Physical and Antioxidant Properties of Edible Chitosan Ascorbate Films

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Physical and Antioxidant Properties of Edible Chitosan Ascorbate Films Wenqiang Tan, Fang Dong, Jingjing Zhang, Xiang Zhao, Qing Li, and Zhanyong Guo J. Agric. Food Chem., Just Accepted Manuscript • DOI: 10.1021/acs.jafc.8b04567 • Publication Date (Web): 15 Feb 2019 Downloaded from http://pubs.acs.org on February 16, 2019

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Chitosan ascorbate films with many interesting physicochemical properties and excellent antioxidant activity can be applied as novel green food packaging material. 187x166mm (300 x 300 DPI)

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Physical and Antioxidant Properties of Edible Chitosan Ascorbate

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Films

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Wenqiang Tan †, Fang Dong †, Jingjing Zhang †, ‡, Xiang Zhao §, Qing Li †, Zhanyong

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Guo †, ‡, *

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Coastal Zone Research, Chinese Academy of Sciences, Yantai 264003, People’s

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Republic of China

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9

China

Key Laboratory of Coastal Biology and Bioresource Utilization, Yantai Institute of

University of Chinese Academy of Sciences, Beijing 100049, People’s Republic of

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§

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People’s Republic of China

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Correspondence to: Prof. Zhanyong Guo, E-mail: [email protected]

College of Chemistry and Chemical Engineering, Yantai University, Yantai 264005,

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ABSTRACT

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Chitosan ascorbates with different substitution degrees were synthesized based on

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salification of chitosan and ascorbic acid at various molar ratios in water and were

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successfully used to prepare antioxidative films by casting for the first time. FTIR and

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1

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meanwhile physicochemical property and antioxidant activity of the produced chitosan

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ascorbate films were characterized and chitosan acetate film served as control were also

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measured these properties for comparison. The results revealed that salification of

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chitosan with ascorbic acid not only improved total color difference, chroma, opacity,

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the capacity for blocking UV-vis light, and water solubility of chitosan based films, but

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also decreased water content, swelling degree, and water vapor permeability compared

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with chitosan acetate film. Also, as was expected, the antioxidant activity assays

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showed that incorporation of ascorbate into chitosan matrix enhanced effectively

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scavenging activity against DPPH-radical and reducing power. Especially, Cs2Vc8 and

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Cs2Vc6 exhibited the strongest scavenging capacities against DPPH radical (EC50 0)

h* = tan-1(b/a) + 180

(2)

(if a < 0)

(3)

△E = ((L* - L)2 + (a* - a)2 + (b* - b)2)1/2

(4)

WI = 100 - ((100 - L)2 + a2 + b2)1/2

(5)

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where L, a, and b are the color parameters of chitosan films, and L*, a*, and b* are the

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color parameters of the standard white plate (L* = 93.49, a* = -0.25, and b* = -0.09).

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2.5.4 Light Transmittance and Opacity

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Optical transmittance of the produced films was measured using a TU-1810 UV –

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vis spectrometer (General Instrument Co., Ltd. Beijing, People’s Republic of China) in

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the scanning wavelength range of 200 - 800 nm. An empty test cuvette was used as the

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blank. The opacity of the chitosan films was determined at 600 nm and calculated by

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the following equation: 4 8

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Opacity = A600 ⁄ d

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(6)

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where A600 is the absorbance at 600 nm and d (mm) is the average thickness of film.

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2.5.5 X-Ray Diffraction (XRD)

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XRD patterns were obtained on Bruker D8 Advance X-ray diffractometer (Bruker

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AXS GmbH, Germany) with Cu kα radiation (λ=1.541874 Å) at a scanning rate of

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6°/min in the diffraction angle (2θ) range of 5 - 50°.

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2.5.6 Thermal Analysis

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Thermogravimetric analysis (TGA) and derivative thermogravimetric (DTG) were

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measured by means of a STA 449F3 (ETZSCH-Gerätebau GmbH, Germany) system at

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a heating rate of 10ºC/min from 25ºC to 600ºC under nitrogen atmosphere.

