29
than its skin and stem. In fact, most products of proanthocyanidin in market originally come from
30
grape seed
31
and polymers (PPC) with flavan-3-ol monomeric units[9], such as (+)-catechin, (−)-epicatechin and
32
(−)-epicatechin-3 -O-gallate (CATs), linked mainly through C4→C8 or C4→C6 (B-type)[10,11]. The
33
difference in constitutional units, bonding position and configuration gives structural diversity of
34
the polymerized proanthocyanidins, and the number of isomers increases markedly with increasing
35
the degree of polymerization (DP) [12].
[7,8].
[5, 6].
As one of the most abundant
Grape seed proanthocyanidins extracts (GSPE) are composed of oligomers (OPC)
36
Substantial investigations have demonstrated that proanthocyanidins could broadly provide
37
pharmacological and therapeutic functions against oxidative stress and degenerative diseases such
38
as acute and chronic stress, gastrointestinal distress, neurological disorders, pancreatitis,
39
cardiovascular dysfunctions, various stages of neoplastic processes and carcinogenesis including
40
detoxification of carcinogenic metabolites[13,14], and the curative efficacy. However, it would largely
41
depend on their structures and DPs contents. Jiang et al[15] evaluated the effect of GSPE fractions
42
with different DPs on blood glucose, lipids and hepatic oxidative stress in diabetic rats, and
43
confirmed that GSPE gave a positive effect on diabetes in rats, and its oligomeric form might be 3
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more effective than other forms. Moreover, GSPE exhibited potent abilities to scavenge free
45
radicals in both vitro and vivo models. It has been lately verified that PPCs possessed the highest
46
antioxidant activities followed by OPCs, whereas CATs gave a lower antioxidant activity,
47
indicating that the vitro antioxidant activities of proanthocyanidins were positively related to their
48
DP [16]. In fact, the dimers, trimers and tetramers of proanthocyanidin could be preferably absorbed
49
and presented in blood circulation, whereas its polymers with higher molecular weight could not [17].
50
Besides, Tomás-Barberan et al [18] proved that the increase of monomers in proanthocyanidins could
51
enhance the bio-availability. Among various proanthocyanidins, dimeric proanthocyanidins B1 and
52
B2 have attracted more research interests, their physiological mechanism has been generally
53
recognized and application value been highly affirmed so far [19-21].
54
Extraction and separation of proanthocyanidins from plants still raise a major challenge to
55
scientists due to the structural diversity and complexity. There have been a large number of studies
56
on the fractionation of proanthocyanidins during the last two decades. A variety of separation
57
methods such as size-exclusion chromatography
58
extraction
59
of proanthocyanidins corresponding to DP. Zhang et al
60
GSPEs by high-speed counter-current chromatography (HSCCC), and under the optimal conditions
61
of HSCCC, GSPEs could be separated into seven distinct fractions (F1-F7) with increasing the
62
mean degree of polymerization from 1.44 to 6.95.
63
[24]
and normal phase chromatography
[25]
[22],
solid-phase extraction
[23],
enzymatic
were tentatively adopted for the fractionation [26]
conducted the preparative separation of
Several methods of chemical reaction have been also developed to depolymerize [27-30].
64
proanthocyanidin polymers into oligomers for the enhancement of bio-availability
The
65
acid-catalyzed hydrolysis is to cleave the interflavanic C-C bonds in proanthocyanidin molecules 4
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into the terminal units (CATs) and the upper intermediate units or fragments as carbocations which
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react with nucleophiles to form stable conjugates. Foo and Porter [27] heated palm proanthocyanidin
68
polymers with epicatechin in ethanol-acetic acid at 95℃ for 22 h and then identified some dimers.
69
Moreover, polymeric proanthocyanidins from grape seeds or hazelnut skins were reacted with
70
flavan-3-ols under acidic conditions for the semi-synthesis of dimmers
71
experiments, the HCl-catalyzed depolymerization with catechin or epicatechin was convenient to
72
operate with simple apparatus and the yield of oligomers was relatively high
73
understanding of knowledge, however, the depolymerization process of PPC from GSPE will
74
generate a complex mixture of various intermediate products (see in Fig.1). With a proper design
75
based on the reaction mechanism and by optimizing reaction conditions, the use of HCl and the
76
addition of (+)-catechin and (-) –epicatechin as nucleophile agents, maybe be profitable to enhance
77
the proportion of dimers proanthocyanidins B1 or B2 in the final mixture of products.
[30].
Among these reaction
[28].
According to our
78
In this work, the nucleophilic catalytic depolymerization of polymeric proanthocyanidins was
79
conducted, the effects of various reaction variables on the yields of dimeric proanthocyanidins B1
80
or B2 were comprehensively investigated by using response surface methodology (RSM) to
81
experiments of a central composite design (CCD) with four factors (reaction time, temperature, pH,
82
and ratio of reactant PPC / nucleophile catechin or epicatechin) and five levels, and the maximum
83
yield of dimer B1 or B2 under optimal reaction conditions was evaluated.
84
Materials and Methods
85
Materials and reagents
86
The powder of freeze-dried grape seed proanthocyanidin extract (GSPE) was supplied by
87
Tianding, Inc. Ningbo, China. Standard samples of (+)-catechin (≥98%), (-)-epicatechin (≥98%), 5
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acid
(≥98%),
Epicatechin-3-O-gallate
(≥98%),
proanthocyanidin
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gallic
B1
(≥96%),
89
proanthocyanidin B2 (≥96%), proanthocyanidin B3 (≥96%) and proanthocyanidin B4 (≥96%) were
90
provided by the National Institute for the Control of Pharmaceutical and Biological Products,
91
Beijing, China. Vanillin, DPPH, acetonitrile and methanol in spectral grade were purchased from
92
Sigma Chemical, Louis, MO, USA, and all the other chemicals and reagents in analytical grade
93
purchased from commercial sources.