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2.5.7 Water Content, Swelling Degree, and Water Solubility

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Each film specimen was uniformly trimmed to a rectangle (2 cm × 2 cm) and

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weighted (W0). Afterward, the square film was dried in a hot oven at 75ºC for 24 h to

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obtain the initial dry weight (W1). Next, the dried sample was spread on a Petri dish

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with 30 mL of deionized water covered with cling film, followed by storage at room

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environment for 24 h. Filter paper was then used to remove carefully the surface water

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and sample was weighed (W2). The residual film was desiccated at 75ºC for 24 h to

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record the final dry mass (W3). Data were collected with three replications to calculate

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water content, swelling degree, and water solubility according to Eqs (7) – (9): 15

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Water content (%) = (W0 - W1) ⁄ W0 × 100

(7)

Swelling degree (%) = (W2 - W1) ⁄ W1 × 100

(8)

Water solubility (%) = (W1 – W3) ⁄ W1 × 100

(9)

2.5.8 Water Vapor Permeability (WVP)

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Water vapor transmission rate (WVTR) and WVP of chitosan based films were

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gravimetrically determined by a modified method of ASTM E96-95. 32 The circular test

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cups containing 18 mL of deionized water were sealed by test films, which were cut

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into pieces (4 cm diameter). The cups were then placed in an airtight desiccator

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containing dry silica gel and maintained at 25ºC. The changes in total weight of the test

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cups were measured every 2 h in triplicate. The slopes of the linear portion in the curves

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of weight loss as a function of time were used to calculate the WVTR (g/m2·s).

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Equation (10) was used to calculate the WVP in g/m·Pa·s: 33 WVP = (WVTR × L) ⁄ △P

(10)

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where L (m) is the average thickness of film and ΔP (Pa) is the difference in partial

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water vapor pressure across the film.

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2.6 Antioxidant Assay

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The antioxidant activities of chitosan based films were measured by scavenging

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assay against DPPH radical and reducing power assay. Firstly, the film sample (1% w/v)

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was cut into smallest possible pieces and then immersed into deionized water. After

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placed at the room environment for 24 h, insoluble residual film was removed from

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each mixture by the centrifugation at 3000 rpm for 20 min. The supernatant were used

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as stock solutions to evaluate the antioxidant activity and their concentrations were

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regarded as 10 mg/mL.

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2.6.1 DPPH Radical Scavenging Activity Assay

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The DPPH radical scavenging activities of chitosan based films were evaluated

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using earlier reported method with some modifications. 34 Briefly, the extract solutions

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of film samples were diluted with deionized water at 0.075, 0.15, 0.30, 0.60, 1.20, 2.40,

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and 4.80 mg/mL. Afterwards, 1.0 mL of diluted solution was thoroughly mixed with 2.0

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mL of DPPH solution (180 μM, dissolved in absolute ethanol) followed by shaking for

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10 s. The reaction mixture was then incubated in dark condition for 20 min before

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triple-measuring the absorbance of each solution using UV–vis spectrophotometer at

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517 nm. And deionized water displaced sample was used as blank. The scavenging

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effect against DPPH radical was assessed using equation (11): Scavenging effect (%) = [1-(A1-A2)⁄A0] × 100

(11)

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where A0, A1, and A2 are the absorbances of the blank group, the sample group, and

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sample’s background (absolute ethanol instead of DPPH), respectively.

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2.6.2 Reducing Power Assay

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The reducing power of chitosan based films was estimated using a modified

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version of a previously reported method. 35 The extract stock solutions were diluted with

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deionized water at 0.60, 1.20, 2.40, 4.80, and 9.60 mg/mL. 1.0 mL of diluted solution

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with various concentrations was added into 1.0 mL of potassium ferricyanide solution

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(1%, w/v) and the mixture was reacted at 50°C for 20 min followed by the addition of

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1.0 mL of trichloroacetic acid solution (10%, w/v). After centrifugation, a 1.5 mL

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aliquot of the supernatant was mixed with 1.5 mL of ferric chloride solution (0.2‰, w/v)

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and then incubated away from light for 10 min. The absorbance was recorded at 700 nm

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and the reducing power of chitosan based films was calculated using the following

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formula: Reducing power = A1 - A0

(12)

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where A0 and A1 are the absorbances of the blank group and the sample group,

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respectively.

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2.7 Statistical Analysis

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Data were expressed as mean ± the standard deviation (SD, n ≥ 3). The significant

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differences between sample means were determined using one-way analysis of variance,

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where the level of significance was set at p < 0.05. Meanwhile multiple comparisons of

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means were carried out by Duncan's test.

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3. RESULTS AND DISCUSSION

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3.1 Synthesis of Chitosan Ascorbates

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As shown in Fig. 1, chitosan ascorbates were prepared in water based on the

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electrostatic interaction between the reactive amino group in chitosan backbone and the

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acidic hydroxyl group at C-3 (pKa 4.17) of ascorbic acid at different reaction molar

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ratios (Cs2Vc1, Cs2Vc2, Cs2Vc3, Cs2Vc4, Cs2Vc6, and Cs2Vc8). Besides, chitosan acetate

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(Cs2Ac4) was also obtained as control group in physical chemistry experiments and

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antioxidant tests.

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Fig. 1. Synthetic route for chitosan ascorbates.

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3.1.1 FTIR Analysis

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As shown in Fig. 2, the pristine chitosan (Cs) displays primary spectral peaks at

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3428, 2877, 1646, 1600, 1380, and 1083 cm-1, which are assigned to N-H and O-H

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stretching vibrations, C-H stretching vibration, C=O stretching vibration of residual

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amide bond, N-H bending vibration, C-H bending vibration, and C-O stretching

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vibration, respectively. 35 After salt-forming reaction, the major changes in the FTIR

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spectra between chitosan and chitosan acetate show that the characteristic band at 1600

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cm-1 disappears but new peaks at 1558 cm-1 and 1407 cm-1 are detected, which can be

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attributed to –NH3+ bending vibration and –COO- symmetrical stretching vibration

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resulted from the electrostatic interaction. 8 In the spectra of chitosan ascorbates, the

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difference in reaction molar ratios of chitosan to ascorbic acid shows less of an effect on

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their FTIR spectra but the new characteristic peak is observed at 1716 cm-1, assigned to

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the stretching vibration of carbonyl group of lactone in ascorbate molecule.

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Additionally, the overlapping peak of C=C stretching vibration of ascorbate with –NH3+

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bending vibration of chitosan is detected at about 1589 cm-1 and the weak peaks

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appeared at 755 cm-1 and 713 cm-1 are assigned to C=C bending vibration of ascorbate.

30

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Fig. 2. FTIR spectra of chitosan, chitosan acetate (Cs2Ac4), and chitosan ascorbates (CsxVcy).

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3.1.2 1H NMR Analysis

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1

H NMR spectra were further verified the successful preparation of chitosan

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acetate and chitosan ascorbates. As shown in Fig. 3, the chemical shifts at δ = 3.10 ppm

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and 3.50-4.00 ppm are assigned to H2 and H3-H6 of glucosamine monomer in chitosan.

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36, 37

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observed at δ = 1.78 ppm, which is attributed to methyl protons of acetate moiety.

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Meanwhile, 1H NMR spectra of chitosan ascorbates apparently display new signals at δ

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= 4.51 (a in the spectrum), 3.99 (b in the spectrum), and 3.71 ppm (c in the spectrum)

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that can be assigned to the lactone CH proton next to glycol, the CH and CH2 protons of

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glycol groups, respectively. 38 One notable thing is that all the chemical shifts of protons

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in ascorbic acid are shifted towards high field after the salt-forming reaction with

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chitosan in water. Additionally, the DS values of chitosan acetate and chitosan

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ascorbates were evaluated based on the integral areas in the 1H NMR spectral analysis

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and were calculated using the following formulas:

Compared with chitosan, a sharp peak (a in the spectrum) for chitosan acetate is

DS1 = I CH3 ⁄ (3 × I H2)

(13) 13

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DS2 = I Ha ⁄ I H2

(14)

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where DS1 is the DS of chitosan acetate, DS2 is the DS of chitosan ascorbates, I CH3 is

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the integral of the peak of methyl protons of acetate moiety, I H2 is the integral of the

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peak of H2 proton in glucosamine rings, I Ha is the integral of the peak of lactone CH

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proton next to glycol of ascorbate moiety.

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Fig. 3. 1H NMR spectra of chitosan, chitosan acetate (Cs2Ac4), and chitosan ascorbates (CsxVcy).