94
Isolation of polymeric proanthocyanidins
95
250 mL aqueous solution containing 2.5 g GSPE powder was mixed with 750 mL ethyl acetate,
96
and then the mixture refrigerated at 4 °C for 12 h. Next, ethyl acetate supernatants and aqueous
97
phase were separated, and the two fractions of three repeated operations were combined
98
respectively. Afterward, the solvents were removed from ethyl acetate fraction and water fraction
99
by using rotary evaporator to give the product of OPC and PPC respectively. Of which, the PPC
100
was used as a raw material for depolymerization reaction.
101
Depolymerization reaction
102
Depolymerization reaction was conducted according to the procedure adopted in previous [11,28]
103
study
with minor modification. In a typical run, 100 mg of (-)-epicatechin (or (+)-catechin)
104
and 100 mg of PPC were dissolved in 8.0 mL methanol, resulting in the 1:1 mass ratio of
105
epicatechin (or catechin) to PPC. Next, the solution was immediately mixed with 2.0 mL
106
methanolic HCl at 0.5 mol to give an H+ ion concentration of 0.1 mol, and then incubated in a water
107
bath at 40 °C for 40 min. The reaction was terminated by adding a certain amount of NaHCO3
108
solution to adjust pH of reaction mixture into 5-6. By the end of reaction, the products were filtered
109
through a 0.22 m nylon filter and sampled for UPLC analysis. 6
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UPLC analysis
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Chromatographic analyses of GSPE, extraction fractions, and deploymerization products were
112
performed on an Ultra High Performance Liquid chromatography (UPLC) system (Agilent 1290,
113
Santa Clara, CA, USA). This system contains a binary pump, an auto-sampler, a column thermostat
114
and DAD detector. Chromatographic conditions were set as follows: injection volume of 5 uL, flow
115
rate at 1 mL min-1, column temperature in 30 °C, detected wavelength at 280 nm; column with 1.8
116
m, 4.6 mm×100 mm i.d. (Agilent Technologies, Beijing, China); 0.2% aqueous formic acid (v/v,
117
solvent A) or acetonitrile (solvent B) as mobile phase. Gradient elution was performed linearly by
118
10 - 15% A at 0-2 min, 15 - 16% A at 2 - 5 min, 16 - 20% A at 5 - 8 min, 20 - 45% A at 8 - 9 min
119
and 45 - 10% A at 9 - 10 min, and followed by 5 min for column re-equilibration before the next
120
injection. Gallic acid, catechin and epicatechin, dimeric proanthocyanidins B1, B2, B3 and B4, and
121
epicatechin-3-O-gallate as reference materials were assayed by UPLC.
122
Based on the retention time eluted on the chromatogram, the contents of standard materials
123
were calculated by referring to the calibration curve plotted with six concentration points of each
124
material. Relative Standard Deviation (RSD) was calculated to evaluate the precision of the assay
125
by the standard solution with six replicates. For catechin as an example, the RSD was 0.71%, and
126
the accuracy was determined by recovery experiment in a half and double concentration levels of
127
the same solution, giving the determined recoveries to be 99.4 and 101.2%, respectively.
128
Determination of polymerization degree
129
The mass content of proanthocyanidin was determined by vanillin-methanol method and the [31]
130
previous procedure
with minor modification. In detail, 1.0 mL sample was mixed with 5.0 mL
131
methanolic vanillin reagent containing 0.75% (M/V) vanillin and 4% (V/V) HCl in dark water bath 7
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for 15 min at 25 °C, and then the absorbance was measured at 500 nm wavelength on a UV-Vis
133
microplate reader. Calibration curve was drawn using catechin as the standard material. Butler et al
134
[32]
135
flavan-3-ol unit could react with vanillin, and therefore the molar number of proanthocyanidin
136
would be determined. When the vanillin-acetic acid method was used, analogously, 1.0 mL sample
137
was mixed with 5.0 mL glacial acetic acid -vanillin solution containing vanillin 1.5% (M/V)
138
vanillin and 4% (V/V) HCl in dark water bath for 10 min at 20 °C, and then the absorbance was
139
measured at 500 nm wavelength on a UV-Vis microplate reader. Besides, the proanthocyanidin
140
sample should be dissolved in a minimum volume of methanol and diluted in glacial acetic acid.
141
Based on the mass weight and molecular weight of proanthocyanidin, the mean degree of
142
polymerization (mDP) could be calculated by the following equation:
143 144
revealed that when the reaction carried out in the solvent of glacial acetic acid, only the terminal
mDP
m Mr n
(1)
Where m is mass content (μg·mL-1), n was molecular content (μmol mL-1), Mr was relative
145
molecular mass of catechin with a value of 290.
146
Quantitative analysis of broad peak in chromatogram
147
Proanthocyanidins with DP over 3 would be eluted as a broad peak in the chromatogram[33]. In
148
order to measure the mass content of the substance in this broad peak, the product obtained from
149
water fraction (section 2.2) was taken as the reference to establish the calibration curve using UPLC.
150
The water fraction was dried out by rotary evaporator to get brownness solid product. Next, 10 mg
151
mL-1 of methanolic product solution was prepared and diluted into six sample solutions at
152
concentrations of 0.25, 0.5, 1.0, 2.5, 5 and 10 mg mL-1, respectively. Each of the sample solutions
153
would be measured using the UPLC method in section 2.4, and the calibration curve of peak area 8
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versus mass concentration could be drawn. The regression equation of calibration curve was given
155
as Y=2010.2X- 485.7 with linear range of 0.25-10.0 mg mL-1, where Y was peak area and X was
156
concentration (mg mL-1).