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The DS values of chitosan acetate and chitosan ascorbates are shown in Table 1. It

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is very clear that with the increase of the reaction molar ratios of ascorbic acid to

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chitosan, the DS values of chitosan ascorbates increase and can be reached a maximum

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of about 0.95 at a molar ratio of 4:1. In consideration of 95% of the deacetylation degree

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of pristine chitosan, it is reasonable to deduce that all of amino groups of pristine

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chitosan have been involved in the salt-forming reaction with ascorbic acid.

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Table 1. Reaction molar ratio and degree of substitution of chitosan acetate and chitosan ascorbates.*

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3.2 Characterization of Chitosan Ascorbate Films

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3.2.1 Thickness, Density, and Mechanical Properties

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The chitosan films were formed with the solution/solvent casting method. The

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thickness of the chitosan films ranges between 66 ± 6 μm and 71 ± 6 μm (Table 2) and

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this difference is not statistically significant between each film. This result indicated

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that the content of ascorbate had no significant influence (p > 0.05) on the average

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thickness of chitosan based films. However, film densities decrease along with the

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incorporation of ascorbate compared with chitosan acetate film but no significant

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differences (p > 0.05) are found in densities of six chitosan ascorbate films.

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Table 2. Thickness, density, and mechanical properties of chitosan acetate film and chitosan

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ascorbate films.*

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Table 2 shows the effect of the category and content of organic acid salt on tensile

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strength and elongation at break of chitosan based films. Firstly, for chitosan acetate

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film, the tensile strength and elongation at break values are found to be 43 ± 1% and 31

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± 6%, respectively. It can be seen that the salt-forming reaction of chitosan with

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ascorbic acid produced significant effect in their mechanical properties. A significant

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drop (p < 0.05) in tensile strength and elongation at break values of chitosan ascorbate

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films resulting in tougher films was observed compared with chitosan acetate film. The

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mechanical property of the film could be greatly influenced by the systematic

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composition and intermolecular forces.

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elongation at break could be ascribed to the stronger destructive capacity of ascorbic

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acid to crystalline structure as well as intramolecular and intermolecular hydrogen

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bonding of chitosan matrix than that of acetic acid. 16 Moreover, the introduction of

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ascorbate with an increasing substitution degree from 0.50 to 0.95 decreases the tensile

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strength values from 27 ± 4 MPa to 21 ± 4 MPa and elongation at break values from 16

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± 2% to 10.0 ± 0.4%. Similar findings have been reported previously by Sun et al.. 12

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Above result showed that an increasing content of ascorbate in chitosan matrix resulted

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in an accelerating trend towards the decrease in crystalline structure and intermolecular

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forces between chitosan chains. 40

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3.2.2 Surface Color, Opacity, and Light Transmittance

10, 39

The decrease in tensile strength and

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Significant differences between the chitosan based films in the color parameters,

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including L, a, b, C*, h*, △E, WI, and opacity, are observed in Table 3. As the control

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group, chitosan acetate film was colorless and transparent. However, chitosan ascorbate

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films had a fawn-colored appearance compared to chitosan acetate film and changes

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occurred in all the color parameters with the incorporation of ascorbate into chitosan

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films. Moreover, as the substitution degrees of ascorbate increase from 0.50 to 0.95, a

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decrease in L values from 59.03 ± 0.05 to 51.53 ± 0.01, and increases in b values (14.48

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± 0.02 to 25.57 ± 0.01) and C* values (14.8 ± 0.8 to 26 ± 3) indicate that the films lose

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clarity and become darker, yellower, but increased color saturation. Chitosan ascorbate

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films show higher redness as growing a values are noted when the substitution degrees

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of ascorbate are 0.50-0.80, while the decrease in redness is also observed from a values,

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which decline from 2.50 ± 0.14 to 1.99 ± 0.01 when the substitution degrees of

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ascorbate reach 0.80-0.95. The increasing △E values (37.52 ± 0.04 to 49.23 ± 0.01), the

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decreasing WI values (56.44 ± 0.05 to 45.17 ± 0.01), and the decreasing h* values (102

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± 2 to 84.1 ± 0.4) indicate that the more colored films are obtained. The transparency is

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an important property for the film and is generally expressed as opacity. Higher value of

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opacity indicated the lower transparency and vice versa. The increasing opacities of

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chitosan ascorbate films from 0.78 ± 0.07 to 1.31 ± 0.01 A600/mm are observed in Table

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3 with the growing substitution degrees of ascorbate.