157
Assay of DPPH radical scavenging
158
The assay of DPPH radical scavenging activity was performed in a Biotek Synergy 2
159
Multi-Detection Microplate Reader (Biotek, Winooski, VT, USA) according to the procedure
160
described by Ruan et al.[34] with minor modification. A set of samples was prepared with various
161
concentrations in methanol. Fresh DPPH in methanol (3.9 mL) was added into 0.1 mL of each
162
sample solution. In all the experiments, methanol and l-ascorbic acid were selected as a negative or
163
positive control, respectively. The absorbance was measured at 516 nm wavelength after incubation
164
in dark for 30 min at room temperature. The radical scavenging activity of DPPH was calculated as
165
follows
166
167
A negative control A sample Radical scavenging(%) 100 A negative control
(2)
Experimental design and evaluation
168
A central composite design (CCD) with four variables at five levels, including epicatechin or
169
catechin to PPC mass ratio (X1= 1, 1.5, 2, 2.5, 3), HCl concentration (X2= 0.02, 0.04, 0.06, 0.08, 0.1
170
mol), reaction time (X3= 10, 15, 20, 25, 50 min) and temperature (X4=30, 35, 40, 45, 50 °C), was
171
applied to examine the impact of variables on the yield of proanthocyanidin B2 or B1 using
172
Design-Expert Software (Stat-Ease Inc., Minneapolis, MN, USA). To predict the targeted response,
173
total 30 experimental trials including 16 factorial, 8 axial and 6 central runs were conducted to
174
determine the parameters in a second-order polynomial regression equation as follows:
9
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Y b0 i 1 bi X i i 1 bii X i i 1 j i 1 bi j X i X j
176
Where Y is response, Xi and Xj are independent variables, b0, is the offset term, bi and bii are the
177
linear effect and the quadratic effect of Xi, and bij is the interaction effect between Xi and Xj. The
178
fitted polynomial equation was expressed in 3D response surface. Parameters R2, adjust-R2,
179
variance analysis, and residuals analysis were employed to evaluate the model. The software was
180
used to fit the response surface to optimize the reaction conditions. The predicted optimal yield of
181
dimeric proanthocyanidin was examined by experiments with the selective optimal values of
182
variables.
183
Statistical analysis
4
4
2
3
4
(3)
184
Data were expressed as mean ± standard deviation. The standard curves were plotted using
185
Origin Pro 8.1 (Origin Lab, Northampton, MA). The significant difference among parameters of the
186
reaction were first examined by ANOVA (p 0.999) in a wide
195
concentration range of 0.01-1.0 mg mL-1.
196
Chromatogram of GSPE was demonstrated in Fig.2B. All the references mentioned in above 10
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and some unidentified substances eluted in time range of 0-9 min gave insignificant contents less
198
than 50 mg g-1, as presented in Table 1. A notable single broad peak appeared at 9.63 min and
199
accounted for 881.0 mg g-1 of GSPE, attributed to the mixture of proanthocyanidins with mDP over
200
3[28]. After the GSPE was separated into two fractions by extraction of ethyl acetate/water at 3/1
201
volume ratio, the supernatant fraction of ethyl acetate predominantly contained oligomeric
202
proanthocyanidin (OPC) with the yield of 19% GSPE (g/g) gave the mDP of 2.21, and the
203
polymeric proanthocyanidins (PPC) with the yield of 81% GSPE (g/g) remained in water phase and
204
gave the mDP of 5.65. In the extracts of ethyl acetate, the contents of monomers and dimers were
205
remarkably enhanced, such that the contents of catechin and epicatechin significantly increased
206
from 35 and 25 mg g-1 to 178 and 143 mg g-1 respectively (Fig.2C and Table 1). On the other hands,
207
the residues in water phase only contained PPC at the estimated content of 991.0 mg g-1, and almost
208
no signals of monomers or hardly visible signals of dimers appeared in the chromatogram (Fig.2D).
209
Depolymerization of polymeric proanthocyanidins (PPC)
210
In the depolymerization of PPC catalyzed by an acidic catalyst such as HCl, positive hydrogen
211
ions H+ initiated the cleavage of interflavan bonds in polymeric proanthocyanidins, so that the
212
terminal unit was released as a catechin (or epicatechin) while the rest body successively turned into
213
several carbocations with positively charged on C4 (pathwayⅠin Fig.1)
214
additional nucleophilic agents, these liberated carbocations might react backwards with the released
215
catechin (or epicatechin) and eventually reach a dynamic equilibrium with the forward reaction,
216
thus giving a low apparent conversion of the original reactant (PPC) and a small reduction of mDP
217
as indicated by the data on the bottom line of Table 1 or by the chromatogram G in Fig. 2. Once
218
nucleophiles such as flavan-3-ol (epicatechin or catechin) were added into the reaction system,
[27].
In the absence of
11
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however, these carbocations would be immediately captured by the nucleophile as bottom units to
220
form dimeric proanthocyanidins (path Ⅱin Fig.1)
221
PPC material contained no monomers or dimers. After depolymerized with adding epicatechin or
222
catechin as nucleophilic promoter, however, the dimeric products increased from zero (mg/g) to a
223
visible level (Table 1, and Fig. 2). Moreover, in the case of epicatechin as reaction promoter, the
224
predominant dimeric product was B2 with the yield of 98.2 mg g-1 (Table 1), while the released
225
terminal unit of catechin and other dimeric products B4, B1, B3 and ECG as well as some
226
unidentified compounds were also detected (Fig.2E). Similarly, in the case of catechin as promoter,
227
the primary dimeric product was B1 with the yield of 109 mg g-1 (Table 1), and several other
228
products were simultaneously found in the chromatogram (Fig. 2F).
[35].
As seen in Fig.2D and Table 1, the original
229
As showed in Fig.1, those newly-formed dimers as nucleophiles would continuously interact
230
with carbocation of epicatechin or catechin to produce trimeric proanthocyanidin (path III), so that
231
the broad peak with elution time near to 10 min was still found in the chromatogram (Fig.2).
232
Theoretically, such similar reaction would continue to synthesize higher polymer of
233
proanthocyanidin (Path IV), and form a closed circle of reaction pathway in the end. Based on the
234
suggested reaction mechanism and pathways of PPC depolymerization, it can be concluded that
235
various variables such as flavan-3-ol to PPC ratio, HCl concentration, reaction temperature and time
236
would influence the formation yields of the intermediate products in different ways and degrees. On
237
the other side, the positive hydrogen ion H+ could also attack and protonate the oxygen on the ring
238
of flavan-3-ol, causing the ring to open and form the positively charged ion of chalcane during the
239
reaction process. These chalcane carbocations would compete nucleophiles with the flavan-3-ol
240
carbocation of the cleaved PPC to generate chalcan- falvan-3-ol derivatives, so called gambiriins [28]. 12
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Journal of Agricultural and Food Chemistry
The formation pathways of by-products were shown as V and VI in Fig.1.