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Table 3. Optical properties of chitosan acetate film and chitosan ascorbate films.*

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Fig. 4. UV – vis spectra of chitosan acetate (Cs2Ac4) film and chitosan ascorbate (CsxVcy) films.

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Ultraviolet and visible light can catalyze the oxidation process of packaged food

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and too much exposure to UV – vis light can accelerate the food deterioration and 16

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nutrient loss. 13, 15 Thus, the capacity for blocking UV – vis light to extend shelf life of

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foodstuffs is an important characteristic for food packaging materials. Fig. 4 shows the

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light transmittance of chitosan based films in the wavelength range of 200-800 nm. The

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transmittance values of chitosan acetate film in the wavelength range of 200-400 nm are

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4.29-78.02%. The introduction of ascorbate into chitosan matrix significantly exhibits

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transmittance values of below 35% compared with chitosan acetate film, this higher

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blocking capacity might be due to the absorption capacity of ascorbate towards UV light.

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In particular, the UV light transmittances of all the chitosan ascorbate films attain

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almost zero in the range of 230-295 nm. Additionally, the light transmittances of

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chitosan ascorbate films are further reduced as the increasing content of ascorbate in the

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range of 380-600 nm. All the data indicated that chitosan ascorbate films had great

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capacity to block UV-vis light.

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3.2.3 X-Ray Diffraction

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Fig. 5. XRD patterns of chitosan acetate (Cs2Ac4) film and chitosan ascorbate (CsxVcy) films.

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The crystal structures of various samples including pristine chitosan powder,

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chitosan acetate film, and chitosan ascorbate films were characterized by XRD. As

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shown in Fig. 5, pristine chitosan shows semi-crystalline morphology with two peaks, a

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flat one at 11.82° signified the hydrous polymorphs characteristics of chitosan lattice

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bound with water and a broad one at 19.99° related to anhydrous crystal feature. 1, 41 The

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peak intensity of chitosan acetate film at around 20° is declined compared to chitosan

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powder in the XRD patterns. After ascorbate is formed in the chitosan matrix,

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significant changes are observed from the XRD profiles, in which the peak at 11.82°

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disappears and the diffraction peaks at about 20° become more flattened and less 17

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discernible. These data indicated that salt-forming reaction with ascorbic acid led to an

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amorphous structure of chitosan films. The breaking of intramolecular and

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intermolecular hydrogen bonding of chitosan backbones could lead to this lower

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crystallinity, which was also in agreement with the result of mechanical property of

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chitosan based films. However, no significant difference in crystal structures of chitosan

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ascorbate films could be identified from XRD patterns with an increment of ascorbate

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contents.

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3.2.4 Thermal Analysis

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Fig. 6. TGA (a) and DTG (b) curves of chitosan acetate (Cs2Ac4) film and chitosan ascorbate

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(CsxVcy) films.

394 395

TGA and DTG variation trends of pristine chitosan powder, chitosan acetate film,

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and chitosan ascorbate films are presented in Fig. 6. Chitosan powder displays two

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thermal decomposition stages, the first one ( ≤ 100°C) with about 6 wt% weight loss

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mainly goes through the loss of residual water, and the second one (200 - 400°C)

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remained 36 wt% solid residue corresponds to the decomposition of chitosan backbone.

400

39, 42

401

first mass loss at 25 - 100°C with about 5 wt% degradation could be also ascribed to the

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evaporation of bound or free moisture. The second step occurs at about 100 - 225°C

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with about 25 wt% degradation and it can be assigned to the decomposition of glycerol.

404

16

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accompanied with a massive weight loss (40 wt%). The thermal degradation of chitosan

406

backbones mainly happens in this step and the temperatures at maximum decomposition

407

rate of chitosan films are observed at 271-288°C, which are below that of pristine

However, for all the chitosan films, degradations are recorded in three steps. The

The onset temperature of the main mass loss is also observed at nearly 225°C

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chitosan at 296°C. Given the above, the much lower degradation temperature and bigger

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weight loss in the decomposition process of chitosan backbone displayed poor thermal

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stability of chitosan based films compared with pristine chitosan. This reduced thermal

411

stability might be related to the lower crystallinity of chitosan films. But it was found

412

that the increment of ascorbate contents did not exert substantially influence on the

413

thermal stability of chitosan ascorbate films.