242
The structures of B-type dimeric proanthocyanidins were shown in Fig.1, and their
243
conformations and yields from the PPC deploymerization in HCL/ nucleophile system depended on
244
the carbocation configuration, nucleophile type and interflavan bonding patterns
245
interflavan bonded through C4→C8, dimeric proanthocyanidins B1-B4 were formed, and if bonded
246
through C4→C6, the formed dimers were B5-B8. By comparison, the dimeric proanthocyanidins
247
B1-B4 occurred more widely in nature due to the preferable conformation of C4→C8 bonding. The
248
extensional units of grape seed proanthocyanidins were predominated epicatechin, and thus the
249
cleaved carbocations were epicatechin positively charged ions too [37]. When epicatechin added, the
250
yields of proanthocyanidin B2 and B4 were 98.2 mg g-1 and 11.5 mg g-1 respectively, giving the
251
ratio about 8.5:1. When catechin added, the yields of proanthocyanidin B1 and B3 were 109.0 mg
252
g-1 and 12.6 mg g-1 respectively, giving the ratio about 8.6:1. In other words, the dimeric products
253
were abundant in B2 (or B1) and proportionally accompanied with fewer B4 (or B3). Therefore, we
254
have further targeted the maximum yield of proanthocyanidin B2 or B1 as the objective to optimize
255
the reaction conditions of PCC depolymerization.
256
[36].
When the
The activity and effect of natural antioxidants in foods has been the subject of extensive [13,38].
257
studies for a long time
As a class of prominent compounds in foods, for example,
258
proanthocyanidins have been attracting more and more attentions due to their antioxidant activity.
259
The activity of antioxidants is usually measured by several techniques such as DPPH-RSA
260
ABTS-RSA, FRAP assay [40] and CUPRAC (cupric reducing antioxidant capacity) assay [41]. In this
261
study, the scavenging free radicals capacity of antioxidant was quantified by the index IC50 of
262
eliminating 50% DPPH. For a reference, the conventional antioxidant molecules ascorbic acid gave
[39],
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the IC50 value of 71.2 mg mL-1. The GSPE, proanthocyanidins monomer, oligomer OPC and
264
polymer PPC gave the IC50 values of 51.2, 54.3, 53.2 and 50.6 mg mL-1 respectively. It indicated
265
that the capacity of various proanthocyanidins to scavenge free radicals was stronger than ascorbic
266
acid. Also, the IC50 of these proanthocyanidins decreased with increasing polymerization degree
267
and varied in the range of 50.6-54.3 mg mL-1, suggesting that the capacity of a proanthocyanidin to
268
scavenge free radicals in vitro was related to its concentration, dosage, size or DP.
269
Modelling based on the trials with central composite design
270
Following a preliminary investigation on the effects of various conditions on the
271
depolymeization of PPC by single factor experiment with changing one variable at a time, the
272
response surface methodology of experiment with central composite design has been applied to
273
maximize the production of dimeric proanthocyanidin B2 or B1 by combinatorial optimization of
274
four variables including epicatechin or catechin / PPC mass ratio (X1), HCl concentration (X2),
275
reaction time (X3) and temperature (X4). As showed by Table 2 in detail, the yield of either B2 or
276
B1 was set as response, the value of each factor X1 or X2 or X3 or X4 varied with five levels,
277
respectively. A total of 30 trials with adding epicatechin as nucleophile generated 30 response data
278
of Y2 in the range of 2.16 to 3.26 mg mL-1, and a total of additional 30 trials with adding catechin
279
as nucleophile gave other 30 response data of Y1 in the range of 2.34 to 3.58 mg mL-1.
280
The second-order polynomial equations for the yield of dimeric proanthocyanidin B2 or B1 as
281
function of variables X1, X2, X3 and X4 were obtained by the multiple regression fitting of data in
282
Table 2, as follows
283 284
Y2 =-5.08+3.19 X1+17.73 X2+0.11 X3+0.15 X4+0.63 X1X2-0.03 X1X3-0.02 X1X4+ 0.05 X1X3+0.12 X2X4+0.0004 X3X4-0.38 X12-195.8 X22-0.0018 X32-0.0017 X42 14
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Y1 = - 5.1 + 3.59 X1 + 20.94 X2 + 0.09 X3 + 0.13 X4 + 0.07 X1X2 - 0.03 X1X3 - 0.02 X1X4-0.13 X1X3+0.19 X2X4+0.0007 X3X4-0.38 X12-205.3 X22-0.0014 X32-0.0015 X42
287
Analysis of variance (ANOVA) was performed to examine the reliability of the above
288
regression equations. The results of ANOVA in Table 2 confirmed that both models fitted the
289
experimental data adequately, as evidenced by the low P-value less than 0.001, higher R-square
290
values of 0.98 and 0.97, insignificant Lack of Fit 0.79 and 0.48, etc. Also, all the linear terms (X1,
291
X2, X3, X4), all the square items (X12 , X22 , X32 , X42) and two interaction items (X1X3, X1X4) had
292
p-value lower than 0.05, indicating they were significant factors with the confident level of more
293
than 95%. The other interaction terms (X1X2, X2X3, X2X4, X3X4) were not significant factors.
294
Overall, the models can be confidently applied for the correlation of real experimental data, and
295
thus the optimization of reaction conditions and the simulation of new experiments can be extended.
296
Optimization analysis of the response surface
297
The independent and interaction effects of four variables on the yields of dimeric
298
proanthocyanidin B2 and B1 in PPC depolymerization reaction were visually depicted by two set of
299
three-dimensional response curved surface graphs, as shown in Fig. 3 and Fig. 4 respectively.
300
Fig.3A or Fig.4A showed the effect of epicatechin or catechin to PPC mass ratio (X1) and HCl
301
concentration (X2) on the response values of proanthocyanidin B2 or B1 yield (Y2 or Y1), with
302
constant reaction time of 20 min (X3) and temperature of 40 °C (X4). One can see that higher yields
303
of B2 >3.11 mg mL-1 and B1 >3.25 mg mL-1 were obtained at HCl concentration between 0.04-0.07
304
mol and the material ratio over 2.5, respectively. In general, both reactant ratio and HCl
305
concentration gave significant effects on the yields. For dimeric proanthocyanidin B2, the yield
306
increased dramatically as the ratio increased from 1.0 to 2.5 at a certain HCl concentration and then 15
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307
this response curve surface became flatted at the ratio over 2.5. Such behavior phenomenon could
308
be interpreted by the mechanism and pathway of the depolymerization reaction. As previously
309
showed in Fig. 1, there were plenty of carbocations after the initial cracking of PPC catalyzied by
310
HCl (step I). At the lower ratio of nucleophilic additive to reactant, the addition of more
311
nucleophiles would promote their reaction with “free” carbocations to enhance the yield of dimeric
312
products (step II). When the addition of nucleophile approached a critical value corresponding to no
313
more carbocations to be available, adding more nucleophiles could hardly find free carbocation to
314
synthesize the dimers any more. On the other hand, the increase of dimers would potentially
315
compete with nucleophile for carbocation to form trimers (step 3), in turn, higher polymers (step
316
IV). So and so, a closed circle of reaction pathway was formed through step I to step IV, and each
317
step of reaction might take place reversibly in the presence of H+ ion. In terms of micro kinetic
318
mechanism, various parallel or reversible reactions would compete with each other to eventually
319
reach stable kinetic rates under certain conditions. From apparent thermodynamic behavior point of
320
view, the reaction system would gradually approach to a chemical equilibrium such as the yield of
321
dimers to stay on a steady level in the range of higher reactant ratio. Also as shown in Fig.3A or Fig.
322
4A, at a fixed ratio of reactants, the yield of dimeric product B2 or B1 increased as HCl
323
concentration increased from 0.02 to 0.06 mol, and then gradually decreased with the HCl
324
concentration over 0.06 mol. As seen from Fig.1, the increase of HCl concentration could generate
325
more flavan-3-ol carbocations (step I) to react with nucleophiles for synthesizing more dimmers
326
(step II). When extra H+ ions existed in system, however, the side reaction to produce a chalcane
327
positive ion by cleavage of the interflavan bond in a nucleophile (path V) could quickly increase,
328
and then these produced chalcane ions could subsequently react with nucleophiles to form 16
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329
gambiriins (path VI), resulting in the decrease of dimer yield. Besides, the interaction effect of the
330
material ratio and HCl concentration on the yield of diemric proanthocyanidin B2 and B1 seemed to
331
be insignificant, indicated by the p-value of X1X2 lager than 0.05 in Table 2 and also seen visually
332
from Fig. 3A and 4A. Overall, the optimal yield of B2 or B1 could be obtained at HCl concentration
333
of 0.04-0.07 mol and higher reactant ratio over 2.5.
334
Fig.3B and Fig.4B showed the change of Y1 and Y2 as a function of reactant ratio (X1) and
335
reaction time (X3) with the constant X2 of 0.06 mol and X4 of 40 °C. One can see that higher ratio
336
over 2.5 and shorter reaction time less than 20 min were favorable to the production of dimeric
337
proanthocyanidins. The yield of dimers decreased as reaction time prolonged over 20 min at a
338
higher reactant ratio, probably due to the competition of side reactions such as those by path Ⅲ and
339
pathⅤin Fig.1. Distinguished from the interaction effect of X1 and X2 in Fig.3A or Fig.4A, however,
340
the interaction between reactant ratio and reaction time (X1X3) gave very low p-values of 0.0002
341
and 0.0001 (Table 2), indicating a significant influence on the yields of B2 and B1. Overall, the
342
optimal yield of B2 or B1 could be obtained at a higher ratio and in a shorter time of reaction.
343
The response surface of B2 and B1 yield as a function of the reactant ratio (X1) and
344
temperature(X4) at constant X2 of 0.06 mol and X3 of 20 min were showed in Fig.3C and Fig.4C.
345
ANOVA in Table 2 showed that the change of temperature in the range of 30-50 °C gave no
346
significant effect on the yields of B2 and B1 respectively. In theory, an increase of temperature
347
could enhance the rates of various reactions, but high temperature could also cause breaking of
348
interfluves bonds and other covalent bonds such as those on C ring in the flavan-3-ol. As a result,
349
the yield of B1 or B2 slightly decreased at temperature over 45 °C due to the competitive increase
350
of byproducts from various side reactions. The individual effect of X1 on the yield of B1 or B2 was 17
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351
similar to those depicted in the above diagrams. Also approximatively to the interaction of X1X3,
352
the yields of B2 and B1 were significantly affected by the interaction of X1X4, with the p-values of
353
0.015 and 0.005, respectively. Overall, the optimal yield of B2 or B1 could be obtained in
354
temperature range of 30-40 °C at the ratio over 2.5.
355
Fig.3D and Fig.4D showed the response surface and the contour plot of B2 and B1 yield as
356
function of HCl concentration (X2) and reaction time (X3) with setting X1 and X4 to their central
357
values. High yield of B2 or B1 was obtained in the ranges of X2 between 0.04-0.08 mol and X3
358
between 14-22 min. Moreover, the interaction effect of HCl concentration and reaction time on the
359
yield was statistically insignificant with giving the p-values of 0.718 and 0.420, respectively.
360
The effects of HCl concentration (X2) and reaction temperature (X4) on the yields of B2 and
361
B1 were illustrated by the curved surfaces and the contour lines in Fig.3E and Fig.4E, while X1 and
362
X3 were set at constant central levels, respectively. The optimal yield of B2 or B1 was obtained in
363
temperature interval between 35 and 42C and HCl concentration range from 0.04 to 0.08 mol. It
364
should be noted that the lower yield was given in higher temperature and HCl concentration due to
365
the increased impact of competitive side reactions. The interaction effect by HCl concentration and
366
temperature was also insignificant for the yield of B2 or B1, evidenced by the p-values of 0.423 and
367
0.224 for X2X4 in Table 2.