414

3.2.5 Water Content, Water Solubility, Swelling Degree, and Water Vapor

415

Permeability

416 417

Table 4. Water content, water solubility, swelling degree, water vapor permeability, and EC50 value

418

against DPPH radical of chitosan acetate film and chitosan ascorbate films.*

419 420

Chitosan acetate film as the control group shows the highest moisture content and

421

swelling degree but the lowest solubility in water. Trends toward the decreases on

422

moisture content and swelling degree and an increase on the water solubility are

423

detected in Table 4 for chitosan ascorbate films. This result might be ascribed to the

424

salt-forming reaction and hydrogen-binding interaction between chitosan and ascorbic

425

acid molecules, which could cause the lack of free hydrophilic groups such as amino

426

and hydroxyl groups in chitosan backbones to bind with water by forming hydrogen

427

bonds due to the competitive binding effect. 15, 40 Meanwhile, the hydrophilic property

428

of ascorbate moiety in chitosan backbones and the disruption of the intra- or inter-

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molecular hydrogen bond networks might take responsibility for the higher solubility in

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water of chitosan ascorbate films. Similar result was found for chitosan-PA

431

(protocatechuic acid) composite films.

13

Besides, these obvious variation tendencies

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can be further strengthened with an increment on the substitution degrees of ascorbate

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groups.

434

For edible films, the blocking of water-exchanging between packaged foodstuffs

435

and external environment can efficiently extend their shelf life. 17, 43 Table 4 shows the

436

influence of the salt-forming reaction on the WVP values of chitosan based films. The

437

WVP values of chitosan ascorbate films are significantly lower (p < 0.05) than that of

438

chitosan acetate film. But, no significant differences (p > 0.05) in WVP values are

439

detected with the increasing on ascorbate content. Past research has demonstrated that

440

the permeation of water vapor for chitosan-based films involved two processes,

441

including adsorption and diffusion steps. 4, 44 Moisture could be easily adsorbed into the

442

polymeric matrix by free hydrophilic groups of chitosan backbones followed by the

443

improved diffusion step.

444

ascorbate molecule greatly occupied a large amount of hydrophilic groups of chitosan,

445

which ultimately led to the decreasing on water affinity of chitosan ascorbate films.

446

3.3 Antioxidant Activity

45

The electrovalent bond and hydrogen bond in chitosan

447 448

Fig. 7. DPPH radical scavenging effect (a) and reducing power (b) of chitosan acetate (Cs2Ac4) film

449

and chitosan ascorbate (CsxVcy) films.

450 451

Antioxidant activities of chitosan films were measured using the scavenging

452

activity assay on DPPH radical and reducing power assay. Meanwhile, the EC50 value in

453

mg/mL (namely the mass concentration of antioxidants produced 50% scavenging effect

454

against active free radicals) against DPPH radical (shown in Table 4) is also calculated

455

as an indicator of the antioxidant capacity of chitosan based films. Naturally, the lower

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the EC50 values, the stronger the scavenging abilities against free radicals of the

457

compounds.

458

As illustrated in Fig. 7, chitosan acetate film shows poor capacity for scavenging

459

DPPH radical with an EC50 value far exceed 1.60 mg/mL and negligible reducing power

460

within the tested dosage. However, chitosan ascorbate films exhibit powerful DPPH

461

radical scavenging capacity and reducing power with a dose-dependent manner in the

462

range of selected concentration. Continuous enhancements in the scavenging activities

463

against DPPH radical are detected for Cs2Vc1, Cs2Vc2, Cs2Vc3, Cs2Vc4, Cs2Vc6, and

464

Cs2Vc8 with scavenging values of 63.73 ± 0.82%, 68.75 ± 2.61%, 74.89 ± 1.58%, 83.56

465

± 2.17%, 87.43 ± 2.61%, and 88.67 ± 2.56% respectively at the testing concentration of

466

0.10 mg/mL compared with chitosan acetate film with 1.22 ± 0.16% scavenging rate.