368
Fig.3F and Fig.4F presented the profile of the yields of B2 and B1 as a function of reaction
369
time (X3) and temperature (X4), with fixing X1 and X2 to their respective central levels. The optimal
370
yield of B2 or B1 was gained in the temperature range of 35-40C and reaction period of 14-20 min.
371
The interaction effect of X3X4 gave the p-values of 0.490 and 0.273, ie p-value > 0.05, and thus was
372
not statistically significant to the yields. 18
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As a summary, the maximum yield of dimeric proanthocyanidin B1 or B2 from PPC
374
depolymerization in the system of HCl plus nucleophilic monomer could be reached under the
375
combinatorial conditions including reactant ratio of 2.8± 0.1, HCl concentration of 0.07± 0.01 mol
376
mL-1, reaction time of 17± 1 min, and reaction temperature of 35 ± 1C. Besides, it should be not
377
surprised that there may be slight difference between the optimal conditions to maximize B1 yield
378
and those to maximize B2 yield. From the stereochemistry point of view, catechin would present a
379
smaller steric hindrance than epicatechin when bonded to flavan-3-ol, so that the yield of B1 would
380
be slightly higher than B2 under the same reaction conditions.
381
Verification of optimal reaction conditions
382
More precise values of optimal conditions for maximization of B2 or B1 yield were
383
quantitatively determined by the simulation of the second-order polynomial equations. The ultimate
384
results revealed the maximum value of 3.35 mg mL-1 for B2 yield under the optimal conditions
385
including reactant ratio of 2.8, HCl concentration of 0.06 mol, reaction time of 16 min and
386
temperature of 36 °C, and also the maximum value of 3.64 mg mL-1 for B1 yield under the optimal
387
conditions including reactant ratio of 2.8, HCl concentration of 0.07 mol, reaction time of 17 min
388
and temperature of 34 °C, respectively. Under the same two groups of optimal conditions used in
389
the above model simulations, the supplementary experiments of PPC depolymerization verified the
390
maximum yield of 3.32 mg mL-1 for B2 and 3.75 mg mL-1 for B1, respectively. According to error
391
analysis, the relative errors between model simulation and experimental verification were 1.19%
392
and 3.2% respectively, indicating the model prediction matched with experiment investigation well.
393
Therefore, the established model was reliable, and the results were credible.
394
The proanthocyanidins in grape seed were extracted with ethyl acetate solution and separated 19
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395
into the supernatant phase of oligoproanthocyanidins (OPC) with 19% yield and 2.21 mDP, and the
396
residual phase of polyproanthocyanidins (PPC) with 81% yield and 5.65 mDP. In the presence of
397
HCL and (+)-catechin or (-)-epicatechin as nucleophile, the network of reaction pathways was
398
developed by analyzing the mechanism of various elementary reactions in PPC depolymerization.
399
Optimization of reaction conditions could promote the main reactions and inhibit the side reactions.
400
To maximize the yield of key dimeric procyanidine B2 or B1, the optimization of PPC
401
depolymerization process was carried out by the experiments of central composite design with the
402
four conditional variables at five levels, resulting in two second-order polynomial equation models
403
and two set of three-dimensional response surface diagrams. The response surface analyses, model
404
equation evaluations and additional experiment verifications unanimously confirmed that the
405
maximum yield of 3.35 mg mL-1 for B2 could be obtained under optimal conditions of
406
(-)-epicatechin/PPC mass ratio = 2.8, HCl concentration= 0.06 mol, reaction time = 16 min and
407
temperature = 36 °C, and the maximum yield of 3.64 mg mL-1 for B1 obtained under optimal
408
conditions of (+)-catechin /PPC mass ratio = 2.8, HCl concentration= 0.07 mol, reaction time = 17
409
min and temperature = 34 °C. Overall, this study has provided the theoretical guidance for
410
developing a new technology to improve the reaction process and practical value of
411
proanthocyanidins in grape seeds.
412
Abbreviations Used
413
PPC: polymeric proanthocyanidins, OPC: oligomeric proanthocyanidins, GSPE: grape seed
414
proanthocyanidins extract, DP: degree of polymerization, TNFα: tumor necrosis factor α, PMA:
415
phorbol 12-myristate 13-acetate, LPS: lipopolysaccharide, ROS: reactive oxygen species, ERK1/2:
416
extracellular signal-regulated kinase, IKKb: IkB kinase beta, HSCCC: high-speed counter-current 20
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417
chromatography, RSM: response surface methodology, CCD: central composite design, UPLC:
418
ultra high performance liquid chromatography system, RSD: relative standard deviation, ANOVA:
419
analysis of variance.