467

But at 0.40 mg/mL or higher concentrations, their scavenging values against DPPH

468

radical remain above 96% and in fact there are no meaningful differences between their

469

scavenging activities. However, the obtained values for EC50 reflect that the increase in

470

ascorbate content enhanced the scavenging efficiency of chitosan ascorbate films

471

against DPPH radical. Meanwhile, the significant difference in reducing power at the

472

concentration of 0.40 mg/mL for chitosan ascorbate films is observed and the reducing

473

power of Cs2Ac4, Cs2Vc1, Cs2Vc2, Cs2Vc3, Cs2Vc4, Cs2Vc6, and Cs2Vc8 are measured as

474

0.01 ± 0.01, 2.87 ± 0.16, 3.12 ± 0.12, 3.45 ± 0.18, 3.74 ± 0.17, 3.85 ± 0.18, and 3.86 ±

475

0.14, respectively. This result demonstrated that with the increment of ascorbate content,

476

the antioxidant activities of chitosan ascorbate films were further enhanced. This

477

wonderful effect might mainly get the benefit of the function of ascorbate, which can be

478

available to act as a one-electron donor to potentially damage active oxidizing radicals

479

by a reversible and thermodynamically favorable oxidation.

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Meanwhile, ascorbyl

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Journal of Agricultural and Food Chemistry

480

radical can readily generate in this one-electron oxidation of ascorbate (Fig. 8). Two

481

molecules of the ascorbyl radical can also undergo a pH-dependent disproportionation

482

reaction, resulting in one molecule of ascorbate and the two-electron oxidized form,

483

dehydroascorbate. 47

484 485

Fig. 8. Redox forms and the antioxidative mechanism of ascorbate.

486 487

In conclusion, for the first time, chitosan ascorbates were synthesized in water

488

without any organic reagent based on salt-forming reaction of chitosan and ascorbic

489

acid at different reaction molar ratios to prepare chitosan-based antioxidative films for

490

food preservation. Besides, chitosan acetate film was also obtained used as control

491

group in physicochemical experiments and antioxidant tests. As a result, chitosan

492

ascorbate films showed improved the surface color, reduced light transmittances, lower

493

water content and swelling degree, decreased water vapor permeability, and higher

494

water solubility, whereas reduced mechanical properties, lower crystallinity and thermal

495

stability than chitosan acetate film. Those changes in physical property were due to the

496

stronger destructive capacity of ascorbic acid to crystalline structure of chitosan matrix

497

as well as intramolecular and intermolecular hydrogen bonding between chitosan chains.

498

In vitro antioxidant activity studies demonstrated that the incorporation of ascorbate

499

could greatly enhance scavenging capacity against DPPH radical and reducing power of

500

chitosan matrix. Besides, the antioxidant activities of chitosan ascorbate films were

501

further enhanced with the increase of ascorbate content. Current results converge to

502

promise the potential of chitosan ascorbate films as a suitable candidate in the field of

503

food packaging.

504

AUTHOR INFORMATION 22

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505

Corresponding Authors

506

*E-mail: [email protected] (Z.G.)

507

ORCID

508

Wenqiang Tan: 0000-0001-6075-2456

509

Zhanyong Guo: 0000-0002-2143-6933

510

Notes

511

The authors declare no competing financial interest.

512

Funding

513

The authors thank the financial support from the National Natural Science Foundation

514

of China (41576156), the seed project of Yantai Institute of Coastal Zone Research,

515

Chinese Academy of Sciences (Grant No. YIC Y755031011), Natural Science

516

Foundation of Shandong Province of China (ZR2017BD015), and Science and

517

Technology Service Network Initiative of Chinese academy of sciences (KFJ-STS-

518

ZDTP-023).