420
Reference
421 422 423 424 425 426 427 428 429 430 431 432 433 434 435 436 437 438 439 440 441 442 443 444 445 446 447 448 449 450 451 452 453 454 455 456 457
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(6), 1087-1089. [33] Gu, L.; Kelm, M.; Hammerstone, J.F.; Beecher, G.; Cunningham, D.; Vannozzi, S.; Prior, R.L. Fractionation of polymeric procyanidins from lowbush blueberry and quantification of procyanidins in selected foods with an optimized normalphase HPLC–MS fluorescent detection method. J. Agr. Food Chem. 2002, 50(17), 4852–4860. [34] Ruan, X.; Yang, L.; Cui, W.X.; Zhang, M.X.; Li, Z.H.; Liu, B.; Wang, Q. Optimization of supercritical fluid extraction of total alkaloids, peimisine, peimine and peiminine from the bulb of fritillaria thunbergii miq, and evaluation of antioxidant activities of the extracts. Materials 2016, 9(7), 524. [35] Liu, H.; Zou, T.; Gao, J.; Gu, L. Depolymerization of cranberry procyanidins using (+)-catechin, (-)-epicatechin, and (-)-epigallocatechingallate as chain breakers. Food Chem. 2010, 141 (1), 488-494. [36] Karonen, M.; Leikas, A.; Loponen, J.; Sinkkonen, J.; Ossipov, V.; Pihlaja, K. Reversed-phase HPLC-ESI/MS analysis of birch leaf proanthocyanidins after their acidic degradation in the presence of nucleophiles. Phytochem. Analysis 2007, 18, 378-386 [37] Bosso, A.; Guaita, M.; Petrozziello, M. Influence of solvents on the composition of condensed tannins in grape pomace seed extracts. Food Chem. 2016, 207, 162-169. [38] Chen, M.; Yu, S. Characterization of lipophilized monomeric and oligomeric grape seed flavan-3-ol derivatives. J. Agr. Food Chem. 2017, 65 (40), 8875-8883. [39] Fan, J.; Ding, X.; Gu, W. Radical-scavenging proanthocyanidins from sea buckthorn seed. Food Chem. 2007, 102 (1), 168-177. [40] Zhou, H.; Lin, Y.; Li, Y.; Li, M.; Wei, S.; Chai, W.; Tam, N. Antioxidant properties of polymeric proanthocyanidins from fruit stones and pericarps of Litchi chinensis Sonn. Food Res. Int. 2011, 44 (2), 613-620. [41] González-Centeno, M.R.; Jourdes, M.; Femenia, A.; Simal, S.; Rosselló, C.; Teissedre, P.L. Proanthocyanidin Composition and Antioxidant Potential of the Stem Winemaking Byproducts from 10 Different Grape Varieties (Vitisvinifera L.). J. Agr. Food Chem. 2012, 60 (48), 11850-11858.
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Funding sources
529
The authors are grateful to the Natural Science Foundation of China (NSFC, Project No.
530
31670631), and Department of Science and Technology of Ningbo (DSTNB, Project No.
531
2017C110004, 2017C10017, 2017C10070) for the financial support of the work.
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FIGURE CAPTIONS Fig.1 Reaction mechanism and pathways in PPC depolymerization Ⅰ: the acid-catalyzed cleavage of interflavan bonds; Ⅱ: formation of dimeric proanthocyanidin by bonding C4-C8 or C4-C6; Ⅲ: formation of trimeric proanthocyanidin; Ⅳ: formation of polymeric proanthocyanidin; Ⅴ: formation of the positive charged chalcane ion; Ⅵ: formation of gambiriins. Fig.2 UPLC (280 nm) chromatograms of various samples (A, B, C, D, E, F and G) A: standard materials with peak identification of 1: gallic acid (1.52 min), 2: proanthocyanidin B1 (2.46 min), 3: proanthocyanidin B3 (2.93 min), 4: catechin (3.11 min), 5: proanthocyanidin B4 (3.32 min), 6: proanthocyanidin B2 (3.49 min), 7: epicatechin (4.02 min), 8: epicatechin-3-O-gallate (ECG, 7.74 min); B: GSPE; C: ethyl acetate extract of GSPE; D: water raffinate (PPC) of GSPE; E: the product from PPC depolymerization in epicatechin/HCl system under conditions : PPC/epicatechin ratio of 1:1, HCl concentration of 0.1 mol/L, 40°C and 20 min; F: the product from PPC depolymerization in catechin/HCl system under conditions:PPC/epicatechin ratio of 1:1, HCl concentration of 0.1 mol/L, 40°C and 20 min; G: the product from PPC depolymerization catalyzed by 0.1 mol/L HCl at 40°C for 20min. Fig.3. Response surface plots of B2 yield as a fuction of conditional variables . A: epicatechin/PPC ratio and HCl concentration at constant time and temperature; B: epicatechin/PPC ratio and time at constant HCl concentration and temperature; C: epicatechin/PPC ratio and temperature at constant HCl concentration and time; D: HCl concentration and time at constant epicatechin/PPC ratio and temperature; E: HCl concentration and temperature at constant epicatechin/PPC ratio and time; F: time and temperature at constant epicatechin/PPC ratio and HCl concentration. Constant values of parameters as follow: epicatechin/PPC ratio=2, HCl concentration= 0.06 mol, time= 20 min, temperature=40°C. Fig.4. Response surface plots of B1 yield as a function of conditional variables A: catechin/PPC ratio and HCl concentration at constant time and temperature; B: catechin/PPC ratio and time at constant HCl concentration and temperature; C: catechin/PPC ratio and temperature at constant HCl concentration and time; D: HCl concentration and time at constant catechin/PPC ratio and temperature; E: HCl concentration and temperature at constant catechin/PPC ratio and time; F: time and temperature at constant catechin/PPC ratio and HCl concentration. Constant values of parameters same as those in Fig.3.
567 568
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Table 1 Basic data of GSPE, extract and raffinate from ethyl acetate extraction of GSPE, and products of PPC depolymerization X/GS
Gallic 1mDP
PE
(mg/g)
2C
EC
B1
B2
B3
B4
ECG
(mg/g)
(mg/g)
(mg/g)
(mg/g)
(mg/g)
(mg/g)
(mg/g)
Broad
DPPH
Peak
IC50
(mg/g)
mg/mL
GSPE
1
3.56
2.0
35.0
25.0
4.8
10.0
1.8
2.3
1.4
881.0
51.2
extract of GSPE
0.19
2.21
9.0
178.1
143.0
25.4
45.3
11.0
13.4
6.7
330.0
53.3
0.81
5.65
0
0
0
0
0
0
0
0
991.0
50.6
—
1.74
0.5
9.0
351.5
0.9
98.2
1.9
11.5
18
251.5
53.6
—
1.68
0.6
341.5
11.5
109.0
3.5
12.6
0.8
3.5
254
51.7
—
4.46
0.8
24.2
10.5
4.1
10.1
1.3
1.5
1.07
878.4
52.3
raffinate of GSPE (PPC) 3PPC
depolymerization
with epicatechin and HCl 4PPC
depolymerization
with catechin and HCl 5PPCdepolymerization
with HCl only
573 574 575 576
acid
1
Mean degree of polymerization; 2 Standard material same as those in Fig.2; 3 10 mg mL-1 epicatechin reacted with 10 mg mL-1 PPC
in 0.1 mol HCl methanolic solution; 4 10 mg mL-1 catechin reacted with 10 mg mL-1 PPC in 0.1 mol HCl methanolic solution; 5 10 mg mL-1 PPC reacted with 0.1 mol HCl methanol solution.