519

References

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Figure captions Fig. 1. Synthetic route for chitosan ascorbates. Fig. 2. FTIR spectra of chitosan, chitosan acetate (Cs2Ac4), and chitosan ascorbates (CsxVcy). Fig. 3. 1H NMR spectra of chitosan, chitosan acetate (Cs2Ac4), and chitosan ascorbates (CsxVcy). Fig. 4. UV – vis spectra of chitosan acetate (Cs2Ac4) film and chitosan ascorbate (CsxVcy) films. Fig. 5. XRD patterns of chitosan acetate (Cs2Ac4) film and chitosan ascorbate (CsxVcy) films. Fig. 6. TGA (a) and DTG (b) curves of chitosan acetate (Cs2Ac4) film and chitosan ascorbate (CsxVcy) films. Fig. 7. DPPH radical scavenging effect (a) and reducing power (b) of chitosan acetate (Cs2Ac4) film and chitosan ascorbate (CsxVcy) films. Fig. 8. Redox forms and the antioxidative mechanism of ascorbate.

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Fig. 1.

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Fig. 2.

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Fig. 3.

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Fig. 4.

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Fig. 5.

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Fig. 6.

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Fig. 7.

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Fig. 8.

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Table 1. Reaction molar ratio and degree of substitution of chitosan acetate and chitosan ascorbates.*

*

Chitosan derivative

Reaction molar ratio

Degree of substitution

Cs2Ac4

chitosan: 10 mM, glacial acetic acid: 20 mM

0.60

Cs2Vc1

chitosan: 10 mM, ascorbic acid: 5 mM

0.50

Cs2Vc2

chitosan: 10 mM, ascorbic acid: 10 mM

0.65

Cs2Vc3

chitosan: 10 mM, ascorbic acid: 15 mM

0.74

Cs2Vc4

chitosan: 10 mM, ascorbic acid: 20 mM

0.80

Cs2Vc6

chitosan: 10 mM, ascorbic acid: 30 mM

0.88

Cs2Vc8

chitosan: 10 mM, ascorbic acid: 40 mM

0.95

CsxAcy: chitosan acetate, CsxVcy: chitosan ascorbate.

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Table 2. Thickness, density, and mechanical properties of chitosan acetate film and chitosan ascorbate films.* Tensile strength

Elongation at

(MPa)

break (%)

1.16 ± 0.02a

43 ± 1a

31 ± 6a

68 ± 7a

1.06 ± 0.04b

27 ± 4b

16 ± 2b

Cs2Vc2

71 ± 6a

1.03 ± 0.03b

26 ± 5bc

13 ± 2bc

Cs2Vc3

68 ± 5a

1.07 ± 0.03b

24 ± 2bc

12.4 ± 0.9bc

Cs2Vc4

66 ± 6a

1.08 ± 0.05b

23 ± 5bc

12.2 ± 1.5bc

Cs2Vc6

67 ± 6a

1.06 ± 0.01b

22 ± 5bc

12.0 ± 1.5bc

Cs2Vc8

68 ± 8a

1.04 ± 0.03b

21 ± 4c

10.0 ± 0.4c

Film

Thickness (μm)

Density (g/cm3)

Cs2Ac4

70 ± 4a

Cs2Vc1

*Values a, b, c

are given as mean ± standard deviation (SD).

Different superscripts within the same column indicate significant differences among films (p
1.60a

Cs2Vc1

11.6 ± 0.9b

36.3 ± 1.0c

18 ± 2b

6.6 ± 0.2bc

0.084 ± 0.004b

Cs2Vc2

11.4 ± 1.9b

41.5 ± 0.4b

16.8 ± 1.7b

7.0 ± 0.1b

0.071 ± 0.006c

Cs2Vc3

11.4 ± 0.7b

41.5 ± 0.4b

14.5 ± 1.8bc

6.7 ± 0.2bc

0.062 ± 0.001d

Cs2Vc4

10.9 ± 0.1bc

41.7 ± 1.6b

12 ± 5cd

6.3 ± 0.1c

0.046 ± 0.002e

Cs2Vc6

10.7 ± 0.4bc

43.0 ± 1.6ab

9 ± 2de

6.3 ± 0.1c

< 0.025f

Cs2Vc8

9.0 ± 0.2c

44.0 ± 0.5a

7.0 ± 0.3e

6.1 ± 0.2c

< 0.025f

*Values

are given as mean ± standard deviation (SD).

a, b, c, d, e, f

Different superscripts within the same column indicate significant differences among films

(p < 0.05). CsxAcy: chitosan acetate, CsxVcy: chitosan ascorbate.

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