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Page 26 of 32
Tab.2 Central Composited Design (CCD) of Experiment and Analyses of Variance (ANOVA) for the Yield of Dimeric Proanthocyanidin B2 or B1 Variable Trial No.
X1
X2 mol/mL
Yield
X3
X4
min
。C
B2 mg/mL
ANOVA B1 mg/mL
B2 Sum of Squares
Source
Meam Square
F-value
P-value
B1 Sum of Squares
Meam Square
F-value
P-value
1
1.5
0.08
15
35
2.46
2.72
Model
2.365
0.169
53.36
< 0.001
2.443
0.175
41.50
< 0.001
2
2.0
0.06
20
40
3.03
3.32
X1
1.803
1.803
569.5
< 0.001
1.820
1.820
432.8
< 0.001
3
1.5
0.08
25
45
2.56
2.83
X2
0.013
0.013
4.03
0.043
0.025
0.025
6.01
0.027
4
2.5
0.08
25
35
3.00
3.19
X3
0.052
0.052
16.38
0.001
0.026
0.026
6.14
0.026
5
2.0
0.06
20
40
3.12
3.35
X4
0.003
0.003
0.89
0.360
0.006
0.006
1.51
0.238
6
2.0
0.06
20
40
2.94
3.19
X1 X2
0.001
6×10-4
0.20
0.660
9×10-6
9×10-6
0.001
0.964
7
2.5
0.04
15
35
3.22
3.54
X1 X3
0.077
0.077
24.26
< 0.001
0.114
0.114
27.14
< 0.001
8
1.0
0.06
20
40
2.16
2.34
X1 X4
0.024
0.024
7.49
0.015
0.045
0.045
10.58
0.005
9
1.5
0.04
25
45
2.51
2.77
X2 X3
0.000
4×10-4
0.13
0.718
0.003
0.003
0.69
0.420
10
1.5
0.08
25
35
2.51
2.79
X2 X4
0.002
0.002
0.68
0.423
0.006
0.006
1.47
0.244
11
2.5
0.08
15
35
3.26
3.58
X3 X4
0.002
0.002
0.50
0.490
0.005
0.005
1.29
0.273
12
2.5
0.08
15
45
3.15
3.42
X12
0.245
0.245
77.27
< 0.001
0.249
0.249
59.17
< 0.001
13
2.0
0.06
20
40
3.09
3.22
X22
0.168
0.168
53.15
< 0.001
0.185
0.185
44.02
< 0.001
14
2.5
0.08
25
45
2.90
3.15
X32
0.062
0.062
19.50
< 0.001
0.037
0.037
8.82
< 0.001
15
2.5
0.04
15
45
3.09
3.22
X42
0.047
0.047
14.71
0.002
0.040
0.040
9.55
0.007
16
1.5
0.04
15
35
2.51
2.67
Residual
0.048
0.003
0.063
0.004
17
2.0
0.06
20
30
2.85
3.07
18
1.5
0.08
15
45
2.51
2.77
Lack of Fit
0.025
0.003
0.044
0.004
1.12
0.48
19
2.0
0.02
20
40
2.65
2.86
20
2.5
0.04
25
45
2.84
3.09
Pure Error
0.022
0.005
0.019
0.004
21
1.5
0.04
15
45
2.46
2.70
22
3.0
0.06
20
40
3.16
3.41
Cor-Total
2.413
2.510
23
2.0
0.06
10
40
2.91
3.11
24
2.0
0.06
20
50
2.90
3.14
R2
0.981
0.974
25
2.0
0.10
20
40
2.80
3.00
26
2.0
0.06
20
40
2.98
3.31
Adj-R2
0.962
0.951
27
2.0
0.06
20
40
3.04
3.25
28
2.5
0.04
25
35
2.99
3.24
cPred-R2
0.927
0.889
29
1.5
0.04
25
35
2.44
2.73
30
2.0
0.06
30
40
2.78
3.12
Adeq Precision
28.31
25.87
0.56
0.79
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Journal of Agricultural and Food Chemistry
X1 EC (or C) to PCC mass ratio; X2 HCl concentration; X3 reaction time;
X4 reaction temperature
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Fig.1 OH OH
HO
OH
OH
OH
OH HO
HO OH
O
8 6
OH
OH
4
O
HO
OH OHHO
O
OH
OH
OH
8
OH
OH
HO
+
O
6
OH
OH
OH
OH
OH
4
OH HO
O
8
OH
6
+
[H] OH
OH
OH
OH
4
carbocation
OH
OH
OH
OH
OH
OH
HO
O
HO
OH
OH HO
O
HO
OH
+
OH
O
HO
4 HO
OH OH
OH
O
8
4
OH HO
8 6
OH
OH
O
HO
6
O
HO OH
OH
OH
O 4
OH HO
OH HO
HO
OH
OH
nucleophile(EC/C)
4
OH
4
HO OH
O
8
O 4
OH HO
8
R1
4 OH
OH
R2 O
OH HO
+
OH
OH
R3
6
OH R1 R2 OH
O
R4
R4 R3
HO OH
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OH
O
OH
OH
carbocation
OH
[H]+
OH
+
OH HO
OH
carbocation OH
OH
OH OH
OH
OH
6
OH
O
HO
OH
4 OH HO
flavonoid-3-ol OH
8 6
OH
HO
O
OH OH OH
Page 29 of 32
Journal of Agricultural and Food Chemistry
Fig.2
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Fig.3
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Journal of Agricultural and Food Chemistry
Fig.4
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Graphic for table of contents
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